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Matthew Eric WRINKLES
Classification: Murderer
Characteristics:
Parricide
Number of victims: 3
Date of murders:
July 21,
1994
Date of arrest:
Same day
Date of birth: January 3,
1960
Victims profile: Debbie Wrinkles
W/F/31 (his wife); Tony Fulkerson W/M/28 (brother of Debbie);
Natalie Fulkerson W/F/26 (wife of Tony)
Method of murder:
Shooting (.357
caliber handgun)
Location: Vandenburgh County, Indiana, USA
Status:
Executed
by lethal injection in Indiana on December 11, 2009
After continuous marital problems with her husband Matthew Wrinkles,
Debbie moved out of the house with their two children, going to live
with Debbie's brother, Tony, and his wife, Natalie, on Tremont Drive
in Evansville.
Twice in the past Wrinkles had
threatened Debbie with a gun. Soon after, Wrinkles filed for divorce.
His mother was concerned about his behavior and had him committed.
After three days of evaluation, he was released. In the next two weeks,
despite a Protective Order in effect, Wrinkles went looking for Debbie.
He showed up at her place of employment, and at the homes of two of
her friends, dressed up in camouflage demanding to see her. He was
unsuccessful each time.
On July 20, 1994 Wrinkles, Debbie
and their attorneys met for a provisional hearing in their divorce
proceeding. They reached an agreement to set aside the Protective
Order, and for Wrinkles to have visitation. They also agreed for
Debbie to meet Wrinkles with the kids at a restaurant later that day.
Debbie decided not to show up for the meeting.
Later that night,
Wrinkles again dressed up in camouflage and drove to the home of Tony
Fulkerson, where Debbie and the kids were staying. He parked a block
away, cut the telephone wires, and kicked in the back door. He was
armed with a .357 handgun and a knife. When he was finished, Natalie
was dead on the front porch with a gunshot wound to her face; Tony was
dead in the bedroom with four gunshot wounds, to his face, hip, chest,
and back; Debbie was dead in the hallway with a gunshot wound to her
chest/shoulder area. One of the children, Lindsay Wrinkles saw her
father shoot her mother, then open her shirt and attempt CPR. Lindsay
told him she was going to call police, and he fled from the house.
Wrinkles was later arrested at the home of his cousin, where the .357
murder weapon was recovered.
Final/Special Meal:
Prime rib with a loaded baked potato, pork chops with steak fries, and
two salads with ranch dressing and rolls.
Final Words:
“Not at this time, let’s get it done. Let’s lock and load. It’s
plagiarized, but what the hell.”
Citations:
Direct Appeal: Wrinkles v. State, 690 N.E.2d 1156 (Ind. December 31, 1997)
Conviction Affirmed 5-0; DP Affirmed 5-0
Sullivan Opinion; Shepard, Dickson, Selby, Boehm concur. Wrinkles v. Indiana, 119 S.Ct. 148 (1998) (Cert. denied).
For Defendant: Michael C. Keating, Michael J. Danks, Evansville, IN
For State: James D. Dimitri, Deputy Attorney General (Pamela Carter)
Post-Conviction Relief:
PCR Petition filed 12-01-98.
PCR denied 09-03-99 by Vanderburgh Circuit Court Judge Carl A. Heldt.
Wrinkles v. State, 749 N.E.2d 1179 (Ind.
June 29, 2001).
(Appeal of denial of PCR by Vanderburgh Circuit Court Judge Carl A.
Heldt)
Affirmed 5-0; Rucker Opinion; Shepard, Dickson, Sullivan, Boehm concur.
Wrinkles v. Indiana, 122 S.Ct. 1610 (2002) (Cert. Denied).
For Defendant: Joanna Green, Laura L. Volk, , Linda Hughes, Deputy
Public Defenders (Susan K. Carpenter)
For State: Thomas D. Perkins, Deputy Attorney General (Karen M.
Freeman-Wilson)
Wrinkles v. State, 776 N.E.2d 905 (Ind.
October 15, 2002).
(Indiana Supreme Court Order denying successive PCR)
5-0 Shepard Opinion; Dickson, Sullivan, Boehm, Rucker concur.
Habeas:
Petition for Writ of Habeas Corpus filed on 07-25-02 in U.S. District
Court, Northern District of Indiana.
Writ denied 05-18-05 by U.S. District Court Judge John D. Tinder.
Wrinkles v. Buss, 537 F.3d 804 (7th Cir.
(Ind.), August 12, 2008) (NO. 05-2747).
Appeal of denial of Petition for Habeas Corpus relief by U.S. District
Court, Northern District of Indiana.
Affirmed 2-1; Opinion by Circuit Judge Michael S. Kanne, Judge Flaum
concurs; Judge Ilana Diamond Rovner dissents.
For Defendant: Joseph M. Cleary, Rhonda R. Long-Sharp, Indianapolis,
IN
For State: Andrew K. Kobe, Deputy Attorney General (S. Carter)
ClarkProsecutor.org
Clark County Prosecuting Attorney
WRINKLES, MATTHEW
E. # 82
ON DEATH ROW SINCE 06-14-95
DOB: 01-03-1960
DOC#: 952132 White Male
Vanderburgh County Circuit Court Judge Richard L. Young
Prosecutor: Stanley M. Levco,
Mary Margaret Lloyd
Defense: Michael J. Danks,
Dennis A. Vowels
Date of Murder: July 21, 1994
Victim(s): Debbie Wrinkles
W/F/31 (Wife); Tony Fulkerson W/M/28 (Brother of Debbie); Natalie
Fulkerson W/F/26 (Wife of Tony)
Method of Murder: shooting with
gun
Summary: After continuous
marital problems with her husband Matthew Wrinkles, Debbie moved out
of the house with their two children, going to live with Debbie's
brother, Tony, and his wife, Natalie, on Tremont Drive in Evansville.
Twice in the past Wrinkles had threatened Debbie
with a gun. Soon after, Wrinkles filed for divorce. His mother was
concerned about his behavior and had him committed. After three days
of evaluation, he was released.
In the next two weeks, despite a Protective Order
in effect, Wrinkles went looking for Debbie. He showed up at her
place of employment, and at the homes of two of her friends, dressed
up in camouflage demanding to see her. He was unsuccessful each
time.
On July 20, 1994 Wrinkles, Debbie and their
attorneys met for a provisional hearing in their divorce proceeding.
They reached an agreement to set aside the Protective Order, and for
Wrinkles to have visitation. They also agreed for Debbie to meet
Wrinkles with the kids at a restaurant later that day. Debbie
decided not to show up for the meeting.
Later that night, Wrinkles again dressed up in
camouflage and drove to the home of Tony Fulkerson, where Debbie and
the kids were staying. He parked a block away, cut the telephone
wires, and kicked in the back door. He was armed with a .357 handgun
and a knife.
When he was finished, Natalie was dead on the
front porch with a gunshot wound to her face; Tony was dead in the
bedroom with four gunshot wounds, to his face, hip, chest, and back;
Debbie was dead in the hallway with a gunshot wound to her chest/shoulder
area.
One of the children, Lindsay Wrinkles saw her
father shoot her mother, then open her shirt and attempt CPR.
Lindsay told him she was going to call police, and he fled from the
house. Wrinkles was later arrested at the home of his cousin, where
the .357 murder weapon was recovered.
Conviction: Murder, Murder,
Murder
Sentencing: June 14, 1995 (Death
Sentence)
Aggravating Circumstances: b(8)
3 murders
Mitigating Circumstances: no
significant history of criminal conduct, methamphetamine
intoxication at time of murders, extreme emotional disturbance, grew
up in dysfunctional family
Wrinkles executed at Indiana prison
By Eric Bradner - CourierPress.com
December 11, 2009
MICHIGAN CITY, Ind. — Strapped to a gurney and
hooked up to an IV, the death warrant was read to Matthew Eric
Wrinkles just after midnight. Prison guards opened the blinds to an
adjoining room so he and his witnesses could exchange a final look.
When asked for his final words, Wrinkles said: “Not at this time,
let’s get it done. Let’s lock and load. It’s plagiarized, but what the
hell.”
The man convicted of the July 1994 murders of his
estranged wife and two of her relatives was set to die.
The chemicals were pumped into his bloodstream with
no complications. In seconds, he was unconscious. Minutes later, his
lungs were paralyzed and his heart was stopped. Doctors pronounced
Wrinkles dead at 12:39 a.m. Friday. He was 49.
As his execution approached, prison officials said
Wrinkles cooperated fully and complied with all instructions. He had a
"special meal" on Tuesday night that was ordered from a Michigan City
restaurant and consisted of two salads with ranch dressing, rolls,
prime rib with a loaded baked potato and pork chops with steak fries.
Both Tuesday and Wednesday night, Wrinkles requested and received
doses of Ativan, an anti-anxiety drug, as many death row inmates do.
On Thursday, Wrinkles chose to begin his last day
by skipping breakfast. Throughout the day, he met for the last time
with family and friends as well as spiritual advisers. Among those he
saw on Thursday were his daughter, Lindsay Wrinkles, and son, Seth
Wrinkles. He ate snacks and had “a real connected time with his family
members,” according to Doug Garrison, the Indiana Department of
Correction communications chief.
When his visitors left at 4 p.m., Wrinkles showered
and then was moved to a holding room next to the execution chamber.
There, he made phone calls. Among them were calls to people he had
come to communicate with in the Netherlands. He met again with
spiritual advisers who left at 11 p.m. — the hour they were required
to do so. Stationed outside the room in which Wrinkles spent his final
hour were two guards he had come to know. “He knows them, and he may
have even had some hand in selecting them,” Garrison said.
The list of those who would witness his execution
was private, but Joe Cleary, one of Wrinkles' attorneys, said lawyers
and spiritual advisers would be present.
As his final moments slipped away, his victims'
families — some of whom thought he should be executed and others who
preferred he live out his life in prison — waited. Some attended
prayer vigils. Others sat by their phones awaiting word of his death.
In the late Thursday night and early Friday morning
hours, the temperature outside the prison dipped to 12 degrees and the
wind whipped off nearby Lake Michigan, keeping the number of
protesters who often gather outside the prison before executions to a
handful. “Eric’s case really shows that (seeking the death penalty) is
the prosecutor’s call, and it also has to happen in a county that has
a pretty big budget and it also helps if the victims are attractive
and white,” said Marti Pizzini, 69, of Chesteron, who protested along
with several other members of the Duneland Coalition to Abolish the
Death Penalty.
Three execution teams made preparations: one to
shackle him to a gurney and wheel him into the execution chamber, a
second to hook up an IV and the final team to start the lethal drip.
In Indianapolis, Vanderburgh County Prosecutor Stan
Levco waited with two deputy attorneys general. They were on hand in
case of any last-minute legal developments — an unlikely occurance,
since Wrinkles, who had exhausted his state and federal appeals, last
month ordered his lawyers not to seek clemency from Gov. Mitch Daniels.
Indiana Department of Correction Commissioner Edwin Buss waited at the
Capitol, as well.
The team running the execution strapped Wrinkles to
the gurney and hooked up the IV. The governor signaled to the team in
Michigan City that no last-minute challenges had delayed the execution
just after midnight. The death warrant was read to Wrinkles. Indiana
began its first execution since Michael Lambert was put to death for
murdering a Muncie police officer on June 15, 2007. First, Sodium
Pentothal rendered Wrinkles unconscious. Then, pancuronium bromide
paralyzed his muscles and respiratory system. Finally, potassium
chloride stopped his heart. Doctors declared Wrinkles dead. His body
will be transported to Evansville, where he will be buried.
Wrinkles, an Evansville resident, was found guilty
of the July 21, 1994, shooting deaths of his estranged wife, Debra
Jean Wrinkles, 31; her brother, Mark "Tony" Fulkerson, 28; and
Fulkerson's wife, Natalie Fulkerson, 26. The slayings occurred nine
days after a doctor ended Wrinkles' three-day stay in the Southwestern
Indiana Mental Health Center despite his mother's reports of his
erratic behavior. The doctor said Wrinkles was not "gravely disabled."
According to police, Wrinkles was high on
methamphetamine and dressed in camouflage and face paint when he cut
the phone lines at the Fulkerson home, where his estranged wife was
staying, at 2 a.m. that summer night. Wielding a knife and a .357
Magnum revolver, Wrinkles kicked in the door. First he shot Tony
Fulkerson. Next he ignored his daughter's pleas and shot his wife.
Then he shot Natalie Fulkerson.
All the way through the legal process and even
after Wrinkles’ fate was sealed, family members of his victims
disagreed as to whether death was the appropriate punishment. Mae
McIntire, the mother of Wrinkles' estranged wife, said his fate was
well-deserved. "I can remember all the abuse that my daughter went
through and the abuse that my whole family went through with him,"
McIntire said late Thursday night, as Wrinkles' execution approached.
She chose to stay home in Evansville rather than
make the trip to Michigan City. “Some people might think I'm heartless,
but I'm not,” McIntire said. “He's never told me he's sorry for what
he did to my children, and I don't have any remorse for him. It's
never going to get any better as long as he's living.”
Mary Winnecke, the mother of Natalie Fulkerson,
asked Daniels to grant Wrinkles clemency. She preferred having the man
spend his life in prison.
Tracy Hobgood, the niece of Tony Fulkerson, was in
the house and said she survived Wrinkles' wrath only because Natalie
Fulkerson stepped in front of her. Nonetheless, she opposed his
execution, attending a prayer vigil in Evansville on Thursday night.
“Eric was addicted to meth when he did this. Eric wasn't in his right
mind when he did this. If they could just understand that they're
killing a man tonight that really doesn't understand what he did,”
Hobgood said, her voice trailing off. “Killing Eric tonight is not
going to solve anything.” Hobgood wrote Wrinkles a 21-page letter in
March, telling him she had finally forgiven him and explaining why. “I
forgave him because my faith allowed me to,” she said. “I told him I
would never forget, though.”
Before his death, Wrinkles provided a statement
intended to serve as his final statement: “I wish I knew then what I
know now. That is, as Einstein said, ‘only a life lived for others is
worth living.’ Fifteen years ago I took the lives of people I loved,
my wife, my friends. I did so voluntarily taking drugs to the extent I
became an addict of the worst kind. I caused enormous pain to many. I
am not proud of the man I was. But I am no longer that man. In the
past 15 years I have come to grips with the extent of the harm I
caused. Although tonight I pay for my actions w/ my life, it has been
the last 15 years that has been the truth punishment. Living w/ the
knowledge of the pain I caused was the severest punishment possible.
Tonight my children lose their natural father. My friends lose me. My
brothers grieve. More victims are created. As Albert Camus said: To
kill a man in a paroxysm of passion is understandable. To have him
killed by someone else after calm and serious mediation and on the
pretext of duty honorably discharged is incomprehensible.”
His daughter, Lindsay Christmas, provided the
following statement in hand-written form: “I have been contacted by
several members of the media. I have been asked to give interviews. I
chose to make this statement and ask the media to stop contacting me.
Regardless of what my dad has done, he’s still my dad. Having to re-live
this ordeal is tragic. Re-living the day I had to testify against my
dad, which I did not want to do, but was forced upon me, did and has
affected my life, and the relationship I haven’t had with my father
all these years. Recently we have made peace within each other. I will
go on with my life having peace within me. Knowing god will take care
of all of us. My father, Seth, and I have written a book titled:
“Ridin the White Line.” If anyone wants to learn or know about my
parents, or circumstances read the book when it is released. Now I
pray that dad is reunited in heaven, and this story shows a
realization what drugs can do to themselves, and others. And this
country should abolish the death penalty. Our God is a loving God. He
forgives all.”
State executes man who killed three
By Charles Wilson - The Indianapolis Star
Associated Press - December 11, 2009
MICHIGAN CITY, Ind. -- An Indiana death row inmate
who refused to request clemency was executed early today for the 1994
shooting deaths of his estranged wife and two of her relatives, saying
he was "not proud of the man I was, but I am no longer that man."
Matthew Eric Wrinkles died from a lethal injection
at 12:39 a.m. at Indiana State Prison in Michigan City, said
Department of Correction spokesman Doug Garrison. Authorities said
Wrinkles was on methamphetamine when he cut the phone lines, broke
into his brother-in-law's Evansville home and killed his wife, her
brother and her sister-in-law in July 1994.
"Tonight my children lose their natural father, my
friends lose me, my brothers grieve. More victims are created,"
Wrinkles wrote in his final statement. "As Einstein said, only a life
lived for others is worth living." Moments before his death, he said:
"Let's get it done. Let's lock and load. It's plagiarized, but what
the hell."
Wrinkles didn't pursue any last-minute appeals or
efforts to save his life Thursday. The 49-year-old inmate had told his
attorneys not to make any such efforts, and they agreed to abide by
his wishes. Indiana Public Defenders Council Executive Director Larry
Landis, a spokesman for the attorneys who represented Wrinkles, said
the inmate was "tired of fighting" and had resigned himself to death.
Wrinkles was convicted of murdering his wife, Debra
Jean Wrinkles, 31; her brother, Mark "Tony" Fulkerson, 28; and
Fulkerson's wife, Natalie "Chris" Fulkerson, 26.
Wrinkles adult daughter, Lindsay Christmas, issued
a handwritten statement that said she recently made peace with her
father. "Regardless of what my dad has done, he's still my dad," she
wrote. "I will go on with my life having peace within me."
Debra Wrinkles' mother, Mae McIntire, said in an
interview after the execution that he only recently began showing
remorse. "I thought it was a little bit late, him saying the things he
did. He could have said that a long time ago, but he waited until the
end," she said. "I'm going to try to start my life over after 15 years
and try to have a better life."
The killings came just days after Wrinkles' mother
tried to have him committed due to his erratic behavior but was told
he didn't meet the criteria. He had been briefly hospitalized at a
different hospital about two weeks before the killings but was
released after a psychiatrist determined he was not "gravely disabled,"
according to records from a 1999 court hearing.
Authorities say Wrinkles was high on
methamphetamine when he cut the phone lines to the Fulkerson home
about 2 a.m. on July 21, 1994. He was wearing camouflage clothes and
face paint and armed with a gun and a knife when he kicked open the
door of the home, where his estranged wife and children were staying.
Wrinkles shot Mark Fulkerson in front of Fulkerson's 3-year-old son,
then shot Debra Wrinkles as their daughter pleaded for her mother's
life. Finally, he shot Natalie Fulkerson in the face.
"I am not proud of the man I was, but I am no
longer that man," Wrinkles wrote in his final statement. Wrinkles has
said the killings wouldn't have happened except for his
methamphetamine addiction and his fear he would never see his children
again. But McIntire has said Wrinkles abused her daughter long before
he killed her.
Defense attorney Joanna Green said that wasn't the
man he knew. "During the time he's been on death row, he's obviously
not taking drugs," Green said. "While there's not a lot a person can
do on death row to make up for their crimes ... he has done what he
can."
Outside the prison, a half-dozen members of the
Duneland Coalition to Abolish the Death Penalty bundled up against the
frigid cold Thursday night to protest. They beat drums and carried
signs calling for a state moratorium on capital punishment including
one that read, "The state is not the Angel of Death." The drum beats
could be heard inside the prison. They were meant to support Wrinkles,
said leader Marti Pizzini, 69, of Chesterton, who has been protesting
executions at the prison for 20 years.
Wrinkles' execution was Indiana's first in more
than two years. Before Wrinkles, the last person put to death in
Indiana was Michael Lambert, who was executed in June 2007 for fatally
shooting a Muncie police officer 16 years earlier.
Indiana inmate executed for 1994 triple murder
By Charles Wilson - Northwest Indiana Times
Friday, December 11
Matthew Eric Wrinkles' children spent the last 15
years knowing their father as a murderer who while high on
methamphetamine cut the phone lines of their uncle's home, kicked in
the door and shot their mother. Wrinkles, also convicted of killing
his wife's brother and sister-in-law, wanted to reconcile with his two
children and met with them before he was executed early Friday at the
Indiana State Prison, his attorney said. His daughter was 14 when she
pleaded for her mother's life before witnessing the shootings July 21,
1994. "Regardless of what my dad has done, he's still my dad," Lindsay
Christmas, now 28, said in a handwritten note released shortly after
her father died. "I will go on with my life having peace within me."
His 21-year-old son, Seth Wrinkles, did not release
a statement but was with his sister at the prison in Michigan City,
about 40 miles east of Chicago along Lake Michigan, said defense
attorney Joanna Green. She said Matthew Wrinkles wanted to make peace
with his children. "That was his prime concern," Green said.
Wrinkles, 49, died from a lethal injection at 12:39
a.m. while strapped to a gurney inside the state prison, Department of
Correction spokesman Doug Garrison said. Wrinkles didn't pursue any
last-minute appeals or efforts to save his life.
Wrinkles shot his wife, Debra Jean Wrinkles, 31,
after shooting her brother, Mark "Tony" Fulkerson, 28, in front of
Fulkerson's 3-year-old son. He then shot Fulkerson's 26-year-old wife,
Natalie, in the face. "I am not proud of the man I was, but I am no
longer that man," Wrinkles wrote in his final statement. "Tonight my
children lose their natural father, my friends lose me, my brothers
grieve. More victims are created," Wrinkles added. "As Einstein said,
only a life lived for others is worth living." Moments before his
death, he said: "Let's get it done. Let's lock and load. It's
plagiarized, but what the hell."
His mother-in-law hasn't forgiven him. She said he
only recently began showing remorse. "I thought it was a little bit
late, him saying the things he did. He could have said that a long
time ago, but he waited until the end," Mae McIntire, 79, said shortly
after the execution.
But she said she was glad for the children's sake
that they finally reconciled with their father. McIntire said Wrinkles
had blamed his daughter for testifying against him at trial, something
Christmas said she did unwillingly. "Those children need to go on,"
McIntire said. Noting that she wanted to do the same, she added: "I'm
going to try to start my life over after 15 years and try to have a
better life."
The 1994 killings came just days after Wrinkles'
mother tried to have him committed due to his erratic behavior, but
she was told he didn't meet the criteria. He had been briefly
hospitalized at a different hospital about two weeks before the
killings but was released after a psychiatrist determined he was not "gravely
disabled," according to records from a 1999 court hearing.
Authorities said Wrinkles was high on
methamphetamine when he cut the phone lines to the Fulkerson home
about 2 a.m. He was wearing camouflage clothes and face paint and
armed with a gun and a knife when he kicked open the door of the home,
where his estranged wife and children were staying.
Wrinkles had said the killings wouldn't have
happened except for his methamphetamine addiction and his fear he
would never see his children again. But McIntire has said Wrinkles
abused her daughter long before he killed her. Wrinkles apologized to
family members on an episode of "The Oprah Winfrey Show" that aired
last month. His nieces and nephew said they forgave him and didn't
want him to die.
Outside the prison, a half-dozen members of the
Duneland Coalition to Abolish the Death Penalty bundled up against the
frigid cold Thursday night to protest. They carried signs calling for
a state moratorium on capital punishment and beat drums that could be
heard inside the prison. The drums were meant to support Wrinkles,
said leader Marti Pizzini, 69, of Chesterton, who has been protesting
executions at the prison for 20 years.
Wrinkles' execution was Indiana's first in more
than two years. Before Wrinkles, the last person put to death in
Indiana was Michael Lambert, who was executed in June 2007 for fatally
shooting a Muncie police officer 16 years earlier.
Wrinkles executed for 1994 murders
By Nathan Ryder - WFIE.com
December 11, 2009
MICHIGAN CITY, IN (WFIE) - Eric Wrinkles has been
put to death, 15 years after the murders of his estranged wife and two
of her relatives. He died by lethal injection just after 12:30 Friday
morning.
Wrinkles spent his final few hours visiting with
family and clergy members. Prison officials in Michigan City say he
also made more than a dozen phone calls, some to people as far away as
the Netherlands.
Wrinkles was convicted of breaking into his brother-in-law's
Evansville home in July 1994. He was wearing camouflage and face paint
when he shot his wife, Debra Jean Wrinkles, her brother, Mark "Tony"
Fulkerson, and Fulkerson's wife, Natalie "Chris" Fulkerson.
In a written statement, Wrinkles reflected on the
events that left him sentenced to death. "Fifteen years ago I took the
lives of people I loved, my wife, my friends. I did so voluntarily
after taking drugs. To the extent I became an addict of the worst kind.
I caused extensive pain to many," said the statement.
Inside the execution chamber, Wrinkles' death
warrant was read and a deadly cocktail of three drugs was injected
through IV lines.
Lindsay Christmas, one of Wrinkles' children
witnessed his execution and released the following statement: "Regardless
of what my dad has done, he's still my dad. Having to relive this
ordeal is tragic." Her statement goes on to say that she didn't want
to testify against her father and that it: "has affected my life and
the relationship I haven't had with my father all these years.
Recently we have made peace within each other. I will go on with my
life having peace within me."
For the rest of the prison population here at
Michigan City Prison, life goes back to normal. Their lockdown status
was lifted at 12:00 p.m. and the prison is now back open as normal.
Wrinkles is the first Indiana death row inmate to
be executed since 2007.
Wrinkles' last words before his execution: 'Let's
lock and load'
By Jerry Davichon - Gary Post Tribune
December 11, 2009
At 12:39 a.m. this morning, convicted killer
Matthew Eric Wrinkles was officially pronounced dead after a lethal
injection execution at Indiana State Prison in Michigan City. Late
last night I met about a dozen protesters in the bitter cold who
demonstrated against the execution, the first in this state since
2007.
Inside the prison, before his lethal injection,
Wrinkles was asked if he wanted to make one last oral statement. He
replied, "Not at this time lets get it done, lets lock and load...it's
plagiarized but what the hell."
His last written statement was: "I wish I knew then
what I know now - that is, as Einstein said, 'only a life lived for
others is worth living.' "Fifteen years ago I took the lives of people
I loved, my wife, my friends. I did so after voluntarily taking drugs
to the extent I became an addict of the worst kind. I caused enormous
pain to many. I am not proud of the man I was. But I am no longer that
man. In the past 15 years I have come to grips with the extent of the
harm I caused. Although tonight I pay for my actions w/ my life, it
has been the last 15 years that has been the true punishment. Living
w/ the knowledge of the pain I caused was the severest punishment
possible. Tonight my children lose their natural father. My friends
lose me. My brothers grieve. More victims are created. As Albert Camus
said: To kill a man in a paroxysm of passion, Is understandable. To
have him killed, by someone else after calm and serious mediation and
on the pretext of duty honorably discharged is incomprehensible."
Impossible to forgive
After 15 years, mother can't forgive killer who
took son, daughter, daughter-in-law
By Seth Grundhoefer - CourierPress.com
10-05-09
EVANSVILLE — The last time Mae McIntire saw Eric
Wrinkles, he was being sentenced for the murder of her son, daughter
and daughter-in-law. That was 15 years ago, but she still remembers
his "radical," almost seemingly careless courtroom demeanor all too
well.
After seeing Wrinkles again via satellite as a
guest during a recent taping of "Oprah" after all those years, she
didn't see much of a change. "He wasn't as angry, but he was still
trying to lie to make himself look good," she said. "To me, he was the
same guy that he used to be. ... He apologized to the kids, but he's
never said anything to me."
In the early morning of July 21, 1994, Wrinkles
shot and killed his wife, Debra Jean Wrinkles, 31; her brother, Mark "Tony"
Fulkerson, 28; and Fulkerson's wife, Natalie "Chris" Fulkerson, 26.
Wrinkles is on death row at the Indiana State Prison in Michigan City.
An execution date has not been set.
Two weeks ago, survivors of the shootings and the
victims' family members were invited to Chicago to tape a segment of "Oprah"
and speak to Wrinkles via satellite. McIntire said her granddaughter,
Tracy Hobgood, who was in the home at the time of the shootings, wrote
the show a letter explaining that she wanted to tell Wrinkles she
forgave him.
McIntire, now 79, underwent risky open-heart
surgery in April. Out of fear of her health, her son cautioned her not
to go on the show, but she said she "had to get some things off my
chest." "I wanted to face him, and tell him things that I haven't had
a chance to tell him."
While many of the guests who appeared on the show
have forgiven Wrinkles, McIntire does not. Nor does she oppose him
being sentenced to death. She feels it would not only be justified,
but also would provide her and others with closure. "I'd just like to
see this thing over, so people can go on with their lives," she said.
"People have asked me, 'Can you sit there and see him get executed?'
And I say, 'Yes, I can.'"
Though her remarks may seem harsh, she adds that
Wrinkles terrorized her family long before the killings. He had a
history of drug abuse, made threats to her family and often physically
abused McIntire's daughter. When Debra Wrinkles went to her brother's
house to seek refuge from Wrinkles' abuse, Wrinkles killed her and the
two others in front of their own children. "He told her, 'You better
be smiling today, cuz' you won't be smiling tomorrow," McIntire said.
"I can't forgive a man like that. There's just nothing good about him."
Like McIntire, Mary Winnecke hadn't spoken to
Wrinkles since he was convicted of the murder of her daughter, Natalie
Fulkerson. However, she had a different message for Wrinkles.
Although Winnecke said Wrinkles should be held
accountable for his crimes, she doesn't believe the death penalty is
the Christian response. In fact, over the summer, Winnecke began a
letter-writing campaign to Gov. Mitch Daniels' office asking that
Wrinkles' sentence be commuted to life in prison and to end the death
penalty all together.
At the beginning of the show, Winnecke sat in the
audience near McIntire as Winfrey joined Winnecke's grandchildren, Kim
Dillman and Matthew Heuck — survivors of the shootings — center stage.
Not long after, a live satellite feed of Wrinkles popped onto a nearby
screen. His son, Seth, was at his side. He looked older, and yet, not
much different from what Winnecke expected.
In court, Winnecke said, Wrinkles was dark-complected
and "looked fantastic." "When I saw him in court, I was hurt. Because
I thought, 'You look so good, and I hurt so bad,'" she said. But just
as 15 years on death row has changed Wrinkles' physical appearance, it
also has changed the way Winnecke looks at Wrinkles.
Since the trial, Winnecke has forgiven Wrinkles,
and as a devout Catholic, she prays Wrinkles will ask for God's
forgiveness. Getting to that stage, though, proved to be an effort of
both time and faith, she said. "At first, you're in shock, and you're
hurt, and life is just so confusing. I couldn't even think how to cook
an egg. ... But then as life went on, I looked inside of myself and
realized that in order to go forward, I had to forgive him."
Winnecke didn't plan to speak to Wrinkles during
the taping, but as the show went on, she felt compelled to tell him
she forgave him. But in return, she wanted something more than a
personal apology from Wrinkles. She asked him to "get down on his
knees" and ask for God's forgiveness, too. "When I told him that, he
just sat there and shook his head," she said. "He didn't know what to
reply."
Winnecke's grandchildren shared her sentiments.
From jail, Wrinkles had written them letters asking
for their forgiveness. Now both adults with children of their own,
Dillman and Heuck were ready to tell Wrinkles to his face they forgive
him, and convey that, with the help of God, hate has not consumed them.
Why exactly? For Winnecke, the answer comes in examining the last
moments of her daughter's life. "Natalie died stepping in front of the
gun. She was pushing (Tracy Hobgood) out the door. So, for her to give
her life for another, how can you turn around and teach your children
how to hate?" Winnecke said. "You can't. It's just impossible."
Winnecke said the show is slated to air sometime in
October, but a time and exact date have not been determined.
Final hours of a death row inmate
Anti-death penalty group holds vigil outside
Indiana jail before Wrinkles' execution
By Chris Keller - Northwest Times
Friday, December 11, 2009
MICHIGAN CITY | His attorneys under orders to not
make any last-minute appeals on his behalf, death row inmate Matthew
Eric Wrinkles spent the last few hours of his life meeting with
members of the clergy.
Outside Wrinkles' cell, and beyond the prison walls
and past the gates, the Duneland Coalition to Abolish the Death
Penalty set up shop in the parking lot of Indiana's death row -- the
Indiana State Prison in Michigan City. With temperatures already in
the teens, members of the group braved the wind with signs, drums and
a public address system to protest what they see as an inhumane
punishment.
Shortly after midnight Friday, the 49-year-old was
scheduled to receive a fatal combination of sodium pentathol,
procurium bromide and potassium chloride, which will cause him to fall
asleep, paralyze his lungs and stop his heart. He is Indiana's 92nd
inmate to be put to death, and the first in more than two years.
Wrinkles was sentenced to death row after a
Vanderburgh County jury convicted him of the 1994 killings of his
estranged wife, her brother and her sister-in-law: 31-year-old Debra
Wrinkles, 28-year-old Tony Fulkerson and 26-year-old Natalie Fulkerson.
Wrinkles ate his "last meal" Tuesday: prime rib
with a loaded baked potato, pork chops with steak fries and two salads
with ranch dressing and rolls. In the hours leading up to the
execution, Wrinkles was allowed to visit with family and friends.
At 4 p.m. Thursday, he was taken to a holding cell,
where he met with a spiritual adviser and made phone calls.
Outside the jail, the Duneland Coalition held
candles and lights, and one by one they stood behind the microphone
offering their beliefs. One of the group's members, Chesterton
resident Marti Pizzini, said she has been coming to execution-night
vigils for about 17 years. A social worker, nurse and teacher, Pizzini
calmly and systematically recites arguments against capital punishment,
from both a moral and a pragmatic perspective. "There's a lot of
things we can do to stop crime and spending $1 million to put someone
to death isn't one of them," Pizzini said. "We do a disservice to
think the world is safer because we killed a killer."
State law provides for the condemned to have five
friends or family members present for the execution, and for the
victims to have eight members of the immediate family present. Indiana
Department of Correction spokeswoman Pamela James said the exact
number of witnesses present, and their identities, are withheld per
state law.
Attorney Joe Cleary has said Wrinkles had invited
two spiritual advisers to witness his death but wasn't sure whether
any family members would be present. Deacon Malcolm Lunsford, of
Merrillville's SS. Peter and Paul Catholic Church, and the Rev. Thomas
McNally, of the Congregation of Holy Cross in South Bend, this week
told The Times they will administer Wrinkles' final sacraments.
Mary Winnecke, the 65-year-old mother of Natalie
Fulkerson, told The Associated Press she planned to attend a prayer
vigil at her church in Evansville, and would not be at the prison. Mae
McIntire, the 79-year-old adoptive mother of Debra Wrinkles, had
planned to attend the execution but had heart surgery in April and now
plans to stay home.
While Winnecke has been able to find some measure
of forgiveness, and led a letter-writing campaign to Gov. Mitch
Daniels pleading for clemency for her daughter's killer, McIntire has
not. "It's just sad that my daughter had met somebody like him when
she was such a good person," she said. "I don't like to see nobody die,
but when they do something like he did, I don't see why he should live."
Wrinkles' death is Indiana's first since June 2007,
when the state executed Michael Lambert after a 1991 conviction for
fatally shooting Muncie police Officer Gregg Winters in the back of
the head.
Indiana has 16 prisoners on death row, and all but
one are housed at the Indiana State Prison in Michigan City. Debra
Denise Brown, who was convicted in 1986 of killing a 7-year-old in
Gary, remains housed in Ohio and sentenced to death in Indiana, which
lacks facilities for female death row inmates.
Execution of Wrinkles to end 2-year state hiatus
By Eric Bradner - Evansville Courier and Press
December 9, 2009
INDIANAPOLIS — When Matthew Eric Wrinkles is put to
death early Friday at the Indiana State Prison in Michigan City, it
will have been more than two years since Indiana executed a death row
inmate.
July 15, 2007, was the last time a death sentence
was carried out. That's when Michael Lambert was given a lethal
injection. Lambert was convicted of the 1990 slaying of Muncie police
officer Gregg Winters. Lambert was picked up by police for public
intoxication, but officers did not find the handgun Lambert was
carrying. While Winters was taking Lambert to jail in the back of his
squad car, Lambert shot Winters five times in the back of the head and
neck.
The time between Lambert's and Wrinkles' executions
is the longest period between executions in Indiana since a nine-year
gap between when William Vandiver died in the electric chair in 1985
to when Gregory Resnover was electrocuted in 1994. Even at the federal
prison in Terre Haute, where three men — including Oklahoma City
bomber Timothy McVeigh — have been put to death, there hasn't seen an
execution since 2003.
It's indicative of a slow movement away from the
death penalty in favor of life without parole, a verdict prosecutors
believe can be achieved more quickly and cheaper. The number of
executions nationwide began to rise in the 1980s and peaked in 1999,
when 98 inmates were put to death. But a steady decline began over the
next decade, and in 2008, only 37 executions took place.
Larry Landis, the executive director of the Indiana
Public Defender Council, said the death penalty is being sought less
often for two reasons. One is the fiscal impact on county budgets. The
other is the reduced likelihood of the death sentence actually
surviving a jury and the appellate process. "They don't want to face
the risk of spending a lot of money and not getting what they're
asking for" when life without parole is a guarantee the killer will
die behind bars, Landis said.
The Indiana Criminal Law Study Commission found in
2002 that the total cost of death penalty cases is an average of 38
percent more than that of imprisoning a person for life without parole.
Counties are eligible for aid from the Indiana Public Defender
Commission that can cover up to half the cost of a trial; still, the
expense can become almost unbearable for some rural counties.
Pike County Prosecutor Darrin McDonald cited cost
as one reason he agreed to put Nicholas Harbison, who pleaded guilty
to the 2006 slaying of three people, behind bars for life. Vanderburgh
County Prosecutor Stan Levco has said that while expense alone isn't
enough to stop him from seeking the death penalty, it does cause him
to proceed with "greater reluctance."
Landis said defense attorneys are required to
examine the psychological and social history of the accused — life
stories that tell how accused killers got to be who they are. Those
stories, he said, affect juries. "There seems to be a willingness to
say, 'Well, it isn't excusable, but we're willing to consider the
human condition and how they got so twisted and gnarled, deformed,'"
Landis said. "As long as they're going to be confined in prison and
not released, I don't feel the need to kill them."
Prosecutors such as McDonald say they won't rule
out capital punishment, because they are unwilling to send the message
that those who commit heinous crimes won't be put to death if they
commit those crimes in rural counties.
Victims' mothers differ on death penalty
The Indianapolis Star
December 9, 2009
Mary Winnecke lost the daughter who was her best
friend. Mae McIntire’s adopted son and daughter — her sister’s
children whom she had raised as her own — died the same day. But the
two Evansville, Ind., women who’ve lived with their losses for 15
years are starkly divided over whether Matthew Eric Wrinkles should
pay the ultimate price for his crimes.
Wrinkles, 49, is scheduled to be executed by lethal
injection before dawn Friday at the Indiana State Prison in Michigan
City. He has exhausted his appeals in state and federal courts and
last month declined to request clemency from Gov. Mitch Daniels. His
attorneys say they don’t intend to file any legal action that would
contradict his wishes.
Winnecke, a Catholic, opposes the death penalty and
thinks Wrinkles should stay behind bars for the rest of his life.
McIntire wants him dead. “Everybody says Mae, let it go ... because
it’s over with,” McIntire said. “But I don’t see why he should live,
as much trouble as he caused the families.”
Wrinkles declined an Associated Press request for
an interview. Defense attorney Joanna Green said Wrinkles had changed
while in prison. “While there’s not a lot a person can do on death row
to make up for their crimes ... he has done what he can,” Green said.
That doesn’t change anything for McIntire and Winnecke.
Debra Jean Wrinkles, McIntire’s daughter and
Wrinkles’ wife, died July 21, 1994, along with her brother, Mark
“Tony” Fulkerson, and his wife, Natalie, Winnecke’s daughter. Their
murders occurred just days after Wrinkles’ mother had tried to have
him committed because of his erratic behavior.
Court records show Wrinkles had been briefly
hospitalized about two weeks before the killings but was released
after a psychiatrist determined he was not “gravely disabled.” Doctors
told his mother he didn’t meet the criteria for a second commitment.
Debra Wrinkles and her children were staying at the
Fulkersons’ home when Wrinkles climbed over a fence about 2 a.m. and
cut the phone lines. Court documents show he was wearing camouflage
clothes and face paint and armed with a gun and a knife when he kicked
open the door of the home where his estranged wife was staying.
Wrinkles shot Mark Fulkerson in front of Fulkerson’s 3-year-old son,
then shot Debra Wrinkles as their daughter pleaded for her mother’s
life. He shot Natalie Fulkerson in the face.
Winnecke, 65, says her daughter stepped in front of
Wrinkles’ gun to keep a 19-year-old relative from being shot. That’s
one reason she led a letter-writing campaign to Daniels pleading for
clemency for her daughter’s killer. “She died giving her life for
another. How could they take another life in her name?” she asked.
She said she has always opposed the death penalty
for religious reasons but that her daughter’s death crystallized her
opposition. “Every time I say that I am against the death penalty, I
stop and think, ’Do I really mean it?”’ she said. “I face it every
time. I face the pain, I face the loss of my daughter, but I know that
it is right.”
McIntire, 79, hasn’t been able to find forgiveness.
She said Wrinkles abused her daughter, who supported the family by
managing a bread store, long before he killed her. “He claimed he was
on drugs and (that) caused it all, but he had been that way all his
life,” she said. “It’s just sad that my daughter had met somebody like
him when she was such a good person. “I don’t like to see nobody die,
but when they do something like he did, I don’t see why he should live.”
Attorney Joe Cleary said Wrinkles had invited two
spiritual advisers to witness his death but wasn’t sure whether any
family members would be present. McIntire and Winnecke won’t be.
Winnecke likely will attend a prayer vigil at her
church in Evansville. Mae McIntire had planned to attend the execution
but had heart surgery in April and now plans to stay home. “I’ll just
be glad when this is all over and we can just get on with our life,”
McIntire said.
Both women spoke with Wrinkles by video during a
recent appearance on Oprah Winfrey’s television show. Winnecke urged
Wrinkles to ask God for forgiveness. She said she still hopes he does
that before he dies. McIntire said she’s heard enough. “He’s been in
prison for 15 years and he’s still trying to make himself look good,”
McIntire said. “He never once has said to me that he was sorry for
killing Debbie and Tony.”
Wrinkles’ execution will be Indiana’s first since
June 15, 2007, when Michael Lambert was put to death for fatally
shooting a Muncie police officer 16 years earlier.
Searching for Closure
Oprah.com
Eric Wrinkles, a father of two, was in the middle
of a nasty divorce and custody battle when his estranged wife, Debbie,
went to live with her brother and his family. On July 21, 1994, Eric
broke into his brother-in-law's home at 2 a.m. wearing camouflage and
armed with a .357-caliber Magnum. In a rage, he shot and killed Debbie,
her brother Tony and his wife, Natalie. Four children were home at the
time of the crime.
In 1995, Eric was sentenced to death for the brutal
murders. His final appeal was denied in May 2009. As of November 9,
2009, Eric was scheduled for execution by lethal injection.
Kim and Matt were 9 years old and 3 years old,
respectively, the night their parents were shot to death by their
uncle Eric. Kim says she wasn't aware of her aunt's struggles with
Eric until she and her kids moved in. "There was always kind of a
tension there, but not until about two weeks before all this happened
did I even realize that something was wrong," she says. "It was never
like that before. We were always at their house playing."
Watch Kim and Matt talk about their parents.
Matt says he was too young to remember much from
that night, but Kim says she remembers every detail. "I remember
waking up, and Eric was actually outside my bedroom door and standing
over Debbie's body saying: 'Debbie, please don't die. Please don't die.'"
Kim says she waited for Eric to leave and then set
out to find her little brother. "I went through the house looking for
him," she says. "On the way to my parents' bedroom, I had to step over
Debbie's body and then into my parents' room. My dad was on the floor,
and there was Matt in our parents' bed hiding under the covers, so I
got my brother and we went back to our room."
Kim says she found Eric's 7-year-old son on the way
to her room. The three children huddled on a top bunk until police
found them. "They covered my brother's eyes and my cousin Seth's eyes
and they told me to cover my eyes," she says. "Thankfully, I did,
because it turns out on my front porch was where my mom was at, and
I'm really glad that I don't have to live with that picture in my head."
Debbie's niece Tracy was also living with the
family at the time of the murders. Then 19, Tracy says she was
sleeping on the couch when Eric broke into the house. "Gunfire was
coming from the bedroom," she says. "The last thing I know is
Natalie's running over to the couch telling me to get up. I couldn't
get up off the couch. I was in shock. She said, 'You have to get up.'"
Tracy says she didn't want to leave the house
without Natalie. As they heard Eric coming closer, Tracy says Natalie
pushed her out the door. "She was protecting me from him because she
said: 'There he is. Go, get help,'" she says. "Natalie took the bullet
that was meant for me. Natalie saved my life and gave hers up."
Though her life was spared, Tracy says a part of
her died that night. "I think about Tony and Natalie, Debbie and that
night every day."
In an effort to start healing, Tracy says she
recently wrote Eric a letter. "I forgave Eric Wrinkles for killing my
family," she says. "It was time to start healing, and that's where I
wanted to start from. ... I don't want him to be out of prison, but I
don't want him on death row." Speaking via satellite from the Indiana
State Prison, Eric addresses his family for what could be the last
time.
Eric says he never intended to kill anyone that
night. He says he was high on meth and on his way to a friend's house
out of town. Eric says he wore camouflage because he planned to go
hunting and fishing and only stopped by to the house to see his
children. "I didn't think I would ever see them again," he says. "It
wasn't to kill anybody."
Some family members feel Eric uses his drug abuse
as an excuse for the murders. Eric says he understands their point. "I
take full responsibility for what I did," he says. "But [Natalie and
I] never had problems until the drugs. Anyone that's done
methamphetamine, it changes you—and not in a good way."
When asked whether he deserves the death penalty,
Eric says he doesn't think his opinion matters. Still, he says even
the 14 years he's spent in prison could never make up for what he did.
"You can't put a price on human life," he says. Eric says he hopes to
provide Kim, Matt, Tracy and his two children with some closure before
execution day. He recently sent Kim and Matt an apology. "I owe you
both a great debt—a great debt that I can never repay," he writes. "I'm
truly sorry about what I did and how I affect both of you. I still
hold a lot of love in my heart for you, Kim and Matt, and I pray that
this letter eases your pain, at least a little, and that you can move
on with your lives and be happy, healthy and at peace with things for
the rest of what I hope will be long lives."
Watch Kim read Eric's letter
Kim says she's not sure she can trust Eric's
apology—but seeing him die won't bring her any resolution. "I forgave
him a long time ago," Kim says. "I don't want to carry that hate with
me for the rest of my life."
Matt agrees. "I just think he should sit in jail
for the rest of his life. Taking him is not going to bring my parents
back." Mary, Natalie's mother, says she didn't raise Kim and Matt to
hate Eric. "It's because of my faith. Because when you give thanks to
God, God carries [you]. And He gave us peace," she says. "[Natalie's]
in heaven, so I have a lot to be thankful for." Mary says she doesn't
believe Eric's story, but she still forgives him. "I pray for you that
you ask God for forgiveness, because that's where it's all at. And I
ask everybody to write the governor to stop the death penalty because
we're not here to judge. You deserve to be in jail, but we don't want
you to die."
"I think that's very big of Mary," Eric says.
Not everyone in the family can forgive. Debbie and
Tony's mother, Mae, raised Debbie and Eric's children after the
murders. "Eric was abusive to her from the time they married," she
says. "I hate him for what he did. He terrorized my family."
Mae doesn't believe Eric deserves to live. "He has
been tried by 12 jurors. He was sentenced to death row, and that's
where he should go. He should die," she says. "He killed three
beautiful people and left four children orphaned." "I have gotten over
this anger until this came up again," she says. "I don't have [any]
sympathy for you, Eric. You've never said to me that you were sorry.
Never."
After the show's audience left, Tracy, Kim and Matt
have one last chance to talk to Eric. See what they had to say
Convicted killer Wrinkles lashes out in letter
to prosecutor
By Seth Grundhoefer - Evansville Courier and Press
December 4, 2009
Until a few days ago, it had been more than 13
years since Vanderburgh County Prosecutor Stan Levco received a letter
from Indiana death row inmate Matthew Eric Wrinkles. Wrinkles, who was
convicted for the 1994 slayings of his wife, brother-in-law and sister-in-law,
is awaiting execution before dawn Friday before at the Indiana State
Prison in Michigan City.
So, when Levco found a letter addressed from
Wrinkles in the mail, he was surprised — by both its arrival and the
content of the note. It was only the second time since Wrinkles’
verdict was read in a circuit courtroom in 1995, that he had contacted
the prosecutor. “The tone is a lot different in the other letter,” he
said.
Levco recalls Wrinkles’ first letter as almost “friendly.”
He even apologized for telling Levco to “get (expletive)” after his
sentencing. But he didn’t share that tone in his most recent
correspondence, which he also mailed to the Courier & Press. In the
most recent letter, Wrinkles’ writes that Levco “orchestrated” and
then manipulated testimonies during the trial.
He also questions the prosecutions decision to
pursue the death penalty after he offered to plea guilty to his crimes,
adding that he’s conviction was simply another “ ‘w’ in the win column”
for the prosecutors.
But 14 years after the verdict was read, Levco has
no doubts or regrets about his decision to seek the death penalty. Why
exactly? The answer comes in reviewing the initial wishes of the
victims’ family, Levco said. Before the trial, Levco said only one of
the victims’ family member was against the death penalty, which left
nearly eight survivors and family members in favor of putting Wrinkles
to death.
And then there was the nature of the crime to
consider, he added. “My inclination was to file (for the death penalty).
Their input just solidified things for me,” Levco said. “I thought for
a triple murder and the way that he killed those people ... I thought
he deserved it.”
On the night of execution, Levco will be in
Indianapolis with assistant attorneys general, awaiting either a
possible call for a last-minute grant of clemency from Gov. Mitch
Daniels or the verification of Wrinkles’ death. Wrinkles has declined
a request for an interview.
Murders leave only memories; Wrinkles ended some
lives, altered others
By Seth Grundhoefer - Evansville Courier and Press
December 6, 2009
Watching the Fourth of July fireworks on the
Evansville Riverfront was a tradition for the family of Mark "Tony"
and Natalie Fulkerson. Their daughter, Kim Dillman, recalled recently
the family of four would spend much of the holiday there. She, her
younger brother and her parents would sit on the Riverfront with a
bucket of fried chicken in their laps. With their greasy fingers, they
would point out a patchwork of bright colors illuminating the night
sky.
"We'd get down there at, like, 2 in the afternoon,
and we'd be there all day. We'd sit there, and we'd play, and we'd eat
ice cream," Dillman said. "It was just great." But that tradition
ended in July 1994, the last time the family celebrated a holiday
together.
Less than three weeks later, Matthew Eric Wrinkles
broke into the Fulkerson home. Dressed and painted in camouflage and
armed with a .357 Magnum revolver, Wrinkles shot and killed the couple
along with his estranged wife, Debra Jean Wrinkles, 31, who was Tony
Fulkerson's sister. Dillman was 9 at the time of the shootings, and
her brother, Matthew, was 4. Her mother was 26 and her father was 28
at the time of their deaths.
Wrinkles is scheduled to be executed before dawn on
Friday at the Indiana State Prison in Michigan City.
For the last 15 years, the survivors and victims'
family and friends have attempted to find solace in lasting memories,
old photographs or character-defining anecdotes. "We started living
that day," said Mary Winnecke, mother of victim Natalie Fulkerson.
Winnecke cared for Kim and Matthew after the murders. "I mean, we had
our pictures up. (Matthew and Kim) had their pictures up. We had our
Christmas ornaments up, and they had theirs. We just went ahead and
lived our days, even though everything was a challenge."
Just a few short years after the death of his
parents, a young Matthew Fulkerson carried the crucifix that was
displayed during the funeral on his father's coffin into his
kindergarten class. Each student had one item from or about their
parents to show in front of the class. "He went in front of the class,
and he said, 'My name is Matthew, and my mommy and daddy were murdered,'"
Winnecke recounted. He then told the story about the night that
changed his life. "(The teacher) said, 'I couldn't hardly handle it,
but Matthew did such a beautiful job,'" Winnecke said.
Maybe it was the perseverance of his father or the
strong will of his mother, but nonetheless, there was a piece of his
parents in Matthew, Winnecke said.
She describes her daughter and son-in-law as an
ordinary couple, people who worked hard to love and provide for their
children. "She was opinionated with her ideas, and yet, he had his
ideas. And they just kind of blended together, you might say. Where
one led off, the other picked up," she said.
Natalie Fulkerson was a Mater Dei graduate, and she
worked as a teller at the North Side Citizens National Bank from
February 1990 until she resigned in October 1993. After that, she
worked as a secretary at the electrical workers union at 2411 N.
Lafayette Ave.
Though Dillman said people tell her that she
resembles her mother both in appearance and character, she never knew
her parents as anything other than "Mom" or "Dad." And she couldn't
share the milestones of graduating from high school, having her first
child or getting married with either of her parents. "When I was
pregnant, I couldn't call my mom on the phone and ask, 'Is this
normal?'" she said.
After the death of her grandfather, she visited the
attic of the grandparents. Over the years, they had accumulated
clothes, scrapbooks and other items from Natalie and Tony Fulkerson.
Dillman flipped through a scrapbook the couple kept in high school. It
contained old love notes from one parent to the other. "There was one
little coupon in there that said, 'One free kiss, just for you,'" she
said. "It was just full of these cute little sentiments for each other."
At 16, Natalie Fulkerson became pregnant with
Dillman. In school, rumors of the teen's pregnancy began circulating
throughout the hallways. It was true, but Fulkerson wasn't the type to
put up with being the subject of rumors or to duck out on her future
obligation as a mother. "One day in class, Natalie stood up and said,
'Yes, it's true. I'm pregnant. Now, you all know, and we can get on
with our lives,'" Winnecke said.
And after having her daughter, she "never tried to
hide her," and it wasn't uncommon for the young mother to bring the
young infant to classes or even after-school activities, Winnecke
added. "She was a great mom," Winnecke said. "I thought, if I can be
half the mom that she was, then I know that I'm a good mother."
Tony Fulkerson was employed at Smith & Butterfield
Office Products and was a 1984 graduate of Central High School. He
married Natalie the day she turned 18. "You can see they look pretty
happy there," said Mae McIntire, as she pointed to a picture of the
couple that was taken in 1990, four years before their deaths.
The 80-year-old Evansville woman has pictures of
all the kids she's raised, including pictures of her daughter, Debra
Wrinkles, and son, Tony Fulkerson. She adopted Tony Fulkerson when he
was 2 months old, and she became the legal guardian of Debra Wrinkles
when she was 4 years old.
As a mother, she respected her children, and "didn't
bother with their lives much." And as they grew older, they visited
for holiday dinners, where McIntire would cook favorite dishes for
them. "(Tony)'d always say, 'Well, if you're going to have barbecue,
I'll come,'" she said. "And it's funny, but that's one of the memories
that I still have."
She also remembers Tony Fulkerson as a "handy"
person who could make or work with anything. While working at a
construction site, he retrieved scrap wood and built his family
kitchen cabinets. "Before everything happened, he had that house
looking really good," she added.
Debra Wrinkles was a 1980 graduate of Central High
School, and later managed the bread store at Colonial Bakery. After
work, McIntire said it was typical of her to give excess bread to the
Evansville Rescue Mission. "She was a sweet person, and I don't think
you can find one person in this town that didn't like Debbie," she
said.
Her childhood friend, Ramona Burch, agrees with
McIntire. The two were friends since they were 10 years old. "She was
kind-hearted, soft-spoken, and she always had a smile on her face,"
she said.
Burch still carries a picture of Wrinkles in her
wallet. It's her high school senior photo, and she's wearing a pink
shirt and sporting a hairstyle reminiscent of Farrah Fawcett at the
time. It's her favorite picture of her friend, and Burch said it's the
most accurate of Debra Wrinkles. "What you see in that picture ...
that's the way she was all the time," she said.
Death Row Offender Wrinkles Waives Clemency
By Indiana Department of Correction.
Michigan City, Indiana
November 16, 2009
The Indiana Parole Board received communication
from Matthew Eric Wrinkles’ (DOC #952132) attorneys today. Wrinkles
was provided notice of his legal rights to clemency on Monday,
November 9th, 2009 by the Indiana Parole Board. Wrinkles was briefed,
as well, by his attorneys via telephone and letter as to his rights to
clemency , and subsequently, today, authorized his attorneys to waive
the clemency process.
The Indiana Parole Board received both written and
telephonic communication today, November 16, 2009, from the attorneys
representing Matthew Eric Wrinkles advising he had waived his right to
clemency.
The waiving of the right to clemency terminates the
statutory responsibility of the Indiana Parole Board. All previously
scheduled hearings, interviews, and proceedings are hereby officially
canceled.
Juror reflects on Wrinkles' trial
By Nicole DiDonato - WFIE.com
Dec 10, 2009
EVANSVILLE, IN (WFIE) - Linda Lender is an employee
at 14WFIE. She was a juror who helped convict and sentence Eric
Wrinkles to his death sentence. She had been working here just a short
time before being chosen to undergo what she calls a "very hard week".
In fact, she says it was a week she will never forget.
For those seven days in May of 1995, Lender says
she saw and heard things you could only expect from a movie. Pictures
from the scene and testimony from loved ones and Eric Wrinkles, she
says, were difficult to sit through.
When it came time to discuss Wrinkles' punishment,
Lender says it took hours. No punishment, she felt, could bring the
victims back.
But again, Lender admits it was those pictures that
helped the jurors chose the death penalty. "I think we were all very
confident in what we decided," Lender said. "And to this day, I have
never second guessed the decision that we made. I think under the
circumstances, it was really the only decision to make."
Lender says this is all very surreal for her. She
feels Wrinkles' execution will not bring closure, but rather just end
another chapter.
Those opposed to the death penalty will hold a
prayer vigil tonight at 8:00 p.m. at Holy Redeemer Church on West Mill
Road.
WFIE Evansville news reporter Stephanie Silvey
investigates death row and Matthew Eric Wrinkles
14WFIE.com
Dead men walking, that's how the men on death row
have come to be known, but in Indiana that's simply no longer the
case. The last man to die for his crimes from southwestern Indiana was
Frank Quarles in 1946.
In the last 20 years, 11 men have been sent to
death row from here, but none have been executed. Exhaustive appeals
and numerous overturned convictions have now dwindled that number to
four.
Eric Wrinkles is among those remaining, fighting
for his life on death row. Back in 1994, Wrinkles cut the phone lines
and kicked in the door of his brother-in-law's home. Wearing
camouflage and face paint, he gunned down Tony and Natalie Fulkerson
as they tried to escape with the children in the home. Wrinkles also
shot and killed his wife, Debbie as she tried to defend herself.
It was the couple's own daughter who ran to a
neighbor and called 911. In the call, the child said, "My dad shot my
uncle, Tony and Natalie, and then my mom tried to shoot my dad. He, he
killed..."
Stefanie Silvey went within the walls of
Westville's Maximum Control Facility, the current home of Indiana's
Death Row, and current home to Eric Wrinkles. In his first television
interview, Wrinkles talked with Stefanie about his hopes for being the
next death row prisoner to have his death sentence overturned.
Wrinkles was led into the interview booth
onacclimateith armed guards. He still struggles to acclaimate himself
to life on death row. He commented, "Anything, seeing the sky, you
know I mean walking, being able to walk through grass, you know seeing
my kids." Wrinkles world comes with a florescent light instead of sun.
He has Plexiglas and steel to replace grass and trees.
Eric Wrinkles said, "I tell a lot of people it's
similar to having the run of your house, and then the next day being
confined to your bathroom." Outsiders can interact with him only by
telephone. That became his fate when he murdered three people in 1994.
Wrinkles commented, "I still have nightmares to
this day about it. You know, I guess that's a small price to pay for
that." He prays one day he might leave this place. With sentences
being overturned for so many other fellow inmates, Wrinkles has hope.
While Eric Wrinkles prays for his life on Indiana's
Death Row, Reverend Joseph Cunningham pleads for compassion. Like
Wrinkles, Reverend Cunningham is from Evansville. Both men moved away,
but now live within minutes of each other, but they share more than
proximity. Reverend Joseph Cunningham was one of 12 jurors who decided
Eric Wrinkles should die for his crimes. Cunningham said, "I never in
my wildest dreams or thoughts believed that I would be on that jury."
Cunningham commented, "One can't comprehend the horror of having to
see the weapon that has taken lives, to smell the blood on the sheets,
to see the pictures that nobody has to see."
Wrinkles said, "I think if it was presented to me
as it was presented, I might have done the same thing they did."
Cunningham explained, "What I kept picturing in my mind's eye was the
picture of Natalie's face, with the powder burns. Looking at that
picture, this helpless woman, running for her life, to know that she
was shot so close that, that was so clearly visible on her face was
what brought me to the other side."
Surprisingly, Eric Wrinkles sympathizes. When
Stefanie Silvey asked, "How did you feel about the death penalty
before?" Wrinkles responded, "Oh, I believed in it, big supporter, big
supporter. Take em' all out back and shoot em'. And I'm not against it
now because I'm here. I see how people are put here, that's what I'm
against and I've seen some of the guys back here I'm with the worst of
the worst, I don't think so. That's ridiculous."
Wrinkles accepts responsibility for his crimes, but
blames them on his addiction to methamphetamine. Wrinkles explained, "You
have no cognitive reasoning ability. None. You can not, it's, it's
amazing. You don't realize it either at the time. You can focus on one
thing, it's an obsession and you can not reason, your reasoning
ability is gone, none."
Reverend Cunningham said, "Even with a delusional
mind, there were too many aspects that didn't allow us to excuse the
behavior." Stefanie told Wrinkles, "But you have to know now, it
looked bad coming in with camouflage and..."
Wrinkles replied, "Oh yeah, it's nuts. I mean, it's,
it's nuts." He says he's a different person now. "I want to call it
instant Christian. You throw in two parts prison, and one part Bible
and shake it and you get an instant Christian, you know. I went
through a lot for seven or eight years. I didn't have anything to do
with it. It was a slow maturation process for me, before I came to
that, that helps."
Reverend Cunningham says if the jury's decision was
overturned and Wrinkles received life without parole, he'd be fine
with that. Reverend Cunningham said, "I pray to God that we did that
which was just. There is not a day that goes by that I don't think
about it."
And there's not a day that Eric Wrinkles doesn't
think about the wrong turn he took 10 years ago, that changed so many
lives forever. Westville's Maximum Control Facility is a temporary
housing unit for the inmates while death row in Michigan City is being
renovated. Despite the fact that the project is costing taxpayers
millions, more inmates are being removed from death row, then staying.
Wrinkles and other inmates are angry about the
conditions there. They say many of the rights they previously had like
spending time together, the ability to move about more freely, and
larger cells, were unfairly taken away in the move. Eric Wrinkles
actions affected far more people than himself, but even his victim's
relatives disagree whether he should die for his crimes.
Mae Mcintire, Debbie Wrinkles and Tony Fulkerson's
mother, commented, "I don't know why Eric thinks he has the right to
live when he killed three people and made four children orphans." Mary
Winnecke, Natalie Fulkerson's mother, said, "There is no closure as
long as the death penalty is hanging over our heads."
Matthew Eric Wrinkles
ProDeathPenalty.com
Matthew Eric Wrinkles was sentenced to death for
the murders of his estranged wife and his wife's brother and sister-in-law.
In June 1994, Wrinkles' wife Debbie and the
couple's two children, Lindsay and Seth, moved into the Evansville
home of Mark and Natalie Fulkerson, Debbie's brother and sister-in-law.
Wrinkles filed for divorce on June 30, 1994, and Debbie obtained a
protective order that same day prohibiting Wrinkles from having any
contact with her and the children. At a provisional divorce hearing on
July 20, 1994, Debbie agreed to a rescission of the protective order,
and Wrinkles and Debbie agreed that Debbie would retain custody of the
children but Wrinkles would have reasonable visitation rights.
Wrinkles and Debbie agreed to meet later that day at a local fast food
restaurant so that Wrinkles could see his children, whom he had not
seen in over a month.
However, Debbie and the children never showed up.
Wrinkles called his divorce attorney, who told him that although
nothing could be done that night because the courts were closed, he
would take care of it tomorrow. Wrinkles, still frustrated, called the
Fulkerson home to speak with Debbie, but she was not there. When
Debbie returned later that night, she called Wrinkles to set up a
meeting for the next day, but there was no answer.
Around 2 a.m. on July 21, 1994, Wrinkles parked his
truck a block away from the Fulkerson home, put on camouflage clothing,
painted his face, and armed himself with a .357 magnum revolver and a
knife. He then climbed over a fence into the Fulkersons' backyard, cut
the telephone wires, and kicked in the back door.
Wrinkles first approached Mark in his bedroom,
shooting him four times in the presence of his three-year-old son.
Awakened by the gunshots, Debbie entered the bedroom hallway and saw
that Wrinkles had shot her brother. Debbie, who had already grabbed
her gun for protection, shot Wrinkles in the arm and then fell to the
floor. Lindsay, also awakened by the gunshots, entered the bedroom
hallway and, upon seeing her father about to shoot her mother, pleaded,
"Dad, please don't shoot Mom." Wrinkles responded "shut up" and then
shot Debbie in the chest. In the meantime, the sister-in-law Natalie
ran out the front door. Wrinkles followed Natalie onto the front porch
and shot her in the face at close range. Subsequent autopsies revealed
that Mark, Debbie, and Natalie each died from gunshot wounds.
Police apprehended Wrinkles later that morning in
Warrick County. The trial was held on May 15-19, 1995. The defense
theory at trial was that because of a combination of Debbie depriving
Wrinkles of access to his children and his methamphetamine addiction,
Wrinkles broke into the Fulkerson home to get his children and shot
the victims only after Debbie shot him and the other victims pointed
guns at him. The jury found him guilty as charged. The penalty phase
was held on May 20, 1995, and the jury returned a recommendation of
death. A month later, the trial court, finding that the multiple
murder aggravator outweighed the mitigators, imposed the death penalty.
Wrinkles v. State, 690 N.E.2d 1156 (Ind.
1997) (Direct Appeal).
Defendant was convicted in the Circuit Court,
Vanderburgh County, Richard L. Young, J., of three counts of murder
and was sentenced to death. Defendant appealed. The Supreme Court,
Sullivan, J., held that: (1) any error in admission of hearsay
testimony about a telephone call that occurred a few days before one
victim's murder was harmless; (2) the state established an adequate
chain of custody for ballistics and blood test evidence; (3) the
evidence did not support the defendant's requested mistake of fact or
accident instruction; (4) the jury was not misled by the reckless
homicide instruction; and (5) the death sentence was appropriate.
Affirmed.
SULLIVAN, Justice.
Defendant, Matthew Eric Wrinkles, appeals his
convictions and death sentence for the murders of Debbie Wrinkles,
Mark Anthony Fulkerson, and Natalie Fulkerson. We review and affirm
the murder convictions and death sentence.
Background
On June 30, 1994, Matthew Eric Wrinkles (defendant)
filed for divorce from Debbie Wrinkles. Prior to the institution of
divorce proceedings, Debbie and the couple's two children, Lindsey and
Seth, had moved into the home of Mark Fulkerson, and his wife,
Natalie; Mark was Debbie's brother.
At a provisional divorce hearing on July 20, 1994,
defendant and Debbie agreed that Debbie would retain custody of
Lindsey and Seth, and that defendant would have reasonable visitation
rights. Defendant and Debbie agreed to meet later that day at a local
fast-food restaurant so defendant could see his children. Because
Debbie was tired, she and the children did not show up at the arranged
meeting place and time. Later that night, defendant tried to reach
Debbie at the Fulkersons' home, but was unsuccessful. Debbie likewise
tried to arrange another meeting with defendant, but to no avail.
In the early morning of July 21, 1994, defendant
climbed over a fence into the Fulkersons' back yard, cut the phone
lines, unlawfully entered their home, and shot and killed Debbie, Mark,
and Natalie.
Defendant was charged with three counts of Murder,
the knowing killings of Debbie, Mark and Natalie.FN1 The State also
sought the death penalty, alleging as an aggravating circumstance that
defendant had committed another murder.FN2 A jury found defendant
guilty on all counts and recommended that the death penalty be imposed.
The trial court, following the jury's recommendation, sentenced
defendant to death.
FN1. Ind.Code § 35-42-1-1(1) (1993). Unless
otherwise indicated, references to Ind.Code § 35-42-1-1 refer to the
version published in the 1993 Edition of the Indiana Code, the murder
statute in effect at the time the crimes at issue were committed. FN2.
Ind.Code § 35-50-2-9(b)(8) (Supp.1994). Unless otherwise indicated,
references to Ind.Code § 35-50-2-9 refer to the version published in
the 1994 Supplement to the Indiana Code, the death penalty statute in
effect at the time the crimes at issue were committed. We will cite
additional facts as necessary.
Issues on Appeal
1. Evidentiary Claims
Defendant challenges the trial court's admission of
evidence in two respects. We review the admission of evidence for an
abuse of discretion by the trial court. Ross v. State, 676 N.E.2d 339,
345 (Ind.1996); Kindred v. State, 524 N.E.2d 279, 298 (Ind.1988). We
find error reversible only if admitting the evidence affected a
substantial right of the party. Ind.Trial Rule 61; Fleener v. State,
656 N.E.2d 1140, 1141-42 (Ind.1995); Hardin v. State, 611 N.E.2d 123,
131-32 (Ind.1993).
Hearsay. Defendant argues that the trial court
erroneously admitted testimony from Lisa Shadrick regarding a
telephone call Shadrick had received from Debbie Wrinkles a few days
prior to Debbie's murder. Shadrick testified, over defendant's
objection, as follows (prosecutor questioning): Q: An [sic] in that
conversation, did Debbie Wrinkles tell you ... BY MR. DANKS [defense
counsel]: Show my objection, Your Honor. That's hearsay. BY MISS LLOYD
[prosecutor]: Your Honor, if I could finish the question at least
before the answer. BY THE COURT: All right. Q .... about her then
existing state of mind? BY MISS LLOYD: Which is an exception to the
hearsay rule under the Indiana Rules of Evidence. In addition, it is
where the declarant's unavailability is not in issue. If she answers
yes that she mentioned how she was feeling basically at that time,
that would be her state of mind present. State of mind and an
exception to the hearsay rule. BY THE COURT: You need some foundation
as to how she knew who she was talking to. BY MISS LLOYD: Okay. Q:
When you received the phone call, did you recognize the voice? A. Yes.
Q. Whose voice was it? A. Debbie Wrinkles. Q. How many times had you
talked to Debbie before that? A. Lots. Q. And you knew that was
Debbie's voice? A. Yes[.] BY THE COURT: Any further objection? BY MR.
DANKS: Yes, Your Honor. It still goes to the truth of the matter
asserted. And it's still hearsay. I don't believe the state of mind of
Debbie Wrinkles is at issue. BY THE COURT: Objection overruled. Go
ahead. Q. What did Debbie tell you about how she felt at that time? A.
She said that she was a nervous wreck, and that she was on medication.
And every time she heard a noise she would jump ‘cause she was scared.
And that she had to sleep with a gun underneath her pillow now. And,
uh, she was just scared. Q. Did she say of what? A. Of Eric [defendant].
(R. at 2517-19.)
Defendant contends that Shadrick's testimony is
inadmissible hearsay not falling within the present state of mind
exception, because Debbie Wrinkles' state of mind at the time of her
murder was not an issue at trial. He further argues that Shadrick's
testimony was not relevant to any issue introduced at trial and that,
regardless of its relevance, the prejudicial impact of the testimony
far outweighed any probative value.
Hearsay is a statement, other than one made by the
declarant while testifying at the trial or hearing, offered to prove
the truth of the matter asserted. Ind.Evidence Rule 801(c). Hearsay is
generally inadmissible. Evid.R. 802. However, a statement of a
declarant's then existing state of mind is not excluded by the hearsay
rule. Evid.R. 803(3). The State claims that Shadrick's testimony, to
the extent it is hearsay, falls within this exception, and that
defendant placed Debbie Wrinkles' state of mind at issue by claiming
in his opening statement that she was the initial aggressor after he
entered the Fulkersons' home. Defendant testified that after he
entered the house, he saw Debbie in the hallway; she said to him,
“Die, you bastard, die,” and then shot at him. The State argues that
Shadrick's testimony about Debbie's telephone call tends to show that
Debbie feared for her life and that it was highly unlikely that she
attacked defendant first. See Dunaway v. State, 440 N.E.2d 682, 686
(Ind.1982) (“The [hearsay] statements indicate a fearful state of mind
which would circumstantially explain her later action of attempting to
hit defendant.”).
Shadrick's testimony qualifies as hearsay to the
extent it was offered to prove that Debbie was fearful of defendant,
and we are unable to conclude that her state of mind was relevant to
an issue in this case. Cf. Angleton v. State, 686 N.E.2d 803, 809
(Ind.1997); Lock v. State, 567 N.E.2d 1155, 1159 (Ind.1991). However,
any error resulting from the trial court's admission of Lisa
Shadrick's testimony is harmless, because her testimony was merely
cumulative of other evidence demonstrating the stormy and often
violent nature of the relationship between defendant and Debbie
Wrinkles. FN3 We find that the admission of Shadrick's testimony did
not prejudice defendant's substantial rights.
FN3. Debbie had moved out of the house she shared
with defendant; Debbie and defendant were getting a divorce and she
had sought a protective order against him; defendant argued with
Debbie and fired a shot from a pistol into the floor when she left
with their children after she and defendant had argued; and Debbie
made a voluntary statement to the police concerning the marital and
financial stress she and defendant were under prior to their divorce.
Chain of Custody. Defendant's other argument
regarding erroneously admitted evidence is that the State failed to
establish an adequate chain of custody for the ballistic and
serological evidence it introduced at trial. The State introduced
several shell casings and bullets retrieved from the murder scene and
victims and it introduced blood evidence linking defendant to the
crime scene and establishing his movements through the house on the
night of the murders.
“The State's burden in an attack on the validity of
a chain of custody is to show the continuous whereabouts of the
evidence. The mere possibility the evidence could have been tampered
with or that an alteration or substitution could have been
accomplished does not make the evidence inadmissible. The State is not
required to exclude every possibility of tampering. However, when the
evidence is fungible, ... the importance of a proper chain of custody
is enhanced. The proper showing of a chain of custody must give
reasonable assurance that the property passed through the hands of the
parties in an undisturbed condition.” Gorman v. State, 463 N.E.2d 254,
256 (Ind.1984) (citations omitted). See also Kennedy v. State, 578 N.E.2d
633, 639 (Ind.1991). Non-fungible evidence, such as the ballistics
samples, requires a less stringent foundation, because any tampering
with the evidence is more likely to be noticed due to the unique
character of the evidence. Hough v. State, 560 N.E.2d 511, 517
(Ind.1990) (citing Dier v. State, 442 N.E.2d 1043, 1046 (Ind.1982)).
The proponent of the evidence does not have to establish a perfect
chain of custody; any gaps in the chain of custody go to the weight of
the evidence, not its admissibility. Bell v. State, 610 N.E.2d 229,
233 (Ind.1993); Kennedy, 578 N.E.2d at 639.
We first examine the chain of custody the State
established for the ballistics evidence admitted over defendant's
objection.FN4 Officer Taylor, the crime scene technician, collected
the shell casings, sealed them in packages, and initialed the packages.
Officer Ford observed Dr. Heidingsfelder, the pathologist, remove the
shell casings from the bodies of Debbie Wrinkles and Mark Fulkerson
during their autopsies. Officer Ford placed those casings in separate
containers and marked them with his initials. To perform ballistics
testings on the samples, Sergeant Wessel removed them from the sealed
containers; he resealed the containers after testing. Sergeant Wessel
testified at trial that he could recognize and identify the exhibits
because his initials were on them.
FN4. Defendant objected to admission of the
following exhibits: shell casing found in hallway; bullet found in
Fulkersons' bedroom; mutilated projectile found on front porch; shell
casings found on the front porch and in the hallway; projectile
imbedded in nightstand in Fulkersons' bedroom; projectiles imbedded in
the Fulkersons' bed; and bullets removed from the bodies of Debbie
Wrinkles and Mark Fulkerson.
Defendant objected to the introduction of the shell
casings as follows: Well, this officer testified those particular
items he looked at and tested. I haven't heard anything else about
what he did after the except put them in the bags. I don't know what
happened to those bags after that was done. ... Again, I have no
particular objection except for foundational reasons. And my
understanding is that whomever [sic] collected these items and put
them in bags then I don't know how they got from Evansville into the
Indiana State Police Post, uh, and then he examined the items, they
were sealed in the bag, and I don't know how they got from there to
here, and then from there to Court. It's just the chain, Your Honor.
(R. at 2438-39.)
By objecting in this manner, defendant did not
rebut the presumption of regularity in the handling of the exhibits,
nor did he do more than raise a mere possibility of tampering.
Sergeant Wessel readily identified the exhibits at trial, which
establishes an adequate chain of custody for nonfungible ballistics
evidence. Defendant did point to possible gaps in the chain of custody,
but such gaps go to the weight to be accorded the evidence, not to its
admissibility. Kennedy, 578 N.E.2d at 639. As such, we cannot find
that the trial court abused its discretion in admitting the ballistics
evidence over defendant's objection.
Now we turn to the chain of custody established for
the serological evidence. As stated above, fungible evidence, such as
blood samples, requires a more stringent foundation. The State bears
an enhanced burden of showing the continuous whereabouts of the
evidence. Hughett v. State, 557 N.E.2d 1015, 1019 (Ind.1990).
Defendant objected separately on foundational
grounds to the introduction of several exhibits subjected to
serological testing.FN5 The State offered the following to establish
its continuous chain of custody for the serological evidence: Officer
Taylor collected the serological evidence at the crime scene, placed
all exhibits in packages, and sealed and initialed each package.
Officer Ford collected blood scrapings from Debbie Wrinkles' back and
legs; he placed the back and leg scrapings in separate pill boxes,
which he gave to Officer Taylor, who sealed and initialed them. In
addition, Officer Ford observed Dr. Heidingsfelder draw blood samples
from each victim at their autopsies. Officer Ford then sealed one
blood sample, marked it, and placed it in refrigeration at police
headquarters before sending it off for testing; he marked the other
two samples. Officer Ford also witnessed Officer VanCleave draw blood
from defendant; the blood was stored in an Indiana State Police
suspect evidence collection kit. The forensic serologist received all
samples in sealed packages, which he resealed after testing.
FN5. Defendant objected to the following exhibits:
one bedsheet used as a curtain and one fitted bedsheet from the
Fulkersons' bedroom; blood samples taken from the storm door, living
room carpet, hall carpet, and bedroom carpet; blood drawn from Debbie
Wrinkles and Mark and Natalie Fulkerson during their autopsies; blood
sample taken from defendant and kept in an Indiana State Police
suspect evidence kit; and samples of dried blood scraped from the back
and legs of Debbie Wrinkles.
Defendant's contention appears to be that the State
should account second by second for each piece of serological evidence.
He points to the lack of testimony regarding where the exhibits were
taken after being marked by Officer Ford but before being sent to the
forensic serologist for testing. Here, the State accounted for the
evidence at each stage from its acquisition, to its testing, and to
its introduction at trial. This is an adequate foundation establishing
a continuous chain of custody, even for fungible evidence. Defendant
again did no more than raise the mere possibility of tampering, and
his objections as to gaps in the chain of custody go only to the
weight of the evidence, which is to be evaluated by the jury. Once
more, we cannot find that the trial court abused its discretion in
admitting over defendant's objection the serological evidence.
2. Instruction Claims
Defendant next argues that the trial court
erroneously refused his tendered instructions on the defenses of
accident and mistake of fact and, at the guilt phase of the trial,
erroneously instructed the jury on two matters over his objections.
The manner of instructing the jury lies within the sound discretion of
the trial court, Tanner v. State, 471 N.E.2d 665, 667 (Ind.1984), and
we will find error reversible only if the instructions, taken as a
whole, incorrectly state the law or otherwise mislead the jury. Reaves
v. State, 586 N.E.2d 847, 855 (Ind.1992). When reviewing a trial
court's refusal of tendered instructions, we will find error only if:
(1) the tendered instruction correctly states the law; (2) evidence in
the record supports giving the instruction; and (3) no other
instruction adequately covers the substance of the tendered
instruction. Griffin v. State, 644 N.E.2d 561, 562 (Ind.1994).
Accident. We first address defendant's tendered
instruction on the defense of accident: The defense of accident has
been raised as an issue in this case. In general, prohibited conduct
may be excused when it is a result of accident.
This defense contains three elements: 1. The
conduct must have been unintentional, or without unlawful intent or
evil design on the part of the accused; 2. The act resulting in injury
must not have been an unlawful act; 3. The act must not have been done
recklessly, carelessly or in wanton disregard of the consequences. The
State has the burden of disproving this defense beyond a reasonable
doubt. (R. at 134-135.)
Defendant argues that this tendered instruction
correctly states the law; that no other instruction given by the trial
court covered the defense of accident; and that evidence in the record
exists to support giving the instruction. The State does not dispute
defendant's first two contentions; therefore, we address only the
issue of whether evidence in the record supports giving the
instruction. Defendant refers us to his own testimony at trial that he
accidentally killed Natalie Fulkerson. Defendant testified that while
running through the Fulkersons' home, he ran into Natalie in the
living room and his gun automatically discharged, killing her.
The third element of the defense of accident, as
set forth in defendant's requested instruction, requires that the
defendant not have been acting recklessly, carelessly, or in wanton
disregard of the consequences of his actions. Here defendant testified
that he was carrying a loaded firearm while running through the
Fulkersons' home. Defendant's testimony does not support a conclusion
that he was acting in a manner sufficient to establish the defense of
accident. Furthermore, forensic evidence disputed defendant's claim
that he shot Natalie from inside the house. For these reasons, we
cannot say that the trial court erred in refusing defendant's tendered
instruction on the defense of accident.
Mistake of Fact.
We next address defendant's tendered instruction on
the defense of mistake of fact: The defense of mistake of fact is
defined by law as follows: It is a defense that the person who engaged
in the prohibited conduct was reasonable [sic] mistaken about a matter
of fact, if the mistake negates the culpability required for the
commission of the offense. The reasonable mistake about a fact must
have prevented the Defendant from acting intentionally, knowingly, or
recklessly as those terms are defined by law. The State has the burden
of disproving this defense beyond a reasonable doubt. (R. at 130-131.)
Defendant argues that this instruction correctly
states the law because it is based on Ind.Code § 35-41-3-7 (1993);
that no other instruction given by the trial court covered the defense
of mistake of fact; and that evidence in the record exists to support
giving the instruction. Again, the State does not dispute defendant's
first two contentions, so we address only the evidentiary issue. To
support the giving of this instruction, defendant relies on his
testimony at trial that he unlawfully entered the Fulkersons' home on
July 21, 1994, only to take his children, Lindsey and Seth, and that
he did not intend to kill anyone that night. He testified that he
believed at that time that, due to the missed visitation on July 20,
1994, he would never see his children again. Defendant contends that
this mistaken belief negates his intent to kill.
Mistake of fact is a valid defense if three
elements are satisfied: (1) the mistake is honest and reasonable; (2)
the mistake concerns a matter of fact; and (3) the mistake negates the
required culpability. Ind.Code § 35-41-3-7 (1993); Smith v. State, 477
N.E.2d 857, 863 (Ind.1985) (citing Stoner v. State, 442 N.E.2d 983
(Ind.1982)). “[T]he burden is upon the defendant to establish an
evidentiary predicate of his mistaken belief of fact which is such
that it could create a reasonable doubt in the jury's mind that the
accused had acted with the requisite mental state.” Hoskins v. State,
563 N.E.2d 571, 575 (Ind.1990) (citing Stoner, 442 N.E.2d 983). Here,
defendant was charged with the “knowing” murders of Debbie Wrinkles
and Mark and Natalie Fulkerson. The culpability required was an
awareness of the high probability that defendant was killing the
victims. Ind.Code § 35-41-2-2 (1993). It is unclear how defendant's
belief that he would never see his children again could negate an
awareness of the high probability that his actions would result in the
deaths of three people.
None of the evidence adduced at trial, other than a
portion of defendant's testimony, supported an instruction on the
defense of mistake of fact. Defendant testified at trial that he
intended to hit Mark Fulkerson when he shot at Mark, and that he knew
it was possible that Debbie would die from his shooting her. In a
similar context, this Court has held that such a mistaken belief “does
not satisfy the requirement that [defendant's] culpability be negated
because even if believed, it would not have created in the jury's mind
a reasonable doubt that [defendant] was unaware that he pointed his
gun at [the intended victim] and pulled the trigger [multiple] times
or that he was unaware of the probable consequences that his conduct
could have.” Hoskins, 563 N.E.2d at 576.FN6. The defendant in Hoskins
was charged with attempted murder; he argued that “the acts of the
three victims created in him the mistaken belief that one of the women
had a gun and that he was in more danger than he actually was.”
Hoskins v. State, 563 N.E.2d 571, 576 (Ind.1990).
We conclude that the trial court could find that
there was no evidentiary basis for defendant's tendered instruction on
the defense of mistake of fact.
Reckless Homicide Instruction.
Defendant also challenges the court's final
instruction number eight: The crime of Reckless Homicide is defined by
statute as follows: A person who recklessly kills another human being
commits Reckless Homicide, a Class C felony. To convict the Defendant,
the State must have proved each of the following elements in each
Count: The Defendant 1. recklessly 2. killed 3. Debra Wrinkles in
Count I, Natalie Fulkerson in Count II and Mark A Fulkerson in Count
III. If the State failed to prove each of these elements beyond a
reasonable doubt, you should find the Defendant not guilty. If the
State did prove each of these elements beyond a reasonable doubt in
each Count, you should find the Defendant guilty of Reckless Homicide,
a Class C felony, in that Count. (R. at 148.) Defendant objected to
this instruction on the grounds that it misled the jury as to the
State's burden of proof.FN7 Defendant argues that, while lawyers would
“know what the trial court meant[,] ... the instruction is highly
confusing as to when a verdict of guilty of Reckless Homicide could be
returned ... [and] the jury could have easily believed that a verdict
of guilty of Reckless Homicide could not be returned with reference to
the death of [one of the victims] ... since the evidence did not
establish the essential elements of that offense as to the other two
victims.” Br. of Appellant at 73.
FN7. “And with Instruction number 8, it would be
the second, third sentence I guess. It says, to convict the Defendant-it
should have said, in each Count-the State must have proved each of the
following elements.... And then it says, if the State failed to prove
each of these elements beyond a reasonable doubt, you should find the
Defendant not guilty- in each Count. And finally, if the State did not
prove each of these elements beyond a reasonable doubt you should find
the Defendant guilty of Reckless Homicide, a Class C felony, in each
Count. That's the record I'd like to make at this time.” (R. at
220-21) (emphasis added).
Whatever the merits of defendant's claim that the
jury could have been misled by this instruction, we conclude that the
record demonstrates that it was not misled. The trial court's
preliminary instructions to the jury clearly delineated the charges
against defendant. The language in the Reckless Homicide instruction
to which defendant objects also adequately distinguished among the
three separate charges.FN8 Furthermore, the jury received separate
verdict forms for each count with which defendant was charged to aid
in its deliberations. Each verdict form contained four options: The
jury could find defendant guilty of Murder, Voluntary Manslaughter, or
Reckless Homicide, or not guilty with respect to each victim. These
separate verdict forms would have allayed any possible confusion that
might have resulted from the court's instruction on Reckless Homicide.
Accordingly, we find that the trial court did not abuse its discretion
in giving the instruction on Reckless Homicide over defendant's
objections.
FN8. “If the State did prove each of these elements
beyond a reasonable doubt in each Count, you should find the Defendant
guilty of Reckless Homicide, a Class C felony, in that Count.” (R. at
148) (emphasis added).
Prior Inconsistent Statements. Defendant next
argues that the trial court's instruction on prior inconsistent
statements incorrectly states the law because it informs the jury that
it may consider prior inconsistent statements as substantive evidence:
Prior inconsistent statements are defined as
statements made by the witness out of Court which differ from his or
her testimony during this trial. Prior inconsistent statements may be
considered by you for two purposes. You may use them to impeach the
capacity for truthfulness of the witness who made the inconsistent
statement. You may also consider the out-of-Court statements as
evidence in determining the guilt or innocence of the Defendant of the
crime charged. (R. at 153.)
Defendant objected to the giving of this
instruction as follows: With respect to the Court's Final Instruction
number 13 in the guilt phase, this instruction is an incorrect
statement of the law in that impeachment evidence may be considered as
substantive evidence of guilt only in limited circumstances not set
out in the instruction. (R. at 223.)
The given instruction is a verbatim recitation of
Indiana Criminal Pattern Jury Instruction 12.19, which was superseded
by Evid.R. 801(d) and Modesitt v. State, 578 N.E.2d 649 (Ind.1991).
See Cooley v. State, 682 N.E.2d 1277, 1281 (Ind.1997) (discussion of
reasons for replacing rule of Patterson v. State, 263 Ind. 55, 324 N.E.2d
482 (1975), with that of Evid.R. 801(d) and Modesitt ). The
instruction incorrectly stated the law, and the trial court committed
error when it instructed the jury in this manner. Johnston v. State,
230 Ind. 571, 575, 105 N.E.2d 820, 821 (1952) (error to give
instruction which incorrectly states the law); Beneks v. State, 208
Ind. 317, 328, 196 N.E. 73, 77 (1935) (same). However, it is not clear
to us that defendant's objection was on this basis. Moreover, error in
a particular instruction will not justify reversal where, as here,
there has been no showing that the defendant's rights were
substantially prejudiced. Hensley v. State, 499 N.E.2d 1125, 1127
(Ind.1986). Here, defendant does not set forth any prior inconsistent
statement in the record which the jury could have considered
improperly as substantive evidence. “[I]t is the responsibility of [defendant]
to support his argument on appeal with appropriate citations to legal
authorities as well as to appropriate sections of the record.”
Marshall v. State, 621 N.E.2d 308, 318 (Ind.1993) (citing Bieghler v.
State, 481 N.E.2d 78 (Ind.1985)). See also Ind.Appellate Rule
8.3(A)(7). Without a demonstration by defendant of prejudice in
general, and with no citation to any prior inconsistent statement in
particular, we consider this error harmless.
Constitutionality of the Death Penalty
Defendant attacks the constitutionality of
Indiana's death penalty statute, Ind.Code § 35-50-2-9, on several
grounds: (1) the jury impermissibly decides arbitrarily between
recommending a sentence of death or life imprisonment without parole
for a given defendant; (2) the death penalty is impermissibly
disproportionate punishment for “knowing” murders; (3) the entire
capital sentencing structure violates due process because it misleads
the jury as to its role in the sentencing process; (4) the mitigating
circumstance of “no significant history of prior criminal conduct” is
unconstitutionally vague; and (5) the sentencing judge impermissibly
cannot review meaningfully the jury's sentencing recommendation
because the jury is not required to make specific written findings of
the aggravating and mitigating circumstances it relied on in reaching
its decision.
Lack of Discretion.
From its enactment in 1977 until 1993, the Indiana
death penalty statute authorized a death sentence to be imposed when
specific criteria in the statute had been satisfied.FN9 In 1993, the
statute was amended to authorize either a sentence of death or a
sentence of life without parole to be imposed when those criteria have
been satisfied. FN10 The 1993 amendment created no additional criteria
to be used to determine when death rather than life without parole is
appropriate.
FN9. Ind.Code § 35-50-2-9, enacted by 1977 Ind.
Acts P.L. 340, § 122; as amended by 1983 Ind. Acts P.L. 336, § 1; as
amended by 1986 Ind. Acts P.L. 212, § 1; as amended by 1987 Ind. Acts
P.L. 320, § 2; as amended by 1989 Ind. Acts P.L. 296, § 2; as amended
by 1989 Ind. Acts P.L. 138, § 6; as amended by 1990 Ind. Acts P.L. 1,
§ 354. FN10. 1993 Ind. Acts P.L. 250 § 2. The statute has been amended
subsequently in ways not material to the analysis of this issue. See
1993 Ind. Acts P.L. 230 § 5; 1994 Ind. Acts P.L. 158 § 7; 1995 Ind.
Acts P.L. 306 § 1; 1996 Ind. Acts P.L. 228 § 1; 1996 Ind. Acts P.L.
216 § 25. As noted in note 2, supra, Ind.Code § 35-50-2-9 as amended
in 1994 governs this case.
Relying on language in the Furman v. Georgia and
Gregg v. Georgia opinions FN11 condemning as unconstitutional
“unfettered discretion” in death sentencing statutes, defendant argues
that the 1993 amendment rendered the Indiana death penalty statute
unconstitutional by giving the Indiana sentencer “unfettered
discretion” to choose between death and life without parole. FN11.
Defendant cites to Furman v. Georgia, 408 U.S. 238, 309-10, 92 S.Ct.
2726, 2762-63, 33 L.Ed.2d 346 (1972) (Stewart, J., concurring); id. at
314, 92 S.Ct. at 2764-2765 (White, J., concurring); Gregg v. Georgia,
428 U.S. 153, 189, 195, 96 S.Ct. 2909, 2932-33, 2935-36, 49 L.Ed.2d
859 (1976) (opinion of Stewart, J., with two other justices concurring).
Assessing slightly different arguments, we reject a
similar constitutional claim today in Stevens v. State, 691 N.E.2d 412
(Ind.1997). Prior to the 1993 amendments, while a death sentence was
authorized to be imposed when the criteria specified in the statute
were met, a death sentence was not required to be imposed; FN12 the
sentencer had (and still has) discretion to impose imprisonment for a
term of years. If there was no constitutional defect prior to the 1993
amendment, as defendant appears to contend, in the sentencer having
the discretion to impose a term of years rather than death, then we
see no new defect occasioned by the sentencer having the additional
discretion to impose life without parole rather than death. See Furman
v. Georgia, 408 U.S. 238, 92 S.Ct. 2726, 33 L.Ed.2d 346 (1972).
FN12. Indeed, a sentencing scheme that would
require death to be imposed would be unconstitutional. Sumner v.
Shuman, 483 U.S. 66, 107 S.Ct. 2716, 97 L.Ed.2d 56 (1987); see also
Woodson v. North Carolina, 428 U.S. 280, 305, 96 S.Ct. 2978, 2991-92,
49 L.Ed.2d 944 (1976) (opinion of Stewart, J., with two other justices
concurring).
For a death penalty statute to be constitutional in
this context, the statute must “establish a threshold below which the
[death] penalty cannot be imposed.” Romano v. Oklahoma, 512 U.S. 1, 6,
114 S.Ct. 2004, 2009, 129 L.Ed.2d 1 (1994) (quoting McCleskey v. Kemp,
481 U.S. 279, 305, 107 S.Ct. 1756, 1774, 95 L.Ed.2d 262 (1987)).FN13
To meet this threshold, the statute must contain “rational criteria
that narrow the decisionmaker's judgment as to whether the
circumstances of a particular defendant's case meet the threshold.”
McCleskey, 481 U.S. at 305, 107 S.Ct. at 1774. The statute must
“genuinely narrow the class of persons eligible for the death penalty
and must reasonably justify the imposition of a more severe sentence
on the defendant compared to others found guilty of murder.” Zant v.
Stephens, 462 U.S. 862, 877, 103 S.Ct. 2733, 2742, 77 L.Ed.2d 235
(1983). The statute must limit the decisionmaker's discretion “so as
to minimize the risk of wholly arbitrary and capricious action.” Zant,
462 U.S. at 874, 103 S.Ct. at 2741.
FN13. A second requirement is that the statute
ensure that the sentencing body bases its decision on the character of
the individual defendant and on the nature of the offense(s) he or she
committed. Romano v. Oklahoma, 512 U.S. 1, 7, 114 S.Ct. 2004, 2009,
129 L.Ed.2d 1 (1994) (citing McCleskey v. Kemp, 481 U.S. 279, 302, 107
S.Ct. 1756, 1772, 95 L.Ed.2d 262 (1987)). Defendant also challenges
this facet of Indiana's death penalty statute, and we address the
issue infra.
The Indiana death penalty statute, Ind.Code §
35-50-2-9, meets these requirements. After a defendant is convicted of
Murder, the State must prove beyond a reasonable doubt the existence
of at least one aggravating circumstance listed in the statute before
that defendant becomes eligible for the death penalty. Ind.Code §
35-50-2-9(a) & (b). After the jury determines that the State has met
its burden of proof, it must balance the aggravating and any
mitigating circumstances and find that the aggravating factors
outweigh the mitigating factors before it can recommend a sentence.
Ind.Code § 35-50-2-9(i). In deciding whether to follow the jury's
recommendation, the trial court, which has the authority to impose the
sentence, must follow the same process as did the jury in reaching its
recommendation. Ind.Code § 35-50-2-9(g), (i).
The additional sentencing option of life without
parole merely affords the jury another opportunity to narrow the class
of defendants eligible for the death penalty, and “[o]nce the jury
finds that the defendant falls within the legislatively defined
category of persons eligible for the death penalty, ... [it] then is
free to consider a myriad of factors to determine whether death is the
appropriate punishment.” California v. Ramos, 463 U.S. 992, 1008, 103
S.Ct. 3446, 3457, 77 L.Ed.2d 1171 (1983). Accordingly, we find that
Indiana's death penalty statute constitutionally permits a sentence of
death or life imprisonment without parole.
Proportionality.
Defendant was charged with and convicted of the
“knowing” murders of Debbie Wrinkles, Mark Fulkerson, and Natalie
Fulkerson. “A person engages in conduct ‘knowingly’ if, when he
engages in the conduct, he is aware of a high probability that he is
doing so.” Ind.Code § 35-41-2-2(b) (1993). The trial court sentenced
defendant to death based on its finding that the State proved beyond a
reasonable doubt the existence of the multiple murder statutory
aggravator,FN14 thus making defendant eligible for the death penalty.
Ind.Code § 35-50-2-9(a). As such, neither the jury nor the judge was
called upon to make a discrete determination that any of the killings
were “intentional.” FN15 Defendant argues that imposing the death
penalty for “knowing,” as opposed to “intentional,” murder is
unconstitutional under the Eighth Amendment to the United States
Constitution and Article I, Section 16, of the Indiana Constitution.
FN14. “The defendant has committed another murder,
at any time, regardless of whether the defendant has been convicted of
that other murder.” Ind.Code § 35-50-2-9(b)(8). FN15. “A person
engages in conduct ‘intentionally’ if, when he engages in the conduct,
it is his conscious objective to do so.” Ind.Code § 35-41-2-2(a)
(1993).
Defendant does not ground his state constitutional
claim in an analysis of the text or history of Article I, Section 16.
Instead, he contends that the legislature, from passage of the state
constitution until 1977, only authorized the imposition of the death
penalty for “intentional” murders and felony murders.FN16 This
indicates, he argues, that imposition of the death penalty for
“knowing” murders (a mental state less culpable than “intentional”)
must have been considered to violate the Article I, Section 16,
requirement that “[a]ll penalties shall be proportioned to the nature
of the offense.”
FN16. Br. of Appellant at 32-33. Defendant broadly
traces the history of Indiana's death penalty statute, starting with
Chapter XXXVII, § 3 of General Laws of the State (1881) (“Whoever,
purposely and with premeditated malice, or in the perpetration of [certain
felonies] ...”), continuing to Ind. Stat. Ann. § 10-3401 (Michie 1941)
(same), and finishing with Ind.Code § 35-13-4-1 (1973) (same).
Whatever we may properly infer from legislative
enactments in conducting constitutional exegesis, we do not find the
statutes cited here to support defendant's claim. As defendant
acknowledges, those statutes all permitted the imposition of the death
penalty in cases of felony murder. But in felony murder, there is no
culpability requirement at all, i.e., a mental state less culpable
than “knowing.”
We addressed a similar claim brought under the
federal constitution in Baird v. State, 604 N.E.2d 1170 (Ind.1992).
There we held that imposing a sentence of death for the commission of
multiple “knowing” murders was not unconstitutional. We reasoned in
Baird that the defendant's “death sentence rest[ed] on the multiple
formations of a highly culpable ‘knowing’ state of mind resulting in
multiple murders....” Baird, 604 N.E.2d at 1184. The defendant in
Baird did not receive the death penalty simply because he had
committed “knowing” murders, but because he had committed multiple
murders, thus making himself eligible for the death penalty. See
Ind.Code § 35-50-2-9(b)(8).
Our decision in Baird comports with the Supreme
Court's treatment of the issue of the degree of culpability necessary
to support a death sentence in Tison v. Arizona, 481 U.S. 137, 107
S.Ct. 1676, 95 L.Ed.2d 127 (1987). The defendants in Tison were two
brothers convicted of capital murder under Arizona's felony-murder and
accomplice-liability statutes.FN17 The Tison brothers challenged their
death sen tences on the ground that the Supreme Court's holding in
Enmund v. Florida, 458 U.S. 782, 102 S.Ct. 3368, 73 L.Ed.2d 1140
(1982),FN18 required a finding of intent to kill before a court could
impose the death penalty. The Court stated that “[a] narrow focus on
the question of whether or not a given defendant ‘intended to kill,’
however, is a highly unsatisfactory means of definitively
distinguishing the most culpable and dangerous of murderers.” Tison,
481 U.S. at 157, 107 S.Ct. at 1687. The Court went on to hold that the
“reckless disregard for human life implicit in knowingly engaging in
criminal activities known to carry a grave risk of death represents a
highly culpable mental state, a mental state that may be taken into
account in making a capital sentencing judgment when that conduct
causes its natural, though also not inevitable, lethal result.” Id. at
157-58, 107 S.Ct. at 1688.
FN17. The Tison brothers actively participated in
engineering their father's and his cell mate's escape from prison;
flagging down and stealing a getaway car; and kidnaping the car's
driver and three passengers. The father and his cell mate shot and
killed the four kidnap victims while the brothers stood by and did
nothing to halt the murders.
FN18. Enmund drove the getaway car in an armed
robbery that resulted in a double murder. Enmund was convicted and
sentenced to death under Florida's felony-murder rule. The Supreme
Court reversed Enmund's death sentence, finding a lack of intent to
kill because Enmund's role in the robbery was too remote in relation
to the murders, and the culpability of those who committed the murders
and robbery was not attributable to him.
Here, defendant does not argue that he was
convicted wrongly of “knowing” murders. Rather, he challenges the
constitutionality of Indiana's death penalty statute as it applies to
“knowing” murders. Tison holds that a death sentence is permissible
where, despite no finding of intent to kill, the defendant nonetheless
has demonstrated a highly culpable mental state. Such is the case here,
where the court imposed the death sentence based on the State's
proving beyond a reasonable doubt the existence of the multiple murder
statutory aggravator.
Jury Role.
Defendant contends that Indiana's capital
sentencing structure unconstitutionally misleads the jury into
believing its role in the sentencing process is merely advisory in
violation of the Supreme Court's holding in Caldwell v. Mississippi,
472 U.S. 320, 105 S.Ct. 2633, 86 L.Ed.2d 231 (1985). In Caldwell, the
prosecutor implied to the jury that its decision to impose the death
penalty carried little import because the death sentence was
immediately reviewable by an appellate court. The Court held that it
is unconstitutional for a judge to follow the sentencing
recommendation of a jury who believes its role is merely advisory and
that the defendant's fate ultimately rests elsewhere. Caldwell, 472
U.S. 320, 105 S.Ct. 2633, 86 L.Ed.2d 231.
This Court has addressed previously the issue
defendant raises today-that the language of Indiana's death penalty
statute confuses the average lay juror as to his or her role in the
sentencing process. In Miller v. State, 623 N.E.2d 403 (Ind.1993),
this Court distinguished a claim similar to defendant's from the
Caldwell holding by noting that “we are not dealing with comments made
by the prosecuting attorney but are dealing with the structure of a
statute which delegates to the jury the role of examining the evidence
and making a recommendation to the trial judge concerning the sentence.
In Caldwell, the actual responsibility for the death penalty, although
reviewable on appeal, was a final determination at the trial level by
the jury. In Indiana, all concerned are fully advised that the jury's
examination of the evidence and recommendation is for the edification
of the trial judge who has the ultimate responsibility in imposing the
sentence.” Miller, 623 N.E.2d at 410-11. An Indiana jury does not
determine a sentence, but only makes a sentencing recommendation. The
trial court decides whether to impose a sentence of life imprisonment
without parole or the death penalty. It is not error to inform the
jury that its sentencing decision is a recommendation, because this is
a correct statement of Indiana law. See Holmes v. State, 671 N.E.2d
841, 855 (Ind.1996), cert. denied, 522 U.S. 849, 118 S.Ct. 137, 139
L.Ed.2d 85 (1997). Ind.Code § 35-50-2-9 is not susceptible to a
Caldwell claim of the sort defendant advances, and we accordingly
reject defendant's contention.
Prior Criminal History Mitigator.
Defendant attacks the “no significant history of
prior criminal conduct” mitigator FN19 as “fail [ing] to adequately
guide the sentencer's discretion because it is vague and meaningless,
allows consideration of unreliable information, and precludes
consideration of relevant mitigation evidence.” FN20 Br. of Appellant
at 39. Before analyzing defendant's claim, we note that the trial
court specifically found this mitigating factor to exist and used it
in the statutory balancing process required by Ind.Code § 35-50-2-9(i)
before deciding to follow the jury's recommendation to impose the
death sentence. FN19. Ind.Code § 35-50-2-9(c)(1) (1993).
FN20. We previously rejected a similar claim
against the statutory provisions generally concerning aggravating and
mitigating factors. Harrison v. State, 644 N.E.2d 1243, 1258
(Ind.1995).
The Supreme Court expressly approved the use of
this mitigating factor in Proffitt v. Florida, 428 U.S. 242, 96 S.Ct.
2960, 49 L.Ed.2d 913 (1976). FN21 The petitioner in Proffitt argued
that the aggravating and mitigating factors in Florida's capital
sentencing scheme were overly broad, and that neither judge nor jury
could determine whether a defendant had a “significant history of
prior criminal activity.” FN22 The Court acknowledged that making this
decision is difficult, but that it “require[s] no more line drawing
than is commonly required of a factfinder in a lawsuit.” Proffitt, 428
U.S. at 257, 96 S.Ct. at 2969 (rejecting petitioner's challenge to
several statutory aggravating and mitigating factors). Under this
statutory scheme, the “trial court's sentencing discretion is guided
and channeled by a system that focuses on the circumstances of each
individual homicide and individual defendant in deciding whether the
death penalty is to be imposed.” Id. at 258, 96 S.Ct. at 2969.
FN21. The Florida death penalty statute upheld in
Proffitt v. Florida, 428 U.S. 242, 96 S.Ct. 2960, 49 L.Ed.2d 913
(1976), is substantially similar to Indiana's death penalty statute.
See Brewer v. State, 275 Ind. 338, 417 N.E.2d 889, 897 (1981) (comparative
analysis of Florida and Indiana death penalty statutes); Judy v. State,
275 Ind. 145, 416 N.E.2d 95, 107 (1981) (same). FN22. Fla. Stat. Ann.
§ 921.141(6) (Supp.1976-1977).
Based on the Supreme Court's upholding of a similar
mitigating factor in Florida's capital sentencing scheme, and on the
trial court's finding this mitigator to exist in defendant's case, we
hold that the “no significant history of prior criminal conduct” is
not unconstitutionally vague, and that defendant was prejudiced in no
way by the trial court's consideration of that mitigator during the
sentencing process.
Jury Findings.
Defendant's final constitutional argument is that
Indiana's capital sentencing structure is unconstitutionally
unreliable in violation of the Eighth Amendment of the United States
Constitution because the jury is not required to produce written
findings of the specific aggravating and mitigating factors it relied
on in reaching its decision to recommend the death penalty. To support
this argument, defendant analogizes the heightened role of a jury in a
capital case to the role of the sentencing judge who is required to
make specific written findings of aggravators and mitigators before
imposing an enhanced sentence.FN23 Defendant contends that the trial
court judge cannot review meaningfully, and decide whether to follow,
the jury's recommendation unless the jury has made specific written
findings regarding the balancing process in which it engaged.
FN23. Battles v. State, 688 N.E.2d 1230, 1234-35
(Ind.1997); Jones v. State, 675 N.E.2d 1084, 1087 (Ind.1996).
This Court has rejected the requirement of written
findings for juries in capital cases. “While the trial court must
consider the jury's recommendation and its sentence must be based on
the same standards that the jury was required to consider, we perceive
nothing of a constitutional dimension that would require the trial
court to have the details of the jury's deliberations before it in
discharging these statutory obligations.” Harrison v. State, 644 N.E.2d
1243, 1259 n. 28 (Ind.1995). See also Martinez Chavez v. State, 534
N.E.2d 731, 734 (Ind.1989). We decline to revisit further this issue.
Death Sentence Review
The Indiana Constitution provides that “[t]he
Supreme Court shall have, in all appeals of criminal cases, the power
to review and revise the sentence imposed.” Ind. Const. art. VII, § 4.
Although our rules for appellate review of sentences require that
great deference be given to the judgment of the trial court, e.g.,
Ind.Appellate Rule 17, where the sentence is death, those rules “stand
more as guideposts for our appellate review than as immovable pillars
supporting a sentence decision.” Spranger v. State, 498 N.E.2d 931,
947 n. 2 (Ind.1986). In fact, we have made it clear that “this Court's
review of capital cases under Article 7 is part and parcel of the
sentencing process.” Cooper v. State, 540 N.E.2d 1216, 1218
(Ind.1989).
This special review of death sentences is grounded
in the Indiana Constitution, our state's death penalty statute, and
federal death penalty jurisprudence. Harrison, 644 N.E.2d at 1260. The
United States Supreme Court “has repeatedly said that under the Eighth
Amendment ‘the qualitative difference of death from all other
punishments requires a correspondingly greater degree of scrutiny of
the capital sentencing determination.’ ” Caldwell v. Mississippi, 472
U.S. at 329, 105 S.Ct. at 2639 (quoting California v. Ramos, 463 U.S.
at 998-99, 103 S.Ct. at 3452). Meaningful appellate review of death
sentences plays a crucial role in ensuring that the death penalty is
not imposed arbitrarily or irrationally. Parker v. Dugger, 498 U.S.
308, 321, 111 S.Ct. 731, 739-40, 112 L.Ed.2d 812 (1991); Gregg v.
Georgia, 428 U.S. 153, 204-06, 96 S.Ct. 2909, 2939-41, 49 L.Ed.2d 859
(1976).
Penalty Phase.
Our death penalty statute guides our review of
death sentences by setting forth standards governing trial court
imposition of death sentences. Following completion of the guilt phase
of the trial and the rendering of the jury's verdict, the trial court
reconvenes for the penalty phase. Before a death sentence can be
imposed, our death penalty statute requires the State to prove beyond
a reasonable doubt at least one aggravating circumstance listed in
subsections (b)(1) through (b)(12) of the statute. Ind.Code §
35-50-2-9. Here the State supported its request for the death penalty
with the aggravator listed in subsection (b)(8): “The defendant has
committed another murder, at any time, regardless of whether the
defendant has been convicted of that other murder.” FN24 Id. To prove
the existence of this aggravating circumstance at the penalty phase of
the trial, the State incorporated by reference all of the evidence
from the earlier guilt phase of the trial (with respect to which the
jury had found defendant guilty of the three murders).
FN24. We have held that this aggravator is
available only in cases in which the defendant is tried in the same
proceeding for the multiple murders alleged in the aggravating
circumstances. Williams v. State, 669 N.E.2d 1372, 1389 (Ind.1996),
reh'g denied, cert. denied, 520 U.S. 1232, 117 S.Ct. 1828, 137 L.Ed.2d
1034 (1997); State v. McCormick, 272 Ind. 272, 278, 397 N.E.2d 276,
280 (1979).
The death penalty statute requires that any
mitigating circumstances be weighed against any properly proven
aggravating circumstances. In addition to mitigating circumstances
supported by the guilt phase evidence (in particular, the extensive
testimony of clinical psychologist Dr. Eric S. Engum as to defendant's
personality disorders and drug abuse), defendant offered the testimony
of four witnesses during the penalty phase. Three-Mary Winnecke (the
mother of Natalie Fulkerson and legal guardian of the Fulkersons'
children, Matthew and Kim), Carolyn Casper (a relative by marriage of
Debbie Wrinkles and guardian of the Wrinkles's children, Lindsey and
Seth) and Lindsey Wrinkles (defendant's fourteen-year-old daughter)-testified
from their perspectives as victims of defendant's crimes that they did
not desire defendant to be sentenced to death.
Defendant argues that during this phase of the
trial, the court erroneously admitted victim impact evidence over his
objection. This Court has held that victim impact evidence is
admissible in the penalty phase of a trial only if it is relevant to
one or more of the statutory aggravating factors argued by the State.
Bivins v. State, 642 N.E.2d 928 (Ind.1994).
The victim impact testimony which defendant
contends was admitted in error consisted of the testimony of Mary
Winnecke regarding the effect of the murders on Matthew Fulkerson (prosecutor
questioning): FN25. Testimony from Lindsey Wrinkles and defendant
tends to show that Matthew witnessed defendant shooting Mark Fulkerson,
Matthew's father.
Q. What effect has this had on Matthew? BY MR.
VOWELS [defense counsel]: To which I would object. I believe that if
the jury is allowed to consider that information that they may be so
prejudiced that they will not render a fair trial to my client,
denying him of his due process rights, his right to a fair trial. Can
you think of anything else I should add to that? That's my objection.
BY THE COURT: Mr. Levco? BY MR. LEVCO [prosecutor]: I don't wish to
argue. BY THE COURT: Objection overruled. Q. You can answer the
questions. A. How is Matthew? Q. How has this affected Matthew, if at
all?
A. Uh, Matthew won't stay in a room and watch
television alone. If I walk into the kitchen to fix supper and
Matthew's watchin' cartoons and is just right around the wall, uh,
he'll yell, Granny, there's nobody here with me. And I'll say, well,
honey, I'm right her [sic] cookin' supper. And Matthew will say, but
I'm all by myself. And he won't stay in a room by himself. And gets up
every night and he gets in bed with us, or else he sleeps on a pallet.
Some nights, I just-I have a pallet right by my bed and he'll lay
there and I'll have my hand right on him. Uh, he woke up one night and
he came in our room and he just-that child shook. And he said, Granny
... (WITNESS CRYING) ... I thought I heard Eric [defendant] in the
house. And I said, baby, you're all right. I held him and I put him
between me and Bob. Because, when he gets in bed with us, he just
kinda climbs over me and lays right there. And he laid-I had my arm
like this (WITNESS INDICATING) and Bob scooted over against him and we
both held him and he just shook. And then he said he had to go to the
bathroom and he had diarrhea. It's like I sat there by him and I held
him, while he's sittin' on the pot, and he just shook and he cried.
And so I put him back in bed and he still shook and he cried. And I
said, Matthew, do you wanna go talk about it? And I said, let's go out
in the living room. So, we went out and we turned on the lights and I
sat in my rocker and I held him and we talked. And he cried and I just-and
I said, Matthew, do you wanna go back in the bedroom by grandpa? So,
we did. He, uh, if I got to put him to bed, and he shares a room with
my 21-year old son, uh, and if Adam goes out of the room or if I put
him on the pallet to go to sleep and Bob's in there and Bob gets up to
go get a drink of water and Matthew's not asleep, Matthew will come
right back out. I mean, he just-Matthew won't stay in a room by
himself. Uh, I've gotten him so he'll go outside. Uh, last year we
couldn't get him-it's been over the winter that Matthew will even go
out in the yard and see outside by himself. He's confident enough for
that. (R. at 3211-3214.)
We might well find this testimony violative of
Bivins had the prosecutor presented it on direct examination. However,
we find no error in its admission here because the State elicited the
testimony from Mary Winnecke on cross-examination after defendant
called her to testify at sentencing on his behalf. Winnecke's
testimony against the death penalty for the defendant after he had
killed her daughter and after she had witnessed firsthand the effects
of the murder on her grandson was in effect an argument that death
should not be imposed because of a lack of victim impact (or, at least,
because of a lack of victim support for the penalty).FN26 This the
State was entitled to rebut. FN26. Winnecke testified that her
categorical opposition to the death penalty is rooted in her religious
belief system.
The fourth witness called by the defendant at the
penalty phase was a mitigation specialist engaged on defendant's
behalf. The witness testified as to defendant's upbringing in a
violent and otherwise dysfunctional family and as to the adverse
impact of drug and alcohol abuse on defendant's mental condition.
Following the presentation of this evidence, both sides made closing
arguments.
At the conclusion of this phase of the trial, the
trial court instructed the jury. Defendant claims that the trial court
erred in failing to give an instruction on all of the available
statutory penalties for Murder, i.e., that defendant could be
sentenced to a term of years as an alternative to death or life
without parole. Defendant did not object to the court's failure to
instruct the jury, and he further posits that he was not required to
have tendered a competing instruction because it is the affirmative
duty of the trial court to instruct the jury in this manner. See
Ind.Code § 35-50-2-9(d) (1993) (“ The court shall instruct the jury
concerning the statutory penalties for murder and any other offenses
for which the defendant was convicted, the potential for consecutive
or concurrent sentencing and the availability of good time credit and
clemency.” (emphasis supplied).) FN27
FN27. In addition to the duty imposed by Ind.Code §
35-50-2-9(d), the trial court must also instruct the jury on all
matters of law necessary for their information in reaching a verdict.
Ind.Code § 35-37-2-2(5) (1993). Speaking to the predecessor to §
35-37-2-2, this Court held that the statute “does not relieve a party
from submitting desired instructions, if the court, through oversight
or otherwise, fails to instruct as fully as a party desired. Counsel,
knowing the court is omitting the instruction upon some point in the
case, may not remain quiet and tender no instruction and afterwards
claim the court erred. Such practice would be wrong and mischievous.”
Barker v. State, 238 Ind. 271, 277, 150 N.E.2d 680, 683 (1958).
Generally, a defendant waives a claim of
instructional omission if he fails to object and tender a competing
instruction at trial, Mitchem v. State, 685 N.E.2d 671, 674
(Ind.1997), unless the alleged error constitutes fundamental error.
Sanchez v. State, 675 N.E.2d 306, 308 (Ind.1996). “In order to rise to
the level of fundamental error, the error must constitute a clearly
blatant violation of basic and elementary principles, and the harm or
potential for harm therefrom must be substantial and apparent. A claim
of fundamental error is not viable absent a showing of grave peril and
the possible effect on the jury's decision. We consider the jury
instructions as a whole, and in reference to each other.” Isom v.
State, 651 N.E.2d 1151, 1152 (Ind.1995), reh'g denied (citations and
internal quotation marks omitted).
Upon our examination of the instructions as a whole,
we agree with defendant that the trial court did not instruct the jury
on all of the statutory penalties for Murder and other matters
required by Ind.Code § 35-50-2-9(d).FN28 However, we find no
reversible error for four reasons. First, we cannot say that counsel's
failure to object to the absence of such an instruction was not
tactical, inasmuch as appellants in capital cases have claimed error
in the past in giving such instructions. See, e.g., Timberlake v.
State, 690 N.E.2d 243, 257-58 (Ind.1997); Holmes, 671 N.E.2d at 856;
Fleenor v. State, 622 N.E.2d 140, 145 (Ind.1993). Second, during their
closing arguments during the penalty phase, both the prosecutor and
defense counsel referred to the trial court's authority to impose
imprisonment for a term of years as a sentence in this case and both
indicated that if the court elected that option, it was unlikely that
the defendant would ever be released from prison. Third, prior to the
legislature requiring instruction on the range of penalties,FN29 we
held it within the discretion of the trial court to refuse a
defendant's request for such instruction. Burris, 465 N.E.2d at 188.
Fourth, the jury was instructed that it had the option of recommending
life without parole as an alternative to a sentence of death. Having
recommended death notwithstanding the life without parole option, we
reject defendant's argument that the jury might have recommended
imprisonment for a term of years had it been instructed on its
availability. We believe this omission does not rise to the level of
fundamental error.
FN28. During the penalty phase, the trial court
instructed the jury on penalties as follows: “You are to consider both
aggravating and mitigating circumstances and recommend whether the
death penalty, life imprisonment without parole, or neither, should be
imposed.” (R. at 173; 189.) FN29. The legislature added this provision
to the death penalty statute in 1993. 1993 Ind. Acts P.L. 250 § 2.
The jury subsequently returned a unanimous
recommendation that a sentence of death be imposed.
Trial Court Sentencing Determination.
Once the jury has made its recommendation, the jury
is dismissed, and the trial court has the duty of making the final
sentencing determination. First, the trial court must find that the
State has proven beyond a reasonable doubt that at least one of the
aggravating circumstances listed in the death penalty statute exists.
Ind.Code § 35-50-2-9(i)(1). Second, the trial court must find that any
mitigating circumstances that exist are outweighed by the aggravating
circumstance or circumstances. Ind.Code § 35-50-2-9(i)(2). Third,
before making the final determination of the sentence, the trial court
must consider the jury's recommendation. Ind.Code § 35-50-2-9(e). The
trial court must make a record of its reasons for selecting the
sentence that it imposes. Ind.Code § 35-38-1-3.
These statutory provisions make clear that the
sentencing court has a separate and independent role in assessing and
weighing the aggravating and mitigating circumstances and in making
the final determination whether to impose the death penalty.
Benirschke v. State, 577 N.E.2d 576, 579 (Ind.1991). In arriving at
its own separate determination as to whether the death penalty is an
appropriate punishment, the sentencing court is to point out its
employment of this process in specific and clear findings. Id. The
trial court's statement of reasons (i) must identify each mitigating
and aggravating circumstance found, (ii) must include the specific
facts and reasons which lead the court to find the existence of each
such circumstance, (iii) must articulate that the mitigating and
aggravating circumstances have been evaluated and balanced in
determination of the sentence, Benirschke, 577 N.E.2d at 579; Evans v.
State, 563 N.E.2d 1251, 1254 (Ind.1990), and (iv) must set forth the
trial court's personal conclusion that the sentence is appropriate
punishment for this offender and this crime. Benirschke, 577 N.E.2d at
579; Woods v. State, 547 N.E.2d 772, 793 (Ind.1989). The requirements
for sentencing findings are more stringent in capital cases than in
non-capital sentencing situations. Evans, 563 N.E.2d at 1254.
In imposing the death sentence, the trial court
found that the State proved beyond a reasonable doubt one of the
aggravating circumstances listed in the death penalty statute-that the
defendant had committed another murder, to wit, the three murders in
this case. The record and the law supports this finding.
The trial court found four mitigating circumstances
to exist: (i) defendant had no significant history of prior criminal
activity; (ii) defendant was under the influence of extreme mental and
emotional disturbance at the time the three murders were committed; (iii)
defendant's capacity to appreciate the criminality of his conduct and
to conform his conduct to the requirements of the law may have been
substantially impaired at the time of the murders because of his abuse
of meth-amphetamines; and (iv) defendant grew up in a dysfunctional
family which may have been responsible for mental or emotional
disturbance.
As required by our death penalty statute, the trial
court found that the mitigating circumstances that existed were
outweighed by the aggravating circumstance. The trial court also gave
consideration to the jury's recommendation and set forth its personal
conclusion that the sentence was appropriate punishment for this
offender and this crime. We find that the sentencing order entered by
the trial court here suffices to meet the requirements imposed by
statute and case law.FN30. In doing so, we reject defendant's
contention that the sentencing order is deficient in four respects.
First, defendant argues that the trial court
provided insufficient support for its conclusion that the multiple
murder aggravator had been proved beyond a reasonable doubt. We find
such support in the trial court's finding that the jury convicted the
defendant of the three murders listed in the aggravator.
Second, defendant argues that the four mitigating
circumstances found by the trial court were supported only with
“bare-boned” conclusions. While these findings could have been
supported in greater detail, they did refer to specific aspects of
defendant's upbringing and drug abuse. We find them adequate.
Third, defendant appears to argue that the trial
court failed to articulate the specific weight it assigned to the
aggravating circumstance and the mitigating circumstances. While such
an articulation is welcome, it is sufficient for purposes of both the
statute and our review for the trial court to indicate that it has
engaged in the weighing of the aggravators and mitigators as required
by statute and that the aggravators outweigh the mitigators. That
standard was met here.
Lastly, defendant argues that the trial court did
not set forth its personal conclusion that the death sentence was
appropriate for this offender and this crime. We find such a
conclusion in the following excerpt from its findings: “The Court ...
now ... finds that the imposition of the death penalty as to the
Defendant, Matthew E. Wrinkles, is appropriate and proper....” Based
on our review of the record and the law, we agree that the State has
proven beyond a reasonable doubt an aggravating circumstance
authorized by our death penalty statute and that the mitigating
circumstances that exist are outweighed by the aggravating
circumstance. We conclude that the death penalty is appropriate for
defendant's murder of Debbie Wrinkles, Natalie Fulkerson and Mark
Anthony Fulkerson.FN31 We further find this sentence to be
proportionate not only to the nature of the offenses and the character
of the defendant, but also to the sentences approved for capital
Murder in other Indiana cases. See, e.g., Matheney v. State, 688 N.E.2d
883 (Ind.1997); Prowell v. State, 687 N.E.2d 563 (Ind.1997); Baird,
604 N.E.2d 1170; Conner v. State, 580 N.E.2d 214 (Ind.1991).
FN31. In reaching this conclusion, we have
considered the arguments made to us in this appeal to the effect that
the death penalty is not appropriate in light of the nature of the
offense and the character of the defendant. Br. of Appellant at 80-85.
Conclusion
Defendant's convictions and death sentence are
affirmed.
SHEPARD, C.J., and DICKSON, SELBY and BOEHM, JJ.,
concur.
Wrinkles v. State, 749 N.E.2d 1179 (Ind.
2001) (Postconviction)
After his convictions for three counts of murder,
and sentence of death, were affirmed on direct appeal, 690 N.E.2d
1156, defendant sought post-conviction relief. The Vanderburgh Circuit
Court, Carl Heldt, J., denied petition. Defendant appealed. The
Supreme Court, Rucker, J., held that: (1) trial counsel were not
ineffective in failing to present insanity defense; (2) counsel were
not ineffective in preparing defendant, and neuropsychologist who
testified as expert, for trial; (3) use of electrical “stun belts” to
restrain defendants is forbidden; but (4) counsel were not ineffective
in failing to object to use of such a belt in instant case; (5) fact
that attorneys appointed to represent defendant carried a felony
caseload in excess of that allowed under Criminal Rules did not by
itself establish ineffective assistance; and (6) defendant did not
receive ineffective assistance of appellate counsel. Affirmed.
Boehm, J., concurred in part and concurred in the
result in part and filed opinion.
RUCKER, Justice.
After a trial by jury, Matthew Eric Wrinkles was
convicted of three counts of murder in the shooting deaths of his wife
Debbie Wrinkles, his brother-in-law Mark Fulkerson, and his sister-in-law
Natalie Fulkerson. Following the jury's recommendation, the trial
court sentenced him to death. We affirmed his convictions and sentence
on direct appeal. See Wrinkles v. State, 690 N.E.2d 1156 (Ind.1997).
Thereafter, Wrinkles filed a petition for post-conviction relief and
now appeals the denial of that petition raising several issues for our
review, which we consolidate and rephrase as follows: (1) did Wrinkles
receive ineffective assistance of trial counsel during the guilt,
penalty, and sentencing phases of trial; and (2) did Wrinkles receive
ineffective assistance of appellate counsel.
We affirm the post-conviction court's denial of
Wrinkles' petition for post-conviction relief.
Factual and Procedural Background
In June 1994, Wrinkles' wife Debbie and the
couple's two children, Lindsay and Seth, moved into the Evansville
home of Mark and Natalie Fulkerson, Debbie's brother and sister-in-law.
Wrinkles filed for divorce on June 30, 1994, and Debbie obtained a
protective order that same day prohibiting Wrinkles from having any
contact with her and the children.
At a provisional divorce hearing on July 20, 1994,
Debbie agreed to a rescission of the protective order, and Wrinkles
and Debbie agreed that Debbie would retain custody of the children but
Wrinkles would have reasonable visitation rights. Wrinkles and Debbie
agreed to meet later that day at a local fast food restaurant so that
Wrinkles could see his children, whom he had not seen in over a month.
However, Debbie and the children never showed up. Wrinkles called his
divorce attorney, who told him that although nothing could be done
that night because the courts were closed, he would take care of it
tomorrow. Wrinkles, still frustrated, called the Fulkerson home to
speak with Debbie, but she was not there. When Debbie returned later
that night, she called Wrinkles to set up a meeting for the next day,
but there was no answer.
Around 2 a.m. on July 21, 1994, Wrinkles parked his
truck a block away from the Fulkerson home, put on camouflage clothing,
painted his face, and armed himself with a .357 magnum revolver and a
knife. He then climbed over a fence into the Fulkersons' backyard, cut
the telephone wires, and kicked in the back door. Wrinkles first
approached Mark in his bedroom, shooting him four times in the
presence of his three-year-old son. Awakened by the gunshots, Debbie
entered the bedroom hallway and saw that Wrinkles had shot her brother.
Debbie, who had already grabbed her gun for protection, shot Wrinkles
in the arm and then fell to the floor. Lindsay, also awakened by the
gunshots, entered the bedroom hallway and, upon seeing her father
about to shoot her mother, pleaded, “Dad, please don't shoot Mom.” R.
at 2090.FN1 Wrinkles responded “shut up” and then shot Debbie in the
chest. R. at 2091. In the meantime, Natalie ran out the front door.
Wrinkles followed Natalie onto the front porch and shot her in the
face at close range. Subsequent autopsies revealed that Mark, Debbie,
and Natalie each died from gunshot wounds.
FN1. “R.” refers to the trial court record, and
“P-C R.” refers to the post-conviction court record.
Police apprehended Wrinkles later that morning in
Warrick County. The State charged Wrinkles with three counts of murder
that same day and filed a notice of its intent to seek the death
penalty on July 28, 1994. The trial court appointed salaried, part-time
public defenders Dennis Vowels and Michael Danks to represent Wrinkles.
The trial was held on May 15-19, 1995. The defense theory at trial was
that because of a combination of Debbie depriving Wrinkles of access
to his children and his methamphetamine addiction, Wrinkles broke into
the Fulkerson home to get his children and shot the victims only after
Debbie shot him and the other victims pointed guns at him. The jury
found him guilty as charged. The penalty phase was held on May 20,
1995, and the jury returned a recommendation of death. A month later,
the trial court, finding that the multiple murder aggravator FN2
outweighed the mitigators, imposed the death penalty. Wrinkles
appealed his convictions and sentence, and we affirmed. Wrinkles v.
State, 690 N.E.2d 1156 (Ind.1997). Wrinkles then filed a petition for
post-conviction relief, which the post-conviction court denied. This
appeal ensued.
FN2. The multiple murder aggravator requires that
“[t]he defendant has committed another murder, at any time, regardless
of whether the defendant has been convicted of that other murder.”
Ind.Code § 35-50-2-9(b)(8). This subsection is considered in cases
involving double or multiple murders for which the defendant is being
tried in one proceeding. Pope v. State, 737 N.E.2d 374, 381 n. 4
(Ind.2000) (citing Hough v. State, 560 N.E.2d 511, 519 (Ind.1990)).
Wrinkles raises several issues in this appeal, most
of which are either waived or are subject to the doctrine of res
judicata.FN3 We address the merits of those that remain: (1) did
Wrinkles receive ineffective assistance of trial counsel during the
guilt, penalty, and sentencing phases of trial; and (2) did Wrinkles
receive ineffective assistance of appellate counsel.
FN3. Claims that are available, but not presented,
on direct appeal are waived for post-conviction review unless the
claimed error is fundamental. Conner v. State, 711 N.E.2d 1238, 1246
(Ind.1999), cert. denied, 531 U.S. 829, 121 S.Ct. 81, 148 L.Ed.2d 43
(2000). In order to avoid waiver, Wrinkles argues that the following
“freestanding” issues represent fundamental error: (1) did the trial
court err in forcing him to wear a stun belt without establishing a
need for it on the record; and (2) did the prosecutor commit
prosecutorial misconduct? However, in order to demonstrate fundamental
error in a post-conviction proceeding, a defendant must persuade the
court, by a preponderance of the evidence, that a violation of basic
principles of law caused the defendant's conviction or sentence to be
invalid. Id. As for issue (1), Wrinkles merely says “[t]his issue is
available on post-conviction. Use of the shock belt constitutes
fundamental error....” Br. of Appellant at 22. As for issue (2),
Wrinkles proclaims “[t]he State misconduct here, individually and/or
cumulatively, constituted fundamental error.” Br. of Appellant at 81.
Post-conviction procedures do not provide a petitioner with an
opportunity to present freestanding claims that contend the original
trial court committed error. Lambert v. State, 743 N.E.2d 719, 726
(Ind.2001). In this case, Wrinkles has failed to meet the standard
required to demonstrate fundamental error. The issues he contends are
available for review as freestanding claims are waived.
Wrinkles also argues that issue (1) is available
for post-conviction review. He asserts that it was unknown and
unavailable on direct appeal because there was nothing in the record
indicating that Wrinkles wore a stun belt during trial. To the
contrary, as even Wrinkles points out, “The shock belt vibrated once
during trial,” Br. of Appellant at 21, at which point attorney Danks
asked for a recess. After it was determined that the batteries were
low, the batteries were replaced, and the trial resumed. P-C R. at
1142-44. Further, attorney Danks was co-counsel on Wrinkles' direct
appeal. Therefore, he had knowledge about the use of the stun belt.
Lastly, Wrinkles contends on post-conviction that
his death sentence constitutes “cruel and unusual punishment” because
of “unfair and unreliable sentencing procedures.” Br. of Appellant at
96. We reviewed Wrinkles' death sentence on direct appeal and found it
to be appropriate. Wrinkles, 690 N.E.2d at 1173. To the extent
Wrinkles now seeks to relitigate the appropriateness of his death
sentence, his claim is barred by res judicata. See State v. Holmes,
728 N.E.2d 164, 168 (Ind.2000) (stating that as a general rule, when
this Court decides an issue on direct appeal, the doctrine of res
judicata applies, thereby precluding its review in post-conviction
proceedings), cert. denied, 532 U.S. 1067, 121 S.Ct. 2220, 150 L.Ed.2d
212 (2001). To the extent Wrinkles challenges his sentence on grounds
not presented on direct appeal, he has waived his challenge. In this
appeal, we address only those claims raised in the context of
ineffective assistance of counsel.
Standard of Review for Post-Conviction
Post-conviction procedures do not afford the
convicted an opportunity for a “super-appeal.” Ben-Yisrayl v. State,
729 N.E.2d 102, 105 (Ind.2000), reh'g denied, petition for cert. filed,
--- U.S.L.W. ---- (U.S. Mar. 14, 2001) (No. 00-9185). Rather, they
create a narrow remedy for subsequent collateral challenges to
convictions which must be based on grounds enumerated in the post-conviction
rules. Id.; Williams v. State, 724 N.E.2d 1070, 1076 (Ind.2000), cert.
denied, 531 U.S. 1128, 121 S.Ct. 886, 148 L.Ed.2d 793 (2001).
Petitioners must establish their grounds for relief by a preponderance
of the evidence. Ind. Post-Conviction Rule 1(5). A petitioner who has
been denied post-conviction relief appeals from a negative judgment.
Prowell v. State, 741 N.E.2d 704, 708 (Ind.2001). Therefore, the
petitioner must convince the court that the evidence as a whole leads
unerringly and unmistakably to a decision opposite that reached by the
post-conviction court. Id.; Ben-Yisrayl, 729 N.E.2d at 106. Stated
differently, “[t]his Court will disturb a post-conviction court's
decision as being contrary to law only where the evidence is without
conflict and leads to but one conclusion, and the post-conviction
court has reached the opposite conclusion.” Miller v. State, 702 N.E.2d
1053, 1058 (Ind.1998).
In the present case, the post-conviction court
entered findings of fact and conclusions of law in accordance with
Indiana Post-Conviction Rule 1(6). A post-conviction court's findings
and judgment will be reversed only upon a showing of clear error-that
which leaves us with a definite and firm conviction that a mistake has
been made. Prowell, 741 N.E.2d at 708; Ben-Yisrayl, 729 N.E.2d at 106.
Wrinkles, however, argues that we should apply the clearly erroneous
standard “with a little more bite” because the post-conviction court's
findings of facts and conclusions of law are a virtually verbatim copy
of those proposed by the State. Reply Br. of Appellant at 2 (quotation
omitted). We recently addressed a trial court's wholesale adoption of
a party's findings of fact and conclusions of law in Prowell: It is
not uncommon for a trial court to enter findings that are verbatim
reproductions of submissions by the prevailing party. The trial courts
of this state are faced with an enormous volume of cases and few have
the law clerks and other resources that would be available in a more
perfect world to help craft more elegant trial court findings and
legal reasoning. We recognize that the need to keep the docket moving
is properly a high priority of our trial bench. For this reason, we do
not prohibit the practice of adopting a party's proposed findings. But
when this occurs, there is an inevitable erosion of the confidence of
an appellate court that the findings reflect the considered judgment
of the trial court. This is particularly true when the issues in the
case turn less on the credibility of witnesses than on the inferences
to be drawn from the facts and the legal effect of essentially
unchallenged testimony. Prowell, 741 N.E.2d at 708-09. Although we
reiterate the foregoing concerns here, we decline Wrinkles' invitation
to modify our standard of review.
Standard of Review for Ineffective Assistance of
Counsel
To establish a post-conviction claim alleging
violation of the Sixth Amendment right to effective assistance of
counsel, a defendant must establish before the post-conviction court
the two components set forth in Strickland v. Washington, 466 U.S.
668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Williams v. Taylor, 529
U.S. 362, 390, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). First, a
defendant must show that counsel's performance was deficient.
Strickland, 466 U.S. at 687, 104 S.Ct. 2052. This requires showing
that counsel's representation fell below an objective standard of
reasonableness and that counsel made errors so serious that counsel
was not functioning as “counsel” guaranteed to the defendant by the
Sixth Amendment. Id. at 687-88, 104 S.Ct. 2052. Second, a defendant
must show that the deficient performance prejudiced the defense. Id.
at 687, 104 S.Ct. 2052. This requires showing that counsel's errors
were so serious as to deprive the defendant of a fair trial, a trial
whose result is reliable. Id. To establish prejudice, a defendant must
show that there is a reasonable probability that, but for counsel's
unprofessional errors, the result of the proceeding would be different.
Id. at 694, 104 S.Ct. 2052. A reasonable probability is a probability
sufficient to undermine confidence in the outcome. Id.
Further, counsel's performance is presumed
effective, and a defendant must offer strong and convincing evidence
to overcome this presumption. Ben-Yisrayl, 729 N.E.2d at 106.
Counsel's poor trial strategy, bad tactics, a mistake, carelessness,
or inexperience do not necessarily amount to ineffective assistance of
counsel. Carr v. State, 728 N.E.2d 125, 131 (Ind.2000).
I. Ineffective Assistance of Trial Counsel
A. Failure Adequately to Investigate, Develop,
and Present an Insanity Defense
Wrinkles first contended before the post-conviction
court that counsel were ineffective for not adequately investigating,
developing, and presenting an insanity defense. Wrinkles asserts that
if counsel had presented an insanity defense, the jury would have
found him guilty but mentally ill and consequently it would not have
recommended, and the trial court would not have imposed, the death
penalty.
Attorney Vowels testified at the post-conviction
hearing that their guilt phase theory was: That [Wrinkles] had been
deprived access to his children, that he was manipulated by his
deceased wife away from seeing his kids, that she had marshalled [sic]
her family in support of her efforts to keep Mr. Wrinkles away from
his children, that there had been arrangements made in a recent
domestic relations hearing for him to be around his kids, that she had
violated the intent and spirit of that agreement, which has happened
just a very short time before her death, that he was a frustrated man
who had no control over access to his children, that he went off, that
it just got to be too much for him. P-C R. at 1205. Attorney Danks
supplemented this theory at the post-conviction hearing: “Wrinkles was
shot first, was wounded and then however else the shootings occurred
was a result of him being wounded.” P-C R. at 1044.
In addition to this basic theory, counsel presented
the trial testimony of neuropsychologist Dr. Eric Engum. Dr. Engum
evaluated Wrinkles on April 4-5, 1995. On these days, Dr. Engum spent
approximately thirteen hours with Wrinkles and performed a battery of
psychological tests that included objective psychological testing,
neuropsychological testing, and a subjective personality assessment.
R. at 2989, 2990-91. Dr. Engum diagnosed Wrinkles with severe Mixed
Personality Disorder, Delusional Disorder which became increasingly
acute in the last sixty or ninety days before the shootings,
amphetamine dependence with the likelihood of amphetamine-induced
psychotic disorder with delusions, cannabis dependence, and alcohol
dependence-all of which are recognized mental illnesses. R. at
2994-96. Dr. Engum elaborated that people who are highly dependent on
methamphetamine, such as Wrinkles who used methamphetamine on a daily
basis for ten years, “become very agitated, extremely restless, they
don't sleep well, they're easily angered, they have very low
frustration tolerance-the slightest thing will set them off. They also
develop [a] very highly attuned sense of suspiciousness and paranoia.”
R. at 2995, 3008. Dr. Engum ultimately concluded that although
Wrinkles' judgment was substantially impaired at the time of the
shootings, he was sane; that is, Wrinkles knew what he was doing and
could conform his conduct to the requirements of the law. R. at 2997.
Despite counsels' theory and Dr. Engum's testimony,
Wrinkles contends that counsel should have presented an insanity
defense for primarily two reasons. First, Wrinkles argues that
counsels' theory rings of self-defense, which requires a defendant to
be in a place where he had the right to be. Wrinkles asserts that
because he broke into the Fulkerson home, he was not in a place where
he had the right to be; therefore, self-defense was not legally
viable.
It is true that counsels' theory could not have
completely exonerated Wrinkles. However, counsel could have employed
it in an attempt to avoid murder convictions and the death penalty.
There is no requirement that a theory must have the potential to
completely exonerate a defendant before it can be used without
ineffective assistance of counsel implications. See Allen v. State,
686 N.E.2d 760, 778 (Ind.1997) (finding no ineffective assistance
where defense counsel's theory was not completely to exonerate
defendant but to avoid murder conviction and death penalty in favor of
conviction for voluntary manslaughter).
Second, Wrinkles claims that contrary to Dr.
Engum's conclusion, he was indeed insane at the time of the shootings
because of methamphetamine-induced psychosis. Wrinkles relies on the
post-conviction testimony of toxicologist Dr. Michael Evans and
clinical psychologist Dr. Robert Smith. Dr. Evans, who did not
interview Wrinkles, testified that methamphetamine is the strongest
drug in terms of addiction, it produces paranoia and violence, and
long-term use can cause genetic changes in the brain. P-C R. at 2495,
2497, 2507. Dr. Evans then concluded that based on hair samples taken
from Wrinkles three weeks after the shootings, Wrinkles was addicted
to methamphetamine at the time of the shootings. P-C R. at 2509. Dr.
Smith testified that based on tests performed on Wrinkles
approximately five years after the shootings, Wrinkles was insane at
the time of the shootings because of methamphetamine-induced psychosis.
P-C R. at 2567, 2582, 2583.
Although Dr. Evans elaborated more on the adverse
effects of methamphetamine use in his post-conviction testimony than
Dr. Engum did in his trial testimony, Dr. Engum and Dr. Evans both
concluded that Wrinkles was addicted to methamphetamine at the time of
the shootings. Similarly, Dr. Engum and Dr. Smith both diagnosed
Wrinkles with methamphetamine-induced psychosis; their only point of
disagreement concerned Wrinkles' sanity at the time of the shootings.
Here, Wrinkles has shown only that two experts came to different
conclusions-a fact that can hardly be said to form the basis for an
ineffective assistance claim.
In addition, although not officially presenting an
insanity defense, counsel presented evidence of Wrinkles'
methamphetamine addiction and its role in the shootings throughout
trial. They presented it during opening statement, R. at 1824; through
four lay witnesses, R. at 2834, 2843, 2861-62, 2931-32, 2935-37;
through Dr. Engum, R. at 2994-97, 3002, 3006-07; through Wrinkles, R.
at 2711-12, 2715, 2720, 2722-23; and during closing argument, R. at
3141, 3143.
In fact, attorney Vowels testified at the post-conviction
hearing that counsel did not want to introduce significant evidence of
Wrinkles' methamphetamine use because they thought it would “put an
additional layer of bad” on Wrinkles and make him appear as a “heavy
doper.” P-C R. at 1211, 1320. Attorney Danks testified at the post-conviction
hearing that it was a tactical decision not to put on more evidence
about Wrinkles' methamphetamine use because they thought it would be
more harmful than helpful. P-C R. at 1145.
Counsel is given significant deference in choosing
a strategy which, at the time and under the circumstances, he or she
deems best. Potter v. State, 684 N.E.2d 1127, 1133 (Ind.1997); see
also Conner, 711 N.E.2d at 1248 (“Counsel is afforded considerable
discretion in choosing strategy and tactics, and we will accord that
decision deference.”); State v. Moore, 678 N.E.2d 1258, 1261
(Ind.1997) (“[A]lthough egregious errors may be grounds for reversal,
we do not second-guess strategic decisions requiring reasonable
professional judgment even if the strategy or tactic, in hindsight,
did not best serve the defendant's interests.”). Such is the case here.
We cannot say that the post-conviction court erred in concluding that
counsel were not ineffective for failing to present an insanity
defense when (i) their own trial expert concluded that Wrinkles was
sane at the time of the shootings; (ii) counsel presented evidence of
Wrinkles' methamphetamine addiction and its role in the shootings
throughout trial; and (iii) counsel stated that it was a tactical
decision not to take his addiction any farther. See Holmes, 728 N.E.2d
at 172 (finding that counsel was not ineffective for not presenting
evidence regarding the defendant's mental ability to plan and carry
out the crime when counsel introduced evidence of the defendant's
mental illnesses at trial).
B. Inadequate Preparation of Defense Witnesses
Wrinkles asserted before the post-conviction court
that counsel were ineffective because they failed adequately to
prepare him and Dr. Engum for their trial testimony. In support of
this contention, Wrinkles relies exclusively on a discrepancy between
his and Dr. Engum's trial testimony concerning the sequence in which
the victims were shot. Wrinkles testified that he shot Debbie, Mark,
and then Natalie. R. at 2730-32. However, Dr. Engum testified that
Wrinkles told him during the April 1995 evaluation that he shot
Natalie, Mark, and then Debbie. R. at 3075. Wrinkles seems to argue
that if counsel had adequately prepared him and Dr. Engum, they would
have been aware of this discrepancy and therefore they would have
presented only one sequence of the shootings at trial. Not having done
so, Wrinkles alleges that his and counsels' credibility was destroyed.
Wrinkles' argument is not persuasive. Attorney
Danks, who examined Wrinkles at trial, testified at the post-conviction
hearing that he prepared Wrinkles by talking with him about his
testimony and about the defense theory of the case. P-C R. at 1043.
Attorney Vowels testified that he engaged in role-play with Wrinkles
before trial. P-C R. at 1204. Attorney Danks' billing records reflect
that he spent approximately 19.75 hours consulting with Wrinkles prior
to trial, including 5.5 hours the day before voir dire started, P-C R.
at 1162-68, while attorney Vowels' billing records show that he spent
33.5 hours consulting with Wrinkles prior to trial, also including 5.5
hours the day before voir dire started, P-C R. at 1296-1310.
Attorney Danks, who also examined Dr. Engum at
trial, testified at the post-conviction hearing that he went over Dr.
Engum's testimony with him. P-C R. at 1044. In like fashion, Attorney
Vowels also testified that he discussed Dr. Engum's testimony with him.
P-C R. at 1203. Counsels' billing records support their testimony:
attorney Danks' billing records reflect that he spent 4.25 hours
consulting with Dr. Engum before trial, including 1.5 hours the day
before Dr. Engum testified, P-C R. at 1166, 1167, while attorney
Vowels' billing records show that he spent 3.5 hours consulting with
Dr. Engum before trial, P-C R. at 1307, 1309, 1310.
Wrinkles' real argument seems to be that counsel
found out “too late” about the discrepancy and therefore their
“desperate attempt to fix the problem” was not sufficient. Reply Br.
of Appellant at 9. The record shows that counsel were aware of the two
sequences of the shootings-at the very least, the night before Dr.
Engum testified. R. at 3071-72. Consequently, Dr. Engum did not
testify on direct examination about the sequence of the shootings
about which Wrinkles told him during the April 1995 evaluation.
However, this information came out on cross-examination. R. at 3071.
Dr. Engum then gave a possible explanation for the discrepancy. R. at
3078-79. He testified that Wrinkles' recollection of the sequence of
the shootings may have been impaired by methamphetamine and alcohol.
R. at 3076, 3078, 3080. Further, Dr. Engum explained that he was hired
as an expert to diagnose Wrinkles and evaluate his state of mind at
the time of the shootings-not to testify on behalf of the defense as a
factual witness regarding the sequence of the shootings. R. at
3076-77. Counsels' performance was not deficient.
Even assuming counsels' performance was deficient,
Wrinkles has failed to show prejudice. Basically, the discrepancy in
Wrinkles' and Dr. Engum's testimony amounts to a difference between
Wrinkles admitting that he shot the victims in one order as opposed to
another. It does not change the fact that Wrinkles dressed in
camouflage, painted his face, armed himself, cut the phone lines,
broke into the Fulkerson home, and shot and killed his wife, brother-in-law,
and sister-in-law. The post-conviction court did not err in concluding
that counsel were not ineffective on this basis.
C. Failure to Object
Wrinkles alleged before the post-conviction court
that counsel acted deficiently by not objecting to various statements
made by witnesses and to various evidence proffered by the State. In
order to prove ineffective assistance of counsel due to the failure to
object, a defendant must prove that an objection would have been
sustained if made and that he was prejudiced by the failure.
Timberlake v. State, 690 N.E.2d 243, 259 (Ind.1997). The alleged
instances can be summarized as follows: (1) the trial court required
Wrinkles to wear a stun belt during trial without establishing a need
for it on the record; (2) the victim impact statement which was
contained in the Pre-sentence Investigation Report; (3) evidence of
Wrinkles' prior bad acts; (4) the prosecutor's comments about Wrinkles
during closing argument; (5) the testimony of Debbie White, a State's
witness whose name was not provided to counsel prior to trial; and (6)
admission of the murder weapon.
(1) Stun Belt
Wrinkles contends that counsel were ineffective for
not objecting when the trial court ordered him to wear a stun belt
during trial because the trial court did not place the reasons
supporting the use of the stun belt on the record and no such reasons
even existed. Wrinkles asserts that utilization of the stun belt,
which was conspicuous to at least seven jurors, undermined [his]
presumption of innocence and made him appear dangerous and
uncontrollable in front of the jurors who would help decide whether he
would live or die. Br. of Appellant at 29; Reply Br. of Appellant at
11. He claims that at the very least he is entitled to a new penalty
phase of trial.
A defendant has the right to appear in front of a
jury without physical restraints, unless such restraints are necessary
to prevent the defendant's escape, to protect those present in the
courtroom, or to maintain order during trial. Bivins v. State, 642 N.E.2d
928, 936 (Ind.1994). This right springs from the basic principle of
American jurisprudence that a person accused of a crime is presumed
innocent until proven guilty beyond a reasonable doubt. Sweet v. State,
498 N.E.2d 924, 929 (Ind.1986), superceded on other grounds by Ind.
Evidence Rule 404; see also Holbrook v. Flynn, 475 U.S. 560, 567, 106
S.Ct. 1340, 89 L.Ed.2d 525 (1986); Estelle v. Williams, 425 U.S. 501,
503, 96 S.Ct. 1691, 48 L.Ed.2d 126 (1976). For this presumption to be
effective, courts must guard against practices that unnecessarily mark
the defendant as a dangerous character or suggest that his guilt is a
foregone conclusion. Sweet, 498 N.E.2d at 929; see also Holbrook, 475
U.S. at 567-68, 106 S.Ct. 1340; Estelle, 425 U.S. at 503, 96 S.Ct.
1691. As such, “the facts and reasoning supporting the trial judge's
determination that restraints are necessary must be placed on the
record.” Coates v. State, 487 N.E.2d 167, 169 (Ind.Ct.App.1985),
overruled on other grounds by Hahn v. State, 533 N.E.2d 618 (Ind.Ct.App.1989);
see also Roche v. State, 690 N.E.2d 1115, 1123 (Ind.1997) (“[T]he
trial court should have made a record of the reasons for requiring the
restraints....”), habeas corpus conditionally granted by Roche v.
Anderson, 132 F.Supp.2d 688 (N.D.Ind.2001).
Typical methods of restraint include handcuffs,
shackles, security chairs, and gagging a defendant. See James v. State,
716 N.E.2d 935, 941 (Ind.1999); Kindred v. State, 540 N.E.2d 1161,
1179 (Ind.1989); Avant v. State, 528 N.E.2d 74, 77-78 (Ind.1988); see
also Illinois v. Allen, 397 U.S. 337, 343-44, 90 S.Ct. 1057, 25 L.Ed.2d
353 (1970) (“We think there are at least three constitutionally
permissible ways for a trial judge to handle an obstreperous defendant
[ ]: (1) bind and gag him, thereby keeping him present; (2) cite him
for contempt; (3) take him out of the courtroom until he promises to
conduct himself properly.”). A more recent form of restraint is the
stun belt.
The stun belt, also known as the REACT (Remote
Electronic Activated Control Technology) security belt, is an
electronic shocking device that is secured around the wearer's waist.
Shelley A. Nieto Dahlberg, Comment, The REACT Security Belt: Stunning
Prisoners and Human Rights Groups into Questioning Whether its Use is
Permissible under the United States and Texas Constitutions, 30 St.
Mary's L.J. 239, 246 (1998). It was first introduced into the criminal
justice system in the early 1990's. Id. Developers of the belt promote
it as an alternative to using leg-irons or shackles when transporting
potentially dangerous or violent prisoners; however, the belt more
recently is being used on defendants in courtrooms during trials. Id.
There are approximately 1,000 of these belts in circulation in the
United States. Amnesty International, Stopping the Torture Trade 29
(2001).
Two nine-volt batteries connected to prongs that
are attached to the wearer over the left kidney region power the belt.
Julie Brienza, Stun Belts Zapped by Civil Liberties Groups, 35 Trial
99, 100 (Apr. 1999); Dahlberg, supra, at 247. The belt may be
activated from as far away as 300 feet, and once activated it delivers
an eight-second, 50,000-volt shock that cannot be stopped. Amnesty
International, supra, at 28; Brienza, supra, at 100; Dahlberg, supra,
at 247. This high-pulsed electrical current travels through the body
along blood channels and nerve pathways. Dahlberg, supra, at 247-48.
The belt's electrical emission knocks down most of its victims,
causing them to shake uncontrollably and remain incapacitated for up
to forty-five minutes. Dahlberg, supra, at 248; Colorado v. Melanson,
937 P.2d 826, 835 (Colo.Ct.App.1996). Activation may also cause
immediate and uncontrolled defecation and urination, and the belt's
metal prongs may leave welts on the wearer's skin requiring as long as
six months to heal. Dahlberg, supra, at 249. Activation may cause some
wearers to suffer heartbeat irregularities or seizures. Dahlberg,
supra, at 250-52. Manufacturers of the stun belt emphasize that the
belt relies on the continuous fear of what might happen if the belt is
activated for its effectiveness. Amnesty International, supra, at 29.
In Hawkins v. Comparet-Cassani, 33 F.Supp.2d 1244 (C.D.Cal.1999),
a defendant who had a stun belt placed on him prior to a sentencing
hearing and later activated at the judge's order filed a civil rights
action against the county, judge, sheriff, and others. The defendant
sought, among other things, a preliminary injunction against the Los
Angeles County Sheriff's Department preventing the placement and
activation of stun belts on defendants pending the outcome of trial.
In response to this request, the trial judge in the United States
District Court for the Central District of California observed:
The stun belt, even if not activated, has the
potential of compromising the defense. It has a chilling effect. It is
inherently difficult to define in a particular judicial proceeding the
boundary between permissible and impermissible conduct-the boundary
between aggressive advocacy and a breach of order. An individual
wearing a stun belt may not engage in permissible conduct because of
the fear of being subjected to the pain of a 50,000 volt jolt of
electricity. For example, a defendant may be reluctant to object or
question the logic of a ruling-matters that a defendant has every
right to do. A defendant's ability to participate in his own defense
is one of the cornerstones of our judicial system. A pain infliction
device that has the potential to compromise an individual's ability to
participate in his or her own defense does not belong in a court of
law.
Further, if the defendant is shocked by the stun
belt, the defense is likely to be even more compromised. First, it is
unreasonable to expect a defendant to meaningfully participate in the
proceeding following a shock. Second, having been shocked for a
particular conduct the defendant may presume that other conduct, even
if appropriate, may result in other shocks. Id. at 1262. Finding a
likelihood of success on the merits at trial, the trial judge granted
a preliminary injunction prohibiting the Los Angeles County Sheriff's
Department “to either place or activate a stun belt on a prisoner in
his custody pending the outcome of trial.” Id.
Although not all courts have taken this stance,FN4
we agree with the observations of the federal court judge and thus
hold that henceforth stun belts may not be used on defendants in the
courtrooms of this State. This is so because we believe that the other
forms of restraint listed above can do the job without inflicting the
mental anguish that results from simply wearing the stun belt and the
physical pain that results if the belt is activated. This, however,
does not mean Wrinkles is entitled to relief.
FN4. See, e.g., Young v. Georgia, 269 Ga. 478, 499
S.E.2d 60, 61 (1998) (holding that use of an electronic security
measure is permissible where it is shielded from view and defendant is
not harmed by its use). Hollaway v. Nevada, 6 P.3d 987, 994 (Nev.2000)
(noting that although stun belts are okay in some instances, reversal
of the death sentence in this case was necessary because the
accidental activation of the stun belt “reinforce[d] the image of [the
defendant] as an extremely violent man with whom authorities had to
take exceptional security precautions.”).
Before trial began, the trial court informed
counsel that Wrinkles would have to wear either shackles or a stun
belt during trial. P-C R. at 1139, 1326. Without objection counsel
chose a stun belt, and Wrinkles claims they rendered ineffective
assistance as a result. We disagree. Although with this opinion we
declare that stun belts no longer have a place in Indiana courtrooms,
that was not the case at the time of Wrinkles' trial.FN5 Our
prohibition is motivated primarily by the potential effect a stun belt
may have upon the person wearing the device. However, without the
benefit of this declaration, counsel were concerned about the effect
on the jurors if they were to observe their client wearing a
particular device. Counsel believed that the chance of the jury seeing
the shackles was fairly high. P-C R. at 1139. On the other hand,
counsel opted for the stun belt because they thought the jurors would
not be able to see it. P-C R. at 1139. Obviously, they were later
proven wrong. However, at the time the decision was made, it was a
prudent one. “Tactical choices by trial counsel do not establish
ineffective assistance of counsel even though such choices may be
subject to criticism or the choice ultimately prove[s] detrimental to
the defendant.” Garrett v. State, 602 N.E.2d 139, 142 (Ind.1992).
Rather, “[c]ounsel is afforded considerable discretion in choosing
strategy and tactics, and we will accord that decision deference.”
Conner, 711 N.E.2d at 1248. Wrinkles has not demonstrated that
counsels' strategic decision in choosing a stun belt as opposed to
shackles rises to the level of ineffective assistance of counsel.
FN5. For example, in Flowers v. State, 738 N.E.2d
1051 (Ind.2000), reh'g denied, the defendant threatened the trial
judge. After conducting a hearing, the judge ordered the defendant to
wear a stun belt for the remainder of the trial. The defendant
subsequently filed motions for change of judge and mistrial on grounds
that the trial court was biased and prejudiced as evidenced by the
stun belt. On direct appeal, we found that the trial court was not
biased or prejudiced in ordering the defendant to wear the stun belt
because of the concern for courtroom safety. Id. at 1061. The
defendant did not challenge, and we did not address, the issues raised
in the instant appeal.
As for counsels' failure to object to the trial
court's order, it is error for a trial court to require a defendant
appearing before the court to wear restraints as a matter of course.
Rather, the restraints must be necessary, and the reasons supporting
the trial court's determination must be placed on the record. Coates,
487 N.E.2d at 169. Nonetheless, the record reflects that the trial
court apparently has a policy of requiring defendants to wear
restraints regardless of whether they have previously exhibited any
conduct justifying restraints. P-C R. 1139-40. Attorney Danks
testified at the post-conviction hearing that neither he nor attorney
Vowels objected to the trial court's order because the trial judge
would have ordered Wrinkles to wear shackles instead. P-C R. at
1139-40. Thus, even though the trial court's policy would not likely
withstand appellate scrutiny if the issue were presented, it is
apparent that at least at the time of Wrinkles' trial, an objection to
wearing restraints would not have been sustained by the trial judge
even if made. Accordingly, Wrinkles has not sustained his burden of
demonstrating that counsels' performance on this issue fell below an
objective standard of reasonableness.
(2) Victim Impact Statement
The Pre-sentence Investigation Report contained a
statement from Mae McIntire recommending that Wrinkles receive the
death penalty. FN6 McIntire had been responsible for raising Wrinkles'
wife Debbie and her brother Mark. Wrinkles contends counsel should
have objected to this statement because it violated Bivins, which
provides that victim impact evidence can only be admitted in death
penalty cases if it is relevant to an aggravating or mitigating
circumstance. See Bivins, 642 N.E.2d at 957. Assuming counsel should
have objected to this statement on the ground that it is not relevant
to the multiple murder aggravator, which is the charged aggravator in
this case, Wrinkles has not shown that the trial court even relied on
this statement in imposing the death penalty. In fact, the trial court
did not mention this statement in either its sentencing statement or
its sentencing order. R. at 399-403, 3372-80. Further, the evidence
supporting the multiple murder aggravator is strong in that Wrinkles
confessed to shooting all three victims. See Bivins, 642 N.E.2d at 957
(holding that admission of improper victim impact evidence was
harmless beyond a reasonable doubt in part because of “the strong
evidence of the charged aggravating circumstance....”). The post-conviction
court did not err in concluding that counsel were not ineffective for
failing to object to Mae McIntire's statement.
FN6. The victim impact statement states in part:
Mrs. McIntire feels that the defendant should receive the death
penalty. She reports that Lindsay, the defendant's [daughter,] [h]as
said she does not feel her father should be put to death but she did
not ever want to see him again. The defendant's son has made no
comments con[c]erning this sentence. Mrs. McIntire stated that he has
shown no remorse and that neither should the Court. R. at 256.
(3) Wrinkles' Prior Bad Acts
The State introduced evidence through two witnesses
of Wrinkles' aggressive behavior toward his wife.FN7 Counsel lodged no
objections to this testimony. Wrinkles contends that “[o]bjections to
any of this testimony would have been sustained because it was
inadmissible” and that he was prejudiced because “[the testimony] made
him appear violent and dangerous.” Br. of Appellant at 31. The State
counters that this testimony was admissible to show Wrinkles' motive
and that he was not prejudiced in light of the facts of the shootings-Wrinkles
donned himself in camouflage, cut the phone lines, and shot his wife,
brother-in-law, and sister-in-law in the presence of children.
FN7. Wrinkles points to the following testimony.
Steve Culley, Debbie's divorce attorney, testified that Wrinkles made
“harassing” phone calls to the Fulkerson home while Debbie was staying
there and that Wrinkles “was concerned that the Prosecutor may be
pressing charges and putting him in jail [for those calls because of
the protective order that was in place at the time]....” R. at 2248.
David Plemmons, Wrinkles' friend, testified that in
May 1994, two months before the shootings, Wrinkles and Debbie got
into an argument; Wrinkles retrieved a gun, cocked it, and pointed it
at Debbie; Debbie grabbed the gun in defense, and it discharged; a
neighbor called police; and when police arrived he and Debbie covered
for Wrinkles. R. at 3097-98. When asked on cross-examination if he
recalled this incident, Wrinkles responded, “Not really.” R. at 2737.
When asked if he denied that the incident happened, Wrinkles
responded, “I don't remember it.” R. at 2738.
Although evidence of other crimes, wrongs, or acts
is not admissible to show action in conformity therewith, such
evidence may be admissible for other purposes, such as motive. Evid.R.
404(b); see also Cook v. State, 734 N.E.2d 563, 567 (Ind.2000) (“[E]vidence
of motive is always relevant in the proof of a crime.”), reh'g denied;
Charlton v. State, 702 N.E.2d 1045, 1050 (Ind.1998) (finding evidence
of a protective order relevant to show the hostile relationship that
existed between the defendant and the victim in order to prove motive
for the murder and not unduly prejudicial because of the other
“damaging” evidence against the defendant). Accordingly, Wrinkles has
failed to prove that an objection to such testimony would have been
sustained if made. Further, in light of the fact that Wrinkles
admitted shooting Debbie, Mark, and Natalie, he has failed to show
prejudice. The post-conviction court did not err in concluding that
counsel were not ineffective for failing to object to this testimony.
(4) Prosecutor's Comments during Closing
Argument
During summation the prosecutor referred to
Wrinkles as a “psychopath” and “sociopathic.” FN8 Wrinkles contends
counsel should have objected because “[t]here was no evidence to
support the prosecutor's labels” and “[t]hese comments could only be
meant to inflame the passions or prejudices of the jury.” Br. of
Appellant at 32 (quotation omitted).
FN8. The prosecutor stated: So, the only way [Wrinkles]
can avail himself of [Voluntary] Manslaughter is if he is an ordinary
man-a reasonable man, an average man; although you can decide what
ordinary means. In other words, psychopaths, like Eric Wrinkles, don't
get the benefit of [Voluntary] Manslaughter. Just because they're
sociopathic doesn't mean they can have these feelings that it's okay
to kill someone and therefore it's sudden heat. R. at 3172.
Wrinkles has not shown that an objection to the
prosecutor's comments would have been sustained if made. There was
testimony introduced at trial that Wrinkles had been diagnosed as
suffering from at least five mental illnesses. R. at 2994-96. Under
those circumstances the comments of the prosecutor were fair
characterizations of the evidence. See Miller v. State, 623 N.E.2d
403, 408 (Ind.1993) (finding no error where the prosecutor called the
defendant a disparaging name because he was merely commenting on the
evidence). Further, counsel may have had a strategic reason for not
objecting, such as that an objection would have called even more
attention to the prosecutor's remarks. See Charlton, 702 N.E.2d at
1051-52 (holding that counsel was not ineffective for failing to
object to the prosecutor's closing argument because counsel could have
made a strategic decision not to object). The post-conviction court
did not err in concluding that counsel were not ineffective for
failing to object to the prosecutor's remarks in closing argument.
(5) Debbie White's Testimony
Although she was not listed as a State's witness,
Debbie White, a bookkeeper at Goldman's Pawn Shop, testified without
objection that Mark pawned two shotguns in May 1994. R. at 2498-99.
This was the substance of her entire testimony. Counsel then briefly
cross-examined her. R. at 2501-02. Wrinkles contends that counsel were
ineffective for failing to object because “[h]er testimony undermined
the defense theory that the Fulkerson's house was heavily armed.” Br.
of Appellant at 33. Although had counsel objected, the trial court
should have granted either a continuance or an adjournment to allow
counsel to depose the witness, see Craig v. State, 737 N.E.2d 442, 444
(Ind.Ct.App.2000), Wrinkles has failed to establish prejudice because
he has not shown that counsel would have questioned her differently
had she been deposed or a continuance granted. The post-conviction
court did not err in concluding that counsel were not ineffective for
failing to object to Debbie White's testimony.
(6) Mishandling of the Murder Weapon
When Officer James VanCleave recovered the murder
weapon, a .357 magnum revolver, it appeared to be functioning. However,
Sergeant Edward Wessel testified at trial that the weapon was
inoperable when he received it for testing and that it took him thirty
to forty-five minutes to repair it. R. at 2431, 2477. Wrinkles alleges
that the State “mishandled” the weapon while in its possession and
that counsel were ineffective for failing to object to its admission
because “it was not in substantially the same condition as at the time
of the crime.” Br. of Appellant at 33 (quotation omitted).
Wrinkles has failed to prove that an objection
would have been sustained if made because the weapon was operable when
admitted into evidence and Sergeant Wessel, after repairing the weapon,
was able to determine that eleven bullets recovered from the crime
scene and the victims' bodies were fired by the weapon. R. at 2433-34.
Further, Wrinkles has not shown prejudice in that he admitted firing
the weapon. R. at 2753. The post-conviction court did not err in
concluding that counsel were not ineffective for failing to object to
the admission of the murder weapon.
D. Failure to Tender Jury Instruction on Life
Without Parole
Wrinkles argued before the post-conviction court
that counsel were ineffective for failing to tender a jury instruction
on life without parole. Indiana Code section 35-50-2-9(d) requires a
trial court in a capital case to instruct the jury on the statutory
penalties for murder: death, life without parole, or a term of years.
Although the trial court failed to give such an instruction, we held
on direct appeal that the error was not reversible. Wrinkles, 690 N.E.2d
at 1171. Having reached that conclusion, we also conclude that for the
same reasons, counsel did not render ineffective assistance. See
Douglas v. State, 634 N.E.2d 811, 821 (Ind.Ct.App.1994) (holding that
if there is no reversible error, then the prejudice prong of
ineffective assistance of counsel is not met), trans. denied; see also
Holleman v. State, 641 N.E.2d 638, 641 (Ind.Ct.App.1994) (holding that
absent a showing of any reversible error at trial, the defendant could
not establish on post-conviction that counsel was ineffective), trans.
denied.
E. Inadequate Penalty Phase Investigation and
Presentation
Before the post-conviction court, Wrinkles claimed
ineffective assistance based on counsels' alleged inadequate
investigation for the penalty phase of trial and insufficient
presentation of evidence in mitigation of the death sentence. More
specifically, Wrinkles argues that counsel “failed to investigate and
present the impact of [his] drug addiction on his mental health, as
well as other aspects of his background and personality.” Br. of
Appellant at 47. He claims that if such evidence had been presented
during the penalty phase, the jury would have sentenced him to a term
of years rather than death.
The record shows that before the penalty phase of
trial began on May 20, 1995, the trial court incorporated the evidence
from the guilt phase of trial. R. at 3193. Counsel specifically
requested that Dr. Engum's guilt phase testimony and report be
incorporated. R. at 3230. On May 19, 1995, just one day before the
penalty phase, Dr. Engum testified in depth about Wrinkles' various
mental illnesses, one of which was “amphetamine dependence, with the
likelihood of amphetamine-induced psychotic disorder with delusions,
which is basically saying he bec[a]me increasingly paranoid when he
would abuse the methamphetamine.” R. at 2994-95. Dr. Engum then
explained the effects of Wrinkles' amphetamine dependence on his
behavior. R. at 2995.
Despite this incorporated testimony, Wrinkles
argues that counsel should have called an expert during the penalty
phase who could “have explained to the jury how dangerously addictive
methamphetamine is and how addicts become violent and paranoid.” Br.
of Appellant at 55. However, Dr. Engum testified during the guilt
phase to just that-“a pretty typical trait of severe methamphetamine
abuse [is that the individual] become[s] increasingly aggressive,
angry, hostile; in some cases, violent aggressive, but highly paranoid.”
R. at 2995. When mitigating evidence has already been presented at the
guilt phase of trial, counsel's failure to duplicate this evidence
during the penalty phase of trial does not constitute deficient
performance. Wisehart v. State, 693 N.E.2d 23, 48 (Ind.1998); see also
I.C. § 35-50-2-9(d) (providing that the jury “may consider all the
evidence introduced at the trial stage of the proceedings [during the
penalty phase].”); Benefiel v. State, 716 N.E.2d 906, 913 (Ind.1999)
(“While hearing the same testimony again at the penalty phase might
have reinforced the idea that the mental disease discussed during the
guilt phase could have mitigating weight, we cannot say that the
failure to reintroduce the testimony created a reasonable probability
that the jury would have recommended against death.”), cert. denied,
531 U.S. 830, 121 S.Ct. 83, 148 L.Ed.2d 45 (2000).
Wrinkles' real argument seems to be that counsel
should have called an additional expert, such as Dr. Evans or Dr.
Smith, during the penalty phase to further explore his methamphetamine
addiction. Attorney Vowels testified at the post-conviction hearing
that he did not want to dwell on Wrinkles' methamphetamine addiction
during the penalty phase because he did not want Wrinkles to appear as
a “heavy doper.” P-C R. at 1327. This was a strategy decision that we
will not second-guess. See Lambert, 743 N.E.2d at 743 (holding that it
was reasonable for counsel to emphasize the defendant's character
during the penalty phase instead of relying on complicated mental
health issues); Timberlake, 690 N.E.2d at 261 (“As a matter of trial
strategy, a defense counsel in a capital case may decide what is the
best argument to present during the penalty phase. After an
investigation into potentially mitigating evidence, a defense counsel
may decide that it would be better for his client not to argue, as
mitigation evidence, defendant's background history such as a history
of drug abuse and a bad family life.”) (citations omitted); Hayes v.
Lockhart, 852 F.2d 339, 352 (8th Cir.1988) (observing that counsel's
decision not to present additional mitigating evidence regarding
defendant's drinking problem was a “reasonable trial tactic, one that
was based upon counsel's calculated assessment that the risk of
probable harm exceeded the possible benefit that might have resulted....”),
judgment vacated on other grounds, 491 U.S. 902, 109 S.Ct. 3181, 105
L.Ed.2d 691 (1989).
Wrinkles' next contention concerns evidence of his
background and personality. During the penalty phase of trial, counsel
called Steven Brock, a sentencing consultant and mitigation specialist
who, before testifying, interviewed approximately forty people
including Wrinkles and his family, friends, and customers. R. at 3231,
3237. He also reviewed Wrinkles' medical and educational records,
depositions conducted in the case, and Dr. Engum's report. R. at 3240.
Brock testified in great detail about Wrinkles' early years,
particularly that he grew up in a troubled home with an alcoholic
father who physically and verbally abused his wife and children. R. at
3243-47. Brock also identified other mitigators: Wrinkles' lack of
significant criminal history, R. at 3249; he was under extreme mental
and emotional disturbance when he committed the murders, R. at 3249;
his capacity to appreciate the criminality of his conduct and to
conform his conduct to the law was substantially impaired as a result
of mental disease or defect, R. at 3249-50; he has a psychological
profile as put forth by Dr. Engum as a paranoid individual who sees
conspiracies everywhere, R. at 3251; and his daughter Lindsay Wrinkles
and the guardians of the Wrinkles and Fulkerson children did not want
him executed, R. at 3259.FN9
FN9. In addition to Brock, counsel called Mary
Winnecke, Carolyn Casper, and Lindsay Wrinkles at the penalty phase.
Mary Winnecke, Natalie Fulkerson's mother and the legal guardian of
the Fulkerson children, testified during the penalty phase of trial
that Wrinkles had been under the influence of drugs for the last five
years and that he thought there was a conspiracy to get him. R. at
3205, 3206. Winnecke testified further that she did not think Wrinkles
should be sentenced to death because she is religiously opposed to
such punishment. R. at 3208-09. Carolyn Casper, the legal guardian of
the Wrinkles children, testified during the penalty phase of trial
that she did not want Wrinkles to receive the death penalty because of
the adverse effect it would have on the children. R. at 3218-19.
Lindsay, Wrinkles' daughter, also testified during the penalty phase
of trial that she did not want her father to receive the death penalty.
R. at 3229.
In this appeal, Wrinkles challenges Brock's
testimony on two grounds. First, he argues that allowing Brock to
testify instead of his family, friends, and customers gave the
impression “that Wrinkles had no one who cared about him and had to
pay someone to testify on his behalf.” Br. of Appellant at 48. However,
this was a tactical decision that we will not second-guess. See
Wisehart, 693 N.E.2d at 48 n. 26 (“[W]hich witnesses to call is the
epitome of a strategic decision.”) (quotation omitted).
Next, Wrinkles argues that Brock left out important
information in his summary. For example, Wrinkles points to the
following post-conviction witnesses: his mother and brother gave
examples of the abuse he received as a child from his alcoholic father;
his friends testified that he abused drugs and had not been acting
like himself weeks before the murders; and his customers testified
that he was a good mechanic who went out of his way for them. However,
Wrinkles' family testified to the same events at the post-conviction
hearing that Brock testified to during the penalty phase of trial.
Compare P-C R. at 378-88, 389-98 with R. at 3244-46. Therefore, their
testimony would have been cumulative to Brock's testimony. Further,
Wrinkles' drug use was presented during the guilt phase through four
lay witnesses, one expert witness, and Wrinkles himself. R. at
2711-12, 2715, 2720, 2722-23, 2834, 2843, 2861-62, 2931-32, 2935-37,
2994-97, 3002, 3006-07. See Wisehart, 693 N.E.2d at 48 (“[W]hen
mitigating evidence has already been presented, the failure of counsel
to duplicate during the penalty phase the mitigating evidence
presented to the jury during the guilt phase does not constitute
deficient performance.”). Finally, as far as Wrinkles' customers are
concerned, counsel could have made a decision not to call them because
they possibly would have been exposed to Wrinkles' bad acts on cross-examination.
This was a strategy call that we will not second-guess. See Brown v.
State, 691 N.E.2d 438, 447 (Ind.1998) (identifying that “[a] decision
regarding what witnesses to call is a matter of trial strategy which
an appellate court will not second-guess....”). The post-conviction
court did not err in concluding that counsel were not ineffective on
these grounds.
F. Failure to Present Mitigating Evidence During
The Sentencing Phase
Wrinkles argues the post-conviction court erred
when it refused to conclude that counsel were ineffective based on
their alleged failure to present evidence during the sentencing phase
of trial supporting a sentence other than death. Contrary to Wrinkles'
claim, the record shows that counsel prepared a thorough and detailed
forty-page sentencing memorandum and attorney Danks made an oral
argument to the trial court on why the court should not impose the
death penalty. R. at 267-307, 3362, 3368-70.
The record also shows that during the penalty phase
of trial counsel presented evidence concerning Wrinkles' drug use,
personality, and social history. To the extent Wrinkles argues that
counsel should have presented the evidence anew during the sentencing
phase of trial, he is mistaken. Where counsel has already presented
mitigating evidence during the guilt phase of trial and discussed it
during the penalty phase, presenting the evidence again during the
judge sentencing phase of trial is cumulative. Wisehart, 693 N.E.2d at
49. We find no error on this issue.
G. Indiana Criminal Rule 24 Violation
For his last allegation concerning ineffective
assistance of trial counsel, Wrinkles argued before the post-conviction
court that counsel acted deficiently because throughout his
representation each lawyer carried a felony caseload far in excess of
that permitted under Indiana Criminal Rule 24(B)(3). The Rule provides
in pertinent part: “[a]ppointed counsel shall not accept workloads
which, by reason of their excessive size, interfere with the rendering
of quality representation or lead to the breach of professional
obligations.” Id. Salaried or contractual public defenders can only be
appointed as trial counsel in capital cases if: (i) the public
defender's caseload will not exceed twenty (20) open felony cases
while the capital case is pending in the trial court; (ii) no new
cases will be assigned to the public defender within thirty (30) days
of the trial setting in the capital case; (iii) none of the public
defender's cases will be set for trial within fifteen (15) days of the
trial setting in the capital case; and (iv) compensation is provided
as specified in paragraph (C). Ind.Crim. Rule 24(B)(3)(c).
Although attorney Danks was in compliance with
subsection (B)(3)(c)(i) of Rule 24 when he was appointed lead counsel
on July 21, 1994, he was out of compliance a month later. When
attorney Vowels was appointed co-counsel on July 28, 1994, his
inventory of public defender cases totaled forty-two open felony
cases, more than twice the maximum permitted. At one point attorney
Danks' felony caseload reached thirty-three while attorney Vowels'
felony caseload reached fifty-six. In February 1995, just three months
before Wrinkles' trial began, attorney Vowels finally asked the trial
court to remove him from some cases so he could devote more time to
Wrinkles' case. P-C R. at 575. The trial court subsequently removed
attorney Danks from four cases and attorney Vowels from seven cases.
P-C R. at 575. However, because lawyers Danks and Vowels did not
inform the trial court exactly how many felony cases were in their
inventory or how far they were over the twenty-case limit, see P-C R.
at 1186, 1231, these removals still did not put them in compliance
with subsection (B)(3)(c)(i). Also, in addition to their public
defender felony caseloads, both attorneys maintained substantial
private practices, and the record is silent on the number of
additional private felony cases that counsel carried during their
representation of Wrinkles.
Further, the caseloads of lawyers Danks and Vowels
violated subsection (B)(3)(c)(ii) of Rule 24, which prohibits the
assignment of new cases to the public defender within thirty days of a
capital trial. Attorney Danks was assigned two public defender cases
within thirty days of Wrinkles' trial, and attorney Vowels was
assigned five public defender cases within thirty days of Wrinkles'
trial. Attorney Vowels' caseload also violated subsection (B)(3)(c)(iii)
of Rule 24, which specifies that none of the public defender's cases
may be set for trial within fifteen days of the capital trial.
Attorney Vowels represented Bruce Anthony at trial on a felony battery
charge on May 3, 1995, just eight days before voir dire in Wrinkles'
case.
Wrinkles contends the foregoing Criminal Rule 24
violations created an actual conflict of interest, violated his equal
protection and due process rights, and represented ineffective
assistance of counsel per se. According to Wrinkles, a new trial is
warranted. We recently addressed the remedy for a violation of
Criminal Rule 24 in Prowell. In that case, the trial court appointed
lawyers Danks and Vowels, the same attorneys as here, to represent
Vincent Prowell in a capital case. Attorney Vowels carried a felony
caseload in violation of Criminal Rule 24 throughout his
representation of Prowell. We determined that the remedy for a
Criminal Rule 24 violation is the withholding of fees and expenses.
More specifically, we observed that the State may refuse to compensate
a county for attorneys' fees and expenses where a defense attorney is
found to be in violation of the caseload limits prescribed by the rule
without the court's permission. Prowell, 741 N.E.2d at 716.
“Presumably, the county would then penalize the lawyer who violated
the rule by withholding payment for time spent on cases where the rule
was violated. Experience suggests that lawyers are likely to observe
rules if their paychecks depend on it.” Id. We also noted that trial
courts are not expected “to police sua sponte the caseloads of the
counsel appearing before them. It is incumbent upon defense counsel to
raise any issue presented by counsel's workload in excess of the
limits laid out in the rule.” Id.
Pointing out that both lawyers in this case
violated Criminal Rule 24, Wrinkles suggests that the “paycheck”
remedy is not sufficient in this case and insists that he is entitled
to a new trial. According to Wrinkles, counsel rendered ineffective
assistance precisely because they were in non-compliance with Criminal
Rule 24. We disagree. The record shows otherwise. Attorney Danks
testified at the post-conviction hearing that his caseload did not
allow him adequate time to prepare for Wrinkles' trial. P-C R. at 920.
However, he also testified that he never had enough time to prepare
for any trial, not just this one. P-C R. at 1147, 1175. Attorney Danks
testified further that this lack of time did not interfere with any
legal research or interviewing of witnesses. P-C R. at 921. Attorney
Vowels testified at the post-conviction hearing that he had enough
time to prepare for Wrinkles' trial. P-C R. at 1325.
The record shows that in preparation for trial both
lawyers engaged in the following activities: met regularly to discuss
the direction and progress of the case, P-C R. at 1207, 1208, 1317;
met with Wrinkles several times before trial, P-C R. at 1162-68,
1296-1310; interviewed witnesses, P-C R. at 568, 1171-72, 1316;
consulted numerous times with trial investigator Mark Mabrey,
sentencing consultant and mitigation specialist Steven Brock, and
neuropsychologist Dr. Eric Engum, P-C R. at 567, 1318, 1321, 2396-97;
consulted other experts including Paula Sites, P-C R. at 1297, 1304,
1305, 1307; sought discovery and filed multiple pretrial motions, R.
at 29-30, 34-37, 39-40, 42-43; P-C R. at 567, 1313; prepared and filed
briefs in support of various motions, R. at 47-94; prepared witnesses
for trial, P-C R. at 1043, 1044, 1203, 1204; deposed approximately
thirty potential witnesses, P-C R. 1165-66, 1200, 1305-06, 1308;
visited the crime scene, P-C R. at 1199, 1322; viewed videotapes and
pictures of the crime scene, P-C R. at 1322; and read the police and
autopsy reports, P-C R. at 1200-01, 1322.
Attorney Danks' billing records reflect that he
spent 319 hours on Wrinkles' case, and attorney Vowels' billing
records show that he spent 401 hours on Wrinkles' case. P-C R. at
1177, 1302, 1310. Both attorneys testified at the post-conviction
hearing that they spent more time on Wrinkles' case than they actually
billed for. Norman Lefstein, Dean and Professor of Law at Indiana
University School of Law-Indianapolis, testified as an expert on
ineffective assistance of counsel and noted that the average time
spent on a capital case that goes to jury trial through completion is
1,000 hours for two attorneys. P-C R. at 1702. He testified that that
number varies depending on the complexity of the case. P-C R. at 1702.
Here, lawyers Danks and Vowels spent more than 720 hours on a capital
case in which the defendant confessed. We cannot conclude that the
post-conviction court erred in its determination that counsel were not
ineffective based solely on their non-compliance with Criminal Rule
24.
II. Ineffective Assistance of Appellate Counsel
The standard of review for a claim of ineffective
assistance of appellate counsel is the same as for trial counsel; that
is, the defendant must show that appellate counsel was deficient in
his performance and that this deficiency resulted in prejudice. Ben-Yisrayl,
729 N.E.2d at 106. This Court has recognized three types of
ineffective assistance of appellate counsel claims, namely: (1)
counsel denied the defendant access to appeal; (2) counsel waived
issues; and (3) counsel failed to present issues well. Bieghler v.
State, 690 N.E.2d 188, 193-95 (Ind.1997). As Wrinkles concedes, the
second category is the only category applicable here. This category
will lead to a finding of deficient performance only when the
reviewing court determines that the omitted issues were significant,
obvious, and “clearly stronger than those presented.” Id. at 194 (quotation
omitted). This is because “the decision of what issues to raise is one
of the most important strategic decisions to be made by appellate
counsel.” Id. at 193 (quotation omitted).
Wrinkles contends that the post-conviction court
erred in its conclusion that his appellate counsel were not
ineffective for not raising the following issues on direct appeal: (1)
the trial court committed fundamental error in admitting evidence of
Wrinkles' prior bad acts; (2) the trial court committed fundamental
error when it considered a victim impact statement which was contained
in the Pre-sentence Investigation Report; and (3) the trial court
committed fundamental error by not giving an instruction on life
without parole. We addressed issues (1) and (2) in the context of
ineffective assistance of trial counsel and concluded that trial
counsel were not ineffective for failing to object to evidence of
Wrinkles' aggressive behavior toward Debbie and the victim impact
statement. Therefore, the post-conviction court did not err in
concluding that appellate counsel were not ineffective for failing to
raise these issues on direct appeal. See Woods v. State, 701 N.E.2d
1208, 1221 (Ind.1998) (“[I]neffective assistance of appellate counsel
requires the petitioner to overcome the double presumption of attorney
competence at both trial and appellate levels.”). As for (3), counsel
raised, and we addressed, this issue on direct appeal. See Wrinkles,
690 N.E.2d at 1171. Again, the post-conviction court did not err in
concluding that Wrinkles did not receive ineffective assistance of
appellate counsel.
Conclusion
Wrinkles has failed to prove that the evidence as a
whole leads unerringly and unmistakably to a decision opposite that
reached by the post-conviction court. Accordingly, we affirm the post-conviction
court's denial of Wrinkles' petition for post-conviction relief.
SHEPARD, C.J., and DICKSON and SULLIVAN, JJ.,
concur.
BOEHM, J., concurs in all parts except Part I.C.1
in which he concurs in result with separate opinion.
I concur in all parts of the majority opinion
except Part I.C.1, in which the majority categorically prohibits use
of the “stun belt” in Indiana courtrooms. I generally agree with the
points the majority makes about the use of the belt, and I certainly
agree that trial court findings are required before any form of
courtroom restraint is to be used. However, trial courts are often
faced with hard choices. It is not at all clear to me that the belt is
a less desirable alternative to restraints that are plainly visible
and convey to the jury the message that the defendant cannot be
trusted to comport himself in a manner consistent with courtroom
decorum. Indeed, I would think some defendants might, as did Wrinkles
in this case, prefer the belt to a gag or more visible restraints. The
majority is surely correct that any of these alternatives is to be
used only where necessary and where supported by appropriate findings.
But where some form of restraint is to be used, I would not
categorically prohibit the belt in favor of others that may be even
more hostile to a fair trial.
I concur in the majority's view that Wrinkles has
not shown ineffective assistance of counsel for failure to object to
the use of the belt. Trial counsel here were faced with a very
difficult guilt phase, to say the least. Conviction seems to me to
have been virtually a foregone conclusion, with the penalty being the
only realistic battleground for defense counsel. To decide not to take
issue with the trial judge on this issue would seem to me to be well
within the sort of judgment that lawyers are forced to make.
Accordingly, I concur in the result reached by the majority.
Wrinkles v. State, 776 N.E.2d 905 (Ind.
2002) (Successive Postconviction)
In proceedings following his conviction of murder
and receipt of death sentence, 690 N.E.2d 1156, and denial of his
first petition for post-conviction relief, 749 N.E.2d 1179, petitioner
sought permission to file successive state court post-conviction
petition. The Supreme Court held that: (1) petitioner's trial jury
necessarily determined fact of multiple-murder special circumstance
beyond reasonable doubt; (2) claims available below were waived; (3)
claim of ineffective assistance of first post-conviction counsel
presented no cognizable grounds for relief; (4) any erroneous
reference by trial prosecutor to uncharged aggravating circumstance
was harmless; and (5) petitioner failed to establish viable claim of
systematic exclusion of African-Americans from his original venire.
Request denied.
Wrinkles v. Buss, 537 F.3d 804 (7th Cir.
2008) (Habeas)
Background: Following affirmance on appeal of
prisoner's state convictions for murder and imposition of the death
penalty, 690 N.E.2d 1156, prisoner filed petition for writ of habeas
corpus. The United States District Court for the Southern District of
Indiana, John Daniel Tinder, J., denied petition, and appeal was taken.
Holdings: The Court of Appeals, Kanne, Circuit
Judge, held that: (1) petitioner procedurally defaulted claim that his
rights to a fair trial were violated when he was required to wear a
stun belt without a hearing; and (2) trial counsel's failure to object
to stun belt was deficient assistance of counsel; but (3) petitioner
was not prejudiced by that failure, as required element of ineffective
assistance to overcome his procedural default. Affirmed.
KANNE, Circuit Judge.
This case is before the court on collateral review.
In 1995, a Vanderburgh County, Indiana, Circuit Court jury convicted
Matthew Wrinkles of murdering his wife, his wife's brother, and his
sister-in-law. The jury recommended and Judge Richard L. Young imposed
a death sentence. Wrinkles unsuccessfully appealed his conviction and
sentence to the Indiana Supreme Court, and thereafter, Judge Carl
Heldt of the Vanderburgh Circuit Court denied his request for post-conviction
relief. Wrinkles then filed a petition for a writ of habeas corpus, 28
U.S.C. § 2254, in the United States District Court for the Southern
District of Indiana. Wrinkles argued that his constitutional rights
were violated during the trial and sentencing proceedings because,
pursuant to the Indiana trial judge's blanket policy of restraint, he
was required to wear a stun belt that he alleges was visible to the
jury.
Wrinkles was barred from raising a direct challenge
to the constitutionality of the stun belt because he procedurally
defaulted the claim in state court. Wrinkles instead claimed that he
received ineffective assistance of counsel under Strickland v.
Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984),
because his counsel failed to object to the imposition of the stun-belt
restraint. With respect to the prejudice prong of Strickland, Wrinkles
claimed that the jurors saw the stun belt, and that he presumptively
suffered prejudice as a result. United States District Judge, John
Daniel Tinder, concluded that Wrinkles could not demonstrate prejudice
because the jury was not aware of the stun belt.
Wrinkles's habeas claim hinges on whether the
jurors saw the stun belt during the trial and the sentencing
proceedings. One passage in the Indiana Supreme Court's opinion-actually,
one sentence-complicates our review. We ultimately conclude that the
Indiana Supreme Court made no factual finding regarding the belt's
visibility. The last state-court decision on point-the post-conviction
court decision-holds that the jurors did not see the belt. We defer to
that finding and agree with the district court that Wrinkles suffered
no prejudice from his counsels' failure to object to the stun belt.
I. History
A. Factual history
By the spring of 1994, the marriage of Matthew and
Debbie Wrinkles was coming to an end. On May 3, 1994, police were
dispatched to the Wrinkles' home in response to a report of gunfire.
Wrinkles told the responding officers that he and Debbie were having
financial and marital problems and that he would kill Debbie if she
ever left him. David Plemmons, a witness to the events, would later
testify that Wrinkles pointed a gun at Debbie during the argument and
the gun discharged when Debbie grabbed it. According to Plemmons,
Wrinkles hid the gun when the police arrived, and Debbie and Plemmons
“covered” for Wrinkles by lying to the police about the incident. The
Indiana Supreme Court later characterized the Wrinkles' relationship
as “stormy and often violent.” Wrinkles v. State, 690 N.E.2d 1156,
1159 (Ind.1997) (“ Wrinkles I”), cert. denied, 525 U.S. 861, 119 S.Ct.
148, 142 L.Ed.2d 121 (1998).
In June 1994, Debbie moved herself and the children-Lindsay,
age thirteen, and Seth, age eight-to the home of Mark and Natalie
Fulkerson, Debbie's brother and sister-in-law. This move marked the
end of Wrinkles and Debbie's marriage, and Debbie filed for divorce on
June 30. A few weeks later, on July 20, Wrinkles and Debbie attended a
provisional divorce hearing, during which it was decided that Debbie
would have custody of the children and Wrinkles would have visitation
rights. Wrinkles and Debbie agreed to a meet at a fast-food restaurant
later that day so that Wrinkles could see his children. But Debbie did
not show that afternoon as scheduled.
Wrinkles had hit a low point in his life. He had a
close relationship with his children and he believed that his
estranged wife and her family were conspiring to deny him access to
the children. In addition to his marital problems, the automotive-repair
business that he ran out of his garage was failing. Several zoning
complaints had been made against his business and he was forced to
shut down. Wrinkles had also been dependent on methamphetamine for
some time, and this dependence caused him to become easily agitated
and paranoid. In addition to his mental and emotional decay, his drug
use caused him to wither away physically. Wrinkles's addiction kept
him from sleeping, except sporadically, and he lost sixty pounds in a
three-month period.
Wrinkles's obvious decline had begun to terrify
Debbie. Her friend would testify at trial that Debbie had become a
“nervous wreck.” Id. at 1159. She had begun to take “medication [and]
every time she heard a noise she would jump cause she was scared. And
... she had to sleep with a gun underneath her pillow [because] she
was scared” of Wrinkles.
Debbie's failure to appear with the children at the
fast-food restaurant on July 20 set into motion a tragic series of
events. Wrinkles called to complain to his divorce attorney, who told
Wrinkles that nothing could be done until the next day because the
courts had already closed. Wrinkles then called the Fulkerson home to
speak with Debbie, but she was not there. Debbie returned Wrinkles's
call later that evening, but she did not get an answer. Eventually,
Debbie and the rest of the Fulkerson household turned in for the night
on July 20. Given the growing tension in their lives, it was an uneasy
rest; both Mark Fulkerson and Debbie had guns with them in their
bedrooms.
Wrinkles drove to the Fulkerson home at
approximately 2:00 a.m. on July 21, and parked his truck about one
block from the home. He was wearing camouflage clothing, had painted
his face, and was armed with a .357 magnum revolver and a knife. He
climbed over a fence into the Fulkersons' backyard. He cut the
telephone wires and kicked in the back door, entering the home.
Wrinkles went down the hallway and into the
Fulkersons' bedroom, where he shot Mark Fulkerson four times, killing
him in front of his three-year-old son, Matthew. Debbie was awakened
by the gunshots. She grabbed her gun and ran to the hallway where she
confronted Wrinkles. She fired and hit him in the arm, knocking
herself down in the process. At that point, Lindsay Wrinkles had also
awakened and had come upon the confrontation between her parents. She
saw that her father was about to shoot her mother and she “pleaded,
‘Dad, please don't shoot Mom.’ ” Wrinkles v. State, 749 N.E.2d 1179,
1186 (Ind.2001) ( “ Wrinkles II”), cert. denied, 535 U.S. 1019, 122
S.Ct. 1610, 152 L.Ed.2d 624 (2002). Wrinkles responded by telling
Lindsay to “shut up,” and then he promptly shot Debbie.
During the commotion, Natalie Fulkerson made her
way to the living room and out the front door, in an attempt to flee.
Wrinkles gave chase and caught Natalie on the front porch, shooting
her in her face at close range. Natalie died on the porch. Wrinkles
fled. The Fulkersons' ten-year-old daughter, Kimberly, and her 19-year-old
cousin, Tracy, ran to neighbors' houses for help.
Wrinkles was arrested later that morning in a
neighboring county and was charged with three counts of murder,
pursuant to Ind.Code § 35-42-1-1(1), for knowingly killing his victims.
The state filed notice of its intent to seek the death penalty on July
28, 1994. Under Indiana law, the state can seek the death penalty when
a defendant commits multiple murders. Ind.Code § 35-50-2-9(b)(8).
B. Procedural history
Based on their pre-trial investigations, Wrinkles's
attorneys' theory of his defense centered on the fact that, at the
time of the crimes, Wrinkles was in the midst of a very difficult
period in his life. The attorneys decided to stress the loss of
Wrinkles's business, the break-up of his marriage, and his perception
that Debbie and the Fulkersons were trying to keep his children from
him. The defense argued that Wrinkles had broken into the Fulkersons'
home with the intent of retrieving his children because he feared that
he would never see them again-a paranoia magnified by his
methamphetamine addiction. The paranoia was further enhanced when,
according to Wrinkles, his victims confronted him with guns when he
entered the home. Wrinkles also would cast Debbie as the aggressor in
their confrontation in the hallway; he would testify that Debbie said,
“Die, you bastard, die,” when she shot him. Wrinkles I, 690 N.E.2d at
1159.
This strategy was necessary given the facts of the
case. First, there was no dispute that Wrinkles had shot the three
victims, and therefore Wrinkles's motivation for the shootings would
be the primary issue at trial. And Wrinkles's state of mind would
likewise be a significant issue for sentencing in terms of whether the
death penalty or a lesser sentence was appropriate. In addition, the
attorneys concluded that although Wrinkles's mental state might impact
his culpability and sentence, the facts did not support an insanity
defense. A neuropsychologist enlisted by Wrinkles's attorneys
concluded that, while Wrinkles suffered from a Mixed Personality
Disorder and a Delusional Disorder that became more intense during the
weeks leading up to the shootings, and while Wrinkles's judgment was
substantially impaired at the time of the shootings, he was
nonetheless sane because he had known what he was doing and was able
to conform his conduct to the requirements of the law.
Before trial commenced, the trial judge informed
Wrinkles's counsel that Wrinkles would have to wear some sort of
restraining device-either shackles or a stun belt. The trial court did
not make a specific finding that Wrinkles presented a risk of danger,
escape, or courtroom disruption. But “the trial court apparently [had]
a policy of requiring defendants to wear restraints regardless of
whether they [had] previously exhibited any conduct justifying
restraints.” Wrinkles II, 749 N.E.2d at 1195. According to the Indiana
Supreme Court in Wrinkles II, a stun belt is a restraining device that
is placed around an individual's waist as an alternative to leg-irons
or shackles. The battery-powered belt has two prongs that are placed
over the wearer's kidney region. A court bailiff or other law-enforcement
officer can activate the belt by a remote control and, once activated,
it sends a shock to the wearer that cannot be stopped. The electrical
shock travels through the body via blood channels and nerve pathways.
The shock knocks down most people, incapacitates them for up to 45
minutes, and causes them to shake uncontrollably. The individual may
also have uncontrollable defecation and urination, irregular
heartbeats, seizures, and welts, due to the shock. Wrinkles's
attorneys did not object to the mandatory restraint policy. When faced
with the choice of shackles or a stun belt, they opted for the latter,
reasoning that there was less likelihood that the jury would see the
belt during trial.
A jury found Wrinkles guilty of all three counts of
murder, and recommended the death penalty; the trial judge sentenced
Wrinkles to death. Wrinkles appealed his conviction and death sentence,
raising a number of evidentiary claims and challenging both Indiana's
death-penalty statute and his own sentence. He did not, however,
appeal the trial court's blanket policy of requiring him to wear the
stun belt at trial. Unpersuaded, the Indiana Supreme Court affirmed
Wrinkles's convictions and sentence ( Wrinkles I ).
Thereafter, Wrinkles filed a petition for post-conviction
relief, in which he challenged the constitutionality of the stun belt
and raised ineffective-assistance-of-counsel claims, among other
claims. Central to his claim for post-conviction relief were three
affidavits from jurors in his trial who claimed to have seen the stun
belt. The post-conviction court discounted the reliability of the
affidavits and upheld Wrinkles's convictions and sentence:
The trial court did not strip the presumption of
innocence from Petitioner by requiring him to wear the belt. The
purpose of the belt is to maintain control over a prisoner without the
prisoner appearing restrained. Petitioner did not prove that the belt
was visible or that the jury knew about it. The affidavits from three
jurors that they knew about the belt from the trial court, the bailiff,
and/or newspaper articles read after trial, and Petitioner's
appearance during trial are insufficient. First, the juror affidavits
are inconsistent with each other. One juror stated that the jury was
not told why Petitioner wore the belt, while another juror averred
that the trial court told the jury about the belt to assure the jurors
that they would be safe. Second, some of the juror affidavits are
inconsistent with bailiff Todd Woodmansee's affidavit that he did not
tell the jury about the belt. Third, both [of Wrinkles's attorneys]
testified that the belt was not visible during trial. Fourth, the
juror affidavits were not subjected to cross-examination. Because
petitioner did not appear restrained during the trial, he was not
stripped of the presumption of innocence.
Vanderburgh Circuit Court's Findings of Fact,
Conclusions of Law and Judgment on Petition for Post Conviction Relief,
Wrinkles v. State, No. 82C01-9407-CF-447 (Sept. 3, 1999) (emphasis in
original).
After the post-conviction court rendered its
decision, Wrinkles filed with that court a Motion to Correct Error, to
which he attached new affidavits from additional jurors, who claimed
to have seen the stun belt during trial. The post-conviction court did
not grant Wrinkles's motion, nor did it admit the additional juror
affidavits into evidence.
Wrinkles then appealed the post-conviction court's
ruling to the Indiana Supreme Court. Relying on Indiana law, the
supreme court in Wrinkles II prospectively banned the use of stun
belts in Indiana courts. The court was specifically concerned with the
mental impact on a defendant who might be afraid about the potential
infliction of pain from the belt, and how this mental concern could
impact the defendant's ability to participate in his own defense.
Wrinkles II, 749 N.E.2d at 1194.
But the Indiana Supreme Court denied Wrinkles the
benefit of its holding. The court held that Wrinkles's claim was
procedurally defaulted because Wrinkles had failed to raise the issue
on direct appeal. In addition, the court held that Wrinkles had not
suffered from ineffective assistance of counsel when his attorneys
failed to object to the use of the stun belt at his trial. The court
characterized Wrinkles's attorneys' choice to acquiesce to the stun
belt as a “strategic decision”:
Before trial began, the trial court informed
counsel that Wrinkles would have to wear either shackles or a stun
belt during trial. Without objection counsel chose a stun belt, and
Wrinkles claims they rendered ineffective assistance as a result. We
disagree. Although with this opinion we declare that stun belts no
longer have a place in Indiana courtrooms, that was not the case at
the time of Wrinkles' trial. Our prohibition is motivated primarily by
the potential effect a stun belt may have upon the person wearing the
device. However, without the benefit of this declaration, counsel were
concerned about the effect on the jurors if they were to observe their
client wearing a particular device. Counsel believed that the chance
of the jury seeing the shackles was fairly high. On the other hand,
counsel opted for the stun belt because they thought that jurors would
not be able to see it. Obviously, they were later proven wrong.
However, at the time the decision was made, it was a prudent one.
Wrinkles filed a petition for a writ of habeas
corpus under 28 U.S.C. § 2254, in the United States District Court for
the Southern District of Indiana. He presented a host of arguments,
all of which Judge Tinder, rejected. Wrinkles v. McBride, No. IP
01-1668-C-T/K (D.Ind. May 18, 2005) (Entry Discussing Petition for
Writ of Habeas Corpus). With respect to the constitutionality of the
stun belt itself, the district court held that the claim could not be
presented under § 2254 because it had been procedurally defaulted in
state-court proceedings. Further, Judge Tinder held that even if the
claim had not been waived, it lacked merit. Judge Tinder credited the
post-conviction court's finding that the jurors were not aware of the
stun belt and the belt was not visible.
Thereafter, Wrinkles filed a Request for
Certificate of Appealability (“C.A.”) on two issues: (1) “Whether [he]
was unconstitutionally restrained by virtue of wearing a stun belt at
his trial,” and (2) “Whether [his] counsel rendered ineffective
assistance of counsel at the ‘guilt phase’ of trial.” Judge Tinder
granted Wrinkles a C.A. on the issue of the constitutionality of the
use of the stun belt, but denied the request as to his ineffective-assistance-of-counsel
claims. This appeal followed.
II. Analysis
On appeal, Wrinkles's first argues that the
district court erred in finding that his stun-belt claim was
procedurally defaulted because the default was the result of
ineffective assistance of counsel. As for his freestanding
constitutional claim, he argues that his Sixth, Eighth, and Fourteenth
Amendment rights were violated when he was forced to wear the stun
belt without an independent assessment of the need for restraints.FN2.
Wrinkles also seeks an expansion of the C.A. to include his non-stun-belt
ineffective-assistance-of-counsel arguments. For the reasons stated by
the district court, we deny his request to expand the C.A. to include
the additional claims on appeal. See Herrera v. United States, 96 F.3d
1010, 1013 (7th Cir.1996).
A. Procedural default
Before analyzing Wrinkles's substantive § 2254
claims, we must first determine whether Wrinkles procedurally
defaulted his argument that wearing the stun belt violated his
constitutional rights. Lee v. Davis, 328 F.3d 896, 899 (7th Cir.2003)
(“As a threshold matter, we must determine whether Lee has
procedurally defaulted his argument....”). The district court decided
that Wrinkles had defaulted his argument-a decision we review de novo.
Id. As a general matter, considerations of “finality, comity, and the
orderly administration of justice” preclude this court from reaching
claims that a habeas petitioner has procedurally defaulted in state
court. Dretke v. Haley, 541 U.S. 386, 388, 124 S.Ct. 1847, 158 L.Ed.2d
659 (2004). The criminal trial is a “decisive and portentous event”
and, as such, the state has an interest in ensuring timely compliance
with those procedures that permit the jury accurately to “decide,
within the limits of human fallibility, the question of guilt or
innocence of one of its citizens.” Wainwright v. Sykes, 433 U.S. 72,
90, 97 S.Ct. 2497, 53 L.Ed.2d 594 (1977). For these reasons, a valid
state procedural rule constitutes an “adequate and independent state
ground” for resolving an issue, precluding this court from doing so
collaterally. Id. at 86-87, 97 S.Ct. 2497.
Wrinkles sought federal habeas corpus review of
federal-law issues that the Indiana Supreme Court disposed of based on
adequate and independent state-law grounds. Specifically, Wrinkles's
“freestanding” stun belt claims-that his rights to a fair trial under
the Fifth, Sixth, Eighth, and Fourteenth Amendments to the United
States Constitution were violated when he was required to wear a stun
belt without a hearing-were deemed by the Indiana Supreme Court to
have been waived as a matter of state law. Wrinkles II, 749 N.E.2d at
1186-87 & 1187 n. 3. The procedural rule cited by the Indiana Supreme
Court provides an “adequate and independent state ground” for
resolving Wrinkles's constitutional claims. Indiana courts have long
recognized, and the Wrinkles II court reaffirmed, that “[c]laims that
are available, but not presented, on direct appeal are waived for
post-conviction review unless the claimed error is fundamental.” Id.
at 1187 n. 3; see also Adams v. State, 575 N.E.2d 625, 628 (Ind.1991).
Thus, the district court was correct to conclude that Wrinkles's
substantive claim was procedurally barred.
B. Excuse for procedural default
To keep his freestanding constitutional claim alive,
Wrinkles argues that his procedural default is excusable under the
standard set forth in Wainwright v. Sykes, 433 U.S. at 90, 97 S.Ct.
2497. A defendant may overcome procedural default by showing both
“cause” for failing to abide by the state procedural rules, and a
resulting “prejudice” from that failure. FN3 Id. at 87, 97 S.Ct. 2497.
Specifically, Wrinkles argues that the freestanding stun-belt claim is
procedurally defaulted solely because of his trial attorneys'
ignorance of the law, a fact that renders his counsel ineffective and
that provides cause to excuse a procedural default. Murray, 477 U.S.
at 496, 106 S.Ct. 2639.
FN3. The Supreme Court has recognized an additional
way to avoid procedural default if the default would result in a
“fundamental miscarriage[ ] of justice.” Murray v. Carrier, 477 U.S.
478, 496, 106 S.Ct. 2639, 91 L.Ed.2d 397 (1986). See generally 6 Wayne
R. LaFave, et al., Criminal Procedure 64-65 (2d ed.2004). A
miscarriage of justice exists in the “extraordinary case, where a
constitutional violation has probably resulted in the conviction of
one who is actually innocent.” Murray, 477 U.S. at 496, 106 S.Ct.
2639. In the capital context, one can show “actual innocence” through
“clear and convincing evidence that, but for a constitutional error,
no reasonable juror would have found the petitioner eligible for the
death penalty under the applicable state law.” Sawyer v. Whitley, 505
U.S. 333, 336, 112 S.Ct. 2514, 120 L.Ed.2d 269 (1992). Wrinkles has
not, and cannot, make any claim of innocence. As for his sentence,
although Wrinkles has not raised this issue, this analysis closely
mirrors our analysis under the prejudice prong of Strickland.
Attorney error rising to the level of ineffective
assistance of counsel can constitute cause to set aside procedural
default. Franklin v. Gilmore, 188 F.3d 877, 883 (7th Cir.1999) (citing
Coleman v. Thompson, 501 U.S. 722, 753-54, 111 S.Ct. 2546, 115 L.Ed.2d
640 (1991); Barnhill v. Flannigan, 42 F.3d 1074, 1078 (7th Cir.1994)).
When a habeas petitioner seeks to excuse a procedural default through
an ineffective-assistance claim, the “cause” and “prejudice” test from
Wainwright is replaced by the similar test for ineffective assistance
set out in Strickland v. Washington, 466 U.S. at 668, 104 S.Ct. 2052.
See Murray, 477 U.S. at 479, 106 S.Ct. 2639 (“So long as a defendant
is represented by counsel whose performance is not constitutionally
ineffective ... there is no inequity in requiring him to bear the risk
of attorney error that results in a procedural default.”); see also
Lee, 328 F.3d at 900.
“To establish ineffective assistance of counsel,
the [petitioner] must show that counsel's performance was deficient
and that the deficient performance prejudiced the [petitioner].”
Almonacid v. United States, 476 F.3d 518, 521 (7th Cir.2007) (citing
Strickland, 466 U.S. at 687, 104 S.Ct. 2052). A “constitutionally
deficient performance is one that falls below an objective standard of
reasonableness under prevailing professional norms.” Shell v. United
States, 448 F.3d 951, 954-55 (7th Cir.2006) (citing Granada v. United
States, 51 F.3d 82, 83 (7th Cir.1995)). And to show prejudice, the
defendant must prove that “ ‘there is a reasonable probability that,
but for counsel's unprofessional errors, the result of the proceeding
would have been different. A reasonable probability is a probability
sufficient to undermine confidence in the outcome.’ ” Raygoza v.
Hulick, 474 F.3d 958, 963 (7th Cir.2007) (quoting Strickland, 466 U.S.
at 694, 104 S.Ct. 2052). In Wrinkles's case, if his attorneys'
decision not to object to the stun belt fell short of objectively
reasonable performance and prejudiced him, the Sixth Amendment was not
satisfied and this court will excuse Wrinkles's procedural default.
Wrinkles's ineffective-assistance claim was
preserved for collateral review. Lee, 328 F.3d at 901 (citing Edwards
v. Carpenter, 529 U.S. 446, 120 S.Ct. 1587, 146 L.Ed.2d 518 (2000)).
The Indiana Supreme Court reached-and ultimately rejected-Wrinkles's
claim as an excuse for his procedural default. In reviewing the
Indiana Supreme Court's decision, we are deferential towards its legal
and factual conclusions. Raygoza, 474 F.3d at 963; Neumann v. Jordan,
84 F.3d 985, 987 (7th Cir.1996) (“In reviewing the state court
proceedings, we presume that the factual findings of the state court
are correct if those findings follow a hearing on the merits and are
fairly supported by the record.”). Likewise, the Indiana Supreme
Court's legal conclusions will be upheld unless they resulted in a
decision that was “(1) contrary to, or involved an unreasonable
application of, clearly established federal law, as determined by the
Supreme Court of the United States; or (2) based on an unreasonable
determination of the facts in light of the evidence presented in the
State court proceeding.” 28 U.S.C. § 2254(d).
1. Substandard performance by counsel
Wrinkles argues, and we agree, that his counsel's
performance at trial fell below prevailing norms of professional
behavior. The Indiana Supreme Court correctly identified Strickland as
the governing law; thus, Wrinkles will only gain relief if the court
unreasonably applied the standard to the facts of his case. 28 U.S.C.
§ 2254(d)(2). In evaluating the reasonableness of the Indiana Supreme
Court's application of Strickland, we must ask whether the court was
“objectively unreasonable,” Williams v. Taylor, 529 U.S. 362, 409, 120
S.Ct. 1495, 146 L.Ed.2d 389 (2000), meaning that its reasoning falls
outside of the “ ‘boundaries of permissible differences of opinion.’ ”
Raygoza, 474 F.3d at 964 (quoting Hardaway v. Young, 302 F.3d 757, 762
(7th Cir.2002)).
The Indiana Supreme Court held that Wrinkles's
counsels' decision not to object to the stun belt at trial was
strategic and thus adequate. The supreme court first noted that the
Indiana trial court had a stated “policy” of “requiring defendants to
wear restraints regardless of whether they have previously exhibited
any conduct justifying restraints.” Wrinkles II, 749 N.E.2d at 1195.
The trial court had given Wrinkles's attorneys the choice of wearing
shackles or the stun belt at trial. Because they thought that “the
chance of the jury seeing the shackles was fairly high,” Wrinkles's
attorneys chose the stun belt. Id. The supreme court characterized
this as a “strategic decision” because, unlike shackles, Wrinkles's
attorneys “thought the jurors would not be able to see” the belt. Id.
In addition, because the trial court would have overruled any
objection to the stun belt-per its stated restraint “policy”-Wrinkles
could not demonstrate that his trial would have been any different if
his attorneys had objected. Id. (“[E]ven though the trial court's
policy would not likely withstand appellate scrutiny if the issue were
presented, it is apparent that at least at the time of Wrinkles's
trial, an objection to wearing restraints would not have been
sustained by the trial judge even if made.”). Thus, the supreme court
concluded, the decision was strategic and Wrinkles could not show a
substandard performance by his trial counsel. We disagree.
At the time of Wrinkles's trial, it was well
established that a trial court could not restrain a criminal defendant
absent a particularized justification. In Illinois v. Allen, the
Supreme Court held that a defendant could forfeit his Sixth Amendment
right to be present and unrestrained at his own trial. 397 U.S. 337,
90 S.Ct. 1057, 25 L.Ed.2d 353 (1970). The Court sanctioned the use of
physical restraints “as a last resort,” id. at 344, 90 S.Ct. 1057, and
articulated a framework for handling “obstreperous” defendants that
tied the trial court's response to the seriousness of the defendant's
conduct, id. at 343-42, 90 S.Ct. 1057. The Court applied this
framework next in Estelle v. Williams, 425 U.S. 501, 96 S.Ct. 1691, 48
L.Ed.2d 126 (1976), in which the defendant appeared before the jury in
prison garb. Unlike Allen, which recognized “the substantial need to
impose physical restraints upon contumacious defendants,” the Court in
Estelle decided that forcing “an accused to wear jail clothing
further[ed] no essential state policy.” Id. at 505, 96 S.Ct. 1691.
Again in Holbrook v. Flynn, 475 U.S. 560, 569, 106
S.Ct. 1340, 89 L.Ed.2d 525 (1986), the Supreme Court applied this
framework when evaluating the presence of armed guards at a
defendant's trial. The Court concluded that the presence of armed
guards was not the “sort of inherently prejudicial practice that, like
shackling, should be permitted only where justified by an essential
state interest specific to each trial.” Id. at 568-69, 106 S.Ct. 1340.
The need for a particularized justification had not gone unnoticed by
Indiana courts either. The Indiana Supreme Court held in Coates v.
State, that particularized reasoning must support a decision to
restrain a defendant, going so far as to require that “the facts and
reasoning supporting the trial judge's determination that restraints
are necessary must be placed on the record.” 487 N.E.2d 167, 168-69
(Ind.1985).
In Wrinkles's case, his attorneys did not object to
the use of the stun belt because they concluded that the trial court
was going to require restraints no matter what. But these cases make
clear that particularized reasoning must support any decision to
restrain a defendant. In light of the wealth of caselaw prohibiting
the trial court's blanket policy, by standing mute, Wrinkles's counsel
failed to provide adequate legal assistance. Failing to object when a
trial court presents two impermissible options-shackles or a stun belt,
neither supported by individualized justification-cannot be an
objectively reasonable tack under prevailing norms of professional
behavior. See Strickland, 466 U.S. at 686, 104 S.Ct. 2052 (“Counsel,
however, can also deprive a defendant of the right to effective
assistance, simply by failing to render ‘adequate legal assistance.’
”); see also Barrow v. Uchtman, 398 F.3d 597, 605 (7th Cir.2005)
(holding ignorance of relevant law objectively deficient under
Strickland); Dixon v. Snyder, 266 F.3d 693, 703 (7th Cir.2001) (same).
Counsels' choice between two unconstitutional options is not a
strategic choice worth deference. Accordingly, the Indiana Supreme
Court unreasonably applied Strickland's first prong.
2. Prejudice
Standing alone, the attorneys' failure to request
an inquiry into the justification for the stun belt is not ineffective
assistance. Some prejudice is required before a trial counsel's
performance falls below the constitutional minimum. Strickland, 466
U.S. at 691-692, 104 S.Ct. 2052. Without demonstrating prejudice,
Wrinkles cannot receive relief on the ground of ineffective assistance
of counsel, id., or on the basis of his freestanding constitutional
claims regarding the stun belt, because the latter claim was
procedurally defaulted at the state level.
Wrinkles argues that he was prejudiced because, in
his opinion, the jurors were aware that he was restrained by the stun
belt and were thus more inclined to view him as a dangerous person. In
turn, he argues, the jurors were more likely to determine that he had
the requisite mindset to commit murder, instead of a lesser crime, and
were more willing to vote for the death penalty. If the jurors did see
the stun belt during trial, then Wrinkles could demonstrate prejudice.
See Allen, 397 U.S. at 344, 90 S.Ct. 1057; Roche, 291 F.3d at 482-83;
Harrell v. Israel, 672 F.2d 632, 635 (7th Cir.1982) (“[C]ourts must
guard against practices which unnecessarily mark the defendants as a
dangerous character or suggest that his guilt is a foregone conclusion.”).
Thus, Wrinkles's habeas petition hinges on the belt's visibility; the
belt's visibility is a question of fact that was resolved by the state
post-conviction court and upheld by the Indiana Supreme Court.
The post-conviction court determined that Wrinkles
had not demonstrated that the jurors had seen the stun belt or that
Wrinkles had otherwise been affected by it. The Indiana Supreme Court
affirmed the post-conviction court. Wrinkles contends, however, that
the supreme court made an implicit factual finding that the belt was
visible to the jury. He bases his argument on a statement in Wrinkles
II that indicates that Wrinkles's attorneys “were later proven wrong.”
FN4 This sentence follows the court's discussion of the attorneys'
decision not to challenge the trial court's imposition of the stun
belt-restraint:
FN4. Wrinkles also claims that the Indiana Supreme
Court recognized that the stun belt was “conspicuous to at least seven
jurors.” However, Wrinkles takes this quotation in Wrinkles II out of
context. The full sentence is one of three in a paragraph the Indiana
Supreme Court uses solely to summarize Wrinkles's ineffective-assistance-of-counsel
argument with respect to the stun belt. The entire sentence reads:
“Wrinkles asserts that utilization of the stun belt, which was
conspicuous to at least seven jurors, undermined his presumption of
innocence and made him appear dangerous and uncontrollable in front of
the jurors who would help decide whether he would live or die.”
Wrinkles II, 749 N.E.2d at 1192 (citing Appellant's Br. at 29;
Appellant's Reply Br. at 11). The sentence begins with “Wrinkles
asserts.” The preceding sentence in the paragraph, which introduces
Wrinkles's argument, begins with, “Wrinkles contends.” The subsequent
sentence starts with, “He claims.” Taken in context, it is clear that
the Indiana Supreme Court was merely presenting Wrinkles's argument,
including his argument that the belt was visible to seven jurors.
We cannot fathom the notion that, in the middle of
three paraphrasing sentences, the Wrinkles II court would have
perfunctorily inserted a clause containing a factual finding, without
indicating it as such. Courts often present a party's argument in
order to present the issue it will proceed to consider, and it is
apparent that the Indiana Supreme Court was doing this in Wrinkles II.
Consequently, we reject Wrinkles's argument that this clause is a
finding of fact by the Wrinkles II court that the stun belt was
visible to jurors.
Before trial began, the trial court informed
counsel that Wrinkles would have to wear either shackles or a stun
belt during trial. Without objection counsel chose a stun belt, and
Wrinkles claims they rendered ineffective assistance as a result. We
disagree. Although with this opinion we declare that stun belts no
longer have a place in Indiana courtrooms, that was not the case at
the time of Wrinkles' trial. Our prohibition is motivated primarily by
the potential effect a stun belt may have upon the person wearing the
device. However, without the benefit of this declaration, counsel were
concerned about the effect on the jurors if they were to observe their
client wearing a particular device. Counsel believed that the chance
of the jury seeing the shackles was fairly high. On the other hand,
counsel opted for the stun belt because they thought that jurors would
not be able to see it. Obviously, they were later proven wrong.
However, at the time the decision was made, it was a prudent one.
Wrinkles II, 749 N.E.2d at 1195.
Wrinkles believes the “Obviously, they were later
proven wrong” sentence amounts to a finding of fact by the Indiana
Supreme Court that the jurors saw the stun belt. We disagree with that
interpretation of the sentence. To begin, we do not believe the
Indiana Supreme Court would have made a factual finding in this manner,
especially as it affirmed the post-conviction court and did not
overturn any of the post-conviction court's factual findings. More
importantly, we do not read this statement to reveal anything about
the stun belt's visibility. Rather, the statement reflects the Indiana
Supreme Court's opinion that Wrinkles's attorneys could not be faulted
for having taken into account only the potential visibility of a
particular restraint in deciding whether to object to a court's use of
the restraint-because Indiana law at the time focused on the harm
stemming from visible restraints.
a. Indiana law on factual findings
In the “deferential and limited review” of 28 U.S.C.
§ 2254, “state court factual findings are presumed correct.” Williams
v. Bartow, 481 F.3d 492, 498 (7th Cir.2007). On the issue of the
belt's visibility, the state post-conviction court considered three
juror affidavits, affidavits from the trial bailiff, and testimony
from Wrinkles's attorneys to decide whether the jurors saw or knew
about the stun belt. The court discredited the juror affidavits. The
affidavit of one juror stated that at the time she served on the jury,
she was aware that Wrinkles was wearing a stun belt-she said it
“looked like a cumberbund [sic].” However, she said she was unsure how
she learned of the stun belt, and that she may have learned of it
through a newspaper article she read after the trial. Another juror
said in his affidavit that he was aware that Wrinkles was wearing a
stun belt during his trial, and that he believed the trial judge told
the jurors about the stun belt to give the jurors confidence in their
safety. A third juror, in contrast, said that he thought the bailiff
told the jury about the stun belt, but he said the jury was not told
why Wrinkles was wearing the belt. The post-conviction court held that
the affidavits were insufficient because they were inconsistent with
each other-calling into question their credibility-and because they
contradicted the bailiff's testimony, as well as Wrinkles's attorneys'
testimony. The bailiff swore in his affidavit that he “never
communicated to any of the jurors at any time during the trial that [Wrinkles]
was wearing a rack belt.”
After it had rendered its judgment denying
Wrinkles's request for post-conviction relief, the post-conviction
court denied Wrinkles's subsequent motion to correct error, motion to
reopen the evidence, and request for leave to amend his petition for
post-conviction relief. Wrinkles proffered with each of these
pleadings copies of four more juror affidavits. (A fifth affidavit was
attached to a motion to supplement the motion to reopen the evidence.)
However, these affidavits were never admitted into evidence by the
post-conviction court, and there is no indication whatsoever that the
Indiana Supreme Court weighed the additional affidavits as part of its
analysis in Wrinkles II.
Notably, Wrinkles did not raise as issues on appeal
to the Indiana Supreme Court the post-conviction court's denial of his
post-judgment motions and request for leave to amend his petition
based on the additional juror affidavits. In Indiana, a motion to
correct error does not allow a party to present evidence it merely
neglected to present at trial, Roach v. State, 695 N.E.2d 934, 940 n.
1 (Ind.1998), and a motion to reopen the evidence lies within the
sound discretion of the trial judge, Walker v. State, 587 N.E.2d 675,
677 (Ind.1992). A judge typically does not abuse his discretion in
refusing to reopen evidence “when it plainly appears that such
evidence could have been offered earlier,” Preuss v. McWilliams, 141
Ind.App. 602, 230 N.E.2d 789, 792 (Ind.Ct.App.1967), or when the
proffered evidence is cumulative, Oxendine v. Pub. Serv. Co. of Ind.,
Inc., 423 N.E.2d 612, 623 (Ind.Ct.App.1980). The additional affidavits
Wrinkles sought to have admitted into the evidentiary record of the
post-conviction court were never admitted-they remain mere attachments
to state-court motions and thus should not form the basis of a federal
habeas decision.
Having not appealed the post-conviction court's
refusal to admit the additional affidavits into evidence, Wrinkles's
reliance on the additional affidavits in his post-conviction appeal to
the Indiana Supreme Court seems analogous to the petitioner's reliance
on similar affidavits in Patton v. State, 537 N.E.2d 513 (Ind.Ct.App.1989).
In Patton, the petitioner felt that because his attorney had failed to
present the evidence to the trial court, “he should be allowed to
present it by affidavits with his Motion to Correct Errors.” Id. at
516. The Indiana Court of Appeals explained that Indiana Trial Rule
59(H)(1), dealing with motions to correct error, “was not designed for
this purpose.” Id. The Patton court went on to conclude that the
affidavits “were not properly before the trial court as evidence
outside the record”-they did not qualify as newly discovered evidence
and Patton had neglected to submit them at trial. Id. Because the
affidavits were not properly before the Indiana Court of Appeals, the
Patton court declared: “we cannot consider them in reviewing the trial
court's action.” Id.(emphasis added).
If under state law the Indiana Supreme Court would
not have looked at the additional affidavits in its direct review of
the post-conviction court's findings, see Roach, 695 N.E.2d at 940 n.
1; Walker, 587 N.E.2d at 677; Preuss, 230 N.E.2d at 792, certainly we
are not at liberty to weigh them on collateral review under § 2254,
where our review is limited to arguments that were adjudicated on the
merits in state court proceedings, 28 U.S.C. § 2254(d), and arguments
that were not procedurally defaulted, id. § 2254(b). Here, Wrinkles
did not appeal the post-conviction court's refusal to admit the
additional affidavits into evidence. Absent a reversal of the post-conviction
court's rulings on these affidavits by the Indiana Supreme Court, and
absent any indication by the Wrinkles II court that it nonetheless
decided to consider the additional affidavits, we are not free to
engage in an independent assessment of the affidavits' weight and the
affiants' credibility.
The Wrinkles II opinion itself suggests that the
Indiana Supreme Court adopted the post-conviction court's findings of
fact in toto. The supreme court acknowledged the post-conviction
court's factual findings and identified the standard of review called
for under Indiana law:
In the present case, the post-conviction court
entered findings of fact and conclusions of law in accordance with
Indiana Post-Conviction Rule 1(6). A post-conviction court's findings
and judgment will be reversed only upon a showing of clear error-that
which leaves us with a definite and firm conviction that a mistake has
been made. Wrinkles II, 749 N.E.2d at 1188. After reviewing the post-conviction
court's findings and conclusions of law with respect to each of
Wrinkles's arguments on appeal, the Wrinkles II court ultimately
declared that Wrinkles “failed to prove that the evidence as a whole
leads unerringly and unmistakably to a decision opposite that reached
by the post-conviction court.” Id. at 1203. It then affirmed the post-conviction
court's denial of Wrinkles's petition for relief. Id.
The Wrinkles II court did not reverse the findings
of the post-conviction court, either explicitly or implicitly. The
Indiana Supreme Court has repeatedly noted that a post-conviction
court's findings of fact are accepted unless “clearly erroneous,” and
that the “postconviction court is the sole judge of the weight of the
evidence and the credibility of witnesses.” Fisher v. State, 810 N.E.2d
674, 679 (Ind.2004); Davidson v. State, 763 N.E.2d 441, 444
(Ind.2002); Woods v. State, 701 N.E.2d 1208, 1210 (Ind.1998) (emphasis
added); see also Stewart v. State, 517 N.E.2d 1230, 1231 (Ind.1988) (“The
judge who presides over the post-conviction hearing possesses
exclusive authority to weigh the evidence and determine the
credibility of the witnesses. The reviewing court will therefore not
set aside the trial court's ruling on a post-conviction petition
unless the evidence is without conflict and leads solely to a result
different from that reached by the trial court.”) (emphasis added).
The Indiana Supreme Court in Wrinkles II did not suggest in any way
that it considered the additional affidavits that had never been
admitted into the evidentiary record. Nor did the court say it was
engaging in a de novo re-weighing of the evidence in Wrinkles II-indeed
it appears it would not have done so as a matter of Indiana law. See
Fisher, 810 N.E.2d at 679; Davidson, 763 N.E.2d at 444; Woods, 701 N.E.2d
at 1210. Finally, nothing in the Wrinkles II opinion indicates that
the Indiana Supreme Court was overturning the post-conviction court's
factual findings, or that those findings were clearly erroneous.
b. Our reading of “ Obviously, they were later
proven wrong.”
Despite a degree of ambiguity surrounding the
“Obviously, they were later proven wrong” sentence in Wrinkles II, we
conclude that the Indiana Supreme Court was commenting on the process
by which Wrinkles's attorneys decided not to object to the stun-belt
restraint-as opposed to commenting on the belt's visibility. In the
disputed passage, the court first explained that it had just
invalidated the use of stun belts based on a type of prejudice
unavailable to Wrinkles's counsel at the time of trial-the “potential
effect ... upon the person wearing the device.” The court then set out
the choice of restraint facing Wrinkles's attorneys at trial in light
of the only theory of prejudice then available-the “effect on the
jurors.” Lastly, the court explained why, based on this latter theory
of prejudice, counsel's decision to choose the stun belt was a
“prudent one” even though the attorneys were “later proven wrong” to
examine their choice solely based on “the effect on the jurors.”
In rejecting Wrinkles's claim that he had received
ineffective assistance of counsel, the court stated, in relevant part:
Before trial began, the trial court informed counsel that Wrinkles
would have to wear either shackles or a stun belt during trial.
Without objection counsel chose a stun belt, and Wrinkles claims they
rendered ineffective assistance as a result. We disagree. Although
with this opinion we declare that stun belts no longer have a place in
Indiana courtrooms, that was not the case at the time of Wrinkles'
trial. Our prohibition is motivated primarily by the potential effect
a stun belt may have upon the person wearing the device. However,
without the benefit of this declaration, counsel were concerned about
the effect on the jurors if they were to observe their client wearing
a particular device. Counsel believed that the chance of the jury
seeing the shackles was fairly high. On the other hand, counsel opted
for the stun belt because they thought the jurors would not be able to
see it. Obviously, they were later proven wrong. However, at the time
the decision was made, it was a prudent one. Wrinkles II, 749 N.E.2d
at 1195 (citations omitted).
The last few sentences of this quoted section-particularly
the sentence “[o]bviously, they were later proven wrong”-are not
entirely unproblematic. One could read this second-to-last sentence as
referring back to the court's statement that “the jurors would not be
able to see it,” with the “it” referring to the stun belt. So read,
this could be seen as an implicit finding that the jurors had in fact
seen the stun belt and that Wrinkles's attorneys “were later proven
wrong” about their contrary assumption. In turn, this would suggest
that the stun belt may have prejudiced the defendant.
We cannot conclude that this is the appropriate
reading for two reasons: (1) the quoted section is more consistent
with a discussion of the choice facing Wrinkles's attorneys in light
of the then-established prejudice associated with restraints; and (2)
Indiana law as well as subsequent guidance by the Indiana Supreme
Court sheds light on the more plausible reading. Parsing the above-quoted
section, the paragraph begins:
Before trial began, the trial court informed
counsel that Wrinkles would have to wear either shackles or a stun
belt during trial. Without objection counsel chose a stun belt, and
Wrinkles claims they rendered ineffective assistance as a result. We
disagree. Although with this opinion we declare that stun belts no
longer have a place in Indiana courtrooms, that was not the case at
the time of Wrinkles' trial. 749 N.E.2d at 1195. The issue before the
court was whether Wrinkles's counsel “rendered ineffective assistance”
when “[w]ithout objection counsel chose a stun belt” after “the trial
court informed counsel that Wrinkles would have to wear either
shackles or a stun belt during trial.” In the immediately preceding
paragraphs of the opinion, the supreme court had just held that “stun
belts no longer ha[d] a place in Indiana courtrooms.” But this did not
end the inquiry because “that was not the case at the time of Wrinkles'
trial,” when the counsel rendered their assistance. In prospectively
banning stun belts, the court had relied on a form of prejudice that
was unproven at the time of Wrinkles's trial. The supreme court
continued:
Our prohibition is motivated primarily by the
potential effect a stun belt may have upon the person wearing the
device. However, without the benefit of this declaration, counsel were
concerned about the effect on the jurors if they were to observe their
client wearing a particular device. Id. In Wrinkles II, the court
reasoned that the prejudice from a stun belt resulted not from the
jury being able to see the defendant in restraints, but from “the
potential effect a stun belt may have upon the person wearing the
device.” This form of prejudice marked a departure from preexisting
case law, which had only discussed prejudice in terms of the
defendant's visibility before the jury in restraints. Id. at 1193-95;
see also Stephenson v. Indiana, 864 N.E.2d 1022, 1029, 1032 (Ind.2007)
(discussing reasonableness of counsel's choice “given that the case
law addressing the issue had largely focused on the visibility of the
restraint, and not, as Wrinkles later pointed out, on the belt's
potential effect on the defendant's demeanor and ability to
participate in the defense”). Understandably then, “without the
benefit of this declaration, [Wrinkles's] counsel were concerned”
instead with the more established form of prejudice associated with
restraints: “the effect on the jurors if they were to observe their
client wearing a particular device.”
The question then became whether effective counsel
would have accounted for the new form of prejudice just identified in
banning stun belts. But the supreme court said no; the failure to
object was not ineffective assistance. In reaching this conclusion,
the court first recreated the decision facing Wrinkles's counsel in
choosing the restraint to be used:
Counsel believed that the chance of the jury seeing
the shackles was fairly high. On the other hand, counsel opted for the
stun belt because they thought the jurors would not be able to see it.
Wrinkles II, 749 N.E.2d at 1195. In other words, after assuming that
they need only consider the effect on the jurors, the attorneys chose
the stun belt because it posed the least risk of being seen by the
jurors when compared to the shackles.
Immediately following the court's articulation of
these two options and the rationale behind the attorneys' choice, the
court continued, Obviously they were later proven wrong. However, at
the time the decision was made, it was a prudent one. Id. This first
sentence refers back to the court's statement that “counsel opted for
the stun belt because they thought the jurors would not be able to see
it.” Wrinkles's attorneys opted for the form of restraint that they
thought would minimize prejudice-the “effect on the jurors.” But the
court had just held that its decision was instead “motivated primarily
by the potential effect a stun belt may have upon the person wearing
the device,” not the “effect on the jurors.” Thus, “[o]bviously, they
were later proven wrong” to have evaluated the choice of restraint
through the lens of juror-prejudice alone. Nonetheless, because the
attorneys could not be faulted for failing to predict the form of
prejudice announced in Wrinkles II, “at the time the decision was
made, it was a prudent one.”
Placing Wrinkles II within the larger context of
Indiana law-both procedural law and a subsequent interpretation laid
out by the Indiana Supreme Court-reinforces this reading. When
reviewing a state-court decision in federal courts, the resolution of
potentially dispositive ambiguities occasioned by a state-court
finding should be resolved, where possible, by reference to that
state's law. See Tibbs v. Florida, 457 U.S. 31, 102 S.Ct. 2211, 72
L.Ed.2d 652 (1982) (direct review); Greene v. Massey, 437 U.S. 19, 98
S.Ct. 2151, 57 L.Ed.2d 15 (1978) (collateral review); Rivera v.
Sheriff of Cook County, 162 F.3d 486, 489 (7th Cir.1998) (collateral
review post-AEDPA). Thus, in an analogous situation, the Supreme Court
has instructed lower courts to examine the state's procedural law
closely, or to certify questions to the state's highest court when
necessary, Greene, 437 U.S. at 26 n. 8, 27, 98 S.Ct. 2151, or to
examine subsequent decisions that may shed some light on the issue at
hand, Tibbs, 457 U.S. at 46-47, 102 S.Ct. 2211.
Here, Indiana procedural law and a subsequent
supreme court decision support the conclusion that the above reading
of Wrinkles II is the proper one. First, as discussed above, it is
implausible to view the “Obviously” statement as an implicit factual
finding by the the supreme court. Under Indiana law, the supreme court
would not have examined additional affidavits contained in a motion to
correct error. And the rest of Wrinkles II is more consistent with a
blanket affirmance than with an affirmance despite a factual finding
contrary to the post-conviction court's. This latter scenario is
especially unlikely given that the supreme court was reviewing only
for clear error.
But more importantly, this court must credit the
Indiana Supreme Court's later interpretation of Wrinkles II in
resolving the ambiguity contained in the disputed passage. Tibbs, 457
U.S. at 46-47, 102 S.Ct. 2211 (“Any ambiguity in Tibbs I ... was
resolved by the Florida Supreme Court in Tibbs II,” which “binds this
Court.”). Although it is not often that an ensuing state supreme court
decision affects a disputed finding in a previous decision, it is not
unprecedented. This scenario arises with some regularity when
reviewing whether a defendant's retrial following a state appellate
court's reversal of a conviction raises double jeopardy concerns. And
defendants frequently raise these claims before federal courts on
collateral review. See, e.g., Rivera, 162 F.3d at 489. If the state
appellate court reversed because the evidence in the first trial was
insufficient, double jeopardy attached and retrial is improper. But if
the appellate court reversed simply because the defendant's first
conviction was against the “weight of the evidence,” the defendant's
retrial is constitutional. In deciding which basis the state appellate
court relied on in reversing, federal courts must often parse the
appellate court's decision against the backdrop of the state's
procedural law and ensuing case law. Id. (“[S]tate courts should
themselves determine the right way to understand their pronouncements.”).
A scenario comparable to the case at hand presented
itself to the Supreme Court in Tibbs v. Florida, 457 U.S. at 31, 102
S.Ct. 2211. There, the Florida Supreme Court's first decision
reversing Tibbs's conviction did not obviously rest on either the
“insufficiency” or the “weight of the evidence.” But a second Florida
Supreme Court opinion following Tibbs's retrial clarified matters; the
earlier reversal had been based on the “weight of the evidence.” One
issue before the Supreme Court on appeal from this latter decision was
whether the initial reversal had been based instead on the “weight of
the evidence.” The Supreme Court affirmed the defendant's conviction
following retrial, noting that the Florida Supreme Court's
“construction of its prior opinion binds this Court.” Id. at 46-47,
102 S.Ct. 2211. Because “[a]ny ambiguity in Tibbs I ... was resolved
by the Florida Supreme Court in Tibbs II,” id., the Court had to give
effect to the decision-meaning that the defendant's retrial had been
proper.
In Stephenson v. Indiana, 864 N.E.2d 1022
(Ind.2007), the Indiana Supreme Court provided similar guidance. In
Stephenson, the court compared the decision made by Wrinkles's counsel
in choosing the stun belt with the same decision made by Stephenson's
during his trial. In so doing, the court explained its rationale in
Wrinkles II: At the time of Stephenson's trial in 1996 and 1997, no
Indiana ruling had addressed the use of stun belts. As in Wrinkles,
counsel cannot be faulted for selecting the belt over more visible
shackles, given that the case law addressing the issue had largely
focused on the visibility of the restraint, and not, as Wrinkles later
pointed out, on the belt's potential effect on the defendant's
demeanor and ability to participate in the defense. Id. at 1032. The
court went on to characterize the decision made by Wrinkles's
attorneys as a “tactical decision.” The “only real issue” in
Wrinkles's trial was sentencing, so “[t]he decision to challenge the
belt [there] arguably fell into the tactical range, balancing the
likelihood of success against the risk of alienating the judge by
challenging an announced ‘policy.’ ” Id. Because in Stephenson's case,
guilt was “vigorously disputed,” a “tactical” classification could not
apply. The court went on to hold that the “use of a stun belt, if
perceived by the jury, produces all the results that shackling does.”
After a careful examination of the post-conviction record, the
Stephenson court concluded that the jurors had been aware of the stun
belt. Nonetheless, the court upheld Stephenson's convictions and death
sentence because he had not demonstrated the requisite amount of
“prejudice” to establish his ineffective-assistance claim.
This discussion of Wrinkles II in Stephenson
indicates that the above reading is the appropriate one. The section
discussing the Wrinkles II decision tracks the Indiana Supreme Court's
reasoning in the exact manner discussed above. The court recreated the
decision facing Wrinkles's attorneys in light of the established form
of prejudice at the time. The court again recognized that Wrinkles's
attorneys viewed their decision at trial in light of the “visibility
of the restraint,” and not the “belt's potential effect on the
defendant's demeanor and ability to participate in the defense.” And
just as it had in Wrinkles II, the court concluded that Wrinkles's
counsel could not be faulted for failing to predict the prejudice the
court would credit in banning the stun belt.
Even with the benefit of this reading, the Indiana
Supreme Court unreasonably applied Strickland in evaluating Wrinkles's
attorneys' performance in Wrinkles II. The failure to object itself
fell below what is expected under professional norms, regardless of
the theory of prejudice. A blanket policy of restraint cannot be
squared with the case law at the time of trial. But notwithstanding
the propriety of the court's conclusion, it is evident that the court
did not make a finding that the jurors had seen the stun belt. Instead,
the court in Wrinkles II was reconstructing the decision made by
Wrinkles's counsel based on the then-established form of prejudice
associated with the stun belt.
In light of the nature of the court's reasoning in
Wrinkles II, the discussion in Stephenson, and the implausibility
under Indiana law of the Indiana Supreme Court making implicit factual
findings, we conclude that the Indiana Supreme Court did not make a
finding of fact that the jurors had seen the stun belt. The
controlling findings of facts are those set forth by the state post-conviction
court and adopted by the Wrinkles II court. These findings of fact
determined that the jury did not see the stun belt. Additionally,
Wrinkles has not presented us with any evidence to demonstrate that
the stun belt affected his abilities to properly participate in his
own defense. Without evidence that the jurors saw the stun belt, or
that he was otherwise affected by the stun belt throughout trial,
Wrinkles cannot demonstrate prejudice. See Strickland, 466 U.S. at
694, 104 S.Ct. 2052. He therefore cannot show that he received
ineffective assistance of counsel, so he cannot demonstrate the
requisite cause and prejudice necessary to overcome his procedural
default. Guest, 474 F.3d at 930. Thus, this Court is procedurally
barred from examining his freestanding stun-belt claim and must deny
the writ.
III. Conclusion
The decision of the district court is Affirmed.
ROVNER, Circuit Judge, dissenting.
I agree with my colleagues that Matthew Wrinkles's
trial attorneys were deficient in failing to object to the trial
court's insistence on the use of restraints absent judicial findings
that Wrinkles presented a security threat or otherwise required
physical restraints. I cannot agree, however, that Wrinkles was not
prejudiced by counsels' error. The natural reading of the opinion of
the Indiana Supreme Court in Wrinkles II is that several jurors were
aware of the stun belt during the trial. In light of that finding,
Wrinkles has shown both the inherent prejudice that accompanies
visible restraints and other detriments specific to his case. Only
through a tortured interpretation of the Indiana Supreme Court's
opinion, with which not even the respondent agrees, does the majority
conclude that Wrinkles was not prejudiced by his attorneys' error. I
would not wager a man's life on the correctness of the majority's
grammatical parsing, and therefore I respectfully dissent.
During the state postconviction proceedings,
Wrinkles submitted affidavits from two jurors who attested that,
during the trial, they were “aware” that Wrinkles was wearing a shock
belt. One juror “believe[d]” that a bailiff told the jurors of the
belt and the other was unsure how he became aware but “believe[d]” the
judge told the jurors. A third juror (juror Kraft) attested that she
was aware of the belt and even saw it on Wrinkles during the trial;
she described the belt as looking like a cummerbund. Kraft also stated
that she may have become aware of the belt after the trial from a
newspaper article. Despite ample time to investigate and prepare
counter-affidavits, the state submitted only one, from one of the
three bailiffs who worked at Wrinkles's trial. The bailiff attested
that he never communicated to the jurors that Wrinkles was wearing a
stun belt. Nothing, however, contradicted the three jurors' testimony
that they knew about the belt; only how each learned of it remained
open to question. Despite the testimony by all three jurors that they
knew about the stun belt, and with nothing in the record to the
contrary, the postconviction court found that the jurors were not
aware of the stun belt. The court reasoned that the affidavits were
not credible because of inconsistencies and because the jurors were
not subject to cross-examination.FN1
FN1. The court also did not explain why it credited
the bailiff's affidavit, which was also not subject to cross-examination.
The affidavits are duly sworn under the penalty of perjury. They were
prepared four years after the trial. Wrinkles vigorously contested the
court's finding. He moved the postconviction court to reopen the
evidence and to correct error, and supplemented the record with four
additional juror affidavits. Kraft, one of the three original affiants,
clarified that she had “no doubt” that during the trial she knew the
belt she saw on Wrinkles was a stun belt, although she was still
unsure as to how she came by that knowledge. Three additional jurors
attested that they were aware of the belt during the trial, although
none could recall the source of that information. Two of them supplied
the additional detail that they understood that the belt could be
activated remotely by a deputy. Finally, in a supplemental filing, one
additional juror attested that she saw the stun belt during the trial.
The postconviction court declined to revisit the issue and denied
Wrinkles's motions.
Wrinkles argued on appeal to the Indiana Supreme
Court that the finding that the jurors were unaware of the stun belt
was erroneous. In its opinion, the Indiana Supreme Court implicitly
accepted that argument by making statements inconsistent with the
postconviction court's finding. If the jurors knew about the stun belt,
we must presume that Wrinkles was prejudiced, and so the
interpretation of the supreme court's statements on this subject is
the linchpin of this case.
In its first reference to the issue, the Indiana
Supreme Court stated: “Wrinkles asserts that utilization of the stun
belt, which was conspicuous to at least seven jurors, undermined his
presumption of innocence and made him appear dangerous and
uncontrollable in front of the jurors who would help decide whether he
would live or die.” Wrinkles v. State, 749 N.E.2d 1179, 1192
(Ind.2001) ( Wrinkles II ). The statement is ambiguous at best, and it
could be interpreted as the court's recapitulation of one of
Wrinkles's arguments. However, Wrinkles's proffered interpretation,
that the supreme court itself believed that the stun belt was
conspicuous, is also plausible because the court did not specifically
ascribe that assertion to Wrinkles. FN2 The sentence reads more
naturally as an acknowledgment by the court that seven jurors were
aware of the belt.
FN2. As the majority points out, ante at 815 n. 4,
the supreme court otherwise consistently used such language as
“Wrinkles contends” or “He claims” immediately preceding his arguments.
The court's second mention of the critical factual issue is not
ambiguous. It first states that Wrinkles's counsel, lacking the
guidance of the later decision to ban stun belts outright, reasonably
chose between shackles and stun belt based on the effect each might
have on the jurors. Id. at 1195. The court continues: “Counsel
believed that the chance of the jury seeing the shackles was fairly
high. On the other hand, counsel opted for the stun belt because they
thought that jurors would not be able to see it. Obviously, they were
later proven wrong. However, at the time the decision was made, it was
a prudent one.” Id.(emphasis added). Given the preceding sentence, the
italicized sentence must be read as an acknowledgment by the supreme
court that, despite counsels' pretrial predictions that the stun belt
would go undetected, some jurors indeed were aware of it.
The majority, however, concludes that the attorneys
were “later proven wrong” in their decision to evaluate “the choice of
restraint through the lens of juror-prejudice alone.” Ante at 820. In
order to arrive at this tortured result, my colleagues devote no less
than ten pages to what they describe, fittingly, as “Our Reading of
‘Obviously, they were later proven wrong.’ ” Ante at 818. The
subheading is particularly apt because it is the majority's
interpretation and the majority alone. At oral argument, even the
State of Indiana did not deny that the statement means that the
supreme court believed that jurors were aware of the belt. Cf.
McCaskill v. SCI Mgmt. Corp., 298 F.3d 677, 680 (7th Cir.2002) (“The
verbal admission by SCI's counsel at oral argument is a binding
judicial admission, the same as any other formal concession made
during the course of proceedings.”). Instead, the State characterized
this finding as “an aside” the supreme court inserted while making the
point that “the fact that later the jurors may have seen it ...
doesn't matter for counsel's decision at the time he made it.” Indeed,
nowhere in its brief does the State mention the passage of the Indiana
Supreme Court's opinion that divides the panel, a fact which makes the
majority's ten-page analysis of the disputed passage all the more
extraordinary. See, e.g., Kochert v. Adagen Med. Int'l., Inc., 491
F.3d 674, 679 (7th Cir.2007) (Plaintiff “did not raise, much less
develop this argument, and undeveloped arguments are waived.”).
Then my colleagues, who accuse Wrinkles of taking
the statement out of context, proceed to rearrange the entire
paragraph to reach the conclusion that the Indiana Supreme Court was
explaining why “counsel's decision to choose the stun belt was a
‘prudent one’ even though the attorney's were ‘later proven wrong’ to
examine their choice solely based on ‘the effect of the jurors.’ ”
Ante at 819. Not only does this interpretation strain common sense, it
is inconsistent with the supreme court's analysis of counsels'
decision. As the majority concedes, the Indiana Supreme Court
erroneously concluded that counsel were not deficient for failing to
object to the stun belt because in light of the trial court's supposed
policy of requiring restraints, “an objection to wearing restraints
would not have been sustained by the trial judge even if made.”
Wrinkles II, 749 N.E.2d at 1195. Thus, the Indiana Supreme Court
excused counsels' failure to know the law with the illogical reasoning
that the trial judge's illegal policy obviated the need for an
objection.
Given this view, it would make no sense for the
Indiana Supreme Court to in the same breath conclude that counsel were
“later proven wrong” to have evaluated the situation solely through
the lens of Wrinkles's appearance before the jury. Quoting a piece of
the disputed sentence and then adding on its own “clarification” the
majority comes up with the following conclusion: “Thus, ‘[o]bviously,
they were later proven wrong’ to have evaluated the choice of
restraint through the lens of juror-prejudice alone. Nonetheless,
because the attorneys could not be faulted for failing to predict the
form of prejudice announced in Wrinkles II,' at the time the decision
was made, it was a prudent one.' ” Ante at 820. But being “proven
wrong” about the possibility that the defendant would be prejudiced by
the jury seeing him restrained is a nearly nonsensical concept. After
all, the fact that the Indiana Supreme Court emphasized the effect of
the restraint on the defendant (a form of prejudice long-recognized,
not, as both the Indiana Supreme Court and my colleagues seem to
believe, a novel proposition) as opposed to the prejudice occasioned
by the jury seeing the belt does not mean that prejudice from a
visible restraint is no longer a legitimate concern of counsel-i.e.,
that counsel would be “wrong,” as the majority suggests, for
considering that form of prejudice. That borders on the absurd.
The majority claims its strained interpretation is
the more plausible one in light of first, Indiana procedural law, and
second, the Indiana Supreme Court's subsequent decision in Stephenson.
As for state procedural law, it seems odd indeed to be assessing
whether the Indiana Supreme Court breached its own procedural rules in
the context of a federal habeas claim, see, e.g., McCloud v. Deppisch,
409 F.3d 869, 875-76 (7th Cir.2005) (construction of state law
irrelevant in habeas proceeding), where it goes without saying that
state law cannot be the basis for relief. Conversely, if our decision
turns on the answer to a question of state law, something is amiss. On
the issue of the additional affidavits Wrinkles sought to have
admitted in the postconviction court, the state conceded at oral
argument that the Indiana Supreme Court reviewed those affidavits “in
some fashion.” It seems both unusual and unhelpful to analyze whether
we believe the Indiana Supreme Court is allowed under Indiana law to
do precisely what the state concedes that it did. Moreover, I do not
think the additional affidavits are determinative-the Indiana Supreme
Court could easily have rejected the postconviction court's conclusion
based on the three affidavits indisputably in the record, making the
majority's preoccupation with whether the supreme court had the
authority under state law to review the additional affidavits largely
irrelevant.
The majority's unlikely interpretation also ignores
the procedural context. First, the factual issue was squarely
presented to the Indiana Supreme Court. Second, the court suggested
that it reviewed all seven juror affidavits despite the postconviction
court's refusal to do so; it referred to the belt being conspicuous to
“at least seven” jurors. See Wrinkles II, 749 N.E.2d at 1192. Third,
because no jurors testified at the postconviction hearing, the supreme
court was at no disadvantage compared to the trial court in evaluating
the credibility of the jurors' statements, and so there is no reason
to defer to the trial court's interpretation. Finally, the supreme
court made statements inconsistent with the factual finding of the
postconviction court. The only logical conclusion is that the Indiana
Supreme Court supplemented the record with its own finding that a
number of jurors were aware that Wrinkles was restrained by a stun
belt.
The majority protests that such a conclusion cannot
be drawn because, “[h]ere, Wrinkles did not appeal the post-conviction
court's refusal to admit the additional affidavits into evidence,”
ante at 817 (emphasis in original). Not only is this line of argument
a red herring, it is simply untrue. In fact, Wrinkles did appeal the
post-conviction court's refusal to admit the additional affidavits.
Specifically, Wrinkles's brief on appeal to the Indiana Supreme Court
states that “Wrinkles attempted to admit affidavits from four
additional jurors who knew Wrinkles was restrained. The post-conviction
court erroneously denied Wrinkles' motion to supplement the record
with these affidavits.” (Brief for Petitioner-Appellant at 19 n. 6,
Wrinkles v. Indiana, No. 82C01-9407-CF-447.) The fact that, contrary
to the majority's repeated insistence otherwise, see ante at 817,
Wrinkles placed the issue before the Indiana Supreme Court makes the
court's reference to the jurors' awareness of the belt all the more
straightforward.
Moreover, whether the Indiana Supreme Court did or
did not formally admit the additional affidavits is in no way as
determinative as my colleagues suggest. The three affidavits that were
originally admitted all establish the jurors' knowledge of the stun
belt; and Wrinkles vigorously argued to the supreme court in a
properly preserved appeal that the postconviction court's contrary
finding was clearly erroneous. Those three affidavits alone
established the jurors' knowledge; it is only the source of that
knowledge that was unclear. Neither the testimony of Wrinkles's
attorneys (regarding the belt's visibility ) nor the affidavit from
one of the bailiffs FN3 (regarding his own communication with jurors
and not addressing any other possible source) contradicts the jurors'
testimony that they knew about the belt. And the state did not produce
a single counteraffidavit from a juror who was not aware of the belt.
As I have stated, to the extent there was no oral testimony by the
jurors, and the issue was decided on the basis of the affidavits alone,
there is no reason to defer to the postconviction court's
interpretation of the written testimony over the Indiana Supreme
Court's.
FN3. Notably, although the majority emphasizes the
bailiff's affidavit, his sworn testimony that he was “sequestered with
the jury for the entire duration of the trial” was later shown to be
inaccurate. That bailiff eventually submitted a supplemental affidavit
clarifying that he was temporarily absent from the trial and another
bailiff took over his duties during that time. Nor was this bailiff
the only one assigned to the trial; thus there is little to the
postconviction court's suggestion that the bailiff's affidavit
contradicted Kenneth Ranes's affidavit that he believed “the bailiff”
told jurors about the stun belt.
The Indiana Supreme Court's discussion of Wrinkles
II in Stephenson likewise does nothing to undercut the plain language
of the disputed passage. In a confusing passage devoted to
“explaining” why “obviously, they were later proven wrong” means wrong
about some other issue than the one identified in the preceding
sentence, the majority resorts to yet another Indiana Supreme Court
case on stun belts. But it is unclear how Stephenson, which does
indeed discuss Wrinkles II, sheds any light on whether the court
believed the jurors knew about the stun belt in Wrinkles's case. The
majority first explains its reliance on Stephenson by analogizing it
to a situation where “an ensuing state supreme court decision affects
a disputed finding in a previous decision.” Ante at 821. But the
examples cited provide no precedent for resorting to a later opinion
to clarify a state court's finding of fact in an earlier, unrelated
proceeding. The supposedly “comparable” case relied on by the majority-
Tibbs-demonstrates the point. There the United States Supreme Court
referred to a later pronouncement by the Florida Supreme Court to
resolve ambiguity in the earlier opinion in the same case; to be sure,
subsequent pronouncements in the same case may illuminate the basis of
a state court decision-as in Tibbs when a case is reversed and then
retried and the court in the second appeal comments on its rationale
in the first appeal. But using an unrelated subsequent state court
opinion to interpret the meaning of case-specific language in a
previous case strikes me as, if not unprecedented (certainly the
majority points to no truly analogous scenario), highly unusual.
At all events, Stephenson is hardly so illuminating
as the majority suggests. My colleagues point out that Stephenson
“tracks” the reasoning from Wrinkles II by recreating the decision
facing Wrinkles's counsel at the time and their concern with whether
the jury would see the belt as opposed to what effect the device would
have on Wrinkles. But the fact that the Indiana Supreme Court repeated
in Stephenson its mistake in Wrinkles-excusing counsels' objectively
deficient performance-sheds no light on the meaning of “obviously,
they were later proven wrong.” Notably, the court in Stephenson
concluded that the jurors in that case did see the defendant's stun
belt. But despite the discussion that “tracks” its reasoning in
Wrinkles II, the court nowhere distinguishes Wrinkles II on the basis
that the jurors in that case did not know about the stun belt.
Stephenson's explicit finding that the jurors in that case were aware
of the stun belt still did not lead the court to conclude that counsel
were deficient. See Stephenson, 864 N.E.2d at 1034-40. If anything,
the supreme court's repetition in Stephenson of its mistake regarding
counsels' effectiveness confirms that the court failed, in both
Wrinkles II and Stephenson, to see that failure to object to
restraints imposed without particularized justification amounts to
objectively deficient representation. The court's inability to
appreciate this in Stephenson makes it all the more obvious that it
recognized in Wrinkles II that the jurors were aware of the belt, but
erroneously deemed that fact irrelevant in light of its misplaced
focus on the fact that the trial court would have (incorrectly)
overruled an objection to the stun belt. Compare Wrinkles II, 749 N.E.2d
at 1195 and Stephenson, 864 N.E.2d at 1040-41.
Finally, the majority places great weight on the
fact that the Indiana Supreme Court was considering the “choice of
restraint facing Wrinkles's attorneys at trial in light of the only
theory of prejudice then available-the ‘effect on the jurors.’ ” Ante
at 819. But neither the majority nor the Indiana Supreme Court is
correct that the jury's diminished impartiality was the only legally
recognized form of prejudice at the time of Wrinkles's trial. Both the
United States Supreme Court and lower courts have long recognized that
the harm flowing from visible restraints is threefold. In addition to
the potential effect on the jury's impartiality, the Supreme Court in
1970 recognized that restraints may interfere with the accused's right
to assist in his defense. See Illinois v. Allen, 397 U.S. 337, 344, 90
S.Ct. 1057, 25 L.Ed.2d 353 (1970) (“[O]ne of the defendant's primary
advantages of being present at the trial, his ability to communicate
with his counsel, is greatly reduced when the defendant is in a
condition of total physical restraint.”). In Deck v. Mo., 544 U.S.
622, 631, 125 S.Ct. 2007, 161 L.Ed.2d 953 (2005), the Supreme Court
refers to the “ ‘ancient’ English rule” forbidding shackles and bonds
absent a compelling justification-a rule formed in part out of concern
that the restraints not interfere with a defendant's presentation of
his defense: “ ‘If felons come in judgment to answer, ... they shall
be out of irons, and all manner of bonds, so that their pain shall not
take away any manner of reason, nor them constrain to answer, but at
their free will.’ ” See Deck, 544 U.S. at 626, 125 S.Ct. 2007 (quoting
3 E. Coke, Institutes of the Law of England ). Lastly, Allen points
out that the use of visible restraints is an affront to the dignity of
judicial proceedings. Allen, 397 U.S. at 344, 90 S.Ct. 1057. Thus, at
least from Allen onward, courts have recognized three distinct harms
flowing from the use of visible restraints: (1) prejudice to the
jury's impartiality, (2) prejudice to the defendant's ability to
participate in his defense, and (3) damage to the dignity of the
proceedings. See, e.g., Deck, 544 U.S. at 630-32, 125 S.Ct. 2007 (recognizing
“three fundamental legal principles ” animating the “judicial
hostility” towards visible restraints) (emphasis added); Harrell v.
Israel, 672 F.2d 632, 635 & n. 3 (7th Cir.1982) (citing Allen to
support three reasons given for the rule against physical restraints);
Coates v. State, 487 N.E.2d 167, 169 (Ind.App.1985) (recognizing that
restraints distract defendant's “thought process”); People v. Brown,
45 Ill.App.3d 24, 3 Ill.Dec. 677, 358 N.E.2d 1362, 1363 (Ill.App.1977)
(recognizing the prejudicial effect of restraints on jury's feelings
about defendant, the possibility that shackles would impair
defendant's ability to communicate with counsel, and the fact that
shackles detract from “dignity and decorum of judicial process”).
Thus, there is no basis for the majority's attempt
to explain away the clear import of the phrase “[o]bviously, they were
later proven wrong” by reasoning that the Indiana Supreme Court must
have been excusing counsels' failure to predict that the effect on a
defendant would one day become a legal rationale forbidding the use of
restraints at trial. That rationale was available to counsel at the
time of Wrinkles's trial. And the fact that counsel failed to
“predict” what was in fact a long-settled rule of law is not remotely
surprising: lead trial counsel testified at the postconviction hearing
that, “I did not know that there was a law about shackling.” If
anything, the Indiana Supreme Court's failure to acknowledge the
longstanding recognition that restraints also prejudice the accused's
ability to participate in his defense simply reaffirms that the
Indiana Supreme Court unreasonably applied clearly established law.
Cf. Williams v. Taylor, 529 U.S. 362, 407, 120 S.Ct. 1495, 146 L.Ed.2d
389 (2000) (state court unreasonably applies Supreme Court precedent
when it “unreasonably refuses to extend” a legal principle “to a new
context where it should apply”). As this court recently recognized,
“law” refers not just to Supreme Court holdings, but “legal principles
derived from the holdings in Supreme Court opinions.” Samuel v. Frank,
525 F.3d 566, 569 (7th Cir.2008). Thus, the fact that earlier law may
not have addressed stun belts in particular as opposed to restraints
generally is of no consequence.
It is well established that our obligation to defer
to the factual findings of state courts extends to appellate courts.
See Sumner v. Mata, 449 U.S. 539, 546-47, 101 S.Ct. 764, 66 L.Ed.2d
722 (1981); Miranda v. Leibach, 394 F.3d 984, 999 (7th Cir.2005);
Mendiola v. Schomig, 224 F.3d 589, 592-93 (7th Cir.2000); Sprosty v.
Buchler, 79 F.3d 635, 643 (7th Cir.1996); Holland v. McGinnis, 963
F.2d 1044, 1048 (7th Cir.1992). The finding that some jurors knew
about the stun belt is amply supported by the record, and we must
defer to it. See Sprosty, 79 F.3d at 643 (presumption of correctness
applies to “implicit resolution of a factual dispute that can be
fairly inferred from the state court record”). In contrast, the
majority, like the state postconviction court, can point to no record
evidence supporting the conclusion that the jurors were not aware of
the belt. Instead, it shores up its unlikely interpretation with a
foray into state law positing that under Indiana law, the Indiana
Supreme Court probably would not do what common sense suggests that it
did when it commented that Wrinkles's attorneys did not think jurors
would see the stun belt but “they were later proven wrong.”
Of course, even finding that some jurors were aware
of the stun belt did not lead the Indiana Supreme Court to conclude
that Wrinkles's attorneys were deficient for failing to object. That
conclusion, rightly rejected by my colleagues, is largely based on the
court's determination that any objection would have been futile due to
the trial court's practice of routinely requiring restraints, as well
as the fact that Wrinkles's guilt was not in question. I will not
dwell on the erroneousness of that analysis, but it is worth
emphasizing that counsel's obligation to object for the record was
more, not less, urgent where the judge imposed an extralegal burden on
Wrinkles without even attempting to justify it. Moreover, counsels'
failure to object-whatever the probable ruling-contributed in large
part to the procedural hurdles Wrinkles now must clear in order to get
relief, compounding their error. The majority appropriately concludes,
therefore, that Wrinkles's counsel were deficient for failing to
object to the use of restraints without justification.
After parting ways with the Indiana Supreme Court
on the first prong of Strickland, however, the majority then relies on
its strange interpretation of that Court's factual finding to conclude
that Wrinkles was not prejudiced by his attorneys' failure to object.
“Without evidence that the jurors saw the stun belt, or that he was
otherwise affected by the stun belt throughout trial, Wrinkles cannot
demonstrate prejudice.” FN4 Ante at 823. Constrained by the Indiana
Supreme Court's finding that a number of jurors knew about the stun
belt as well as the record evidence that the stun belt did indeed
affect Wrinkles throughout trial, I would reach a different result.
FN4. I have already commented that the majority's
interpretation of the Indiana Supreme Court's statements on this
matter strains credulity. But, in the face of the juror affidavits
admitted into the record, the majority's statement that Wrinkles is
“without evidence” that jurors knew about (the more appropriate term
than “saw”) the stun belt is wholly inaccurate. It has long been
established that visible restraints are so prejudicial that they are
permissible only where a “special need” is present. Deck, 544 U.S. at
626, 125 S.Ct. 2007; see Holbrook v. Flynn, 475 U.S. 560, 568-69, 106
S.Ct. 1340, 89 L.Ed.2d 525 (1986); Allen, 397 U.S. at 344, 90 S.Ct.
1057. Routine use of restraints is prohibited; their employment must
be preceded by a judicial finding that an essential state interest
such as physical security, escape prevention, or courtroom decorum
requires the use of restraints on a particular defendant. See Deck,
544 U.S. at 628, 125 S.Ct. 2007. So “inherently prejudicial” are
visible restraints, Holbrook, 475 U.S. at 568, 106 S.Ct. 1340, that no
“actual prejudice” need be demonstrated by a defendant asserting a
deprivation of due process based on their unjustified use, Deck, 544
U.S. at 635, 125 S.Ct. 2007.
Wrinkles's situation cannot be distinguished from
the line of cases addressing visible restraints because the stun belt
was “visible” in the only meaningful sense to any juror who was aware
that he was restrained. See Roche v. Davis, 291 F.3d 473, 483 (7th
Cir.2002). In this sense, the majority has seized upon yet another red
herring, repeatedly referencing Wrinkles's inability to establish that
the belt was “visible” or “seen.” See, e.g., ante at 806-07, 810, 811,
812 n. 3, 815-16, 819. But of course the prejudice caused by
restraints stems from the jurors' knowledge of them, not their “visibility,”
and the false distinction the majority weaves throughout its opinion
is an unfortunate distraction.
Given the jurors' awareness of the belt, every type
of prejudice that the Supreme Court has associated with the use of
restraints is implicated in this case. First, the message sent by
restraints-that the judicial system itself already believes the
defendant to be uncontrollably dangerous-undermines the presumption of
innocence. Deck, 544 U.S. at 630, 125 S.Ct. 2007. Although Wrinkles
admitted to killing the victims, the jury had to decide what level of
homicide he had committed, and the burden was on the state to prove
that he committed knowing murder. The jury's decision on the level of
homicide, as much as any other determination of guilt, could be
tainted by their knowledge of the stun belt.
Second, physical restraints can interfere with the
defendant's ability to participate in his own defense. Id. at 631, 125
S.Ct. 2007. The most obvious example of that in this case is when
Wrinkles's attorney warned him not to “make any sudden moves” in
response to Wrinkles asking where he should put his hands while
testifying. This exchange came on the heels of an incident midway
through trial when the belt began “buzzing.” The trial had to be
halted as a result and the same belt was put back on Wrinkles after
investigation revealed that the buzzing was caused by a low battery.
No doubt this incident and the constant fear of an unannounced,
unstoppable 50,000-volt shock impaired Wrinkles's ability to
participate in his defense. Not surprisingly, Wrinkles's attorney
described his client as “petrified” by the vibrations that accompanied
the “buzzing” belt. Third, the dignity of judicial proceedings suffers
when a participant is in restraints. Id. at 631-32, 125 S.Ct. 2007.
That the trial had to be halted due to the belt's “buzzing” provides a
stark example of this last concern.
The prejudice inflicted by restraints is
particularly dangerous in a case such as this, where any one factor
could have been decisive for the jury in both the guilt and penalty
phases given the nature and strength of Wrinkles's defense. As
appellate counsel explained, the use of the belt negated the entire
theory of the defense: that Wrinkles was not a dangerous or violent
person by nature but had “snapped” under extreme circumstances such as
the bitter separation from his family, a recent involuntary commitment
to a psychiatric facility, and a severe drug addiction. Indeed,
sufficient evidence was adduced at trial to instruct the jury on
voluntary manslaughter (which entails “sudden heat”) and reckless
homicide in addition to knowing murder. Surely a presumption that
Wrinkles was so dangerous as to require restraints would make a
conviction for knowing murder more likely than it might have been
based on the evidence alone. See Harrell, 672 F.2d at 637 (visible
restraints “could instill in the jury a belief that the defendant is a
dangerous individual who cannot be controlled, an idea that could be
devastating to his defense.”) The prejudice was renewed during the
sentencing phase, when the jurors who were aware of the stun belt had
to decide whether to recommend death or imprisonment while believing
Wrinkles was still violent and dangerous. Particularly where the
mitigating factors far outnumbered the one aggravating factor allowing
for the death penalty, see Roche, 291 F.3d at 484, the potential
influence of the stun belt cannot be overstated. Accordingly, I must
conclude that Wrinkles was prejudiced by the failure of his attorneys
to object to the use of a stun belt.
Finally, even if I could accept my colleagues'
strained characterization of the Indiana Supreme Court's statements on
the visibility of the stun belt, I would find it difficult to accept
their reflexive conclusion that Wrinkles was not prejudiced. The
jurors' awareness of the restraint aside, Wrinkles also argues that he
could not fully and meaningfully participate in his trial while
strapped to a torture device. This argument was a logical application
of existing Supreme Court precedent on restraints, and competent
counsel would surely have raised it in response to the trial court's
illegal “policy.” The majority dismissively concludes that Wrinkles
did not present “evidence” that the stun belt “affected his abilities
to participate in his own defense,” ante at 823. Not only did he
present such evidence (see discussion ante at 830-31), in my view a
court need not abandon its common sense when considering whether being
forced to wear, with no justification, a device that delivers an
unstoppable, 8-second, 50,000-volt shock might affect a defendant's
participation and demeanor, and, relatedly, the jury's impressions of
him. For this reason, and more importantly because of the prejudice
stemming from the jurors' awareness that Wrinkles was restrained with
a stun belt, I respectfully dissent.