Alan WILLETT v.
STATE of Arkansas
CR 97-341_S.W.2d
Supreme Court of Arkansas
Opinion delivered December
17, 1998
1. Evidence -- sufficiency
of -- standard of review. -- The test for determining the
sufficiency of the evidence is whether there is substantial evidence
to support the verdict; on appeal, the appellate court reviews the
evidence in the light most favorable to the appellee and sustains
the conviction if there is any substantial evidence to support it;
evidence is substantial if it is of sufficient force and character
to compel reasonable minds to reach a conclusion and pass beyond
suspicion and conjecture.
2. Criminal law --
aggravating circumstances -- standard of review. -- On review of the
imposition of the death penalty, the supreme court examines whether
substantial evidence was presented to support the jury's unanimous
finding that the statutory aggravating circumstance existed, that it
outweighed all mitigating circumstances, and that it justified a
sentence of death, all beyond a reasonable doubt.
3. Criminal law --
aggravating circumstances -- substantial evidence existed from which
intent to inflict mental anguish upon appellant's son could have
been inferred. -- Appellant's defense that he didn't intend to
inflict mental anguish upon his son but only intended to kill him
was demonstrative of an indifference to the suffering ofthe victim;
intent may be inferred from the circumstances of the crime; in this
case, there was substantial evidence from which the jury could infer
intent to inflict mental anguish, as well as to murder appellant's
son; in weighing the evidence, the jury is not required to accept
appellant's explanation of his own motives; the jury is allowed to
consider all evidence, including that which showed that the victim
watched his father's attack upon his brother and sister; from this
evidence a jury could find beyond a reasonable doubt that the victim
must have suffered indescribable mental anguish and that he suffered
uncertainty as to his ultimate fate as his father turned his attack
upon him.
4. Criminal law --
aggravating circumstances -- when jury's judgment will be upheld. --
On review, the jury's judgment will be upheld if, taking the
evidence in the light most favorable to the State, a rational trier
of fact could find the aggravating circumstance to have existed
beyond a reasonable doubt.
5. Criminal law --
aggravating circumstances -- substantial evidence supported jury's
finding that appellant's brother's death resulted from especially
cruel or depraved manner. -- Where the first blow to the head with a
window weight did not stun appellant's brother, and where repeated
blows were required to put him on the floor, where heremained alive
until officers arrived, this substantial evidence would support the
jury's finding that appellant's brother's death resulted from an
especially cruel or depraved manner because the means of inflicting
death was serious physical abuse that first created a substantial
risk of death, which, when continued and intensified, did finally
result in his death.
6. Criminal law --
aggravating circumstances -- substantial evidence to support finding
in each count of capital murder. -- The supreme court concluded that
there was substantial evidence before the jury to support the
finding that the aggravating circumstance existed beyond a
reasonable doubt in each of the counts of capital murder.
7. Criminal law --
mitigating circumstances -- contrasted with aggravating
circumstances. -- While only statutory aggravating circumstances may
be considered by the jury, those aggravating circumstances must be
established beyond a reasonable doubt; no similar limitation is
placed upon mitigating circumstances [Ark. Code Ann. §§
5-4-604--5-4-605 (Repl. 1997)]; a defendant is allowed to introduce
evidence of mitigating circumstances, not limited to those set out
in the statute, to persuade the jury that the aggravating
circumstances that have been proven are mitigated so that they do
not justify, beyond a reasonable doubt, theimposition of the death
penalty; even the slightest evidence of a mitigating circumstance
may be submitted to the jury, and the jury may find that the
mitigating circumstance exists based upon the preponderance of the
evidence; while even the slightest evidence of a statutory
aggravating circumstance may be presented to the jury during the
sentencing phase, the jury must be convinced beyond a reasonable
doubt that the aggravating circumstance exists [Ark. Code Ann.
§5-4-603(a)(1) (Repl. 1997)].
8. Criminal law -- balancing
aggravating & mitigating circumstances -- jury found aggravating
circumstance outweighed mitigating circumstances. --Following the
determination of the existence of aggravating and mitigating
circumstances, the jury is called upon to decide whether the
aggravating circumstances outweigh beyond a reasonable doubt any
mitigating circumstances that any of the jurors have found to exist;
when the jury finds that mitigating circumstances exist, if one
juror determines that the aggravating circumstances do not exceed
the mitigating circumstances beyond a reasonable doubt, the death
sentence cannot be imposed; here, the jury unanimously found one
aggravating circumstance existed and that it outweighed the
mitigating factors beyond a reasonable doubt; the balancing of
mitigating and aggravating circumstances is the duty of the jury [Ark.
Code Ann. §5-4-603 (Repl. 1997)].
9. Criminal law -- death
penalty -- when sentence may be imposed. -- If the jury has
unanimously agreed that one or more aggravating circumstances exist
beyond a reasonable doubt, and that the aggravating circumstances
outweigh beyond a reasonable doubt the mitigating circumstances, the
jury must then determine whether the aggravating circumstances
justify beyond a reasonable doubt the sentence of death; only if the
jury unanimously agrees can the death penalty be imposed.
10. Criminal law -- death
penalty -- imposition of sentence affirmed. --Having reviewed the
evidence presented during appellant's resentencing trial, the
supreme court concluded that substantial evidence was presented to
the jury to support its findings that an aggravating circumstance
existed; that it outweighed the mitigating circumstances which the
jury found to exist; and that the aggravating circumstance that the
capital murders were committed in an especially cruel and depraved
manner justified the imposition of a death sentence, all beyond a
reasonable doubt; the court affirmed this point on appeal.
11. Criminal law --
aggravating circumstances -- standard of review clarified. -- The
supreme court will review the sufficiency of the State's evidence in
the light most favorable to the State to determine whether any
rational trier of fact could have foundthe existence of an
aggravating circumstance beyond a reasonable doubt; the court did
not change the case-law rule that allows the jury to consider those
mitigating and statutory aggravating circumstance for which evidence,
however slight, exists; however, the court will continue to review
all findings relating to aggravating circumstances that support the
imposition of a death penalty to determine whether there existed
substantial evidence for the jury to find beyond a reasonable doubt
that one or more aggravating circumstances existed, that the
aggravating circumstances outweighed the mitigating circumstances
beyond a reasonable doubt, and that the aggravating circumstances
justified a sentence of death beyond a reasonable doubt.
12. Criminal law -- death
penalty -- constitutionally imposed. -- Having adhered to its
standard of review in its consideration of the first point on
appeal, the supreme court held that the death penalty in this case
was constitutionally imposed.
Appeal from Johnson Circuit
Court, John S. Patterson, Judge; affirmed.
William M. Pearson;
James S. Dunham; and J. Thomas Sullivan, for appellant.
Winston Bryant, Att'y
Gen., by: David R. Raupp, Sr. Ass'tAtt'y Gen., for appellee.
Ray Thornton, Justice.
This is the second time we
have reviewed the imposition of death penalties for each of two
counts of capital murder committed by the appellant, Alan Willett.
The two convictions for killing his son, Eric, and appellant's
brother, Roger, were affirmed by this court in Willett v. State,
322 Ark. 613, 911 S.W.2d. 937 (1995)(Willett I), as were
convictions for attempted murder of appellant's surviving children,
Jonathan and Ruby.
In Willett I,
appellant sought to challenge the sufficiency of the evidence to
support the aggravating circumstance found by the jury, but that
argument was not raised to the trial court; therefore we did not
consider the merits of that argument on appeal. However, we found
error in the completion of the forms relating to mitigating
circumstances which made it impossible to discern whether the jury
found any mitigating circumstances to consider during the penalty
phase, and reversed and remanded for resentencing.
During the resentencing
hearing in August of 1996, the jury was presented evidence that
appellant committed the capital murders of Roger and Eric in an
especially cruel or depraved manner as those terms are defined by
Ark. Code Ann. § 5-4-604, the statute establishing aggravating
circumstances. Evidence was also presented that a number of
mitigating circumstances existed.
The jury unanimously found
that the statutory aggravating circumstanceexisted beyond a
reasonable doubt; that the aggravating circumstance outweighed
beyond a reasonable doubt all mitigating circumstances found to
exist; and that the aggravating circumstance justified a sentence of
death beyond a reasonable doubt for each of the capital murders.
Appellant brings this appeal, and we affirm.
For his first point on
appeal, the appellant contends that the evidence presented at the
resentencing trial was insufficient to justify a sentence of death
on each count of capital murder. Our test for determining the
sufficiency of the evidence is whether there is substantial evidence
to support the verdict. Ricketts v. State, 292 Ark. 256, 257,
729 S.W.2d 400, 401 (1987).
On appeal, we review the
evidence in the light most favorable to the appellee and sustain the
conviction if there is any substantial evidence to support it.
Abdullah v. State, 301 Ark. 235, 237, 783 S.W.2d 58, 59 (1990).
Evidence is substantial if it is of sufficient force and character
to compel reasonable minds to reach a conclusion and pass beyond
suspicion and conjecture. Hodge v. State, 303 Ark 375, 377,
797 S.W.2d 432, 433 (1990); Jones v. State, 269 Ark. 119,
120, 598 S.W.2d 748, 749 (1980).
The pertinent parts of Ark.
Code Ann. § 5-4-604 provide:
...
(8)(A) The capital
murder was committed in an especiallycruel or depraved manner.
(B) For purposes of this
subdivision (8), a capital murder is committed in an especially
cruel manner when, as part of a course of conduct intended to
inflict mental anguish, serious physical abuse, or torture upon
the victim prior to the victim's death, mental anguish, serious
physical abuse, or torture is inflicted. "Mental anguish" is
defined as the victim's uncertainty as to his ultimate fate. "Serious
physical abuse" is defined as physical abuse that creates a
substantial risk of death. . . "Torture" is defined as the
infliction of extreme physical pain for a prolonged period of
time prior to the victim's death.
(C) For purposes of this
subdivision (8), a capital murder is committed in an especially
depraved manner when the person . . . shows an indifference to
the suffering of the victim and evidences a sense of pleasure in
committing the murder....
On review, we examine
whether substantial evidence was presented to support the jury's
unanimous finding that the statutory aggravating circumstance
existed, that it outweighed all mitigating circumstances, and that
it justified a sentence of death, all beyond a reasonable doubt.
Evidence Supporting
Aggravating Circumstances
The jury considered the
testimony of appellant's daughter, Ruby, law-enforcement officials,
and medical experts, and reviewed exhibits, photographs, and
appellant's videotaped statement.
Appellant's statement
indicated that he considered murdering his family in August by
carbon monoxide poisoning. He drove his family to a nearby lake to
carry out this plan, but did not complete the murders. One month
later, he stated that he sat up all night planning to kill his
family and then to commit suicide.
Early in the morning of
September 14, 1993, he chose an eight-pound window weight as his
weapon and first attacked his daughter Ruby, because she, as the
oldest, would be most likely to talk him out of his plan. He struck
her on the head, but she awakened, and according to Ruby, when she
screamed, he attempted to smother her.
The noise roused Ruby's
thirteen-year-old brother, Eric, who entered the room while Ruby was
seeking to flee with the youngest brother, Jonathan, in her arms.
The appellant struck Jonathan on the head, and then turned his
attention to Eric while Ruby and Jonathan escaped.
Appellant stated that Eric
practically ran into the weapon, and fell to the ground when he was
struck on the head. Appellant then turned upon his own mentally
handicapped brother, Roger, told him to turn around, and when he did
so, struck him on the head. The blow, however, did not stun him, and
appellant repeated the attack with as many as five blows until Roger
fell to the floor.
Appellant then returned to
Eric and struck him again to make sure he was dead, before appellant
locked himself in the bathroom and cut himself on the wrists and
throat.
The medical testimony was
that Eric may have lived as long as thirty minutes after being
struck, and Roger was still alive when the officers arrived at the
scene soon after Eric's death. Both Ruby and Jonathan survived, and
appellant's conviction and sentence for attempted murder of Rudy and
Jonathan, affirmed in Willett I, is not at issue in this
appeal.
We first consider whether
there was substantial evidence to support the jury's finding that
the statutory aggravating circumstance was proven beyond a
reasonable doubt in each of the charges. As we look at the evidence
that Eric's murder was committed in an especially cruel manner
because it was part of a course of conduct intended to inflict
mental anguish upon Eric, we find evidence that Eric was confronted
a month earlier with a plan to kill the family by carbon monoxide
poisoning.
Although that plan was not
carried out, the awareness that such a plan had been considered
illuminated the scene on the morning of the murders when Eric,
hearing his sister's screams, ran into the room to witness his
father's attack upon his sister Ruby and his brother Jonathan.
Appellant's defense that he
didn't intend to inflict mental anguish upon Eric, he only intended
to kill him, is demonstrative of an indifference to the suffering of
the victim. Intent may be inferred from the circumstances of the
crime. See Weaver v State, 324 Ark. 290, 294, 920 S.W.2d
491, 493 (1996).
In this case, there was
substantial evidence from which the jury could infer intent
toinflict mental anguish, as well as to murder Eric, and in weighing
the evidence, the jury is not required to accept appellant's
explanation of his own motives.
The jury is allowed to
consider all evidence, including that which showed that Eric watched
his father's attack upon his brother and sister. From this evidence
a jury could find beyond a reasonable doubt that Eric must have
suffered indescribable mental anguish and that he suffered
uncertainty as to his ultimate fate as his father turned his attack
upon him. See Davasher v. State, 308 Ark. 154, 170, 823 S.W.2d
863, 872, (1992), cert. denied, 112 S.Ct. 2948, 119 L. Ed.2d
571, 572 (1992). On review, the jury's judgment will be upheld if,
taking the evidence in the light most favorable to the State, a
rational trier of fact could find the aggravating circumstance to
have existed beyond a reasonable doubt. Kemp v. State, 324
Ark. 178, 200, 919 S.W.2d 943, 953-954, cert. denied, 117 S.
Ct 436, 136 L.Ed.2d 334 (1996).
While appellant's brother
Roger might not have understood the significance of the plan to
subject the family to carbon monoxide poisoning, there was abundant
and substantial evidence that he witnessed the mayhem of the
murderous scene of September 14, 1993, because the appellant told
him to turn around, and when he did so, hit him in the back of the
head with the window weight.
Death was not merciful to
either Eric or Roger. The first blow to the head did not stun Roger,
and repeated blows were required to put him on the floor, where he
remained alive until officers arrived. Thissubstantial evidence
would support the jury's finding that Roger's death resulted from an
especially cruel or depraved manner because the means of inflicting
death was serious physical abuse that first created a substantial
risk of death, which, when continued and intensified, did finally
result in his death.
We conclude that there was
substantial evidence before the jury to support the finding that the
aggravating circumstance existed beyond a reasonable doubt in each
of the counts of capital murder.
Evidence of Mitigating
Circumstances
The jury found that nine
mitigating circumstances existed in this case. These factors were:
(1) the capital murders were committed while Alan Willett was acting
under unusual pressures; (2) before the 14th of September, 1993,
Alan Willett had no history of criminal conduct; (3) before the 14th
of September, 1993, Alan Willett helped coach Little League baseball
and, in particular, helped a brain-damaged child; (4) after the 14th
of September, 1993, Alan Willett has had no significant disciplinary
problems with the prison system; (5) the crime committed on the 14th
day of September, 1993, was out of character for Alan Willett; (6)
Alan Willett cooperated with law enforcement in that he voluntarily
gave a statement as to what happened on the 14th day of September
1993; (7) Alan Willett has exhibited remorse for having committed
the offense; (8) Alan Willett can be a productive prisoner without
the possibility of parole; and (9)Alan Willett directly suffered
from the offense and will continue to suffer.
While only aggravating
circumstances set forth in the statute may be considered by the jury
, those aggravating circumstances must be established beyond a
reasonable doubt. No similar limitation is placed upon mitigating
circumstances. Ark. Code Ann. §§ 5-4-604-5-4-605 (Repl. 1997).
A defendant is allowed to
introduce evidence of mitigating circumstances, not limited to those
set out in the statute, in order to persuade the jury that the
aggravating circumstances which have been proven are mitigated so
that they do not justify, beyond a reasonable doubt, the imposition
of the death penalty. Even the slightest evidence of a mitigating
circumstance may be submitted to the jury, and the jury may find
that the mitigating circumstance exists based upon the preponderance
of the evidence. While even the slightest evidence of a statutory
aggravating circumstance may be presented to the jury during the
sentencing phase, the jury must be convinced beyond a reasonable
doubt that the aggravating circumstance exists. Ark. Code Ann.
§5-4-603(a)(1) (Repl. 1997).
Balancing Aggravating and
Mitigating Circumstances
Following the determination
of the existence of aggravating and mitigating circumstances, the
jury is called upon to decide whether the aggravating circumstances
outweigh beyond a reasonable doubt any mitigating circumstances that
any of thejurors have found to exist.
We note that when the jury
finds that mitigating circumstances exist, if one juror determines
that the aggravating circumstances do not exceed the mitigating
circumstances beyond a reasonable doubt, the death sentence cannot
be imposed. Here, the jury unanimously found one aggravating
circumstance existed and that it outweighed the mitigating factors
beyond a reasonable doubt. The balancing of mitigating and
aggravating circumstances is the duty of the jury. Ark. Code Ann.
§5-4-603 (Repl. 1997).
Imposition of Sentence
If the jury has unanimously
agreed that one or more aggravating circumstances exist beyond a
reasonable doubt, and that the aggravating circumstances outweigh
beyond a reasonable doubt the mitigating circumstances, the jury
must then determine whether the aggravating circumstances justify
beyond a reasonable doubt the sentence of death. Only if the jury
unanimously agrees can the death penalty be imposed.
We have reviewed the
evidence presented during this resentencing trial, and conclude that
substantial evidence was presented to the jury to support its
findings that: (1) an aggravating circumstance existed; (2) that it
outweighed the mitigating circumstances which the jury found to
exist; and (3) that the aggravating circumstance that the capital
murders were committed in an especially cruel and depraved manner
justifies the imposition of a death sentence, all beyond a
reasonabledoubt. We affirm this point on appeal.
Constitutionality of
Sentence
For his second point on
appeal, appellant urges that the sentences of death are in violation
of the Eighth and Fourteenth amendments of the United States
Constitution as there is no meaningful appellate review of the
jury's finding of aggravating circumstances.
Appellant contends that by
allowing the jury's consideration of those aggravating and
mitigating circumstances for which there is some evidence, however
slight, that we have unconstitutionally modified our requirement for
substantial evidence to establish an aggravating circumstance beyond
a reasonable doubt. This argument stems from our decision in
Miller v. State, 269 Ark. 341, 605 S.W.2d 430 (1980).
In Miller, we
considered the problems inherent in the widespread practice by trial
courts of submitting to the jury during the sentencing phase all
mitigating and statutory aggravating factors whether or not there
was any evidence to support them, and expressed our view that the
better practice would be to only submit for the jury's consideration
those aggravating and mitigating factors for which there is any
evidence, however slight. Id.
We noted that each of the
jury's findings as to the existence of aggravating and mitigating
circumstances was not a separate little verdict and also made the
observation, upon which we did not rely, that "we do not require the
same degree of proof to sustain a jury finding that anaggravating or
mitigating circumstance exists as we would require to sustain a
conviction if that circumstance was a separate crime." Miller,
269 Ark. at 355, 605 S.W.2d at 439. That statement is not correct
with respect to the degree of proof required by a jury to support an
aggravating circumstance which must be found to exist beyond a
reasonable doubt to justify a sentence of death.
In Miller, we
reviewed the jury's findings of aggravating circumstances justifying
the imposition of the death sentence and applied the correct
standard of review. We found that "there was sufficient evidence for
the jury to find beyond a reasonable doubt that appellant killed the
deceased to eliminate a witness and thus hopefully avoid arrest...."
Id. The United States Court of Appeals for the Eighth Circuit
pointed out that the language in Miller was flawed, but
concluded that we had followed a correct standard of review.
Miller v. Lockhart, 65 F.3d 676, 686-87 (8th Cir.
1995).
In our later cases we have
restated the standard that we will "review the sufficiency of the
State's evidence in the light most favorable to the State to
determine whether any rational trier of fact could have found the
existence of the aggravating circumstance beyond a reasonable doubt."
Kemp v. State, 324 Ark. at 199, 919 S.W.2d at 953.
We do not change the rule
established in Miller which allows the jury to consider those
mitigating and statutory aggravating circumstance for which evidence,
however slight, exists. However, we will continue toreview all
findings relating to aggravating circumstances which support the
imposition of a death penalty to determine whether there existed
substantial evidence for the jury to find beyond a reasonable doubt
that one or more aggravating circumstances existed, that the
aggravating circumstances outweighed the mitigating circumstances
beyond a reasonable doubt, and that the aggravating circumstances
justified a sentence of death beyond a reasonable doubt.
We have adhered to that
standard of review in our consideration of the first point on appeal
in this case, and hold that the death penalty in this case was
constitutionally imposed.
Rule 4-3(h)
As required by Ark. Code.
Ann. § 16-91-113(a) and Rule 4-3(h) of the Rules of the Arkansas
Supreme Court, we have reviewed the entire record for other
reversible errors and, finding none affirm the verdict and sentence
of the jury.
Affirmed.
Imber, J., concurring in
part.
Newbern and Imber, JJ.,
dissenting.
Annabelle Clinton Imber,
Justice, concurring. I concur in the result reached by the
majority, but write only to note my agreement with Part I of the
dissent.
David Newbern, Justice,
dissenting. The majority opinion states that a trial court
should submit an aggravating circumstance to the jury for
consideration if the State hasintroduced "any evidence, however
slight," in support of the aggravating circumstance. The
majority opinion then states, however, that a jury's finding
that an aggravating circumstance exists beyond a reasonable
doubt should be affirmed on appeal only if (1) the existence of
the aggravating circumstance is supported by "substantial
evidence," or (2) viewing the evidence "in the light most
favorable to the State, a rational trier of fact could find the
aggravating circumstance to have existed beyond a reasonable
doubt." The majority concludes that substantial evidence
supports the jury's finding that appellant Alan Willett
committed the capital murders against his son and brother "in an
especially cruel or depraved manner" as those terms are defined
in Ark. Code Ann. § 5-4-604(8)(Repl. 1997), and it affirms Mr.
Willett's death sentence based upon that aggravating
circumstance.
It is correct to hold
that, when we review the sufficiency of the evidence supporting
a jury's finding that an aggravating circumstance exists beyond
a reasonable doubt, we should apply the "substantial evidence"
standard. I disagree, however, with the majority's suggestion
that a different standard, i.e., "any evidence, however
slight," should be applied by a trial court when deciding
whether to submit an aggravating circumstance to the jury. There
is no substantial evidence that Mr. Willett murdered his son and
brother "in an especially cruel or depraved manner." The
evidence is insufficient to establish that aggravating
circumstance, and we therefore should reverse and remand for
resentencing.
1. The "substantial
evidence" standard
We have consistently
held that evidence supporting a conviction is sufficient if it
is "substantial." Huggins v. State, 322 Ark. 70, 74, 907
S.W.2d 697, 700 (1995). Applying the "substantial evidence"
standard, we will affirm a verdict of guilt if the evidence,
when viewed in the light most favorable to the State, is "forceful
enough to compel reasonable minds to reach a conclusion one way
or the other" without "having to resort to speculation or
conjecture." McGehee v. State 328 Ark. 404, 410, 943 S.W.2d
585, 588 (1997). We consider only the evidence "supporting the
verdict," and we neither "weigh the evidence presented at trial,
as that is a matter for the factfinder," nor "weigh the
credibility of the witnesses." Bell v. State, 334 Ark.285,
292, 973 S.W.2d 806, 810 (1998).
In our death-penalty
cases, however, we have been remarkably inconsistent in
describing the standard to be applied when reviewing the
sufficiency of the evidence supporting a jury's finding that an
aggravating circumstance exists beyond a reasonable doubt. In
Miller v. State, 269 Ark. 341, 354, 605 S.W.2d 430, 438
(1980), we said that a trial court should submit an aggravating
circumstance to the jury if the circumstance is supported by "any
evidence . . . however slight." We further indicated that, when
reviewing the sufficiency of the evidence supporting an
aggravating circumstance, we would "not require the same degree
of proof to sustain a jury finding that an aggravating or
mitigating circumstance exists as we would require to sustain a
conviction if that circumstance was a separate crime." 269 Ark.
at 355, 605 S.W.2d at 439.
A fair reading of the
Miller case and the cases that have followed it, see
Dansby v. State, 319 Ark. 506, 524, 893 S.W.2d 331, 341
(1995); Wainwright v. State, 302 Ark. 371, 385, 790 S.W.2d
420, 427 (1990); Parker v. State, 300 Ark. 360, 368-69,
779 S.W.2d 156, 160 (1989); Clines v. State, 280 Ark. 77,
92, 656 S.W.2d 684, 691 (1983); Miller v. State, 280 Ark.
551, 559, 660 S.W.2d 163, 167 (1983)(Hays, J., concurring),
suggests that, in reviewing the sufficiency of the evidence
supporting a jury's aggravated-circumstance finding, we apply a
standard different from, and less demanding than, the standard
applied when reviewing the sufficiency of the evidence
supporting a jury's finding of guilt.
In the case now before
us, the majority, correctly in my view, departs from that
precedent and holds, contrary to the Miller decision,
that an aggravated-circumstance finding must be supported by "substantial
evidence," which is "the same degree of proof . . .
require[d] to sustain a conviction . . . ." Miller v. State,
269 Ark. at 355, 605 S.W.2d at 439. In determining whether an
accused is guilty of an offense, and in determining whether an
aggravating circumstance exists, the jury applies the very same
standard --i.e., "beyond a reasonable doubt." It is only
logical that this Court apply the same standard on appeal --
i.e., "substantial evidence" -- when reviewing the
sufficiency of the evidence supporting those jury determinations.
Despite our statements
in our 1980 Miller opinion, we have applied, in at least
four cases, the "substantial evidence" standard when reviewing
the sufficiency of the evidence supporting an aggravated-circumstance
finding. See Greene v. State, 335 Ark. 1, 977 S.W.2d 192
(1998); Echols v. State, 326 Ark. 917, 988, 936 S.W.2d
509, 546 (1996); Sheridan v. State, 313 Ark. 23, 30-32,
852 S.W.2d 772, 775-77 (1993); Miller v. State, 280 Ark.
551, 554, 660 S.W.2d 163, 165 (1983).
Although I agree with
the majority's application of the "substantial evidence"
standard in this case, I find its reference to a second
standard of review to be confusing. The majority first states,
correctly, that a finding that an aggravating circumstance
exists beyond a reasonable doubt must be supported by "substantial
evidence." It then states, however, that such a finding will
beaffirmed if, "taking the evidence in the light most favorable
to the State, a rational trier of fact could find the
aggravating circumstance to have existed beyond a reasonable
doubt."
This second standard,
known as the "rational factfinder" standard, is applied in
federal court when a habeas corpus petitioner challenges,
under the Due Process Clause, the sufficiency of the evidence
supporting a state court's finding that an aggravating
circumstance exists. Lewis v. Jeffers, 497 U.S. 764
(1990). The same standard applies in federal court when a
habeas corpus petitioner challenges on due-process
grounds the sufficiency of the evidence supporting a state-court
conviction. Jackson v. Virginia, 443 U.S. 307 (1979).
Following Lewis v.
Jeffers, supra, we applied the "rational factfinder"
standard in at least two cases in which we considered the
sufficiency of the evidence supporting an aggravated-circumstance
finding. See Kemp v. State, 324 Ark. 178, 200, 919 S.W.2d
943, 953 (1996); Coulter v. State, 304 Ark. 527, 533, 804
S.W.2d 348, 351-52, cert. denied, 502 U.S. 829 (1991).
See also Miller v. Lockhart, 65 F.3d 676 (8th Cir. 1995). In
cases reviewing the sufficiency of the evidence supporting
convictions, however, we have consistently applied the "substantial
evidence" standard rather than the federal standard announced in
Jackson. In Jones v. State, 269 Ark. 119, 120, 598
S.W.2d 748, 749 (1980), we said that the language in Jackson
v. Virginia did not "require[] us to abandon our decisions
regarding the test of whether a jury verdict should stand in a
criminal case. There must be substantialevidence to support such
a decision." See also Ricks v. State, 316 Ark. 601, 604,
873 S.W.2d 808, 810 (1994)(stating "the federal test as set
forth in Jackson v. Virginia . . . is of no particular
relevance . . . .").
Despite our application
of the "rational factfinder" standard in the Kemp and
Coulter cases, we should, for the sake of clarity and
consistency, apply only the "substantial evidence" standard in
any case in which we review the sufficiency of the evidence
supporting either a conviction or a finding that an aggravated
circumstance exists. Our "substantial evidence" standard is
arguably a "rough equivalent[]" to the Jackson-Lewis
standard, see Honda Motor Co. v. Oberg, 512 U.S. 415, 432
n.10 (1994), and there is no suggestion that our standard
affords any less "due process" to an accused than the standard
articulated in the Jackson and Lewis cases. See
Tibbs v. Florida, 457 U.S. 31, 45 and n.21 (1982) (stating
"the due process test of Jackson v. Virginia" "sets a
lower limit on an appellate court's definition of evidentiary
sufficiency"). The majority opinion, by referring to, and
perhaps applying, the "substantial evidence" and the "rational
factfinder" standards of review, muddies an area of the law that
is in need of clarity.
There is one final
statement in the majority's discussion of this point that I find
troublesome. The majority correctly holds that a jury's finding
that an aggravating circumstance exists beyond a reasonable
doubt must be supported by "substantial evidence." It suggests,
however, relying on language in the 1980Miller case, that
a trial court may submit an aggravating circumstance to the jury
if the State introduces "any evidence, however slight," in
support of the aggravating circumstance.
The "substantial
evidence" standard clearly requires a greater quantum of proof
than the "any evidence, however slight" standard. The problem
with the majority's suggestion, then, is obvious. A rule
allowing a trial court to submit an aggravating circumstance to
the jury upon a lower evidentiary threshold, such as "any
evidence, however slight," will always result in a
reversal if a jury finds the existence of an aggravating
circumstance when the evidence supporting the aggravating
circumstance is anything less than "substantial." Thus, if this
Court is to apply the "substantial evidence" standard in
reviewing the sufficiency of the evidence supporting a jury's
finding that an aggravated circumstance exists, then that is the
standard that a trial court should apply in determining whether
to submit an aggravating circumstance to the jury. For the sake
of judicial economy, a trial court should not submit an
aggravating circumstance to the jury unless there is substantial
evidence, not merely slight evidence, in support of it.
2. "Especially cruel or
depraved manner"
Applying the "substantial
evidence" standard, I cannot agree with the majority's decision
to affirm Mr. Willett's death sentence based upon the "especially
cruel or depraved manner" aggravating circumstance set forth in
Ark. Code Ann. § 5-4-604(8)(Repl. 1997). In my view, there is
insufficient evidence to support the jury's finding that this
aggravating circumstance existed beyond a reasonable doubt.
According to §
5-4-604(8)(A), a defendant who commits a capital murder in "an
especially cruel or depraved manner" may be subject to the death
penalty. In the case at bar, the jury was instructed on the
entire statute, but the State does not argue, and the majority
opinion does not suggest, that Mr. Willett murdered his son and
brother in an "especially depraved manner." Indeed, the record
contains absolutely no evidence suggesting that the murders fall
within that provision.
The question is whether
these victims were murdered in an "especially cruel manner."
Section 5-4-604(8)(B) provides that "a capital murder is
committed in an especially cruel manner when"
as part of a course of
conduct intended to inflict mental anguish, serious physical
abuse, or torture upon the victim prior to the victim's death,
mental anguish, serious physical abuse, or torture is inflicted.
"Mental anguish" is defined as the victim's uncertainty as to his
ultimate fate. "Serious physical abuse" is defined as physical abuse
that creates a substantial risk of death or that causes protracted
impairment of health, or loss or protracted impairment of the
function of any bodily member or organ. "Torture" is defined as the
infliction of extreme physical pain for a prolonged period of
timeprior to the victim's death. [Emphasis supplied.]
As there is neither
argument from the State, nor any suggestion from the majority,
nor any evidence in the record that Mr. Willett "tortured" his
victims within the meaning of the above statute, the precise
issue is whether this case falls within the "mental anguish" or
"serious physical abuse" provisions.
According to the
majority, there is substantial evidence (1) that Mr. Willett
intended to inflict "mental anguish" on his son Eric prior to
his death and that Eric actually suffered "mental anguish"; and
(2) that Mr. Willett intended to inflict "serious physical
abuse" on his brother Roger prior to his death and that Roger
actually suffered such abuse before he died.
Even if it could be
conceded that Eric was uncertain "as to his ultimate fate" in
the last moments of his life and that Roger suffered "serious
physical abuse" before he died, there is absolutely no evidence
to show that Mr. Willett intended to inflict such forms
of "cruelty" on his two victims.
The record leaves no
doubt that Mr. Willett murdered his son and brother, and
attempted to kill himself and his other children, because he
feared that the Department of Human Services, which had been
investigating his family, was engaged in a "conspiracy" to "take
away" custody of Mr. Willett's children and brother. Mr.
Willett's statement, which was controverted by none of the
State's evidence, as well as all of his actions, established
that Mr. Willett's intention was to commit the murders quickly,
withoutcausing his victims to suffer, so that he and his family
could all go "to the Lord." The State had the burden of
presenting substantial evidence in support of the aggravating
circumstance it alleged, Greene v. State, supra, and that
burden was not met. There is no evidence that Mr. Willett bore
any animosity toward the victims, much less any evidence that he
intended to treat them in an "especially cruel manner."
On account of this
insufficiency in the evidence, Mr. Willett's sentence of death
should be reversed and the case remanded for a resentencing
procedure.
I respectfully dissent.
Imber, J., joins in part
one of this opinion.