ON DIRECT APPEAL
FROM HARRIS COUNTY
Keller,
P.J., delivered the opinion
of the Court in which Womack,
Keasler, Hervey, Holcomb,
and Cochran, JJ., joined.
Meyers, J., filed a
dissenting opinion. Price,
J., filed a concurring
opinion. Johnson, J., filed
a concurring and dissenting
opinion.
In June 2002, appellant was
convicted of capital murder
and sentenced to death.
(1)
Direct appeal to this Court
is automatic.
(2)
Appellant raises eleven
points of error. Finding no
reversible error, we affirm
the conviction and sentence.
I.
BACKGROUND
One of appellant's points of
error involves a challenge
to the sufficiency of the
evidence to
support the jury's
determination of future
dangerousness, while another
point of error, relating to
the admission of victim
impact and character
evidence, will require us to
perform an extensive harm
analysis. Consequently, we
engage in a comprehensive
discussion of the evidence
relevant to appellant's
punishment.
A. The Crime
Spree
The offense for which
appellant was convicted
occurred during the middle
of a crime spree. The State
presented no evidence that
appellant had engaged in any
violent conduct before the
crime spree began.
On September 9, 2000,
appellant was driving in his
car with a female friend,
Kinita Starr Butler, who had
a handgun. Upon seeing
Lolita Cherry and Nicole
Green walking down the
street, appellant drove by
and parked a short distance
in front of them.
Appellant got out of his car,
grabbed Cherry, placed the
handgun to her head, and
demanded her purse. After
getting the purse, Butler
searched through it and told
appellant, "This bitch don't
got no money." Appellant
turned Cherry around to face
him and shot her in the
breast.
Appellant then jumped into
his car and drove away.
Cherry was taken to the
hospital, where the wound
was determined to be
"superficial." The bullet
had entered and exited her
breast and was not recovered.
Cherry was permitted to
leave the hospital the next
morning.
During his testimony at the
punishment phase of trial,
appellant claimed that his
shooting was intended only
to scare Cherry, not to hit
her, and that he did not
realize at the time that she
had actually been shot.
On September 17, 2000,
appellant, his cousin James
Dunn, Jr., and Butler were
driving around in
appellant's car and picked
up Corey Phillips. Butler
had again brought her
handgun, and the group
proceeded to carry out four
robberies that evening.
First, they approached
Anthony Gonzales in a Kroger
parking lot. Appellant
pointed the handgun at
Gonzales's face and said, "Give
me your car." Because
Gonzales's car had a stick
shift, appellant could not
drive it and point the gun
at Gonzales at the same
time, so he ordered Gonzales
to drive the car while he
held the gun to Gonzales's
ribs.
Appellant took Gonzales's
wallet and yanked two chains
from his neck. Appellant
also took Gonzales's ATM
card and demanded the PIN
number. Appellant kept
Gonzales's driver's license
in case Gonzales ever
reported the robbery and
they needed "somebody" to "take
care of it."
Appellant testified that
this was done at Phillips's
instruction. The group drove
to an ATM machine, and
appellant tried to use the
ATM card to withdraw money,
but the PIN number did not
work. Appellant testified
that Dunn urged him to try
again, but appellant's
efforts were not successful.
The group next approached
Matthew Carter, the victim
in this case. Carter had
visited his girlfriend and
fellow medical student,
Maryam Saifi, to help her
with a class project. Carter
left Saifi's home around
11:00 p.m. to return a
rented video to Blockbuster.
The group drove into the
Blockbuster parking lot and
saw Carter returning to his
car after returning the
videotape.
According to appellant's
testimony at trial, Dunn was
supposed to take the handgun
and rob Carter as part of an
initiation into an affiliate
of the Crips gang, but Dunn
"froze up." Phillips then
handed appellant the gun and
told him to "go get em."
According to his testimony
at trial, appellant "took
the gun and took over."
Appellant forced Carter at
gunpoint into the passenger
seat of Carter's car, and
appellant got into the
driver's seat. They then
followed Phillips, who was
driving appellant's vehicle.
Carter told appellant
numerous times that he had
an ATM card that appellant
could "max out," and he
pleaded with appellant not
to hurt him.
Nevertheless, after parking
the car, appellant shot
Carter in the head from
close range. According to
appellant's confession,
Carter hit appellant and the
gun fired. Forty dollars was
taken out of Carter's wallet
and distributed evenly among
the four members of the
group.
About an hour later, the
group committed two more
robberies. In the first of
these robberies, Tomas Kooh
and Ricardo Rubio were at a
gas station when appellant
and his companions drove up.
Phillips pointed the handgun
at both men and demanded
their wallets. After
Phillips took their wallets,
appellant "burned off and
got on the freeway."
In the other robbery,
Phillips approached Franklin
Jackson, who had left the
door of his motel room open
after unloading his truck.
As Jackson turned to close
the door, Phillips pointed a
gun at him and told him to
get back. Jackson slammed
the door as Phillips
attempted to force his way
in and a shot was fired as a
result, causing a minor
wound to Jackson's hand.
Appellant was also the
driver of the car in this
robbery.
B.
Appellant's Incarceration
Upon arrest, appellant was
incarcerated in the county
jail's "kid tank," the
section of the jail occupied
by inmates who are under the
age of twenty-two. During
his time in the kid tank,
appellant was disciplined
four times for fighting,
once for giving himself
unauthorized tattoos, once
for committing an assault
and destroying county
property, and once for
stealing. The jail
disciplinary reports
contained information about
these incidents, including
statements made by appellant
and other inmates involved.
The first incident occurred
on October 25, 2000. The
jail officer determined that
appellant and another inmate
were engaged in a mutual
fight. In his statement,
appellant claimed that the
other inmate, Charles King,
called him various insulting
names and took away his
newspaper. Appellant further
claimed that this was not
the only time that King had
insulted him and there was
only "so much you can take."
After making these comments,
appellant said, "All I can
say is I'm sorry for
breaking the rules by
fighting."
King claimed that he asked
appellant for the comics
section of the newspaper,
but appellant said he was
reading it. Seeing that
appellant was reading only
the metro section, King
asked why appellant was
acting that way. Appellant
then replied, "Fuck you."
King told appellant that he
did not have to curse at him
and appellant stood up as if
he was going to hit King.
King threatened to hit
appellant back if appellant
hit him, appellant swung at
him, and they began to fight.
Appellant told King that he
did not care about fighting
because he wanted to be
moved out of the tank anyway.
On March 12, 2001, appellant
and inmate Floyd Barnes were
caught fighting. The record
contains no statements from
either of the inmates about
this incident.
On April 22, 2001, appellant
was found fighting with
Wiley Williams. According to
appellant, they started
fighting when Williams
insulted appellant's
neighborhood. Appellant
claimed that Williams threw
the first punch and that
appellant was only defending
himself. Appellant concluded
by saying, "I know I was
wrong for fighting but I had
to defend myself. I ask you
to understand where I am
coming from."
Williams claimed that he was
sitting in a group engaging
in friendly conversation
when appellant "took the
conversation to a whole
different level" and "continuously
tried to fight" him. He told
appellant that he did not
want to fight, but appellant
kept advancing toward him.
The other inmates left
because they did not want to
get into trouble. Appellant
then hit Williams, who
defended himself. Williams
concluded by saying, "I feel
this inmate had no reason to
put his hands on me and I
want to press charges."
On June 17, 2001, the jail
authorities discovered that
appellant had tattooing
equipment in his possession
and that he had recently
given himself tattoos. In
his written statement
regarding the matter
appellant said, "I'll like
to start by saying I am
sorry for disobeying county
rules. But I felt I was
paying my cousin respect by
getting his name tattooed on
my arm since he passed away.
I know it was wrong but all
I can say once again I am
sorry. But I didn't mean to
cause so much trouble."
On June 23, 2001, appellant
engaged in a fight that
involved inmates David
Bradford, Willie Jones, Hari
Brown, and Quentin Rubin. In
his statement, appellant
claimed that he was not
fighting but "was trying to
break it up." All of the
other disciplinary
allegations against
appellant during his jail
stay ended with a plea
agreement, but appellant
contested this particular
allegation and was found
guilty.
On August 4, 2001, appellant
walked up to inmate Curtis
Vandver and grabbed and tore
Vandver's shirt. Vandver
appeared to be afraid of
appellant and said that
appellant did this for no
reason at all. In his
written statement, appellant
claimed that he was just
playing with Vandver and
getting him back for
something Vandver did to him.
Appellant complained that he
did not understand why he
was getting written up for
something like this, but he
concluded his statement by
saying, "I know it was wrong
but all I can say is I was
being a kid. I don't need to
get into anymore trouble but
I did so I don't know what
else to say but I'm sorry
for my childish actions.
Please forgive me and give
me a second chance."
Finally, on August 12, 2001,
appellant was caught
stealing property from
another inmate. In his
written statement, appellant
indicated that other inmates
were involved in the theft
but he did not want the
whole tank to get in trouble.
He also asked for
forgiveness.
While incarcerated,
appellant wrote two letters
to Butler. One of those
letters was dated February
11, 2001, and the other
letter was not dated. Both
contained comments at the
end suggesting gang
affiliation, including: "crip
forever," "crip for life,"
and "blue over gray all day
every day." During his
testimony at the punishment
phase of trial, appellant
contended that he was just
responding to similar
statements made in Butler's
letters, and he
characterized his actions in
doing so as "a youngster
mistake."
In January of 2002,
appellant was moved to the
adult tank. At the
punishment phase of trial,
which occurred in June of
2002, a deputy sheriff
testified that problems in
kid tanks were not unusual,
and appellant had not been a
problem since he was placed
in the adult tank.
Steve Martin, an expert on
prisons,
(3)
testified about the
environment of a maximum
security prison, where
appellant would stay if
sentenced to life
imprisonment. He also
commented on appellant's
jail disciplinary record,
testifying that the
imposition of relatively
mild punishments in each
case suggest that the
infractions were not serious.
He also testified that he
expected to see minor fights
more often in a tank of
youthful offenders than a
tank of older offenders. On
cross-examination, Martin
acknowledged that there are
gangs, violence, and drugs
in prison.
C.
Appellant's Mitigating
Evidence
Regarding Changes in His
Character
Appellant's mother, Roberta
Clay Williams, testified
about various events in
appellant's childhood, about
what a good person his
father was, and about some
general background on other
family members. She
explained that appellant was
born in Houston and the
family lived there until
1991, when they moved to
Mississippi. Appellant moved
back to Houston in 2000 and
stayed with Roberta's sister,
Dinah Clay Morgan. Clifton
Morgan, Dinah's husband,
testified that appellant was
"respectful" and "not
violent" and Sandra Miller,
a friend, also testified to
appellant's "respectful"
nature.
But Dinah told Roberta, and
later testified at trial,
that appellant began to
change. He started hanging
around the "wrong crowd,"
people Dinah did not approve
of. Detra Clay, appellant's
sister, also testified that
appellant changed. She
stated that appellant
started drinking a lot and
smoking marijuana, and she
saw him pop a pill once.
When he came to her home, he
threw up "constantly" and "everywhere."
During his own testimony,
appellant said his reasons
for disregarding advice from
family to stay out of
trouble were "[m]e being
saying I was grown and drug
abuse and hanging around
with the wrong crowd."
Appellant claimed he had
been using "PCP laced with
marijuana."
When appellant's mother was
asked whether he was
responsible for his actions,
she agreed that he was, but
she also agreed that "hanging
with the wrong crowd"
mattered "[b]ecause he is
not like this."
After appellant was
incarcerated, a jail
chaplain was referred to
appellant by appellant's
cousin Dunn, who was
concerned about appellant's
spiritual condition. The
chaplain testified that when
he met appellant he was
pleasantly surprised to find
a person who was "broken"
and "repentant" and had
"made his peace with God."
The chaplain believed he had
found "a real change" in
appellant's life, but on
cross-examination he
conceded that he did not
really know what appellant's
life was like before meeting
him.
During his punishment phase
testimony appellant
responded affirmatively when
defense counsel asked
whether, if he received a
life sentence, he would
follow the prison rules. He
also responded that he would
not be a problem for fellow
inmates or prison staff.
D.
Appellant's Testimony
Seeking to
Convey Acceptance of
Responsibility
During direct examination in
the punishment phase,
appellant made numerous
statements indicating that
he accepted responsibility
for his actions during the
crime spree. When asked
whether the drugs he used
were at fault for what
happened, he replied, "No
sir." "Whose fault is it?"
the defense attorney asked.
Appellant responded, "It's
mine." When asked whether
Carter was at fault for his
death, appellant explained:
It wasn't meant to or his
fault that he died, it was
mine. It was a bunch of
things that was going on
that I cannot explain. Don't
know how to explain them.
***
Is not that I won't explain,
it's just the night
everything happened we had
been smoking PCP laced with
marijuana. That's no excuse
for what I did. I didn't
intentionally kill Matthew
Carter.
When appellant denied
intentionally killing Carter,
defense counsel questioned
him about the actions he did
intend that night, which
included participating in
the robbery, holding the gun,
and cocking the gun.
Appellant denied loading the
gun - claiming that Phillips
had done so - and he also
stated that he did not know
that the gun was loaded
until the gun fired. When
asked whether he knew a
bullet was in the gun's
chamber when Cherry was shot
the week before, appellant
responded, "Not necessarily
speaking."
When asked how the shot was
fired that killed Carter,
appellant said, "In the
process of him getting out
of the car he walked around
the car, I'm trying to see
where he is coming from. I
had, I had the gun, and
something happened. I don't
know what happened.
Something physical happened
and I tensed up and I pulled
the trigger." When defense
counsel asked, "Who was
responsible for what
happened to Matthew Carter?"
appellant replied, "I am."
Later, defense counsel asked
some questions regarding
what appellant had to say to
his own mother and to the
victim's family. With
respect to his own mother,
appellant replied, "Really
ain't too much I can say.
Only thing I can say is I'm
sorry." With respect to the
victim's family, appellant
responded, "Only thing I can
say is I'm sorry for the
pain I caused in your heart
by taking your son's life."
During cross-examination,
the prosecutor began to
question appellant about
whether he was really
accepting responsibility for
his conduct:
Q. What we have here today
right now is you sitting in
front of this jury saying
it's my fault, right?
A. Yes, ma'am.
Q. It's my responsibility,
right?
A. Yes, ma'am.
Q. I accept your verdict,
right?
A. Yes ma'am.
Q. Okay. But in reality
that's not what you're
saying, is it Mr. Williams?
A. That's what I'm saying.
Q. What you keep saying is
Corey told me to do this.
Corey told me to do this.
A. May I speak freely?
Q. Just answer my question.
Are you telling me - have we
not heard you say Corey told
you to do it, right?
A. Yes, ma'am.
Q. So Corey is the big bad
Corey that's in charge of
this whole reign of terror,
shall we say, right?
A. Technically speaking, yes.
After further questions
about Phillips being the
leader of the group that
night, the prosecutor asked
appellant if he, Butler, and
Dunn had originally planned
to rob Phillips before they
recognized him and he joined
the group. Appellant
responded, "[N]ot to my
recollection. It's been so
long I don't remember. I
don't remember the biggest
part of this whole situation."
When the prosecutor asked
appellant whether the group
had abducted Gonzales during
the first robbery incident
on September 17, 2000,
appellant answered, "Yes,
ma'am. I don't call it
abducting." "What would you
like to call it?" the
prosecutor asked. Appellant
replied, "Not being where no
one can see you."
The prosecutor challenged
appellant's contention that
he was just following
Phillips's orders as the
Gonzales robbery progressed:
Q. So then in fact Corey is
following you?
A. At this point in time,
yes.
Q. All right. So you're
calling the shots where
we're going to here, right?
A. I don't put it like that.
Q. Well, you're telling
Anthony where to go, right?
A. Technically speaking, yes.
The prosecutor questioned
appellant about his actions
after the Gonzales robbery -
when he tried to withdraw
money from an ATM machine.
Appellant explained that
withdrawing the money was
Phillips's idea even though
appellant was the one who
had obtained the PIN number.
After two unsuccessful
attempts to use the card,
appellant claimed that Dunn
told him to try one more
time. Appellant said he
really did not want to use
the ATM machine because he
knew the PIN number would be
incorrect. The prosecutor
asked, "You're the one that
had the wherewithal, the
good sense to ask Anthony,
well, what is the pin number.
Go along with this so this
is not useless to me, right?
You asked him that, right?"
Appellant answered, "Technically
speaking, yes."
The prosecutor subsequently
questioned appellant about
his dominant role in
Carter's murder. The
prosecutor elicited the
testimony about Dunn being
asked to commit a robbery in
order to become a part of
the Crips gang. "So Corey is
here," the prosecutor said,
"and in order to get with
the gang you do it. James
don't want to do it. Instead
of putting up with the
tomfoolery, give me the gun,
I'll take care of business?"
Appellant responded, "Technically
speaking."
The prosecutor later asked
appellant if, by the time he
pulled the trigger on the
gun in the Carter murder, he
"actually kind of had a
little bit of practice" the
week before when he shot
Cherry. Appellant replied,
"I don't remember -
everything happened so fast.
I don't really remember that."
Appellant did acknowledge
that he never told the
investigating detective
about the Cherry shooting.
When the prosecutor
insinuated that appellant
kept quiet about that
incident because the
detective did not indicate
he knew, appellant
responded, "To be honest,
that slipped my mind from me
getting high."
The prosecutor also
questioned appellant about
his contention that he was
high during and after the
murders. Appellant said that
he did not go to sleep the
night the murder occurred.
He conceded that he showed
up at 8:00 a.m. at his
workplace (a U-Haul center)
the morning after the murder
and that he worked the
entire eight-hour shift.
Appellant contended that he
was high the entire time.
Apparently displeased with
appellant's answers during
cross-examination, defense
counsel, on redirect, asked
appellant about the "taking
responsibility" issue:
Q. I mean, you took the
witness stand here today,
you said it was your fault,
wasn't Corey Phillip's [sic]
fault, then you spent the
whole cross telling us it
was Corey Phillips.
* * *
A. I'm not saying it's
anyone's fault.
Q. Sure you are. You said
it's my fault.
A. It is my fault.
Q. No, you didn't say that.
You spent the last 30
minutes telling these people
it's Corey Phillip's [sic]
fault. I just want to know,
you know, if Corey Phillips
tells you to jump off a
bridge, you jumping off a
bridge?
A. Not necessarily, no.
* * *
Q. Why did you get up and
say it's your fault, turned
around and say it's not your
fault?
A. I didn't say.
Q. Yes, you did.
A. I didn't say - I didn't
say it wasn't my fault. What
I said was - I took
responsibility for taking
the man's life, shooting
Lolita Cherry, if that's how
you pronounce the name, if I
am not pronouncing it right.
I take responsibility for
the biggest things that
changed my life and changed
the Carters' lives forever.
* * *
Q. What do you mean you're
talking technically speaking?
What does that mean,
technically speaking? What
does that mean?
A. That means yes just in a
stronger way to the way I
put it.
Q. Okay. Well, you know, can
you see how that technically
speaking does not sound
right?
A. I just -
Q. Can you just see how that
doesn't sound right?
A. Yes, sir.
Q. This isn't a technical
case, is it?
A. Not really, sir.
Subsequently, defense
counsel queried appellant
about his performance on the
witness stand:
Q. The judge asked you to
take the witness stand,
right?
A. Yes, sir.
Q. And he did swear you to
tell the truth, right?
A. Yes, sir.
Q. And then she [the
prosecutor] asked you to
tell the truth. Remember she
said just tell me the truth,
right?
A. I told you the truth.
Q. Okay. I mean -
A. I told her the truth,
even though that doesn't
sound like it. I'm just, I'm
just speaking. I'm nervous
up here, being in the fate
of my own, being to keep my
own fate.
Q. You never testified
before, have you?
A. No sir.
Finally, defense counsel
questioned appellant about
following someone else's bad
judgment:
Q. Is this Corey Phillips -
can you just march along to
what anyone else tells you
to do?
A. I don't know how to
answer that question.
Q. Well, you know how to
exercise free will. You know
how to say yes, you know how
to say no?
A. Yes, sir.
Q. You know how to engage in
conduct, you know how to not
engage, right?
A. Yes, sir.
Q. You know how to say no?
A. Yes, sir.
Q. Right. Corey Phillips
tells you to do something,
you know how to say no,
don't you?
A. Yes, sir.
E. State's
Victim-Impact and Victim-Character
Evidence
1. Guilt Phase
Through Saifi, the State
introduced some evidence
about Carter's personal life.
Saifi testified that she and
Carter met as summer camp
counselors and became
involved in a serious dating
relationship. After Carter
graduated from college, he
chose to attend medical
school at the Baylor College
of Medicine because Saifi
was already attending there.
Because Carter was an
excellent student, he
applied under the early-decision
program and was accepted on
a full scholarship. Saifi
further testified that
Carter's father was the
chairman of the Neurology
Department at Southwestern
Medical School and that his
mother was a social worker.
All of this testimony was
admitted without objection.
The State also presented
testimony from Claire
Bassett, the Vice President
for Public Affairs at the
Baylor College of Medicine.
She testified that she knew
Carter as a first-year
medical student "because he
was one of our top ten
students." Defense counsel
objected to this testimony.
At a bench conference, the
trial judge sustained the
objection. No instruction to
disregard was requested or
given. Bassett then
testified that Carter was
one of her medical students
and she identified his
picture. Defense counsel
objected to Bassett
identifying the picture, but
that objection was overruled.
2.
Punishment Phase
After the defense rested,
the State called three
witnesses to give victim-related
testimony. Bassett testified
that, because many of the
medical students were upset
by Carter's death, the
medical school decided to
permit students to delay
taking exams if they so
chose. The school also
placed all of its
psychiatric faculty at the
disposal of the students for
counseling, if needed.
Saifi testified that, with
Carter's death, she lost her
best friend, and this loss
changed her life on a daily
basis. She said that his
death "really destroyed the
future that Matt and I had
planned for each other." She
explained that she and
Carter had planned to be
married by the end of his
first year in medical school
and that his death destroyed
their plans and their dreams:
So, I lost you know, my
husband that I would spend
the rest of my life with and,
uhm, the family we had
dreamed about. We already
discussed, apparently, how
we wanted to raise our
family, uhm, where we'd live
so we'd be close to his
family, close to my family.
Uhm, they were definite
plans that were interrupted
and dreams that were
destroyed.
She also explained that her
position in medical school
became jeopardized and that
she took time off and
received counseling.
Carter's father, Dr. Gregory
Carter, also testified. Dr.
Carter explained that he and
his wife drove from Dallas
to Houston the evening they
learned of their son's
murder. He described it as a
"painful drive" with "a
certain amount of disbelief
. . . that this could be
real, this could really
happen." Dr. Carter
described himself, his wife,
their other son, and the
students at the medical
school as "very upset." When
asked about the impact his
son's death had upon him,
Dr. Carter said it was "devastating."
He lost a "considerable
amount of work" and "had
difficulty keeping up
subsequent to that."
Dr. Carter also explained
that his wife had been
making really good progress
on her career before their
son's death, but afterwards,
she was unable to work full
time and had become "markedly
disabled with depression."
Not only did she suffer from
"depression and grief,"
however, but a few months
later "she developed an
attack of multiple sclerosis."
Dr. Carter testified that
the grief of losing Carter
was mitigated somewhat by
the happy event of their
other son's new marriage.
But when Carter's birthday
approached, the memories
came back. His absence was a
"major rip or hole in the
fabric" of the family, and
the victim's brother in
particular felt "like a hunk
had been taken out of his
heart."
Dr. Carter also extolled the
victim as a good person of
whom his parents were very
proud: "You know, you raise
a child up to be right with
God, right with your family
and right with their
community, and Matthew was a
shining example of all that.
We were so proud of him and
so proud of all that he had
done and all that he had
accomplished and what kind
of person he was."
Dr. Carter testified that
the painful memories were
also brought back in August
2001 when his father (the
victim's grandfather) died
of natural causes and then
again on September 18 "when
we saw on the news again and
again the families that
suffered those sudden and
violent losses of their
loved ones" during the
terrorist attacks on
September 11, 2001.
The next day, defense
counsel sought to introduce
a "bystander's bill" to
reflect Dr. Carter's
demeanor during his
testimony. Defense counsel
contended that Dr. Carter "had
to stop while he was crying
several times in talking
about his wife and his son."
One of the prosecutors
expressed disagreement with
defense counsel's
characterization of Dr.
Carter's demeanor. The
prosecutor stated, "Doctor
Carter, if he paused at all
was very brief in nature.
There were a couple of times
I guess I would refer to it
as his voice broke but he
did not sob." The trial
judge did not comment on
these contrasting views of
the testimony.
II. ANALYSIS
A. Sufficiency of
the Evidence - Future
Dangerousness
1. Legal
Sufficiency
In point of error eight,
appellant contends that the
evidence was legally
insufficient to support the
jury's affirmative answer to
the "future dangerousness"
special issue.
(4)
When reviewing the legal
sufficiency of the evidence
to support the jury's answer
to this special issue, we
view the evidence in the
light most favorable to the
verdict and determine
whether any rational trier
of fact could have believed
beyond a reasonable doubt
there is a probability that
the defendant would commit
criminal acts of violence
that would constitute a
continuing threat to society.
(5)
In response to appellant's
claim, we observe that
appellant shot not just one
person, but two, and those
shootings occurred on
different occasions. He
participated in at least
five robberies, two of which
were after Carter's murder.
With regard to the shooting
of Cherry, the jury could
rationally believe that
appellant intended to kill
her, or at least did not
care whether she lived or
died. The jury also had
evidence that appellant
intentionally killed Carter
despite his pleas for mercy
and despite his offer to
allow appellant to withdraw
money with his ATM card.
The jury was also entitled
to disbelieve appellant's
claim that Phillips was the
leader of the group and
believe, instead, that
appellant was the leader.
Appellant had robbed Cherry
without Phillips, and the
jury could have rationally
believed that appellant
intended to rob Phillips
before recognizing him. The
jury could consider the fact
that appellant personally
abducted two different
robbery victims and robbed
them while he was alone with
them in their own cars.
(6)
In addition, there was
evidence that Carter's
murder was gang-related,
that appellant was
associated with the Crips
gang, and indeed, that
appellant was still
associated with the Crips
gang while he was
incarcerated on the capital
murder charges. The jury
could believe that he would
continue to be a gang member
in prison and thus pose a
danger to other inmates and
prison staff.
Moreover, the jury could
have rationally believed
that appellant's continued
gang membership showed that
he was not in fact repentant
about his criminal
activities. Likewise, the
jury could have viewed
appellant's disciplinary
record as evidence that he
had not reformed after
getting caught.
(7)
Indeed, the jury could have
believed that appellant
instigated all or most of
the fights for which he was
disciplined. Finally,
various aspects of
appellant's trial testimony
- his claim that Phillips
was the leader, his use of
the words "technically
speaking" to describe his
blame or involvement, his
claim that the crime was
committed under the
influence of drugs, and his
attempts to minimize the
severity of his motives and
actions - could be viewed as
indicating that appellant's
acceptance of responsibility
was not genuine.
We also observe that the
jury could believe that
appellant's drug use made
him dangerous, and there was
evidence that drugs can be
found in prison.
(8)
The evidence was legally
sufficient to support the
jury's affirmative answer to
the future dangerousness
special issue.
(9)
Point of error eight is
overruled.
2.
Factual Sufficiency
In point
of error nine, appellant
argues that the evidence is
factually insufficient to
support the jury's
affirmative answer to the "future
dangerousness" special issue.
We have consistently
declined to conduct a
factual-sufficiency review
in this context.
(10)
Point of error nine is
overruled.
B. Indictment's
Failure to Allege Special
Issues
In point of error eleven,
appellant contends that the
indictment did not authorize
the imposition of the death
penalty because it did not
include an allegation
conforming to the future
dangerousness special issue.
He relies upon Apprendi
v. New Jersey.
(11)
We have previously decided
this claim adversely to
appellant's position.
(12)
Point of error eleven is
overruled.
C. Waiver of
the Mitigation Special Issue
/
Victim Impact and Character
Evidence
Points of error one through
three address victim-impact
and victim-character
evidence
(13)
and the relationship of such
evidence to the special
issues. Relying upon
Mosley v. State
(14)
and Ripkowski v.
State,
(15)
appellant complains in point
of error one about the trial
court's refusal to allow him
to waive the mitigation
special issue in order to
avoid the introduction of
this type of evidence.
(16)
In point of error two,
appellant contends that this
kind of victim-related
evidence is inadmissible
even with the mitigation
issue.
(17)
In his third point of error,
appellant complains that the
trial court erred in denying
his request for limiting
instructions that would
admonish the jury not to
compare the worth of the
victim to the worth of
others and that would
admonish the jury not to
consider victim-related
evidence in answering the
future dangerousness issue.
(18)
Because the factual and
legal issues relating to
these points of error are
intertwined, we discuss them
together.
1.
Principles of Statutory
Construction
Resolution of appellant's
first three points of error
depends in part upon
statutory construction. When
construing a statute, we
give effect to the plain
meaning of the text unless
the text is ambiguous or the
plain meaning would lead to
absurd results that the
Legislature could not
possibly have intended.
(19)
When a court is called upon
to deviate from a plain
meaning analysis, it can
examine, among other matters:
the object sought to be
attained; the circumstances
under which the statute was
enacted; the legislative
history; common law or
former statutory provisions,
including laws on the same
or similar subjects; and the
consequences of a particular
construction.
(20)
In conducting our inquiry,
we keep in mind that we are
not writing on a clean slate;
we must take into account
prior cases - namely
Mosley and its progeny
- in making our
determination.
(21)
2.
Mosley and Related the Legal
Developments
Before Mosley, our
jurisprudence with respect
to victim-related evidence
had been "somewhat
inconsistent and confusing,"
(22)
with two prior conflicting
plurality opinions.
(23)
The Mosley decision
specifically set out "to
announce a consistent, if
not always clear-cut rule to
be followed in future
cases."
(24)
The rule was that "[b]oth
victim impact and victim
character evidence are
admissible, in the context
of the mitigation special
issue, to show the
uniqueness of the victim,
the harm caused by the
defendant, and as rebuttal
to the defendant's
mitigating evidence."
(25)
We recognized that this rule
of admissibility was subject
to limitation under Rule 403
of the Texas Rules of
Evidence
(26)
"when the evidence
predominantly encourages
comparisons based upon the
greater and lesser worth or
morality of the victim."
(27)
We explained that "[t]rial
judges should exercise their
sound discretion in
permitting some evidence
about the victim's character
and the impact on others'
lives while limiting the
amount and scope of the
testimony."
(28)
Considerations to be taken
into account under Rule 403
included "the nature of the
testimony, the relationship
between the witnesses and
the victim, the amount of
testimony to be introduced .
. . the availability of
other testimony relating to
victim impact and character"
and the "mitigating evidence
introduced by the defendant."
(29)
We noted that our holding
applied only to defendants
who were "unaware, at the
time of the crime, of the
victims' character or of the
impact that the victims'
deaths will have on others."
(30)
When the evidence shows that
the defendant was aware of
those things at the time the
crime was committed, then
the victim-related evidence
would "necessarily" be "relevant
to his future dangerousness
and moral culpability."
(31)
But when the defendant was
not aware of those things,
the victim-related evidence
would be "patently
irrelevant" to "a
determination of future
dangerousness" and would
instead relate only to the
mitigation special issue.
(32)
Finally, we said, where the
victim-related evidence is
relevant only to the
mitigation special issue,
the defendant could "waive
reliance upon and submission
of the mitigation issue, and
if he does, victim impact
and character evidence would
be irrelevant and hence
inadmissible."
(33)
Subsequent cases have
expounded upon Mosley's
pronouncements. We have
upheld the introduction of
photographic evidence
designed to "humanize" the
victim.
(34)
Based on Mosley's
recognition that aggravating
circumstances are relevant
to the jury's evaluation of
the mitigation special issue,
we have held that a
defendant is not entitled to
an instruction limiting the
jury's consideration of
extraneous offenses to the
issue of future
dangerousness.
(35)
Relying in a non-capital
case on Mosley's
Rule 403 discussion, we
found that a seventeen-minute
video montage of the
victim's life, set to music,
was unfairly prejudicial and
should not have been
admitted in its entirety.
(36)
In cases in which the
defendant knew his victim,
we found, in accordance with
the dicta in
Mosley's footnote 16,
that the victim-related
evidence in those cases was
necessarily relevant to the
defendants' future
dangerousness and moral
culpability.
(37)
The only aspect of
Mosley that has not yet
been reaffirmed or adopted
as a holding is the part of
the discussion suggesting
that a defendant can waive
the mitigation special issue
to avoid the introduction of
victim-related evidence
altogether. In Tong v.
State, we recognized
that part of the discussion
as being dicta and
declined to address the
question because the
defendant had not attempted
to waive the mitigation
issue and had thus forfeited
error.
(38)
In Ripkowski, the
defendant did request that
he be permitted to waive the
mitigation issue, and that
request was granted.
(39)
In response to the claim
that he should not have been
permitted to effect such a
waiver, we held that he was
estopped from challenging
the waiver by virtue of his
own request.
(40)
Declining to address whether
a defendant has a right to
insist on such a waiver, we
further explained that the
question "would be ripe only
in a case in which the trial
court refused a requested
waiver."
(41)
In a concurring opinion,
Judge Cochran opined, in
line with Mosley's
dicta, that the
mitigation issue belongs to
the defendant, and he should
be allowed to exercise the "strategic
decision" to forego it, if
that is his desire.
(42)
3.
Relationship between Victim-Related
Evidence and the Special
Issues
Relying specifically upon
the statutory language of
the mitigation special issue,
Mosley explained
that "[v]ictim-related
evidence is relevant to show
that the mitigating
circumstances are not 'sufficient'
to warrant imposing a life
sentence."
(43)
This reading of the statute
comports entirely with the
United States Supreme
Court's discussion in
Payne v. Tennessee,
(44)
upon which Mosley
also relied,
(45)
of the relationship between
victim-related evidence and
the mitigating aspects of
punishment to be considered
in a death penalty case.
In repudiating its prior
decision in Booth v.
Maryland,
(46)
the Supreme Court explained
that Booth had "unfairly
weighted the scales in a
capital trial," imposing "virtually
no limits" with respect to "the
relevant mitigating evidence
a capital defendant may
introduce concerning his own
circumstances" while barring
the State "from either
offering a quick glimpse of
the life which the defendant
chose to extinguish [victim-character
evidence] or demonstrating
the loss to the victim's
family and to society which
has resulted from the
defendant's homicide [victim-impact
evidence]."
(47)
The Supreme Court decided
that these types of
prosecution evidence are "simply
another form or method of
informing the sentencing
authority about the specific
harm caused by the crime in
question, evidence of a
general type long considered
by the sentencing
authorities."
(48)
The Court further explained
that such evidence of
specific harm is allowed
even though it may result in
punishing differently
defendants who possessed the
same culpable mental state:
Thus, two equally
blameworthy criminal
defendants may be guilty of
different offenses solely
because their acts cause
differing amounts of harm. "If
a bank robber aims his gun
at a guard, pulls the
trigger, and kills his
target, he may be put to
death. If the gun
unexpectedly misfires, he
may not. His moral guilt in
both cases is identical, but
his responsibility in the
former is greater."
The same is true with
respect to two defendants,
each of whom participates in
a robbery, and each of whom
acts with reckless disregard
for human life; if the
robbery in which the first
defendant participated
results in the death of a
victim, he may be subjected
to the death penalty, but if
the robbery in which the
second defendant
participates does not result
in the death of a victim,
the death penalty may not be
imposed.
(49)
Most importantly for our
purposes, the Supreme Court
drew a specific link between
victim-related evidence and
a meaningful assessment of
moral blameworthiness:
We are now of the view that
a State may properly
conclude that for the jury
to assess meaningfully the
defendant's moral
culpability and
blameworthiness, it should
have before it at the
sentencing phase evidence of
the specific harm caused by
the defendant. "The State
has a legitimate interest in
counteracting the mitigating
evidence which the defendant
is entitled to put in, by
reminding the sentencer that
just as the murderer should
be considered as an
individual, so too the
victim is an individual
whose death represents a
unique loss to society and
in particular to his family."
By turning the victim into a
"faceless stranger at the
penalty phase of a capital
trial," Booth
deprives the State of the
full moral force of its
evidence and may prevent the
jury from having before it
all the information
necessary to determine the
proper punishment for a
first-degree murder.
(50)
Further, the Supreme Court
indicated that giving the
defendant "the broadest
latitude to introduce
relevant mitigating evidence,"
as has been done under
Supreme Court precedent,
justly entails permitting
the prosecutor to introduce
"the human costs of the
crime of which the defendant
stands convicted."
(51)
"It is an affront to the
civilized members of the
human race to say that at
sentencing in a capital
case, a parade of witnesses
may praise the background,
character and good deeds of
Defendant (as was done in
this case), without
limitation as to relevancy,
but nothing may be said that
bears upon the character of,
or the harm imposed, upon
the victims."
(52)
The statutory mitigation
special issue that was
submitted in appellant's
case conformed to the
Supreme Court's requirement
of according the defendant
the "broadest latitude" to
introduce mitigating
evidence. It asked:
Whether, taking into
consideration all of the
evidence, including the
circumstances of the offense,
the defendant's character
and background, and the
personal moral culpability
of the defendant, there is a
sufficient mitigating
circumstance or
circumstances to warrant
that a sentence of life
imprisonment rather than a
death sentence be imposed.
(53)
Thus, the special issue
placed virtually no limits
on the types of mitigating
evidence that might be
introduced or the particular
mitigating purpose for which
the evidence might be
considered. Under the logic
of Payne, this all-encompassing
mitigation issue included
within its scope victim-impact
and victim-character
evidence because such
evidence could be used to
show that the mitigating
circumstances relied upon by
the defendant were not
sufficient to justify a life
sentence.
But the "future
dangerousness" special issue
is different. That special
issue asks: "whether there
is a probability that the
defendant would commit
criminal acts of violence
that would constitute a
continuing threat to society."
(54)
The future dangerousness
special issue is not all-encompassing;
it narrows the jury's focus
in a particular way. Not all
evidence of mitigating value
is relevant to that special
issue.
(55)
Most evidence that the State
or the defendant might wish
to present as "aggravating"
or "mitigating" can be given
effect through the future
dangerousness special issue
(56)
but only for the special
issue's narrow purpose:
showing whether or not the
defendant constitutes a
continuing threat to society.
The future dangerousness
issue does not present the
State with a situation in
which the defendant can
present any and all types of
mitigating evidence for any
and all types of mitigating
purposes. Just as some
evidence of mitigating value
may be irrelevant to the
future dangerousness
determination, some evidence
of aggravating value may
likewise be immaterial.
In practical effect, the
future dangerousness special
issue turns on the jury's
assessment of what kind of
person the defendant is: Is
the defendant someone who is
likely to commit criminal
acts of violence in the
future? When the defendant
knows the victim, and thus (it
may be inferred) he is aware
of the victim's character or
of the relationships the
victim has with others, the
victim's character and
relationships necessarily
become relevant to the
future dangerousness
determination because such
evidence shows that the
defendant is the kind of
person who would kill
someone of that character or
with that particular network
of relationships. And to the
extent the defendant's
knowledge of the victim's
relationships give rise to
the ability to reasonably
foresee the harmful effects
the victim's death would
have on others, the jury can
likewise consider that
information with respect to
the defendant's future
dangerousness.
On the other hand, when the
defendant is a stranger to
the victim, and thus does
not know the victim's
character or relationships,
evidence relating to those
topics does not help the
jury determine what kind of
person the defendant is. To
be sure, a defendant who
kills a stranger could and
should realize that the
victim is a unique human
being, with his or her own
hopes and dreams, and the
defendant could and should
anticipate that other people
may mourn the victim's
passing.
Those things are a matter of
common knowledge, which a
prosecutor could argue to
the jury without the support
of any evidence in the
record.
(57)
But if, at the time the
offense was committed, the
defendant was ignorant of
the specific facts regarding
the victim's character or
relationships, then those
specific facts are not
relevant to the future
dangerousness determination.
(58)
That is the conclusion
arrived at in Mosley,
and we find it to be
entirely correct. And it
follows that, if the
mitigation special issue
were not a part of the case,
victim-related evidence that
is relevant only to the
mitigation special issue
would be inadmissible.
4.
Nature of the Mitigation
Special Issue
The question then becomes
whether appellant had the
right to remove the
mitigation special issue
from the case. Generally, a
matter can be waived so long
as it is not an "absolute
requirement or prohibition,"
designed to be implemented
regardless of the parties'
wishes.
(59)
By statute, a defendant is
permitted to "waive any
rights secured him by law"
except that a defendant may
not waive the right to a
jury trial in a death
penalty case.
(60)
Because the present case
involves the death penalty,
we initially examine whether
waiving submission of the
mitigation special issue
would be tantamount to
waiving trial by jury.
Obviously, a defendant who
waives the mitigation
special issue would have
still received a jury trial
on guilt and on the future
dangerousness special issue,
so at most, only a
partial interference with
the jury trial requirement
would be accomplished.
(61)
But waiving or foregoing a
jury trial classically
involves shifting
determination of the matter
to the judge, not
withdrawing the matter from
consideration altogether.
For example, in United
States v. Gaudin, a
defendant was deprived of
his right to a jury trial by
the prior federal practice
of submitting the "materiality"
element of a perjury offense
to the judge rather than to
the jury.
(62)
In Texas, even when a
defendant's waiver of a jury
trial is accompanied by a
plea of guilty, the trial
judge still retains the
authority as the factfinder
to find the defendant guilty
of a lesser-included offense
or even to render an
acquittal.
(63)
In this case, appellant did
not seek to have the judge
decide the mitigation
special issue, with the
possibility of it being
resolved in his favor;
rather, appellant sought to
waive a determination on
that issue altogether.
In addition, no one would
say that a defendant's
choice to forego a defensive
issue amounts to a waiver of
a jury trial. For example,
suppose evidence in a
capital murder prosecution
raises the issue of self-defense,
but the defendant and his
counsel have decided that
submission of self-defense
would, on balance, be
detrimental to the
defendant's interests. No
one would seriously argue
that the statutory
proscription against waiving
a jury trial requires that a
self-defense instruction be
submitted against the
defendant's wishes.
(64)
Of course, what remains to
be determined is whether the
mitigation special issue is
a defensive issue or an
element of the State's case.
We turn next to that
question.
Whether the mitigation
special issue is an element
of the prosecution's case or
a defensive issue is
critically important. A
defendant cannot waive
submission of an element of
the prosecution's case to
the finder of fact.
(65)
But submission of a
defensive issue is a
strategic decision to be
made by the defendant and
his attorney.
(66)
Not only is a defendant
permitted to forego
submission of a defensive
issue, but he is also
entitled to insist
that a defensive issue not
be submitted. If the
mitigation special issue is
properly characterized as a
defensive issue, then it
follows that the defendant
would have the right to
insist upon waiving its
submission.
For several reasons, we hold
that the mitigation special
issue is a defensive issue.
First, as we observed in
Mosley, the State has
no burden of proof on the
issue.
(67)
We are aware of no other
situation in which the State
is exempted from the burden
of proving an element of its
own case, whether at guilt
or at punishment.
Defensive issues are more
varied: sometimes the burden
is on the State and
sometimes the burden is on
the defendant.
(68)
But a hallmark of a "States's
issue" is the State's burden
to prove the issue.
Second, the mitigating
nature of the special issue
suggests that it is a
defensive issue. Sometimes a
mitigating factor can be
found within the elements of
an offense, as was the case
with the old voluntary
manslaughter statute,
(69)
or as an "exception" to the
application of an offense.
(70)
But the mitigation special
issue for death penalty
cases is neither embedded
within elements the State
must prove nor is it set up
as an exception.
Instead, the mitigation
special issue is framed as a
stand-alone punishment
mitigation issue, a
characteristic it shares
with a number of punishment
mitigating factors that are
clearly defensive issues,
including temporary insanity
caused by intoxication,
(71)
unsuccessful renunciation of
an inchoate offense,
(72)
the current sudden passion
issue in a murder case,
(73)
release in a safe place
under both the older and
newer versions of the
aggravated kidnapping
statute,
(74)
and mental retardation in a
death penalty case.
(79)
Third, the mitigation
special issue is structured
to make the defendant
benefit from an affirmative
answer.
(80)
Ordinarily, the party that
benefits from a "yes" answer
to an issue is the party to
whom the issue belongs. When
the question of guilt is
submitted for a "yes" or
"no" answer, a "yes" answer
invariably signifies a vote
of guilty. Likewise, an "affirmative
finding" of a deadly weapon
benefits the State.
(81)
And of course, the "future
dangerousness" and "anti-parties"
special issues are framed so
that a "yes" answer supports
a sentence of death, being
sought by the State.
(82)
In contrast, the various
codified defensive issues
lend themselves to being
submitted to elicit a "yes"
answer to the defendant's
benefit.
(83)
Fourth, the defensive nature
of the mitigation special
issue is indicated by its
placement in subsection (e)
of the statute. The State's
special issues have
traditionally been found in
subsection (b) of the
capital sentencing statute,
where one can currently
locate the future
dangerousness and anti-parties
special issues. Had the
Legislature intended the
mitigation special issue to
be another State's issue, it
could have simply added it
to subsection (b). But it
did not, choosing instead to
craft a separate subsection.
At one point in time -
indeed at the time of
appellant's trial -
subsection (e) contained
another provision that
involved what was clearly a
defensive matter: submission
of a parole instruction.
(84)
The parole instruction was
submitted only "on written
request of the attorney
representing the defendant."
(85)
Finally, the mitigation
special issue was a
legislative response to the
Supreme Court's decision in
Penry v. Lynaugh.
It was designed to fix a
constitutional deficiency in
the old Texas capital
sentencing scheme, not to
give the State an advantage
it would not have had under
that scheme. Allowing a
defendant to "opt out" of
the "Penry" portion
of the scheme - falling back
on what the Texas scheme
would be like if Penry
had not been decided - seems
more in accordance with the
legislative intent than
saddling the defendant with
an issue that is supposedly
to his benefit but that he
does not in fact want.
We see three points of
distinction that could be
made between the mitigation
special issue and other
issues that are
traditionally characterized
as defensive, but, for the
reasons discussed below,
those distinctions do not
dissuade us from our
conclusion that the
mitigation special issue is
in fact a defensive issue.
First, one could point out
that the mitigation special
issue is designed to be
applicable in every case.
Typically, a defensive issue
does not appear in every
case but must be raised by
the evidence. But there is
at least one other example
of a defensive matter that
was designed to be
applicable in every death
penalty case: the parole
instruction, which needed
only a written defense
request to warrant its
inclusion in any death
penalty case covered by the
version of the statute that
authorized the instruction.
Given some of the unusual
aspects of death penalty
cases,
(86)
it is not unreasonable to
think that the Legislature
might craft a defensive
issue that would appear in
every case by default.
This leads to the second
point, that, while the
provision authorizing the
parole instruction contained
language giving the
defendant the option to
decide whether to submit the
instruction, the subsection
that authorizes the
mitigation special issue
contains no such language.
But we should remember that,
under Almanza v. State,
jury charge error is never
completely forfeited; the
lack of a request or
objection merely affects the
harm analysis.
(87)
Under Posey, a
party can forfeit the right
to complain about the
omission of a defensive
issue because the defensive
issue must be requested
before the trial court has a
duty to place it in the
charge, and so no "error"
occurs absent a request.
(88)
But what happens when the
Legislature enacts a
defensive issue or
instruction that will apply
in every case of a certain
type, regardless of the
facts? If the Legislature
simply designates that the
instruction or issue be
submitted, we would construe
the failure to submit as
error, regardless of who
would benefit from the
submission.
(89)
To allow the omission of a
parole instruction to be
completely forfeitable, then,
the Legislature had to
include a provision
requiring a defense request.
Likewise, the absence of a "request"
provision for the mitigation
special issue means that the
mitigation special issue
cannot be forfeited by
inaction. But Almanza
does not prevent a defendant
from waiving an
issue,
(90)
and at any rate, a provision
permitting waiver can
already be found in Article
1.14. So, the Legislature
would not have to attach a
specific waiver provision to
the mitigation special issue
for it to be waivable.
Finally, one could argue
that the broad scope of the
mitigation special issue
makes it similar to the
noncapital sentencing
determination, which is not
an issue that belongs to
either party. There is no
burden of proof on either
party with respect to the
number of years that might
be assessed in a noncapital
case,
(91)
virtually any mitigating
evidence can be considered
in that determination, the
determination is normative
as it is with respect to the
mitigation special issue,
(92)
and victim impact and
character evidence is
admissible under the same
basic guidelines.
(93)
By analogy, one might
attempt to characterize the
mitigation special issue as
"neutral," belonging to
neither party. But unlike
the noncapital sentencing
determination, the
mitigation special issue is
a special issue,
and thus, it is also a
discrete issue, unlike the
general assessment of
punishment in noncapital
cases. Every other discrete
issue that could be
considered by a jury belongs
to either the State or the
defendant.
Moreover, we think discrete
issues, by their nature,
must belong to one of the
parties. Either the issue is
a part of the State's case
or it is a defensive issue.
The general assessment of
punishment in a noncapital
case is "neutral" only in
the sense that it is not a
discrete issue at all. Had
the Legislature intended to
enact a neutral, non-waivable
mechanism for considering
mitigating evidence, it
could have simply chosen to
confer upon the jury the
authority to decide (after
finding the defendant guilty
and answering the future
dangerousness issue) whether
to impose a punishment of "life"
or "death." But that is not
what the Legislature did.
We conclude that the
mitigation special issue is
a defensive issue that
cannot be forfeited by
inaction but can be waived,
and because it is a
defensive issue, the
defendant has a right to
insist upon its waiver. The
trial judge in this case
erred in refusing to allow
appellant to waive
submission of the issue to
the jury, and as a result,
erred in admitting victim-impact
and victim-character
evidence that would have
otherwise been excluded.
5. Harm
Appellant argues that the
error in this case should
not be held harmless,
contending that he had a "strong
defense to the continuing
threat issue" and that there
is "no assurance that [the
jurors] would have reached
the same answer" to that
issue "if they had not heard
the victim impact/character
testimony."
It is not entirely clear
from his argument whether he
thinks the error is immune
from a harmless error
analysis or whether he
merely thinks the error was
not harmless in his case.
Nor does appellant attempt
to explain whether the error
at issue is constitutional
or non-constitutional in
nature, or whether we should
apply harm standards for
jury charge error or for
error in improperly
admitting evidence.
In Cain v. State,
we said, "Except for certain
federal constitutional
errors labeled by the United
States Supreme Court as 'structural,'
no error, whether it relates
to jurisdiction,
voluntariness of a plea, or
any other mandatory
requirement, is
categorically immune to a
harmless error analysis."
(94)
The erroneous submission of
an unwanted defensive issue
has not been labeled by the
United States Supreme Court
as structural.
(95)
We therefore conclude that
the error in this case is
not "structural," and thus
is subject to some sort of
harm analysis.
Preserved jury charge error
is evaluated under
Almanza's "some harm"
standard unless we determine
that the error is
constitutional in nature, in
which case the "beyond a
reasonable doubt harmless"
standard would apply.
(96)
Evidentiary error is
evaluated under the Texas
Rule of Appellate Procedure
44.2, with constitutional
error evaluated under the "beyond
a reasonable doubt standard"
of Rule 44.2(a) and
nonconstitutional error
evaluated under the "substantial
rights" standard of Rule
44.2(b).
In erroneously submitting
the mitigation special issue,
the trial court essentially
interpreted the issue as an
element of the State's case
rather than a defensive
matter that could be waived.
That error is simply a
misconstruction of the
statute. Likewise, the
erroneous admission of
evidence constituted a mere
statutory violation because,
without the mitigation
special issue, the victim-related
evidence was not relevant
under the statutory scheme.
As Payne makes
abundantly clear, there is
no constitutional impediment
to the consideration of
victim-related evidence. The
trial court's errors in this
case were statutory rather
than constitutional in
nature, and thus, we apply
the harm standards for
nonconstitutional errors.
In conducting our harm
analysis, we find a number
of factors that are relevant
to determining harm for the
type of error before us.
(97)
First, we must assess the
prejudicial effect of the
anti-mitigating evidence
that was admitted but that
would have been excluded had
the mitigation issue not
been given. Victim-related
evidence can range from the
very mild
(98)
to that which is especially
strong.
(99)
As we discussed above, the
prosecutor may argue, with
respect to the issue of
future dangerousness, the
general inference that a
person who kills a stranger
knows or should know that
the victim is a unique human
being, with his or her own
hopes and dreams, and that
other people may mourn the
victim's passing. In
assessing harm, we consider,
among other things, the
extent to which the
prejudice arising from this
general inference is
exceeded by the prejudice
generated by the specific
victim-related evidence.
(100)
Second, we must determine
whether appellant had any
mitigating evidence that had
significant impact under the
mitigation special issue
apart from its impact under
the other special issues,
and we must assess the
relative strength of such
evidence and of the special
mitigating inference
produced by this evidence.
Third, we must assess the
relative strength of the
parties' positions on the
other special issues,
particularly the issue of
future dangerousness. The
future dangerousness
determination is the one
most susceptible to being
influenced by inadmissible
victim-related evidence
because the future
dangerousness special issue
is the only issue (other
than the mitigation special
issue) that focuses more
generally on what kind of
person the defendant is
rather than exclusively on
what he did during the
incident from which the
prosecution arose.
(101)
This more general focus on
what kind of person the
defendant is means that the
jury is called upon to make
determinations that are to
some degree subjective, as
opposed to resolving matters
of historical fact.
(102)
If the State's evidence on
future dangerousness is
overwhelming, then error in
refusing to permit a waiver
of the mitigation special
issue is more likely to be
harmless because the
appellate court may conclude
that the defendant would
have lost on the future
dangerousness issue in any
event.
(103)
Fourth, we should look to
the parties' arguments to
determine whether the error
has been emphasized or
ameliorated.
(104)
And finally, we should
examine any instructions
given by the trial court
that might tend to cure or
ameliorate the effect of any
anti-mitigating evidence
that was improperly before
the jury.
(105)
We turn to the first factor:
the prejudicial effect of
the anti-mitigating evidence
that would not have
otherwise been admitted. If
appellant had not attempted
to waive the mitigation
special issue, the State's
evidence would not have
exceeded what was
permissible under Rule 403 (under
the guidelines articulated
in Mosley), but we
recognize that some of this
evidence was moderately
strong.
Carter was an excellent
individual, whose parents
were deservedly proud of him,
and a good student with a
promising medical career
ahead of him. He had a
serious relationship heading
toward marriage that was
shattered by appellant's
actions. The evidence
suggested that Carter's
mother suffered more than
just the foreseeable grief
associated with the death of
a loved one: she suffered a
disabling depression, which
was later accompanied by
multiple sclerosis.
But much of this testimony
was heard at the guilt phase
of trial, where it came in
either without objection or
without a request for an
instruction to disregard.
Regardless of the trial
court's ruling on
appellant's request to waive
the mitigation special issue,
the jury would have known
that Carter was one of the
top students at Baylor
Medical School.
The jury would also have
known that Carter and Saifi
were in a serious dating
relationship that was likely
headed for marriage. And the
evidence of grief suffered
by the victim's father,
brother, and bride-to-be,
and even to some degree by
his mother, was consistent
with the reasonably
foreseeable general
inference that a murdered
victim would leave grieving
relatives behind.
We also point out that the
victim-related evidence of
which appellant complains
spans only ten pages of
nearly 400 pages of
punishment phase testimony.
And much of the victim-related
testimony was general. For
example, although Dr. Carter
did characterize his son as
a "shining example," he did
not describe the victim's
good qualities in any detail.
Next, we address whether
appellant presented any
evidence that had mitigating
impact peculiar to the
mitigation special issue.
The prosecutor suggested
that there was no evidence
favorable to appellant under
the mitigation special issue,
except possibly youth, which
he argued was not mitigating:
[Special issue two
encompasses any] evidence
you find that mitigates,
that reduces his moral
blameworthiness, and I
suggest to you there is not
any. The only thing really
they can argue is age.
* * *
And age, I suggest to you is
not a mitigating factor, but
that is for you to decide.
He is from a, well, good
family. There has been, you
know, so many people that
have been here for him all
his life. Mother and father,
all the aunts and uncles,
all kinds of people. People
always willing to help. He's
not from a subject of
sexual, physical, or any
type of emotional abuse, but
from a loving family, but he
does not have a conscience
and you can't give him one,
but I ask you to answer
these questions based upon
the law and evidence and
nothing else and we will
abide your verdict.
Appellant could not point to
low intelligence, an abusive
family, or some other bad
circumstance in his life
that was beyond his control
in order to explain why he
was the kind of person
capable of committing
heinous crimes. He could
point to his youth, and "as
any parent knows . . . '[a]
lack of maturity and an
underdeveloped sense of
responsibility are found in
youth more often than in
adults and are more
understandable among the
young. These qualities often
result in impetuous and ill-considered
actions and decisions.'"
(106)
But these known aspects of
youth are precisely what
would permit a jury to give
mitigating effect to youth
within the context of the
future dangerousness special
issue.
(107)
So there was no evidence in
the record with mitigating
impact peculiar to the
mitigation special issue - a
point the prosecutor made in
his argument.
We next turn to the relative
strength of the parties'
positions on the other
special issues, particularly
future dangerousness. In
this case, future
dangerousness was the only
other special issue
submitted. We recognize that
the State's evidence was
substantial. Among other
things, the State submitted
evidence of multiple
shootings and robberies,
violent behavior in jail,
gang membership, and
evidence that the jury could
construe as indicating a
lack of true remorse and a
failure on appellant's part
to truly accept
responsibility for his
actions.
On just about every issue,
appellant had an answer, but
the answers were not
particularly credible.
Appellant wished the jury to
believe that he was a mere
follower, that he was
dominated by three different
people at three different
times: by Butler in the
Cherry robbery, by Phillips
for various crimes occurring
on the night Carter was
killed, and by Dunn at the
time appellant tried to
withdraw money from an ATM
machine. But it was
appellant who shot two
people, appellant who was
alone in the car with two
different victims, and
appellant who took over
after Dunn froze up.
Moreover, while appellant
produced the testimony of a
chaplain to say he had "changed,"
more concrete evidence, in
the form of prison
disciplinary reports, showed
that appellant was involved
in numerous fights while
incarcerated - at least one
of which was without any
provocation. Appellant's
letters to Butler indicated
that he was still a member
of a gang and had not in
fact reformed his behavior.
And even defense counsel
expressed dissatisfaction
with appellant's testimony
at trial.
With regard to argument, it
could be said that the
prosecutor "exploited" the
improper submission of the
mitigation special issue by
pointing to the absence of
evidence that could be given
significant mitigating
impact under that issue, but
it is difficult to see how
that type of "exploitation"
could have any spillover
effect on the jury's
determination of future
dangerousness.
More importantly, the
prosecutor did not exploit
the introduction of the
victim impact and character
evidence but joined defense
counsel's efforts to
minimize any prejudicial
effect flowing from that
evidence. Defense counsel
emphasized that the jury
should not punish appellant
more severely simply because
his victim was a valuable
member of society:
Uhm, nothing that I said I
hope during the trial,
certainly now, should be
taken as any sign of
disrespect for Mr. Carter's
family. Uhm, it's hard to
put yourself in their
position. It's hard to know
how you would deal with such
a thing but you as a jury
are expressing all of our
feelings as a society when
you make a judgment in a
case like this. And, again,
with no disrespect to the
Carters, think about if we
value that person's life,
Matthew Carter, think about
if we value that person's
life, Matthew Carter, and
say because he was a fine
person we're going to
increase the punishment of
Perry Williams.
Inevitably what that causes,
imagine a person at the
Blockbuster was a drug
dealer. That he just come
from a club selling cocaine.
That he was in Matthew
Carter's place. Would that
be something that we as
defense lawyers would argue
to you as a jury? This guy
was no good. It didn't
matter, he was a drug dealer.
So what? We'd never argue
that because every life has
value because it's a life,
not because of who you are.
At least to some degree, the
prosecutor expressed
agreement with defense
counsel's argument:
I agree, not one of these
questions says do you feel
sorry for doctor and Mrs.
Carter. Not one of these
questions says do you feel
sorry for Justin and Maryam,
and their in-laws and Mrs.
Carter's brother and his
roommate and his friends. I
mean, you know, it does not
say do you feel sorry for
them. Okay. I am not asking
you to consider that. Does
not say do you feel sorry
for the defendant's family.
It's not in there.
That passage was in fact the
only part of the
prosecutor's argument that
made any reference to the
victim-related evidence.
Indeed, the entire
prosecutorial argument
focused on appellant's role
in the offense and other
evidence relating to his
future dangerousness. The
State characterized
appellant as playing a
dominant role in Carter's
murder and two of the other
robberies. Appellant was
depicted as not having a
conscience and not accepting
responsibility. One of the
prosecutors described
appellant variously as "unpredictable,"
"cold-blooded," and "trigger-thirsty."
The prosecutor also
characterized Carter's
murder as "an attempt to
eliminate witnesses." The
whole thrust of the State's
argument was on the future
dangerousness special issue,
with only a brief comment on
the mitigation issue, and
with no attempt to use the
victim impact and character
evidence.
Finally, we observe that the
trial judge gave no limiting
instruction or any other
type of remedial instruction
that might have lessened any
prejudice flowing from the
victim-related evidence. We
point out that appellant did
not request a limiting
instruction at the time the
evidence was presented. A
failure to request a
limiting instruction at the
time evidence is presented
renders the evidence
admissible for all purposes
and relieves the trial judge
of any obligation to include
a limiting instruction in
the jury charge.
(108)
It is also true that
appellant failed to obtain a
ruling on his request to
instruct the jury to not
consider victim-related
evidence under the future
dangerousness issue. With
respect to his third point
of error - the failure of
the trial court to give a
limiting instruction - these
failures on appellant's part
are fatal to his claim. But
the first point of error
deals with an issue
logically prior to the
question of whether a
limiting instruction should
be given - whether the
victim-related evidence
should have been admitted at
all. Although a party has a
duty to attempt to prevent
the trial judge from falling
into error, once that duty
has been fulfilled and the
trial judge nevertheless
commits an error, the onus
is really on the trial judge
to take remedial measures
that may mitigate the
harmfulness of the error.
(109)
Although appellant did not
have evidence other than
youth that could have been
used in his favor under the
mitigation special issue and
the trial court took no
remedial action to limit the
effect of the victim-related
evidence, the other factors
weigh strongly in favor of
finding the error harmless.
The victim-related evidence
took up only a brief part of
the record. Most of the
evidence elicited was of the
type that could be
reasonably foreseen as
arising from a murder. Much
of the evidence was elicited
at the guilt phase without
objection or where no
instruction to disregard was
given (and none was
requested).
The State's future
dangerousness evidence was
strong, including multiple
robberies, multiple
shootings, violent incidents
in jail while the capital
murder prosecution was
pending, appellant's own
writings indicating his
continued gang membership,
and appellant's disastrous
performance during cross-examination
that conveyed to the jury
that he was not in fact
accepting responsibility for
his criminal conduct.
And finally, the prosecutor
did not use the victim
impact and character
evidence in his closing
argument but joined defense
counsel in minimizing its
relevance in front of the
jury. Considering everything
we have discussed, we
conclude that appellant was
not harmed by the trial
court's erroneous submission
of the mitigation special
issue and the resulting
admission of victim impact
and character evidence.
In summary, with respect to
point of error one - waiver
of the mitigation special
issue and the resulting
admission of victim-related
evidence - we conclude that
the trial court erred but
that the error was harmless.
With respect to point of
error two, the admission of
victim-related evidence
irrespective of the waiver
question, we find that the
trial court did not err.
With respect to point of
error three, the submission
of a limiting instruction,
we find that the trial court
did not err in failing to
submit a limiting
instruction in the jury
charge because appellant
failed to request one at the
time the evidence was
admitted. Points of error
one through three are
overruled.
D. Execution
Impact Testimony
In point of error four,
appellant claims that the
trial court erred in
refusing to allow him to
present testimony from his
mother about the impact his
execution would have on his
family. He asserts that this
violated his Eighth
Amendment and Due Process
rights. We have previously
decided that "a trial court
does not abuse its
discretion in excluding 'execution-impact'
testimony."
(110)
Point of error four is
overruled.
E. "Residual
Doubt" Instruction
In point of error six,
appellant contends the trial
court erred in refusing his
request that a residual
doubt instruction be
included in the punishment
jury charge. We have decided
this issue adversely to
appellant's position.
(111)
Point of error six is
overruled.
F. Hearsay
Statement / Right to Present
a Defense
In point of error five,
appellant complains that the
trial court denied him his
Sixth Amendment right to
present a defense and his
Eighth Amendment right "to
obtain the jury's effective
consideration of his
defensive mitigation
evidence on punishment" when
it excluded the hearsay
statement of one of his
accomplices which
purportedly supported his
"factual and state-of-mind
defense."
Appellant expressed his
intention to testify at the
punishment stage of trial
that he had not intended to
kill Carter. Appellant
maintained that he had been
holding the gun to Carter's
head when Carter pushed him
and caused appellant to 'tens[e]
up' and pull the gun's
trigger. In an effort to
corroborate his version of
the events, appellant
attempted to introduce a
portion of co-defendant
Dunn's audiotaped statement
to the police.
He did not attempt to call
Dunn himself because Dunn's
attorney informed the
parties that Dunn would
invoke his Fifth Amendment
right not to incriminate
himself if the defense
called him as a witness at
trial. According to a
transcription of the
audiotaped statement, Dunn
saw Carter "pushing [appellant]
away or whatever" and then
heard appellant's gun
discharge. Dunn did not
actually see appellant shoot
Carter.
Appellant argued at trial
that this corroborating
evidence was relevant to the
mitigation question because
it constituted "a
circumstance of the offense"
that mitigated his
culpability for the crime.
Appellant further claimed
that this evidence was vital
to his case and its
exclusion would preclude him
from presenting his defense.
The State argued that the
evidence was not relevant to
any of the special issues
and was merely appellant's
attempt to relitigate the
issue of guilt or innocence.
After noting several United
States Supreme Court cases,
the trial judge found that
the statement was "arguably
inherent[ly] trustworth[y.]"
The judge then confirmed
that appellant intended to
testify to substantially the
same facts stated in the
complained-of evidence. The
judge concluded that the
evidence should be excluded
because a statement that
merely corroborated
appellant's testimony was "not
crucially important to the
determination of any of the
issues at the punishment
phase of trial." Appellant
reurges his complaints on
appeal.
To the extent appellant
sought to use Dunn's
testimony to support the
proposition that he did not
intend to kill Carter, he
sought to relitigate the
issue of guilt, and he was
not entitled to do so.
(112)
Assuming, however, that the
evidence could also support
the proposition that
appellant's decision to
shoot was impulsive rather
than premeditated, we
further address appellant's
claim.
In some instances, the
exclusion of a defendant's
evidence can amount to a
violation of the right to
compel the attendance of
witnesses in the defendant's
favor.
(113)
The Sixth Amendment, made
applicable to the states
through the Fourteenth
Amendment, is a firm
guarantor of the
constitutional assurance of
compulsory process to obtain
favorable witnesses.
(114)
When an application of the
local rules would be "fundamentally
unfair" or constitutional
rights directly affecting
the ascertainment of guilt
are implicated, the rules
"may not be applied
mechanistically to defeat
the ends of justice."
(115)
In other words, in an
appropriate case, local
rules, like those
prohibiting hearsay, should
yield to constitutional
protections. But this does
not mean that every
erroneous exclusion of a
defendant's evidence amounts
to a constitutional
violation.
(116)
In Potier, this
Court noted that "evidentiary
rulings rarely rise to the
level of denying the
fundamental constitutional
rights to present a
meaningful defense."
(117)
The Court explained that
there are two distinct
scenarios in which rulings
excluding evidence might
rise to the level of a
constitutional violation: 1)
when a state evidentiary
rule categorically and
arbitrarily prohibits the
defendant from offering
otherwise relevant, reliable
evidence which is vital to
his defense; and 2) when a
trial court's clearly
erroneous ruling excluding
otherwise relevant, reliable
evidence which forms such a
vital portion of the case
effectively precludes the
defendant from presenting a
defense.
(118)
In the first scenario, "the
constitutional infirmity is
in the arbitrary rule of
evidence itself."
(119)
In the second scenario, "the
rule itself is appropriate,
but the trial court
erroneously applies the rule
to exclude admissible
evidence to such an extent
that it effectively prevents
the defendant from
presenting his defensive
theory."
(120)
Even if the constitutional
principles set out above
apply to the punishment
phase of a capital case - an
issue we do not decide - the
trial court did not err in
excluding the evidence. In
this case, the trial judge
had the discretion to
exclude Dunn's out-of-court
statement to the police
because it was hearsay and
because it did not qualify
as an exception to the
general prohibition against
hearsay.
(121)
Although some discussion was
had that the statement might
qualify as a statement
against interest, the
portion of the statement
that appellant offered into
evidence contained no self-inculpatory
assertions.
(122)
Rather, this portion of the
statement related what Dunn
saw happen between appellant
and the victim before he
heard the gun discharge.
And constitutional
considerations do not
require that the rule
against hearsay be overriden
in this case. The trial
judge's comment that Dunn's
statement was "arguably
inherent[ly] trustworth[y]"
is not a holding that the
statement was in fact
reliable. We have found no
facts in the record and
appellant has directed us to
none regarding the
circumstances surrounding
the taking of the statement.
Furthermore, the judge
provided no basis for the "trustworthiness"
designation except to note
that the statement was
elicited by a police officer
during an interrogation.
This is not sufficient to
show that the statement was
in fact reliable.
(123)
Appellant has also failed to
show that the evidence was
vital to his defense. The
trial judge clarified that
appellant would testify to
his version of the events
and that the portion of
Dunn's statement that he
wanted to introduce would
merely corroborate that
testimony. Thus, appellant
was able to present his
version of the events to the
jury albeit not to the
extent and in the form he
desired. Appellant has
failed to show that the
trial judge's ruling was
erroneous. Point of error
five is overruled.
G. Request
to Argue Last on Mitigation
In point of error seven,
appellant asserts the trial
court erred by refusing to
allow him to argue last with
regard to the mitigation
issue. We have decided this
issue adversely to
appellant's position.
(124)
Point of error seven is
overruled.
H. Parole
Instruction Argument
In point of error ten,
appellant contends that the
trial judge erred in
overruling his objections to
the prosecutor's punishment
phase argument regarding
parole eligibility and the
future dangerousness special
issue. Appellant claims that
the prosecutor misstated the
law by inviting the jurors
to disregard the 40-year
parole ineligibility
instruction in answering the
future dangerousness
question.
He claims that this
improperly prevented the
jury from effectively
considering his "crucial
mitigating evidence" of
remorse, good jail behavior,
prison classification and
control of violence, and the
"aging-out phenomenon."
Specifically, appellant
complains about the
following argument and the
objections made thereto:
[PROSECUTOR]: As the
defendant sits in the
courtroom this day you're
asked to answer this
question. Do you find from
the evidence beyond a
reasonable doubt there's a
probability that the
defendant would commit
criminal acts of violence -
[DEFENSE COUNSEL]: Excuse
me, Mr. [prosecutor]. I
object. He asks the jury to
read the charge and isolate
it and ignore the parole
provisions.
THE COURT: Denied.
[PROSECUTOR]: The parole
provision, because you're
not supposed to consider
parole in reaching your
decision, you're asked to
answer this question today.
Now what I suggest [defense
counsel] is saying is he
wants you to put into this
question that he is going to
serve 40 years day-for-day.
[DEFENSE COUNSEL]: Judge,
that's the law. I object to
him striking the defendant
over counsel's shoulder.
THE COURT: Overruled.
[PROSECUTOR]: And I ask
don't rewrite this question.
Don't let him rewrite the
question. As the defendant
sits in this courtroom this
day, that's where we are.
This question is before you.
Today is the day that you
have to answer it, and you
have to answer it today,
this question.
[DEFENSE COUNSEL]: Judge,
may I have a running
objection to the
misrepresentation of the law
that counsel is telling the
jury?
THE COURT: Yes, sir.
[DEFENSE COUNSEL]: Thank you.
[PROSECUTOR]: Will that
running objection be
overruled?
THE COURT: Yes.
[PROSECUTOR]: You're to
decide is the defendant - is
there a probability that the
defendant beyond a
reasonable doubt would be a
continuing threat to commit
criminal acts of violence, a
continuing threat to society,
and that's the question. Not
put into it after he gets
out after 40 years, if he
gets out after 40 years. You
cannot put in he got a life
sentence into the question,
because in the charge it
says, the very first part,
it says the mandatory
punishment for the offense
of capital murder of which
you have found the defendant
guilty is death or
confinement in the Texas
Department of Corrections
for life.
In the interest of
completeness, we point out
that defense counsel
responded in his own closing
argument to the prosecutor's
comments:
On page 4, the Judge tells
you about parole law. This
is the argument we have and
we'll continue to have, I
imagine, as long as we're
both doing this. Let me tell
you why I think what I'm
saying is something that you
can rely on. On page 4 the
Judge tells you that if you
sentence someone or to get a
life sentence in a capital
murder case they're going to
serve 40 calendar years
without consideration of any
good time.
That means day-for-day. Now,
reality tells us that if Mr.
Williams leaves here, goes
to a prison unit in the
Texas Department of
Corrections with a capital
murder life sentence that's
where he is going to be for
the next 40 years. That's a
fact. Now they, [the
prosecutor], does not want
that to be a fact. He wants
to argue I'm grafting
something on the statute
that is not there, but you
see it. It's the Judge's
words what the law is. So
when you're looking at
Special Issue No. 1 you got
to consider the society in
which Perry Williams is
going to be for the next 40
years.
(125)
Before the Legislature
provided for a jury
instruction on parole
eligibility in capital
cases, a plurality of this
Court in Smith v. State
rejected the claim that such
an instruction was
constitutionally required.
(126)
The holding and reasoning of
that opinion was later
adopted as binding precedent
(127)
and has been followed in
numerous later decisions
that we need not cite here.
In Smith, we
expressly rejected the
notion that parole
eligibility was relevant to
a jury's determination of
future dangerousness:
The subject is not proper
even in the context of the
second special issue because
when a jury is considering
whether a defendant
represents a continuing
threat to society, the term
'society' includes both the
prison and non-prison
populations.
(128)
We have echoed this
reasoning in subsequent
cases.
(129)
When the Legislature
inserted the parole
eligibility instruction
requirement in the statute,
it did not specify whether
that instruction should have
any effect on the jury's
deliberation on the special
issues.
(130)
Under those circumstances,
we cannot find fault with a
prosecutor arguing as an
advocate to the jury that
the jury should not consider
a defendant's minimum parole
eligibility in determining
whether he constitutes a
future danger to society.
The jury had the information
about appellant's minimum
parole eligibility, and they
also heard defense counsel's
argument on why it should be
considered. The trial judge
exhibited no partiality to
either party's
interpretation of the role
played by the parole law
instruction. The jury was
thus in a position to give
effect to the parole law
instruction to the extent it
was deemed appropriate.
Point of error ten is
overruled.
The judgment of the trial
court is affirmed.
Delivered: June 11, 2008
Publish
*****
1. Tex.
Pen. Code �19.03; Tex. Code
Crim. Proc. art. 37.071.
Unless otherwise indicated,
all future references to
articles refer to the Code
of Criminal Procedure.
2. Art.
37.071, �2(h).
3. Martin
was a correctional officer,
later obtained a law degree
and worked as legal counsel
in the Texas prison system,
and eventually started a
correctional consulting
business.
4. The
issue asks "whether there is
a probability that the
defendant would commit
criminal acts of violence
that would constitute a
continuing threat to society."
Art. 37.071, �2(b)(1).
5.
Russeau v. State, 171
S.W.3d 871, 878 (Tex. Crim.
App. 2005).
6.
See Cockrum v. State,
758 S.W.2d 577, 593 (Tex.
Crim. App. 1988)(defendant's
dominant role in capital
murder is evidence of future
dangerousness).
7.
Cf. Reese v. State,
33 S.W.3d 238, 247 (Tex.
Crim. App. 2000)(it was in
capital defendant's best
interest to behave well in
jail awaiting trial).
8.
Wilkerson v. State, 881
S.W.2d 321, 326 (Tex. Crim.
App. 1994)(habitual drug
abuse is evidence of future
dangerousness).
9.
See Jones v. State, 119
S.W.3d 766, 781 (Tex. Crim.
App. 2003)("even without the
two extraneous murders, the
evidence of a brutal murder,
of multiple assaults, and of
gang membership supports the
jury's conclusion that
appellant was a future
danger").
10.
Roberts v. State, 220
S.W.3d 521, 526 (Tex. Crim.
App. 2007).
11. 530
U.S. 466 (2000).
12.
Roberts, 220 S.W.3d at
535.
13. To
facilitate the readability
of this opinion, we will
sometimes refer to these two
types of evidence under the
more general term
"victim-related" evidence.
14. 983
S.W.2d 249 (Tex. Crim. App.
1998).
15. 61
S.W.3d 378 (Tex. Crim. App.
2001).
16.
Appellant made this request
before the punishment phase
of trial began, and it was
denied at that time.
17.
Appellant raised this
complaint in a written
motion before trial, and he
reurged the complaint before
the State introduced its
victim-related testimony
during its punishment
rebuttal case. The trial
court denied relief on the
complaint on both occasions.
18.
Appellant did not ask for
any limiting instructions at
the time the victim-related
evidence was admitted.
During the jury charge
conference appellant
requested that the jury be
instructed in the charge not
to consider this type of
evidence "in determining the
answers to Special Issues
No. 1 or 2." The trial judge
denied this request. The
following then occurred:
[DEFENSE COUNSEL]: Thank you,
Judge. We would submit it
separately for "do not
consider" for Issue 1, "do
not consider" for Issue 2.
Second requested charge on
victim impact: You have
heard certain testimony
regarding the character of
the victim in this case and
the effect of his death upon
his survivors. You are
instructed that you're not
to use this evidence to
compare the value of the
life of the victim to that
of other victims whose
deaths might not result in
as great a loss to their
survivors or to the
community.
[TRIAL
JUDGE]: Denied.
19.
Boykin v. State, 818
S.W.2d 782, 785 (Tex. Crim.
App. 1991).
20.
Ex parte Torres, 943
S.W.2d 469, 473 (Tex. Crim.
App. 1997); Tex. Gov't. Code,
�311.023.
21.
See State v. Moore, 225
S.W.3d 556, 566 (Tex. Crim.
App. 2007); Pettigrew v.
State, 48 S.W.3d 769,
771 (Tex. Crim. App. 2001);
Busby v. State, 990
S.W.2d 263, 267 (Tex. Crim.
App. 1999).
22.
Mosley, 983 S.W.2d at
262; see id. at
261-62 (discussing prior
cases).
23.
Id.
24.
Id. at 262.
25.
Id.
26. Rule
403 provides: "Although
relevant, evidence may be
excluded if its probative
value is substantially
outweighed by the danger of
unfair prejudice, confusion
of the issues, or misleading
the jury, or by
considerations of undue
delay, or needless
presentation of cumulative
evidence."
27.
Mosley, 983 S.W.2d at
262.
28.
Id.
29.
Id.
30.
Id. at 261 n.16.
31.
Id.
32.
Id. at 263.
33.
Id. at 264.
34.
Solomon v. State, 49
S.W.3d 356, 365-66 (Tex.
Crim. App. 2001).
35.
Jackson v. State, 992
S.W.2d 469, 478 (Tex. Crim.
App. 1999).
36.
Salazar v. State, 90
S.W.3d 330, 336-38 (Tex.
Crim. App. 2002).
37.
Roberts, 220 S.W.2d at
532; Jackson v. State,
33 S.W.3d 828, 830, 833-34
(Tex. Crim. App. 2000).
38. 25
S.W.3d 707, 711 n.5 (Tex.
Crim. App. 2000).
39. 61
S.W.3d at 388.
40.
Id. at 388-90.
41.
Id. at 390 n.48.
42.
Id. at 395 (Cochran,
J., concurring).
43. 983
S.W.2d at 263 (quoting from
the mitigation special issue
found in Art. 37.071,
�2(e)).
44. 501
U.S. 808 (1991).
45. 983
S.W.2d at 261.
46. 482
U.S. 496 (1987).
47.
Payne, 501 U.S. at 822
(citation and internal
quotation marks omitted,
bracketed material added).
48.
Id. at 825.
49.
Id. at 819.
50.
Id. at 825.
51.
Id. at 827.
52.
Id. at 826 (quoting
State v. Payne, 791
S.W.2d 10, 19 (Tenn. 1990),
with approval) (emphasis
added).
53. Art.
37.071, �2(e)(1)(1999). The
current version of the
mitigation special issue
differs from the issue
applicable in appellant's
case in only one respect:
the words "without parole"
immediately follow "life
imprisonment." See
Art. 37.071, �2(e)(1).
54. Art.
37.071, �2(b)(1). The
current version of the
special issue does not
differ from the version
applicable to appellant.
55.
See Penry v. Lynaugh,
492 U.S. 302 (1989).
56.
While the Supreme Court in
Jurek v. Texas, 428
U.S. 262 (1976), was too
optimistic in concluding
that the future
dangerousness issue swept
all types of
mitigating circumstances
within its reach, see
id. at 272-74, the
Supreme Court's conclusion
at least accurately
reflected that the special
issue's scope was indeed
very broad with respect to
the kinds of evidence that
are relevant to its
resolution.
57.
Martinez v. State, 17
S.W.3d 677, 692 (Tex. Crim.
App. 2000); Nenno v.
State, 970 S.W.2d 549,
559 (Tex. Crim. App. 1998).
58. Of
course, even a stranger
might have been aware at the
time of the crime of some
facts relating to the victim
(e.g. a victim who is famous
or one who is visibly
pregnant), rendering
evidence relevant to future
dangerousness to the extent
of the defendant's actual
awareness.
59.
Marin v. State, 851
S.W.2d 275, 279 (Tex. Crim.
App. 1993).
60. Art.
1.14(a). See also
Art. 1.13(b).
61.
See Prystash v. State,
3 S.W.3d 522, 532 (Tex.
Crim. App. 1999)("It said
that a waiver of trial by
jury, which is forbidden in
a capital case in which the
State sought the death
penalty, occurred when the
verdict did not include a
special issue which was
required by the applicable
statute. There are several
fatal flaws in this
reasoning. To begin with, if
this were an improper
waiver, the doctrine of
invited error estops the
appellant from complaining
of it. Second, it is
untrue on its face;
the case was tried to a
jury. The worst that
can be said is that the jury
returned a verdict which did
not answer one
issue.")(emphasis added).
62. 515
U.S. 506 (1995).
63.
Aldrich v. State, 104
S.W.3d 890, 893 (Tex. Crim.
App. 2003).
64.
See Posey v. State, 966
S.W.2d 57, 63 (Tex. Crim.
App. 1998)(warning against
legal requirements that
would "impose on defendants
unwanted defensive issues in
the charge").
65.
See Smith v. State, 74
S.W.3d 868, 874 (Tex. Crim.
App. 2002)(submission of
"deliberateness" special
issue cannot be waived).
See also Martin v.
State, 200 S.W.3d 635,
638-39 (Tex. Crim. App.
2006)(even if defendant
stipulates to jurisdictional
priors in a felony DWI
prosecution, jury must be
instructed on the elements).
But a defendant may be
estopped from challenging
the failure to submit an
element when he requested
the lack of submission.
Smith, 74 S.W.3d at
874; Ripkowski, 61
S.W.3d at 388-89;
Prystash v. State, 3
S.W.3d 522, 531-32 (Tex.
Crim. App. 1999).
66.
Delgado v. State, 235
S.W.3d 244, 249-50 (Tex.
Crim. App. 2007); Posey,
966 S.W.2d at 63.
67. 983
S.W.2d at 264. See also
Ex parte Staley,
160 S.W.3d 56, 59 n.6 (Tex.
Crim. App. 2005).
68.
Compare Tex. Pen. Code
��2.03 ("Defense"), 2.04 ("Affirmative
Defense").
69.
See Tex. Pen. Code
�19.04 (1992)("sudden
passion").
70. Tex.
Pen. Code �2.02.
71.
Id., �8.04(b), (c).
72.
Id., �15.04(d).
73.
Id., �19.02(d).
74.
(75)
75. Tex.
Pen. Code �19.02(d).
(76)
76. Tex.
Pen. Code �19.02(d).
(77)
77. Tex.
Pen. Code �19.02(d).
(78)
78. Tex.
Pen. Code �19.02(d). � � - "
"
79.
Hall v. State, 160 S.W.3d
24, 38 (Tex. Crim. App.
2004).
80. Art.
37.071, �2(e), (g).
81.
See e.g. Art.42.12,
�3g(b).
82. Art.
37.071, �2(b)(1) & (2), (g).
83.
See e.g. footnotes
71-74.
84. Art.
37.071, �2(e)(2)(1999).
85.
Id.
86.
See, for example,
Ring v. Arizona, 536
U.S. 584, 597-609 (2002) (viewing
death penalty sentencing
procedure in which at least
one aggravating circumstance
must be found to justify the
death penalty [as is
constitutionally required]
as increasing punishment
beyond the statutory maximum
based upon a finding of fact,
thus requiring a jury
determination under
Apprendi v. New Jersey,
530 U.S. 466 (2000)).
87. 686
S.W.2d 157, 171 (Tex. Crim.
App. 1985)(construing Art.
36.19).
88. 966
S.W.2d at 63.
89.
Delgado, 235 S.W.3d at
252 n.34 (In Huizar,
this Court distinguished
Posey and explained the
difference between
instructing the jury on
"defensive" issues and
instructing them on the law
that is applicable to all
cases)(quoting Huizar v.
State, 12 S.W.3d 479,
484 n.7 (Tex. Crim. App.
2000)("In contrast to a
'defense' which depends on
the defendant's theory of
the case and the evidence
presented, applicability of
article 37.07 � 3(a) is not
contingent on either party's
theory of the case. Rather,
article 37.07 � 3(a) is a
legislatively prescribed
burden of proof applicable
to extraneous offense and
bad act evidence admitted at
punishment in all
non-capital cases."))
(emphasis in original).
90.
However, a general statement
by defense counsel that he
has no objection to the jury
charge is not sufficient to
effect such a waiver.
Bluitt v. State, 137
S.W.3d 51, 53 (Tex. Crim.
App. 2004).
91.
See Miller-El v. State,
782 S.W.2d 892, 896 n.1
(Tex. Crim. App. 1990).
92.
McFarland v. State, 928
S.W.2d 482, 499 (Tex. Crim.
App. 1996).
93.
See Salazar,
90 S.W.3d at 336-38.
94. 947
S.W.2d 262, 264 (Tex. Crim.
App. 1997).
95.
See Johnson v. State,
169 S.W.3d 223, 235-36 (Tex.
Crim. App. 2005)(discussing
Supreme Court cases,
including Johnson v.
United States, 520 U.S.
461, 468-69 (1997),
containing the Supreme
Court's "most recent list of
structural errors").
96.
See Jimenez v. State,
32 S.W.3d 233, 236-37 (Tex.
Crim. App. 2000).
97.
Although these are the main
factors to be assessed in a
harm analysis for the type
of error before us, we do
not preclude the possibility
of other relevant factors in
a particular case. Also, the
discussion below assumes
that the death penalty was
assessed. A trial court's
failure to allow a defendant
to waive the mitigation
special issue would
obviously be harmless if a
life sentence were imposed.
98.
See Solomon, 49 S.W.3d
at 366 (a few photographs of
the victim and his family).
99.
See Griffith v. State,
983 S.W.2d 282, 289 (Tex.
Crim. App. 1998)(victim
planned all family holiday
celebrations, cared for
cancer-ridden father, and
father quit fighting the
disease after the victim
died).
100.
See Schutz v. State,
63 S.W.3d 442, 445-46 (Tex.
Crim. App. 2001)(Where the
jury can legitimately infer
from admissible evidence a
conclusion that the expert
witness was not allowed to
testify to, error in
permitting the expert to
testify to that conclusion
is more likely to be
harmless).
101.
Compare Art.
37.071, �2(b)(1)(future
dangerousness) &
(e)(mitigation) with
Art. 37.071,
�2(b)(2)(anti-parties) and
Art. 37.0711,
�3(b)(1)(deliberateness) &
(3)(provocation).
102.
Compare McGinn v. State,
961 S.W.2d 161, 169 (Tex.
Crim. App. 1998)(no factual
sufficiency review due to
the highly subjective nature
of the future dangerousness
special issue) with
Wardrip v. State,
56 S.W.3d 588, 590-91 (Tex.
Crim. App. 2001)(holding
that a factual sufficiency
review of the deliberateness
special issue could be
conducted because that
issue, "unlike future
dangerousness, requires a
finding of historical
fact").
103.
See Neder v. United
States, 527 U.S. 1,
17-18 (1999)(omission of
"materiality" element of
offense harmless because
jury verdict would have been
the same).
104.
Haley v. State, 173
S.W.3d 510, 519 (Tex. Crim.
App. 2005)(appropriate to
consider whether State
emphasized the error in
admitting extraneous offense
victim-impact evidence);
LaPoint v. State, 750
S.W.2d 180, 192 (Tex. Crim.
App. 1988)(appropriate to
consider whether prosecutor
exploited erroneous
instruction in closing
argument); Hawkins v.
State, 135 S.W.3d 72,
84 (Tex. Crim. App. 2004)(prosecutor's
corrective action can be
considered in determining
harm).
105.
Ovalle v. State, 13
S.W.3d 774, 786 (Tex. Crim.
App. 2000)(other portions of
the jury charge relevant to
harm analysis of a jury
charge error); Waldo v.
State, 746 S.W.2d 750,
752-57 (Tex. Crim. App.
1988)(curative instruction
can eliminate harm flowing
from improper admission of
evidence); Phillips v.
State, 193 S.W.3d 904,
911 n.40 (Tex. Crim. App.
2006)(limiting instruction
can sometimes render an
error harmless) .
106.
Roper v. Simmons,
543 U.S. 551 (2005)(quoting
Johnson v. Texas,
509 U.S. 350, 367 (1993)).
107.
Johnson, 509 U.S.
at 370 ("If any jurors
believed that the transient
qualities of petitioner's
youth made him less culpable
for the murder, there is no
reasonable likelihood that
those jurors would have
deemed themselves foreclosed
from considering that in
evaluating petitioner's
future dangerousness. . . .Although
Texas might have provided
other vehicles for
consideration of
petitioner's youth, no
additional instruction
beyond that given as to
future dangerousness was
required in order for the
jury to be able to consider
the mitigating qualities of
youth presented to it.").
108.
Hammock v. State,
46 S.W.3d 889, 892-95 (Tex.
Crim. App. 2001).
109.
Cf. Hawkins, 135
S.W.3d at 76 (explaining
that the failure to grant a
mistrial after an objection
has been sustained and a
curative instruction given
is a question of error not
of harm because "[t]he only
adverse ruling - and thus
the only occasion for making
a mistake - was the trial
court's denial of the motion
for mistrial.").
110.
Roberts, 220 S.W.3d
at 532.
111.
Gallo v. State, 239
S.W.3d 757, 779 (Tex. Crim.
App. 2007).
112.
Id.
113.
Potier v. State, 68
S.W.3d 657, 659 (Tex. Crim.
App. 2002).
114.
Washington v. Texas,
388 U.S. 14 (1967).
115.
Chambers v. Mississippi,
410 U.S. 284, 302 (1973);
Fuller v. State,
829 S.W.2d 191, 207 (Tex.
Crim. App. 1992).
116.
Potier, 68 S.W.3d
at 659.
117.
Id. at 663.
118.
Id. at 659-62;
Wiley v. State, 74 S.W.3d
399, 405 (Tex. Crim. App.
2002).
119.
Wiley, 74 S.W.3d at
405.
120.
Id.
121.
Tex. R. Evid. 802-04.
122.
See Tex. R. Evid.
803(24); Woods v. State,
152 S.W.3d 105, 112 (Tex.
Crim. App. 2004)(statement
must be self-inculpatory to
be admissible under the
statement against interest
exception).
123.
See Chambers, 410
U.S. at 300 (holding that
the Due Process Clause
affords criminal defendants
the right to introduce into
evidence third parties'
declarations against penal
interest . . . when the
circumstances surrounding
the statements "provid[e]
considerable assurance of
their reliability").
124.
Masterson v. State,
155 S.W.3d 167, 174-75 (Tex.
Crim. App. 2005).
125. No
objection was made by the
prosecution to this argument.
126.
898 S.W.2d 838 (Tex. Crim.
App. 1995)(plurality op.).
127.
Broxton v. State,
909 S.W.2d 912, 919 (Tex.
Crim. App. 1995).
128.
898 S.W.2d at 846.
129.
Morris v. State,
940 S.W.2d 610, 613 (Tex.
Crim. App. 1997);
Collier v. State, 959
S.W.2d 621, 623 (Tex. Crim.
App. 1997).
130.
See Art. 37.071,
�2(e)(2)(1999).