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John WILLIAMS
Jr.
Classification: Murderer
Characteristics:
Rape
Number of victims: 2 - 4
Date of murders: 1995 - 1996
Date of birth: 1961
Victims profile: Patricia Ashe
/ Debra
Elliott / Dawn Grandy / Cynthia Brown
Method of murder: Stabbing
with knife
/ Beating
Location: Raleigh, North Carolina, USA
Status: Sentenced to death on March 4, 1998
John Williams Jr., a drifter from
Georgia picked up for assaulting a woman about a month ago is believed
to be a serial killer responsible for at least four slayings in downtown
Raleigh, North Carolina. Williams, 36, was charged in 19 March 1997 with the killing
of Patricia Ashe in January 1996. While
in jail on the assault rap, he was also charged for the murder of Debra
Elliott in December.
Police believe Williams also killed at
least two other women -- Dawn Grandy and Cynthia Brown -- whose bodies
were dumped on or near downtown railroad tracks. He's also charged with
sexual assaulting four other women since October 1995.
Police conducted 6,000 interviews and
beefed up patrols in the Moore Square area downtown after investigators
started suspecting that a serial killer might be loose. An officer even
talked briefly with Williams, but he was not identified as a suspect
until his arrest on the assault charge. Investigators believe the
Williams met his victims downtown and that they willingly went with him
to secluded spots where "he felt comfortable to make the attacks."
A Raleigh man with an IQ of 80 was
sentenced to death for killing two crack-addicted women, raping and
assaulting two more, and trying to rape and assault another one. Though
he's not been charged with any other murders, John Williams remains a
suspect in the slayings of three more poor women in downtown Raleigh.
His defense attorney, in a futile
attempt to spare his life, argued that he had been reared in poverty and
abuse, and has an IQ in the low 80s. Apparently he suffered from a
mental disturbance caused by having watched his sister being repeatedly
sexually abused when he was between 7 and 10. The molestations triggered
in Williams a mental disturbance called dissociation, in which, "We
run away, only the running away is mental, and you're functioning on
automatic pilot."
Nontheless, on March 4, 1998, a jury
of five women and seven men handed him the death
penalty. They saw him as a lethal predator in the desperate world of
crack addicts, preying on women who were willing to have sex in exchange
for a high. He lured them with drugs, then choked them, put a box cutter
or a small knife to their throats and raped or tried to rape them,
prosecutors argued. Those who resisted, he beat to death.
Four other poor women were killed in
1996, and Raleigh police at first rejected the possibility of a serial
killer. But as the death toll rose, they reconsidered. One murder was
solved last year when a man was convicted of shooting his girlfriend to
death. But three other cases remain open, and police and prosecutors
consider Williams the prime suspect in those, although they do not have
enough evidence to charge him.
Mayhem.net
Accused in Two Murders, Williams May Be Linked to
Others
Wral.com
March 19, 1997
RALEIGH — The man
accused in two of Raleigh's unsolved murders may be linked to other
killings and a string of sexual assaults. The mother of one victim
says John Williams' trail leads directly to her daughter.
Williams, a drifter from Georgia who was living in a
homeless at the time of his arrest, is the city's first serial killer.
They're working now to gather evidence to show Williams killed four of
the six black women found murdered in downtown Raleigh last year. But,
police are not the only ones trying to connect Williams to more crimes.
Elizabeth Todd, the mother of homicide victim Dawn
Grandy, told WRAL-TV5's Bret Baier that she has no doubts Williams is
responsible for her daughter's death.
Williams is currently charged with the murders of
Patricia Ashe and Deborah Elliott, but Raleigh police say he is also the
prime suspect in two other murders still unsolved, those of Grandy and
Cynthia Brown.
Todd says her daughter used to live with Williams.
Before Dawn's body was found in July, Todd says she would see Williams
following Grandy around all the time. In addition, Patricia Ashe was one
of Dawn's best friends.
Police conducted 6,000 interviews and beefed up
downtown patrols before luck led to Williams' arrest.
Police refused to link any of the murders together
until just recently. Now, they say they have a serial killer behind bars.
Criminologist Dr. Margaret Zahn says it's understandable that police
would put off making such an announcement.
Zahn says the portrait of a serial killer is often
difficult to figure out.
"We have our man,'' said police Capt. Dennis Ford. "We
have him off the street at this point. People should feel comfortable at
this point that we have our perpetrator.''
Ford said the slayings were not tied together until
Williams was arrested and women he allegedly assaulted helped officers.
In addition to the newest murder charge, police also
have charged Williams with two additional rapes, two attempted rapes,
three counts of assault with a deadly weapon with intent to kill,
inflicting serious injury, one count of assault with a deadly weapon
with intent to kill and one count of first-degree sex offense. These
charges results from crimes that occurred between October 1995 and
November 1996.
Williams has pleaded innocent to killing Elliott and
has not entered a plea in the second slaying. In all, he is suspected in
the deaths of or attacks on nine women.
The trial court did not abuse its discretion by granting the State's
motion under N.C.G.S. § 15A-926(a) to join the charges against defendant
including two counts of first-degree murder, two counts of first-degree
rape, first-degree sexual offense, assault with a deadly weapon, two
counts of assault with a deadly weapon with intent to kill inflicting
serious injury, attempted first-degree rape, assault with a deadly
weapon with intent to kill, and first-degree rape even though the
charges involved seven different victims over a fifteen-month span,
because a transactional connection was established through numerous
factors including a similar modus operandi, similar circumstances with
respect to the type of victims, similar location, and a DNA match
between defendant and several of the victims.
Evidence--possible
perpetrators other than defendant--relevancy
The trial court did not err in a first-degree murder and first-degree
rape case by ruling that defendant's evidence implicating three other
men as possible perpetrators was inadmissible, because: (1) there was no
evidence one of the alleged perpetrators had committed the crime except
for his proximity to the crime scene; (2) even though defendant sought
to call another of the alleged perpetrators as a witness and then
impeach him with another witness's testimony, prior inconsistent
statements may not be used as substantive evidence; and (3) the evidence
defendant sought to elicit about the last alleged perpetrator did not
tend to implicate the man, nor was the evidence inconsistent with
defendant's guilt.
Evidence--cross-examination--failure
to make offer of proof
The trial court did not err in a first-degree rape, first-degree
sexual offense, and aggravated assault case by sustaining the State's
objection to defendant's questions during cross-examination of two of
the State's witnesses, because: (1) in regard to the cross-examination
of the police officer witness, defendant failed to make an offer of
proof in order to preserve the issue concerning whether the officer had
identified an individual who fit the description given to the police by
the victim; and (2) in regard to the cross-examination of a witness
allegedly interviewed by the police as a suspect in the murder of one of
the victims, defendant again failed to make an offer of proof and the
mere fact of the witness being interviewed by the police does not raise
an issue concerning the credibility or bias of the witness. N.C.G.S. §
8C-1, Rule 103(a)(2).
The trial court did not err in a first-degree murder case by
excluding hearsay testimony of a detective regarding his interview of an
unavailable witness who told the detective that he had seen the victim
alive the day before the discovery of her body, because: (1) defendant
did not establish that the unavailable witness's testimony possessed
equivalent guarantees of trustworthiness; (2) the testimony of an
eyewitness was more probative than the unavailable witness's hearsay
statement regarding the victim being alive; and (3) the trial court
specifically concluded that the general purposes of the rules and the
interests of justice would not be best served by the admission of the
unavailable witness's statement. N.C.G.S. § 8C-1, Rule 804(b)(5).
Evidence--cross-examination--motion
to strike testimony on redirect examination
The trial court did not err in a first-degree murder case by
sustaining the State's objections to two questions that defendant asked
a detective on cross-examination and by overruling defendant's motion to
strike certain testimony that the detective gave on redirect examination,
because: (1) the answers by the detective were irrelevant under N.C.G.S.
§ 8C-1, Rule 401 considering all of the evidence against defendant and
the fact that defendant's DNA was found on the victim, and defendant
failed to carry his burden to show that there was evidence which tends
both to implicate another and to be inconsistent with the guilt of
defendant; and (2) defendant failed to carry his burden to show
prejudice to any alleged error by the trial court with regard to the
question and answer during redirect examination, and any alleged
prejudice was rendered moot when the detective testified that other
people were included in his investigation.
Evidence--alternative
suspect--failure to show evidence
The trial court did not err in a first-degree rape and assault with
a deadly weapon with intent to kill inflicting serious injury case by
excluding evidence of an alternative suspect, because defendant has not
shown that any evidence implicated the other person, nor has defendant
shown any evidence that would be inconsistent with defendant's guilt.
The trial court did not err in a first-degree murder, first-degree
rape, first-degree sexual offense, assault with a deadly weapon, assault
with a deadly weapon with intent to kill inflicting serious injury,
attempted first- degree rape, and assault with a deadly weapon with
intent to kill case involving seven different victims over a fifteen-month
span by denying defendant's written motions for pretrial discovery
relating to other suspects and to other offenses with which defendant
was not charged, because: (1) no statutory provision or constitutional
principle requires the trial court to order the State to make available
to a defendant all of its investigative files relating to his case, and
defendant has not cited any statute that would give the trial court the
authority to grant defendant's motions; (2) defendant is not entitled to
the granting of his motion for a fishing expedition; and (3) defendant
has not shown any violation of the Due Process Clause when the United
States Supreme Court has held that due process does not require the
State to make complete disclosure to defendant of all of the
investigative work on a case. N.C.G.S. § 15A-904(a).
Criminal Law-motion to
continue--failure to show prejudice
The trial court did not abuse its discretion in a first-degree
murder, first-degree rape, first-degree sexual offense, assault with a
deadly weapon, assault with a deadly weapon with intent to kill
inflicting serious injury, attempted first-degree rape, assault with a
deadly weapon with intent to kill, and first-degree rape case involving
seven different victims over a fifteen-month span by denying defendant's
motion to continue, because defendant has shown no evidence that the
lack of additional time prejudiced his case or that he would have been
better prepared had the continuance been granted.
The use of a short-form indictment to charge a defendant with first-degree
murder was constitutional even though it did not set forth the
aggravating circumstances upon which defendant's death eligibility was
based.
The trial court did not abuse its discretion in a prosecution for
first-degree murder, first-degree rape, first-degree sexual offense, and
other crimes involving seven different victims over a fifteen-month span
by denying defendant's pretrial motion under N.C.G.S. § 15A-925(c) for a
bill of particulars, because: (1) defendant has not shown that the
information requested was necessary to enable defendant to adequately
prepare or conduct his defense; (2) all of the information that
defendant requested was in the materials he received from the
prosecution pursuant to open file discovery; and (3) defendant does not
suggest surprise or specify in which manner the denial of his motion
affected his trial strategy.
Indigent Defendants--motion
for funds to hire expert--change of venue
The trial court did not abuse its discretion in a first-degree
murder, first-degree rape, first-degree sexual offense, assault with a
deadly weapon, assault with a deadly weapon with intent to kill
inflicting serious injury, attempted first-degree rape, and assault with
a deadly weapon with intent to kill case involving seven different
victims over a fifteen-month span by denying defendant's motion for
funds in order to hire an expert to prove the necessity for a change of
venue based on pretrial publicity, because defendant has not shown any
evidence that he was deprived of a fair trial due to the absence of a
jury-selection expert or that there was a reasonable likelihood that the
expert would have been able to materially assist him in the preparation
of his case.
Discovery--criminal
records of witnesses and victims--oral request for access to Police
Information Network
The trial court did not err in a first-degree murder, first-degree
rape, first-degree sexual offense, assaultwith a deadly weapon, assault
with a deadly weapon with intent to kill inflicting serious injury,
attempted first- degree rape, and assault with a deadly weapon with
intent to kill case involving seven different victims over a fifteen-month
span by denying defendant's pretrial motions for disclosure of the
criminal records of the witnesses and victims involved in the case
against defendant and by denying defendant's oral request for an order
allowing his investigator to have access to the Police Information
Network from which the criminal records could be obtained, because: (1)
no statutory or constitutional principle requires a trial court to order
the State to make a general disclosure of criminal records of the
State's witnesses; and (2) the prosecution witnesses were cross-examined
rigorously and no additional impeaching evidence gleaned from the
criminal records of these witnesses would have created a reasonable
doubt of defendant's guilt which did not otherwise exist.
Jury--selection--understanding
about parole eligibility for a life sentence
The trial court did not err in a prosecution for first-degree murder,
first-degree rape, first-degree sexual offense and other crimes
involving seven different victims over a fifteen-month span by denying
defendant's request to question jurors during jury selection on their
understanding about parole eligibility for a life sentence, because
defendant has failed to establish any compelling reason why our Supreme
Court should reconsider its prior holding deciding this issue against
defendant.
Confessions and
Incriminating Statements_Miranda warnings_appointment of
counsel_reinitiation of contact by defendant_subsequent statement_waiver
of counsel
The trial court did not err in a first-degree murder, first-degree
rape, first-degree sexual offense, assault with a deadly weapon, assault
with a deadly weapon with intent to kill inflicting serious injury,
attempted first- degree rape, and assault with a deadly weapon with
intent to kill involving seven different victims over a fifteen-month
span by denying defendant's motion to suppress a statement he gave to
the Raleigh Police Department after he was arrested, advised of his
Miranda rights, declined to make a statement, and had counsel appointed
to represent him where (1) defendant reinitiated contact with the police
and stated that he had information for them; (2) defendant was advised
of his Miranda rights, he signed a waiver of rights form, and defendant
indicated that he understood his rights and wished to waive them; (3)
defendant was further advised by the officers that he was still
represented by counsel, and defendant waived his right to have his
attorney present; (4) although the trial court denied defendant's motion
to suppress the entire statement, it granted defendant's motion to
suppress that part of the statement occurring after defendant asserted
his right to remain silent; and (5) there is no factual basis in the
record for defendant's contention that the statement was obtained in
violation of the North Carolina Code of Professional Ethics Rule 7.4(1),
which is now embodied in Rule 4.2(a).
Evidence--motion in
limine--statement about electric chair--bias_reference to beating--failure
to preserve issue
The trial court did not abuse its discretion in a prosecution for
two first-degree murders and other crimes involving seven different
victims over a fifteen-month span by denying defendant's pretrial motion
in limine to redact that part of his statement from 25 February 1997
which referred to the electric chair, and a reference to defendant
allegedly being beaten up by men hired by a girl who knew the defendant,
because: (1) the statement involving the electric chair was relevant
under N.C.G.S. § 8C-1, Rule 401 in order to show defendant's bias
against his former girlfriend whom defendant had accused of
participating in one of the murders; and (2) defendant failed to
properly preserve his hearsay argument concerning the second statement
about the men beating up defendant since defendant did not specify
hearsay as a basis for objecting to this part of the statement.
Appeal and Error--preservation
of issues--identification of defendant--pretrial motion to
suppress_failure to object at trial
Although a defendant contends the trial court erred in an assault
with a deadly weapon with intent to kill and attempted first-degree rape
case by denying defendant's pretrial motion to suppress evidence of the
show-up identification of defendant by the victim, defendant did not
preserve this issue because: (1) defendant failed to object to the
testimony introduced at trial pertaining to the show-up identification;
and (2) our Supreme Court has held that a pretrial motion to suppress is
not sufficient to preserve for appellate review the issue of
admissibility of evidence.
Appeal and Error--preservation
of issues--identification of defendant--objection lost based on
previously admitted evidence
Although a defendant contends the trial court erred in an attempted
first-degree rape and assault with a deadly weapon with intent to kill
inflicting serious injury case by failing to suppress the identification
of defendant by the victim through a photographic lineup even though the
prosecution notified defendant that the victim had seen a photograph of
defendant prior to the lineup, defendant did not preserve this issue
because: (1) defendant lost the benefit of his objection to a
detective's testimony concerning the photographic lineup since defendant
failed to object to the same testimony given by the victim; and (2)
defendant did not request a ruling on his renewed motion pertaining to
the photographic lineup as required by N.C. R. App. P. 10(b)(1).
Identification of
Defendants--photographic lineup--in-court identification
The trial court did not err in a first-degree rape, first-degree
sexual offense, and assault with a deadly weapon with intent to kill
inflicting serious injury case by denying defendant's motion to suppress
a photographic lineup identification and in-court identification by the
victim identifying defendant as her attacker, because: (1) defendant
failed to refile a more specific motion to suppress after the trial
court denied defendant's motion subject to defendant's right to file a
more specific motion or motions directed to a particular identification
of defendant by a specific victim or other witnesses; and (2) defendant
failed to object to the disputed evidence once it was admitted in open
court.
Jury--panels--motion to
dismiss--alleged disproportionate underrepresentation of defendant's
race
The trial court did not err in a prosecution for first-degree murder,
first-degree rape, first-degree sexual offense and other crimes
involving seven different victims over a fifteen-month span by denying
defendant's motions to dismiss jury panels based on defendant's African-American
race allegedly being disproportionately underrepresented in the
composition of the jury panels, because: (1) a difference of 12.13% is
insufficient in and of itself to conclude that the representation of
African-Americans in this venire was not fair and reasonable in relation
to their population in the community; and (2) defendant failed to
present evidence showing that the alleged deficiency of African-Americans
on the jury was based on the systematic exclusion of this group in the
jury selection process.
The trial court did not violate a defendant's constitutional rights
in a prosecution for two first-degree murders and other crimes involving
seven different victims by allowing the State to exercise peremptory
challenges against two African-American prospective jurors because,
taken singly or in combination, the State's excusal of these jurors was
based on race-neutral reasons that were clearly supported by the
individual jurors' responses during voir dire.
The trial court did not err in a capital first-degree murder
prosecution by denying defendant's motion to allow jurors who were
opposed to the death penalty to sit as jurors in the guilt-innocence
phase of the trial, because: (1) N.C.G.S. § 15A-2000(a)(2) provides that
the same jury that determines the guilt of a defendant should recommend
the appropriate sentence for the defendant in a capital case; (2)
N.C.G.S. § 15A-2000(a)(2) does not provide for the exchange of jurors
for the sentencing phase based upon their convictions concerning the
death penalty; and (3) our Supreme Court has held that death-qualifying
a jury is constitutional under both the federal and state Constitutions.
Appeal and Error--preservation
of issues--failure to make offer of proof
Although a defendant contends the trial court erred in a prosecution
for first-degree rape, first-degree sexual offense, and assault with a
deadly weapon with intent to kill inflicting serious injury by
sustaining the prosecutor's objection to a question asked by defendant
to a detective on cross-examination concerning the identification of the
alleged assailant, defendant failed to preserve this issue for appellate
review because: (1) defendant did not make an offer of proof developing
the detective's testimony as required by N.C.G.S. § 8C-1, Rule
103(a)(2); and (2) even if the substance of the testimony was apparent
from the context, the statement still would have been excluded as
hearsay since it was being offered for the truth of the matter asserted.
The trial court did not err in a first-degree rape, first-degree
sexual offense, and assault with a deadly weapon with intent to kill
inflicting serious injury case by denying defendant's objections and
motions to strike the testimony of an expert witness concerning DNA
profiles and the expert's conclusions, because: (1) defendant did not
specify the reasons for his objections to the expert's testimony with
regard to this matter; and (2) contrary to defendant's assertions, the
expert's testimony was not based on an inaccurate premise.
24. Evidence_news media
material--still photographs of defendant
The trial court did not err in a first-degree murder, first-degree
rape, first-degree sexual offense, assault with a deadly weapon, assault
with a deadly weapon with intent to kill inflicting serious injury,
attempted first- degree rape, and assault with a deadly weapon with
intent to kill case involving seven different victims over a fifteen-month
span by denying defendant's objection to the State's introduction of
still photographs of defendant that were obtained from a videotape made
by the news media during a pretrial hearing, because: (1) the State used
the photographs to demonstrate the length of defendant's fingernails,
and the photographs were cropped in order to show defendant's
fingernails and the side of his face; (2) defendant failed to preserve
his argument that the introduction of the photographs violated N.C.G.S.
§ 8C-1, Rules 401 and 403 by failing to present this argument at trial;
and (3) even assuming arguendo that the State violated Rule 15(i) of the
General Rules of Practice for Superior and District Courts by admitting
these photographs, defendant failed to show prejudice as required by
N.C.G.S. § 15A-1443(a), and it cannot be concluded that a different
result would have been reached at trial absent these photographs.
Evidence--records of
victims--motion for in camera inspection
The trial court did not err in a first-degree murder, first-degree
rape, first-degree sexual offense, assault with a deadly weapon, assault
with a deadly weapon with intent to kill inflicting serious injury,
attempted first- degree rape, and assault with a deadly weapon with
intent to kill case involving seven different victims over a fifteen-month
span by denying defendant's broad motion for an in camera inspection of
any county or state agency records relating to the rape/sexual assault
victims, because: (1) there was no specific request made for evidence
that is obviously relevant, competent, and not privileged; and (2) in
regard to defendant's pretrial motion for discovery of medical records,
defendant abandoned this issue by asking the trial court to hold the
matter open until another motion was heard and defendant thereafter
failed to seek a ruling on the motion.
Appeal and Error--preservation
of issues--failure to make an offer of proof
Although defendant contends the trial court erred in a first-degree
rape and assault with a deadly weapon with intent to kill inflicting
serious injury case by sustaining the State's objections to certain
questions asked in regard to the victim's alleged mental problems,
defendant failed to preserve this issue because: (1) defendant failed to
make an offer of proof; and (2) assuming arguendo that the substance of
the testimony was apparent from the context, the statements would still
have been excluded as hearsay since they were being offered for the
truth of the matter asserted.
Evidence--defendant's
frustrations_absence of prejudice
The trial court did not err in a first-degree rape and assault with
a deadly weapon with intent to kill inflicting serious injury case by
allowing the testimony of defendant's case manager regarding defendant's
frustrations, because defendant has failed to show prejudice as required
by N.C.G.S. § 15A-1443(a), and it cannot be concluded that a different
result would have been reached absent this testimony.
Identification of
Defendants--failure to show prejudice--acquittal of charges
Although defendant contends the trial court erred in an attempted
first-degree rape and assault with a deadly weapon with intent to kill
inflicting serious injury case by failing to suppress the victim's
identification of defendant, defendant was not prejudiced and has no
basis for appeal because: (1) defendant was acquitted of the charges
relating to this victim; and (2) defendant failed to make an argument to
show that this victim's identification of defendant prejudiced his case
against the other victims.
Evidence--detective's
testimony--victim's knowledge of where defendant ran after attack--what
victim told friend about attack
Even assuming arguendo that the trial court erred in an attempted
first-degree rape and assault with a deadly weapon with intent to kill
inflicting serious injury case by allowing a portion of a detective's
testimony to be admitted over defendant's objections regarding the
victim's knowledge of where defendant ran after the attack and how a
friend acted when the victim told the friend about the incident with
defendant, defendant has failed to show prejudice as required by N.C.G.S.
§ 15A-1443(a) because: (1) in regard to the detective's testimony as to
where the victim said defendant ran, the evidence showed that the police
were able to capture defendant shortly after the attack, and any
prejudice was thus nullified; and (2) it cannot be concluded that a
different result would have been reached at trial had the trial court
not admitted the testimony about how the friend acted when the victim
told him about the incident.
Evidence--detective's
testimony--use of term “sexual assault”
Even assuming arguendo that the trial court erred in a first-degree
murder case by overruling defendant's objection to a detective's
testimony using the term “sexual assault” when referring to another of
defendant's victims in an assault with a deadly weapon with intent to
kill and attempted first-degree rape case, defendant has failed to show
prejudice as required by N.C.G.S. § 15A-1443(a) and it cannot be
concluded that a different result would have been reached absent this
testimony.
Evidence--prior crimes or
acts--testimony of prior victims
The trial court did not err in a first-degree murder, first-degree
rape, first-degree sexual offense, assault with a deadly weapon, assault
with a deadly weapon with intent to kill inflicting serious injury,
attempted first- degree rape, and assault with a deadly weapon with
intent to kill case involving seven different victims over a fifteen-month
span by failing to exclude in one of the murder cases the testimony of
two witnesses pertaining to certain prior offenses committed against
them by defendant in Georgia, because: (1) the evidence of motive, plan,
opportunity, intent, and modus operandi of these alleged offenses was so
similar to the offenses for which defendant was charged that the
testimony was admissible under N.C.G.S. § 8C-1, Rule 404(b); (2) the
trial court ruled the evidence was admissible in all the cases except in
relation to that one murder victim; and (3) defendant did not request
that a limiting instruction be given to the jury.
Evidence--prior crimes or
acts--testimony of ex-girlfriend--turbulent relationship
The trial court did not err in a first-degree murder, first-degree
rape, first-degree sexual offense, assault with a deadly weapon, assault
with a deadly weapon with intent to kill inflicting serious injury,
attempted first- degree rape, and assault with a deadly weapon with
intent to kill case involving seven different victims over a fifteen-month
span by allowing defendant's ex-girlfriend to testify under N.C.G.S. §
8C-1, Rule 404(b) about certain aspects of her turbulent relationship
with defendant including choking and knife incidents, attacks on the ex-girlfriend
and another man, and an incident in which defendant allegedly forcibly
stole his ex-girlfriend's purse, because: (1) the testimony concerning
the choking incidents was admissible to show motive, plan, common scheme,
and intent since defendant had shown a pattern of choking his victims;
(2) the relationship between defendant, his ex-girlfriend, and another
man was relevant as evidence of motive since defendant had accused the
ex-girlfriend and the other man of murdering one of the victims; (3) the
evidence of this relationship and defendant's prior bad acts were
intertwined with the principal crime; and (4) contrary to defendant's
assertion, the admissibility of this testimony was not dependent on the
ruling on another witness's testimony.
The trial court did not err in a first-degree murder, first-degree
rape, first-degree sexual offense, assault with a deadly weapon, assault
with a deadly weapon with intent to kill inflicting serious injury,
attempted first- degree rape, and assault with a deadly weapon with
intent to kill case involving seven different victims over a fifteen-month
span by allegedly allowing the jury to decide whether certain testimony
from a detective was admissible as corroborative evidence of the
testimony of defendant's ex-girlfriend, because: (1) the trial court,
and not the jury, decided on the admissibility of this evidence; (2) the
trial court gave the jury limiting instructions on the use of
corroborative evidence; and (3) defendant failed to preserve his
argument that this evidence was inadmissible under N.C.G.S. § 8C-1, Rule
608 by failing to object at trial on these grounds.
The trial court did not err by allowing certain testimony of a
detective to be admitted as corroborative evidence of a witness's
testimony pertaining to one of the first-degree murder charges against
defendant,because: (1) the witness's testimo ny about not seeing
defendant and the murder victim together could be construed as the
witness not seeing defendant and the murder victim in a sexual manner,
and the detective's testimony would thus not contradict the witness's
testimony; (2) even assuming arguendo that it was error to allow the
detective's testimony that the witness told him defendant usually
carried a box cutter, defendant has failed to show prejudice as required
by N.C.G.S. § 15A-1443(a) and it cannot be concluded that a different
result would have been reached at trial absent this testimony when
several of the victims testified that defendant had a box cutter or
sharp object when he attacked them; and (3) the testimony regarding the
detective describing an event which actually pertained to another case
was quickly corrected by the detective once he realized the prosecutor
directed the detective to the wrong page of the detective's interview
with the witness, and defendant has shown no reason this mistake
constituted prejudicial error and that a different result would have
been reached.
Evidence--testimony--defendant's
reaction after being released from jail
The trial court did not err in a first-degree murder case by
overruling defendant's objections and motions to strike certain
testimony by a witness concerning the witness seeing defendant after
defendant had been released from jail for taking his ex-girlfriend's
purse, because considering the overwhelming evidence against defendant
with regard to this case, defendant has failed to show prejudice as
required by N.C.G.S. § 15A- 1443(a), and it cannot be concluded that a
different result would have been reached at trial absent this testimony.
Evidence--testimony--defendant's
demeanor towards female detective
The trial court did not err in a first-degree murder, first-degree
rape, first-degree sexual offense, assault with a deadly weapon, assault
with a deadly weapon with intent to kill inflicting serious injury,
attempted first- degree rape, and assault with a deadly weapon with
intent to kill case involving seven different victims over a fifteen-month
span by allowing the testimony from two detectives concerning
defendant's demeanor towards the female detective during their interview
of defendant, because: (1) the testimony had no impact on the case
considering the overwhelming evidence against defendant; and (2)
defendant failed to show prejudice as required by N.C.G.S. §
15A-1443(a), and it cannot be concluded that a different result would
have been reached absent this testimony.
Evidence--testimony--defendant's
reaction upon seeing victim enter courtroom
The trial court did not err in a first-degree murder, first-degree
rape, first-degree sexual offense, assault with a deadly weapon, assault
with a deadly weapon with intent to kill inflicting serious injury,
attempted first- degree rape, and assault with a deadly weapon with
intent to kill case involving seven different victims over a fifteen-month
span by admitting certain testimony by a detective regarding her
observation of defendant's reaction upon his seeing one of the victims
enter the courtroom, because: (1) defendant had previously stated to two
of the detectives that he did not know this victim, even though other
evidence was introduced to the contrary; and (2) the testimony was a
reasonable inference that was rationally based on the detective's
perception, and it helped to refute defendant's statement that he did
not know the victim.
The trial court did not err in a first-degree murder case by
admitting into evidence two exhibits that were used during the interview
of defendant on 25 February 1997 including a diagram and some
photographs, because: (1) defendant used the diagram and photographs
when giving his statement on that date; and (2) defendant's statement
has already been ruled admissible, the exhibits were a part of that
statement, and defendant has not given any reason to reconsider this
issue.
Evidence--demonstration--jury
view of crime scene--failure to allow defendant to raise door-- changed
circumstances
The trial court did not err in a first-degree murder case by failing
to permit defendant to raise a bay roll- up door at the Old Pine State
building during the jury view of the crime scene even though defendant
contends he witnessed the murder through the window, because: (1) the
trial court did not permit defendant to conduct any demonstrations with
regard to the roll-up door since the circumstances at the time of the
jury view were not the same as at the time of the offense; (2) defendant
failed to show the trial court abused its discretion in determining the
demonstration was inappropriate based on changed circumstances; and (3)
even if there was error, defendant failed to show a different result
would have been reached at trial absent this error.
Evidence--hearsay--statements
defendant made while in jail--admission by party exception
The trial court did not err in a prosecution for two first-degree
murders by allowing a witness inmate to testify concerning statements he
overheard defendant make while in jail admitting that he killed the
victims, because N.C.G.S. § 8C-1, Rule 801(d) allows a statement to be
admissible as an exception to the hearsay rule if it is offered against
a party and it is his own statement.
Evidence--videotapes--photographs--crime
scenes and injuries
The trial court did not err in a first-degree murder, first-degree
rape, first-degree sexual offense, assault with a deadly weapon, assault
with a deadly weapon with intent to kill inflicting serious injury,
attempted first- degree rape, and assault with a deadly weapon with
intent to kill case involving seven different victims over a fifteen-month
span by admitting into evidence videotapes and photographs that showed
crime scenes and injuries with respect to five of the victims, because:
(1) defendant lost the benefit of an objection to the introduction of
exhibits including photographs of one of the victims during a
detective's testimony since defendant failed to object to the
introduction of these exhibits when they were previously used to
illustrate that victim's testimony, and even if defendant had objected,
these exhibits were not so cumulative in nature as to constitute undue
prejudice; (2) defendant's general objection to exhibits depicting the
crime scene relating to another victim was not adequate to preserve the
issue for appellate review; (3) defendant failed to object to the
admission of crime scene photographs relating to one of the victims; (4)
the videotape and photographs relating to one of the victims were not
repetitive and defendant failed to carry his burden of showing a
different result would have been reached absent the introduction of this
evidence; (5) the photographs of another victim were not too gruesome or
repetitive and cumulative as to violate N.C.G.S. § 8C-1, Rule 403; and
(6) the photographs and videotape submitted for another victim were not
so gruesome and repetitive as to require their inadmissibility.
Homicide; Rape--first-degree
murder--motion to dismiss--sufficiency of evidence
The trial court did not err by denying defendant's motion to dismiss
the charges of first-degree murder and first-degree rape regarding one
of defendant's victims, because: (1) DNA testing was conducted on the
victim's body and a DNA match was found with defendant; (2) the doctor
who performed the autopsy concluded the victim died of strangulation,
and scrapes and scratches were found on both sides of the victim's neck
as well as on the front of her neck; (3) the N.C.G.S. § 8C-1, Rule
404(b) evidence presented at trial showed that defendant would
consistently choke his victims while raping or assaulting them; and (4)
defendant's statement overheard by a prison inmate that defendant killed
those girls provides further evidence in order to survive a motion to
dismiss.
Appeal and Error--preservation
of issues--failure to object--submission of aggravating circumstances
Although defendant contends the trial court erred in a double first-degree
murder prosecution by submitting the N.C.G.S. § 15A-2000(e)(5)
aggravating circumstance that a capital felony was committed while
defendant was engaged in the commission of a rape or sexual offense,
defendant failed to properly preserve this issue because defendant
failed to object at trial.
Homicide--first-degree
murder--sufficiency of evidence--perpetrator of crime
The trial court did not err by denying defendant's motion to dismiss
one of the first-degree murder charges based on alleged insufficient
evidence that defendant was the perpetrator of the crime, because: (1)
defendant's shoe prints were found at the scene of the crime; (2)
although defendant stated he witnessed the murder through a roll-up door
at the building of the crime scene, a detective determined that it was
not possible to see the events that defendant described; (3) defendant
told the detectives where the murder took place, the nature of the
weapon, and the nature of the blows; (4) defendant lied to a detective
and an officer about when he had last seen the victim; (5) the victim
had been choked, and the scratches on her neck were consistent with the
marks that defendant had left on his other victims; (6) the crime scene
was close to several of defendant's other attacks; and (7) a witness
inmate overheard defendant say he killed those girls.
Homicide--first-degree
murder--felony murder--sufficiency of evidence--attempted rape
The trial court did not err by denying defendant's motion to dismiss
one of the first-degree murdercharges based on the felony murder rule
using attempted rape as the underlying felony even though defendant
contends there was insufficient evidence that defendant attempted to
rape the victim, because: (1) the victim's body was found naked except
for her shoes and socks; (2) the victim's bra had been cut apart and a
couple of buttons appeared to have been torn from her shirt; (3) N.C.G.S.
§ 8C-1, Rule 404(b) evidence tended to show that defendant lured his
victims to isolated locations where he would assault them in part by
choking them while raping or attempting to rape them; and (4) evidence
showed the victim was choked, and a reasonable inference could be made
that defendant attempted to rape the victim.
Appeal and Error--preservation
of issues--failure to object--submission of aggravating circumstances
Although defendant again contends the trial court erred in a double
first-degree murder prosecution by submitting the N.C.G.S. §
15A-2000(e)(5) aggravating circumstance that a capital felony was
committed while defendant was engaged in the commission of a rape or
sexual offense, defendant failed to properly preserve this issue because
defendant failed to object at trial.
Although defendant contends the trial court erred in a first-degree
rape, first-degree sexual offense, and assault with a deadly weapon with
intent to kill inflicting serious injury case by failing to give the
jury an alibi instruction, defendant failed to properly request the
alibi instruction because: (1) defendant did not request the alibi
instruction for this case until after the jury charge, and defendant's
request was with regard only to a victim of defendant's other crimes;
and (2) the evidence in this case was insufficient to support an alibi
instruction when the only evidence suggesting alibi was on cross-examination
of defendant's ex-girlfriend when she stated that she could not recall
when in May 1996 defendant had left for his trip to Georgia.
The trial court did not err in a first-degree murder, first-degree
rape, first-degree sexual offense, assault with a deadly weapon, assault
with a deadly weapon with intent to kill inflicting serious injury,
attempted first- degree rape, and assault with a deadly weapon with
intent to kill case involving seven different victims over a fifteen-month
span by giving a general flight instruction and a flight instruction
with regard to the first-degree murder cases, because: (1) defendant has
provided virtually no factual support in his brief that the flight
instruction was not supported by the evidence; and (2) even if the
flight instruction was improper, defendant failed to show prejudice as
required by N.C.G.S. § 15A-1443(a) and it cannot be concluded that a
different result would have been reached at trial absent this alleged
error.
Sentencing--capital--mitigating
circumstances--no significant history of prior criminal activity--
rebuttal evidence of prior incidents
The trial court did not commit plain error during a capital first-degree
murder sentencing proceeding by instructing the jury on the N.C.G.S. §
15A-2000(f)(1) mitigating circumstance of no significant history of
prior criminal activity and thereby allowing the State to introduce
rebuttal evidence of prior incidents committed by defendant, because:
(1) the jury had just found defendant guilty of two counts of first-degree
murder, first- degree rape, first-degree sexual offense, two counts of
assault with a deadly weapon with intent to kill inflicting serious
injury, attempted first-degree rape, assault with a deadly weapon with
intent to kill, and assault with a deadly weapon; and (2) any alleged
error by the trial court in allowing the (f)(1) mitigator to be
introduced and thereby allowing the State's rebuttal evidence was not so
egregious and prejudicial that defendant was not able to receive a fair
sentencing proceeding.
Sentencing--death
penalty--International Covenant on Civil and Political Rights
Although defendant contends his execution for two counts of first-degree
murder would violate provisions of the International Covenant on Civil
and Political Rights based on long delays between sentencing and
execution and the conditions in which death row inmates are kept, our
Supreme Court has previously decided this issue against defendant and
defendant has failed to present new arguments to compel reconsideration
of this issue.
Sentencing--prior record
level--noncapital felony convictions
The trial court erred by determining that defendant's prior record
level was VI rather than V for sentencing defendant for his noncapital
felony convictions, and the case is remanded for resentencing.
The trial court did not err by sentencing defendant to the death
penalty for two counts of first-degree murder, because: (1) defendant
was convicted on the basis of both premeditation and deliberation and
under the felony murder rule; (2) our Supreme Court has never found a
sentence of death to be disproportionate in a case where the jury found
a defendant guilty of murdering more than one victim; (3) the jury found
the N.C.G.S. § 15A-2000(e)(3), (e)(5), and (e)(11) aggravating
circumstances for both murders, each of which standing alone has been
held to be sufficient to support a sentence of death; and (4) the jury
found the N.C.G.S. § 15A- 2000(e)(9) aggravating circumstance as to one
of the victims.
Appeal as of right pursuant to N.C.G.S. §
7A-27(a) from judgments imposing sentences of death entered by Farmer,
J., on 4 March 1998 in Superior Court, Wake County, upon jury verdicts
finding defendant guilty of two counts of first-degree murder. On 6 October
2000, the Supreme Court allowed defendant's motion to bypass the Court
of Appeals as to his appeal of additional judgments. Heard in the
Supreme Court 13 September 2001. Roy A. Cooper, Attorney General, by William P. Hart, Special
Deputy Attorney General, and William B. Crumpler, Assistant Attorney
General, for the State.
William F.W. Massengale and Marilyn G. Ozer
for defendant-appellant.
ORR, Justice.
Defendant was indicted 24 February 1997 for
assault with a deadly weapon with intent to kill Shelly Jackson. On 31 March
1997, defendant was additionally indicted for the first-degree murders
of Deborah Jean Elliot and Patricia Ann Ashe, the first-degree rapes of
Jacqueline Crump and Audrey Marie Hall, first-degree sexual offense
against Audrey Marie Hall, and two counts of assault with a deadly
weapon with intent to kill inflicting serious injury on Jacqueline Crump
and Audrey Marie Hall.
On 4 August 1997, defendant was indicted in
superseding indictments for the attempted first-degree rapes of Vicki
LaVerne Whitaker and Kimberly Yvonne Warren, assault with a deadly
weapon with intent to kill Kimberly Yvonne Warren, and assault with a
deadly weapon with intent to kill inflicting serious injury on Vicki
LaVerne Whitaker. Finally, on 20 October 1997, defendant was indicted in
superseding indictments for an attempt to commit the first-degree rape
of Shelly Jackson and for the first-degree rape of Patricia Ann Ashe.
A jury found defendant guilty of first-degree murder of Patricia
Asheand Deborah Elliot on the basis of premeditati on and deliberation
and under the felony murder rule. The jury also found defendant guilty
of two counts of first-degree rape of Jacqueline Crump and Audrey Hall,
first-degree sexual offense of Audrey Hall, assault with a deadly weapon
of Kimberly Warren, two counts of assault with a deadly weapon with
intent to kill inflicting serious injury of Jacqueline Crump and Audrey
Hall, attempted first-degree rape of Shelly Jackson, assault with a
deadly weapon with intent to kill Shelly Jackson, and first-degree rape
of Patricia Ashe.
The jury found defendant not guilty of two counts of attempted first-
degree rape of Vicki Whitaker and Kimberly Warren and assault with a
deadly weapon with intent to kill inflicting serious injury of Vicki
Whitaker.
Following a capital sentencing proceeding, the jury recommended a
sentence of death for each of the murders, and the trial court entered
judgments accordingly.
The trial court also sentenced defendant to the
following additional sentences all of which are to be served concurrent
to the sentences of death but consecutive to each other: 480 to 585
months' imprisonment for the first-degree rape of Audrey Hall; 480 to
585 months' imprisonment for the first-degree sexual offense of Audrey
Hall; 168 to 211 months' imprisonment for assault with a deadly weapon
with intent to kill inflicting serious injury on Audrey Hall; 480 to 585
months' imprisonment for the first-degree rape of Jacqueline Crump; 145
to 183 months' imprisonment for assault with a deadly weapon with intent
to kill inflicting serious injury on Jacqueline Crump; 313 to 385 months'
imprisonment for attempted first-degree rape of Shelly Jackson; 59 to 80
months' imprisonment for assault with a deadly weapon with intent to
kill Shelly Jackson; and 150 days' imprisonment for assault with a
deadly weapon of Kimberly Warren.
After consideration of the assignments of error brought forward on
appeal by defendant and a thorough review of the transcript of the
proceedings, the record on appeal, the briefs, and oral arguments, we
findno error meriting reversal of defendant's capital convictions or
death sentences. We also find no error meriting reversal of defendant's
noncapital convictions. However, we remand the case for resentencing on
defendant's noncapital felony convictions at a prior record level V.
With regard to all of the offenses described below as to each victim,
the evidence at trial tended to show the following.
Offenses Relating to Jacqueline Crump
As to Jacqueline Crump, defendant
was charged with and convicted of first-degree rape and assault with a
deadly weapon with intent to kill inflicting serious injury.
Crump had been using cocaine off and on for about thirteen years. At
times, Crump would exchange sex for crack or money. On 25 October 1995,
Crump left her boyfriend's house to buy a pack of cigarettes. As to much
of what happened that night Crump could not remember, but she did
testify as to some occurrence she could recall. In her testimony, Crump
remembered being at a concrete tunnel that goes under Martin Luther King
Boulevard and connects Chavis Park on one side to an area of Old Garner
Road on the other side. She could recall walking past the tunnel with
two men.
The two men were talking about sex when one of them suggested
that they go into the tunnel. When Crump refused to go, she was then
pushed into the tunnel. One man grabbed Crump by the throat and starting
choking her while she was backed up against the wall of the tunnel. He
got on top of her and started pushing down her pants while still keeping
one hand on her throat. At this point, Crump blacked out.
Raleigh Police Officer David German was dispatched to the scene and
arrived at 9:13 a.m. on 26 October. Crump had no clothing on the bottom
half of her body except for a white sock on her left foot. There was
blood on the wall and on the floor of the tunnel.
Crump suffered a fractured nose and facial bone fractures, and her
eyes were swollen shut. She had a couple of gashes on the side of her
headand cuts and bruises on her arms and legs. The evidence at the scene
appeared to indicate that Crump was beaten with a beer bottle. DNA
testing was subsequently conducted, and it was determined that a match
was present between defendant and the vaginal swabs taken from Crump.
Offenses Relating to Patricia Ashe
As to Patricia Ashe, defendant was charged with and convicted of
first-degree murder based on premeditation and deliberation and
first- degree rape.
Ashe was a habitual crack cocaine user and possibly a prostitute.
On Sunday, 7 January 1996, Officer G.M. Wright of the Raleigh Police
Department was dispatched to the 1500 block of South Blount Street.
A black male, Rodney Bass, was waving to get the officer's attention.
Bass stated that he had seen a person around the back of the
building with no clothes on. It had been snowing and sleeting off
and on throughout the day. Officer Wright found Ashe's body covered
with snow on a bench. The officer observed a set of footprints near
the body. These footprints did not get close enough to the body to
indicate that the person who left them could have touched the body.
Bass told another officer that he had been drinking in a nearby
vehicle and decided to go for a walk. As he was walking behind the
building, he saw Ashe's body. He got within twenty or thirty feet of
the body and then decided to call the police.
Ashe's body was on the lower portion of the bench, with her feet
and lower body hanging off the edge. Her legs were completely off
the end of the bench, slightly spread, and her knees were bent. She
had no clothes on except white socks. A thermal long-sleeve T-shirt
was folded up under her buttocks, and a pair of jeans was folded
under her head. A couple of crack pipes and a lighter were
underneath or just to the side of the bench. There was snow and ice
on Ashe's body, but no snow and ice was underneath her body.
Dr. John
Butts performed an autopsy on Ashe's body, and he formed the opinion
that Ashe died as a result of strangulation. She had scrapes and
scratches on both sides of her neck as well as some on the front
part of her neck. She also had some linear scrapes on her back, some
scratches on her left arm, and a small tear in the skin on the right
groin area. Some of the neck scratches were relatively deep with a
bit of the skin torn off. The multiple scratches and scrapes on
Ashe's neck indicate that she had struggled against the perpetrator.
DNA testing was conducted on the vaginal swabs that Dr. Butts
took from Ashe, and a DNA match was found with defendant.
Offenses Relating to Audrey Marie Hall
As to Audrey Hall, defendant was charged with and convicted of
first- degree rape, first-degree sexual offense, and assault with a
deadly weapon with intent to kill inflicting serious injury.
Audrey Hall had used crack cocaine off and on since 1985 and was
actively involved in using crack in May 1996 while living in Raleigh.
On various occasions, she exchanged sex for money.
Hall had a friend, Jerry Jones, who lived in southeast Raleigh.
Occasionally, when Hall visited Jones at his home, she would use
crack. On Saturday, 25 May 1996, Hall went to Jones' house about
5:00 p.m. Hall had been smoking crack that day and got high later
that night from smoking crack at Jones' house, where she stayed
overnight.
Defendant arrived at Jones' house around 10:00 or 11:00 on
Sunday morning and asked if Hall was in the house. Jones woke Hall
up to tell her defendant was looking for her. Defendant came into
the house and sat down beside Hall. Defendant then asked Hall if she
wanted to smoke some cocaine, to which Hall responded affirmatively
and proceeded to do so. Eventually, defendant asked Hall if she knew
where he could buy some cocaine. Hall agreed to take defendant to a
crack house, so they left Jones' house about 3:00 p.m.
Hall intended to take defendant to a crack house that was about two
blocks from Jones' house, but defendant said he still had some
cocaine and asked if there was some place where they could smoke it.
Hall took defendant to a wooded area that is adjacent to South
Wilmington Street near some railroad tracks. When they got to the
woods, Hall took a “hit” from defendant's cocaine. Defendant
motioned for Hall to walk in front of him, and when she did,
defendant grabbed her by the throat, squeezed tightly, and threw her
on the ground. Defendant began choking Hall and told her to take her
clothes off. Defendant also threatened Hall with a box cutter and
made her walk farther into the woods and get on her knees.
Over a relatively short period of time, defendant made Hall put
his penis in her mouth as she was on her knees. He told her to do
exactly what he said to do if she wanted to get out of those woods
alive. Then, defendant pushed Hall on her back, stuffed his penis
down her throat and ejaculated. Defendant continued to choke Hall,
while holding the box cutter and raping her.
Raleigh Police Officer Kevin Carswell and two other officers
were dispatched to the wooded area. The officers found, among other
things, some items of clothing, a purse, a watch, and a gold
necklace along a path. When the officers eventually found Hall, her
arms were stretched over her head, and she was nude except for a
dirty white sock on her right foot. Officer Carswell testified that
it was apparent that Hall was dragged to the place where she was
found. Hall was able to describe her attacker to an officer as a
black male with black jeans and a black shirt and carrying a
backpack. She also said that defendant was at Jones' house at 203 Bragg
Street.
Hall was taken to Wake Medical Center, where she described her
assault and her attacker to a nurse. Hall's injuries included cuts
on her hand and face and abrasions on her back. She also had some
very obvious scratches and bruises on her neck. Vaginal swabs,
collected from Hall, andsubsequent blood samples from defendant were
later subjected to DNA analysis.
The analysis by the SBI lab
revealed a DNA banding pattern that was consistent with a mixture of
the DNA profile for Hall and defendant. Additional DNA testing by
another lab revealed that sperm from the vaginal swabbing had
genetic characteristics that were consistent with characteristics
possessed by defendant. Ultimately, this testing excluded 99.99% of
the population from having the same DNA which was found in the sperm
taken from the vaginal swabs.
Offenses Relating to Vicki Whitaker
As to Vicki Whitaker, defendant was charged with and found not
guilty of attempted first-degree rape and assault with a deadly
weapon with intent to kill inflicting serious injury.
Whitaker also had previous experience with crack. According to
her testimony, she met defendant at a store on Davie Street around
8:00 p.m. one night in July 1996. Whitaker was walking towards a bar
on Hillsborough Street when defendant came up behind her and started
walking with her. Whitaker testified that she told defendant she had
to use the bathroom, so defendant took her to a location near a
warehouse where a trailer was situated. When Whitaker said that she
would not use the bathroom there, defendant grabbed her by the
throat. They ended up on the ground, and defendant told Whitaker to
take her pants off. Defendant ripped her shirt and got her pants
unbuttoned. Defendant put both hands around Whitaker's neck, choked
her, and told her that he was going to kill her if she did not take
her pants off. She managed to kick defendant in the genitals, and
defendant ran away.
Whitaker had many scratches on her neck as a result of this
incident. She testified that she did not report the matter to the
police until six or seven months later because she was on probation
at the time of the incident and was not supposed to be drinking or
out at that time of the night.
Offenses Relating to Kimberly Warren
As to Kimberly Warren, defendant was charged with attempted
first- degree rape and assault with a deadly weapon with intent to
kill inflicting serious injury. The jury found defendant not guilty
of attempted rape, but guilty of assault with a deadly weapon, a
misdemeanor.
Warren was homeless and unemployed in November 1996. She would
stay at the A.S.K., a store that, through a connected business,
offered services as a temporary employment agency. Warren would
sleep in the van that belonged to the business. William Hargrove,
Warren's friend, was responsible for the van and drove people to
work in the van. Defendant was one of the persons that Hargrove
would drive to different job sites.
Hargrove introduced Warren and defendant in the van. Warren was
using crack cocaine daily during this time. When Warren met
defendant, he indicated that he wanted oral sex in exchange for some
crack. On some occasions, Warren had exchanged sex for drugs, but
she told defendant no because she already had some crack.
Two or three weeks later, Warren saw defendant on Harrington
Street near the Greyhound Bus Station. Defendant asked her if she
wanted to get high or if she wanted some money. Warren responded
that she wanted to get high, so defendant told her to wait down the
street near the 42nd Street Oyster Bar. Defendant met her there a
few minutes later, and they walked to a warehouse on Hargett Street.
They climbed a fence and went towards a parked trailer.
Defendant
opened the sliding door on the back of the trailer, they climbed
inside, and defendant closed the door halfway. Defendant began to
unwrap the crack and then said, “Bitch take your clothes off.” When
Warren refused, defendant put his hands around her neck, lifted her
up, and slammed her against the wall of the trailer. He kept one
hand around her neck and produced a sharp object in his other hand.
She struggled, managed to get his hand away from her throat, and
screamed. Once she screamed, defendant ran away.
Warren went back
to Harrington Street and told Hargrove what had happened, which he
corroborated at trial, but she did not report it to the police. Her
neck was scratched as a result of the incident. Three or four months
later, Hargrove pointed Warren out to an officer and told the
officer that Warren had said defendant had attacked her. Warren
subsequently identified defendant as her attacker from a photograph
and a photographic lineup.
Offenses Relating to Deborah Jean Elliot
As to Deborah Jean Elliot, defendant was charged with and
convicted of first-degree murder on the basis of felony murder as
well as premeditation and deliberation.
On 23 December 1996, Elliot spoke with one of her sisters about
her plans for Christmas. Elliot was supposed to go to her other
sister's house about 1:00 p.m. on 24 December to stay for Christmas,
but she never arrived. This sister told the police that Elliot was
using crack and was a prostitute. One of the last people to see
Elliot alive -- and the only person who the State could produce as a
witness -- was Cleon Gibbs, who was the owner/manager of the Martin
Street Mini Mart in Raleigh, near Moore Square. Elliot went into the
store on the morning of 24 December 1996 to purchase some items.
On 26 December 1996, Oliver Parrish was working at a building on
North West Street near downtown Raleigh. The building was formerly
part of Pine State Creamery. Parrish had the responsibility of
making sure the doors were locked. In a section of the building
where there are three bays, he found the body of Deborah Elliot. She
was in the second bay, lying face- down, and she was naked except
for shoes and socks.
After defendant was arrested on 4 February 1997 for the assault
on Shelly Jackson, Marty Ludas, a latent print examiner who was
accepted by the trial court as an expert in the field of footwear
identification, received a pair of tennis shoes that had been taken
from defendant. Ludascompared the shoes to a shoe print taken from
glass pieces that h ad been put together at the Elliot crime scene.
Ludas formed the opinion that only one shoe could have made that
shoe print: defendant's left shoe.
Dr. D.E. Scarborough performed an autopsy on Elliot on 27 December
1996. Elliot had a large laceration over the right side of her
forehead, and her underlying skull was fractured. She had
hemorrhaging over the surface of her brain, and there was actual
tearing of the brain relating to the laceration and fracture in her
forehead. There were numerous abrasions and scrapes over her arms
and legs and substantial bruising, hemorrhaging, and swelling around
both of her eyes. Elliot also had multiple scratches over the front
and right side of her neck and a small amount of hemorrhaging on the
left side of the larynx in the neck.
Offenses Relating to Shelly Jackson
As to Shelly Jackson, defendant was charged and convicted of
assault with a deadly weapon with intent to kill and attempted first-degree
rape.
On 4 February 1997, Jackson was at the A.S.K. Store near Moore
Square. She had been drinking and using crack during the day. Around
7:00 p.m., Jackson saw defendant leaving William Hargrove's van.
Jackson did not know defendant, but they met and talked for awhile.
Defendant mentioned that he had some cocaine and said, “Come go with
me to my secret place that I go to.” Jackson agreed to go with
defendant, but she said that she did not want to use any more
cocaine for the day. Sex was not discussed in the conversation.
Defendant led Jackson to a fenced-in lot with abandoned vehicles,
located off West Hargett Street. Defendant and Jackson climbed into
an abandoned truck through a rear roll-up door. As Jackson bent down
to put her purse on the floor, defendant stood behind her, grabbed
her around the neck, and held her from behind. He had what Jackson
thought was a razor in his right hand. Defendant demanded that
Jackson take her clothes off, and she refused. As Jackson screamed,
defendant said, “Shut up bitch. I gotyou now. I'm going to kill you.”
Jackson saw a police car coming down the street, so she managed to
break loose, jump out of the truck, and run to the police car.
Sergeant T.C. Earnhart of the Raleigh Police Department was
working in the downtown area on 4 February 1997. As he was driving
past the back lot of 612 West Hargett Street about 8:00 p.m., he
heard a woman's scream and realized there was a possible attack in
progress. Earnhart got out of his vehicle and saw a woman, Shelly
Jackson, jump out of a truck and run towards his vehicle. Earnhart
testified that Jackson was very “frantic” and “hysterical” and said
something to the effect that defendant tried to cut her and rape her.
Jackson's hand was dripping blood. Jackson testified that defendant
was about to cut her throat, so she brought her hand up, which
resulted in her hand being cut.
Earnhart saw someone get out of the back of the truck and run
away. He radioed for assistance, and within ten minutes, defendant
was spotted and apprehended. Defendant was brought back to the crime
scene where, Jackson identified him as her attacker. The police
found a box cutter in defendant's pants pocket, and one officer
observed that defendant's fingernails were particularly long for a
male. Defendant had a cut on his right hand and blood on his shirt,
and his blood was found inside the truck where the attack on Jackson
took place.
Further facts necessary to the discussion of the issues raised
by defendant will be presented as needed.
We note at the outset that defendant has presented 244 assignments
of error. While defendant has included a constitutional component to
almost all of his assignments of error, in most instances, he failed
to preserve the constitutional issues at trial and has provided no
argument and cited no cases in support of his constitutional
arguments to this Court. “Constitutional issues not raised and
passed upon at trial will not be considered for the first time on
appeal.” State v. Lloyd, 354 N.C. 76,86-87, 552 S.E.2d 596,
607 (2001) (citing State v. Be nson, 323 N.C. 318, 322, 372
S.E.2d 517, 519 (1988)); see alsoState v. Anthony,
354 N.C. 372, 389, 555 S.E.2d 557, 571 (2001), cert. denied,
__ U.S. __, __ L. Ed. 2d __, 2002 WL 984307 (June 17, 2002) (No.
01-10030).
Furthermore, where defendant includes plain error as an
alternative in some of his assignments of error but does not
specifically argue or give support in his brief as to why plain
error is appropriate, we will not address this aspect of his
assignment of error. See State v. Grooms, 353 N.C. 50, 66,
540 S.E.2d 713, 723 (2000), cert. denied, ___ U.S. ___, 151
L. Ed. 2d 54 (2001); see also N.C. R. App. P. 10(c)(4).
“Assignments of error not set out in the appellant's brief, or in
support of which no reason or argument is stated or authority cited,
will be taken as abandoned.” N.C. R. App. P. 28(b)(6); see also
Lloyd, 354 N.C. at 87, 552 S.E.2d at 607.
In defendant's first question presented
before this Court, he contends that the trial court erred when it
granted the State's motion to join the charges against defendant for
trial. Defendant contends that joinder of these charges violated
N.C.G.S. § 15A-926(a) and deprived him of due process guaranteed by
the Fifth and Fourteenth Amendments to the United States
Constitution and by Article I, Sections 19, 23, 24, and 35 of the
North Carolina Constitution. Defendant specifically complains that
there were fourteen separate charges involving seven different
victims over a fifteen-month span, and the crimes themselves
differed significantly. Defendant argues that one of the murders was
by strangulation, while the other was by blunt-force head injuries.
Also, some of the assaults involved a box cutter, and others did not.
All of the crimes occurred in areas of Raleigh infested with drugs
and poverty, but some of the crimes occurred indoors and others
outdoors. For the reasons stated below, we conclude that joinder was
proper in this case.
N.C.G.S. § 15A-926(a) provides: Two or more offenses may be
joined . . . for trial when the offenses . . . are based on the same
act or transaction or on a series of acts or transactions connected
together or constituting parts of a single scheme or plan.
N.C.G.S. § 15A-926(a) (2001). In considering a motion to join, the
trial judge must first determine if the statutory requirement of a
transactional connection is met. State v. Silva, 304 N.C.
122, 126, 282 S.E.2d 449, 452 (1981). Whether such a connection
exists so that the offenses may be joined for trial is a fully
reviewable question of law. State v. Huff, 325 N.C. 1, 22,
381 S.E.2d 635, 647 (1989), sentence vacated on other grounds,
497 U.S. 1021, 111 L. Ed. 2d 777 (1990). Once the trial court
determines that the offenses have the requisite transactional
connection, the court must determine whether the defendant “can
receive a fair hearing on each charge if the charges are tried
together.” Id. at 23, 381 S.E.2d at 647. Furthermore,
[i]f consolidation hinders or deprives the accused of his
ability to present his defense, the charges should not be
consolidated. However, the trial judge's decision to consolidate for
trial cases having a transactional connection is within the
discretion of the trial court and, absent a showing of abuse of
discretion, will not be disturbed on appeal.
Id. (citations omitted).
If in hindsight the court's ruling adversely affected
defendant's defense, the ruling will not be converted into error.
State v. Jackson, 309 N.C. 26, 32, 305 S.E.2d 703, 709 (1983).
Defendant's remedy in this situation would be to make a motion for
severance as provided by N.C.G.S. § 15A-927. Silva, 304 N.C.
at 127-28, 282 S.E.2d at 453.
Under N.C.G.S. § 15A-927(a), a defendant must make a motion for
severance of offenses before trial except that he may do so during
trial no later than the close of the State's evidence, if the basis
for the motion is a ground not previously known. Defendant waives
his right to severance “if the motion is not made at the appropriate
time.” N.C.G.S. § 15A-927(a)(1) (2001). “If a defendant's pretrial
motion for severance is overruled, he may renew the motion on the
same grounds before or at theclose of all the evidence. Any right to
severance is waived by fail ure to renew the motion.” N.C.G.S. §
15A-927(a)(2).
N.C.G.S. § 15A-927(b) further provides that the court must grant
a defendant's motion for severance of offenses whenever:
(1) If before trial, it is found necessary to promote a fair
determination of the defendant's guilt or innocence of each offense;
or
(2) If during trial, upon motion of the defendant or motion
of the prosecutor with the consent of the defendant, it is found
necessary to achieve a fair determination of the defendant's guilt
or innocence of each offense. The court must consider whether, in
view of the number of offenses charged and the complexity of the
evidence to be offered, the trier of fact will be able to
distinguish the evidence and apply the law intelligently as to each
offense.
N.C.G.S. § 15A-927(b). Whether offenses should be severed is within
the sound discretion of the trial judge, and his ruling will not be
overturned unless an abuse of discretion can be shown. State v.
Chandler, 324 N.C. 172, 188, 376 S.E.2d 728, 738 (1989).
The transactional connection required by N.C.G.S. § 15A-926(a)
may be satisfied by considering various factors. Two factors
frequently used in establishing the transactional connection are a
common modus operandi and the time lapse between offenses.
See, e.g., State v. Chapman, 342 N.C. 330, 343, 464 S.E.2d 661,
668 (1995), cert. denied, 518 U.S. 1023, 135 L. Ed. 2d 1077
(1996); State v. Effler, 309 N.C. 742, 752, 309 S.E.2d 203,
209 (1983); State v.Bracey, 303 N.C. 112, 118, 277
S.E.2d 390, 394 (1981); State v. Clark, 301 N.C. 176, 181,
270 S.E.2d 425, 428 (1980).
In this case, the transactional connection was established
through numerous factors. First, all of the victims were either
prostitutes or had at some time exchanged sex for drugs or money.
Also, the victims were all African-Americans and were drug addicts
and/or drug users. Defendant's method of assaulting the victims was
by strangulation with his hands that often left distinct scratches
from defendant's long fingernails. All of the surviving victims,
except for Jacqueline Crump because she could not identify the
defendant, stated that defendant was well-mannered prior tothe
assaults but that he would snap instantly and begin assaulting them.
Defendant used a knife or box cutter at some point during the
assaults. Furthermore, the police were able to use DNA evidence to
link defendant to Crump, Ashe, and Hall. All of the offenses
occurred within a one-square- mile area, and the incidents took
place in a fifteen- to sixteen-month span, with the longest time
between offenses being close to five months. Finally, the
similarities in these cases were such that the essential evidence in
one case would have been admissible in every other case to prove
intent, plan, or design. See, e.g., Effler, 309 N.C. at 752,
309 S.E.2d at 209; State v. Corbett, 309 N.C. 382, 388, 307
S.E.2d 139, 144 (1983); State v. Greene, 294 N.C. 418,
422-23, 241 S.E.2d 662, 665 (1978).
The evidence disclosed a similar modus operandi, similar
circumstances with respect to the type of victims, similar location,
and a DNA match between defendant and several of the victims. This
Court has stated that public policy favors consolidation because it “expedites the administration of justice, reduces the congestion
of trial dockets, conserves judicial time, lessens the burden upon
citizens who must sacrifice both time and money to serve upon juries,
and avoids the necessity of recalling witnesses who would otherwise
be called upon to testify only once.”
State v. Boykin, 307 N.C. 87, 91-92, 296 S.E.2d 258, 261
(1982) (quoting Parker v. United States, 404 F.2d 1193, 1196
(9th Cir. 1968), cert. denied, 394 U.S. 1004, 22 L. Ed. 2d
782 (1969)). We therefore hold that the trial court did not abuse
its discretion in joining these offenses for trial.
[2]In defendant's next question presented, he
contends that the trial court erred when it ruled as inadmissible
evidence that defendant sought to introduce implicating three other
men as possible perpetrators in the Patricia Ashe case. Defendant
argues that from October 1995 through February 1997, the period in
which the offenses in this case occurred, similar crimes had also
been committed. Defendant contends that he had evidence that Rodney
Bass, Tyrone McCullers, and Jerry Young were on the State's suspect
list for these other crimes and that they may havecommitted the
crimes with which defendant was charged in this case. However, the
trial court entered a written order as follows:
The Court, ex mero motu, hereby orders the Defendant and
attorneys for the Defendant not to elicit evidence in front of the
jury from any witness relating to other possible suspects they
contend may have committed any of the crimes for which the Defendant
is on trial without prior approval of the Court. Such evidence is
inadmissible unless it points directly to a person's guilt other
than the Defendant and is inconsistent with the Defendant's guilt.
The trial judge also entered this order orally in court with the
parties present.
“'Relevant evidence' means evidence having any tendency to make
the existence of any fact that is of consequence to the
determination of the action more probable or less probable than it
would be without the evidence.” N.C.G.S. § 8C-1, Rule 401 (2001).
“The admissibility of evidence of the guilt of one other than the
defendant is governed now by the general principle of relevancy.”
State v. Cotton, 318 N.C. 663, 667, 351 S.E.2d 277, 280 (1987).
Evidence that another committed the crime for which the
defendant is charged generally is relevant and admissible as long as
it does more than create an inference or conjecture in this regard.
It must point directly to the guilt of the other party. Under Rule
401 such evidence must tend both to implicate another and
[to] be inconsistent with the guilt of the defendant.
Id. at 667, 351 S.E.2d at 279-80 (citations omitted).
Defendant points to three potential suspects in this case. First,
defendant contends that the trial court erred by not allowing
testimony that Rodney Bass had committed the murder. Bass discovered
the body of Patricia Ashe and called the police. Bass was living in
an abandoned truck about two hundred yards from the crime scene.
There was no evidence to indicate that Bass had committed this crime
except for his proximity to the crime scene. This evidence does not
meet the standard as set forth in Cotton.
Next, with regard to Tyrone McCullers, defendant contends it was
error for the trial court to deny him the opportunity to call
McCullers as awitness and then impeach him with Keisha Ward's
testimony. Contrary to McCullers testimony on voir dire, Ward
testified on voir dire that she and McCullers talked about
Ashe's death at the warehouse during the snow. According to Ward,
Ashe was supposed to meet McCullers that Friday night at the King's
Motel, where McCullers was staying. Ward stated that McCullers had
seen Ashe's body, and he described the body, particularly as having
scratches on her throat. Ward also testified that McCullers saw Ashe
being dropped off by a gray or black pickup truck.
“The credibility of a witness may be attacked by any party,
including the party calling him.” N.C.G.S. § 8C-1, Rule 607 (2001).
However, extrinsic evidence of prior inconsistent statements may not be
used to impeach a witness where the questions concern matters
collateral to the issues. Such collateral matters have been held to
include testimony contradicting a witness's denial that he made a
prior statement when that testimony purports to reiterate the
substance of the statement.
State v. Hunt, 324 N.C. 343, 348, 378 S.E.2d 754, 757 (1989)
(citation omitted). Also, it has been established that prior
inconsistent statements may not be used as substantive evidence.
Id. Therefore, the evidence sought to be introduced by defendant
was inadmissible and the trial court did not err by excluding it.
With regard to Jerry Young, he testified on voir dire
that he met a prostitute, had sex with her without a condom,
strangled her with a cord, and then left her on Jones Sausage Road.
Defendant claims that the trial judge erred by ruling this testimony
inadmissible. However, this evidence does not tend to implicate
Young, nor is the evidence inconsistent with the guilt of defendant.
See Cotton, 318 N.C. at 667, 351 S.E.2d at 280. Thus, the
trial court did not err in ruling that this evidence was
inadmissible.
[3]The next issue defendant brings to the
attention of this Court involves the cross-examination of two
witnesses for the State in the Audrey Hall case. Defendant contends
the trial court erroneously sustained the State's objection to
certain questions asked by defendant. First, on cross-examination of
Officer Kevin Carswell of the Raleigh PoliceDepartment, defendant
asked whether Carswell had identified an individual who fit the
description given to the police by Hall. The trial court sustained
the State's objection to this question.
Defendant did not make an offer of proof to show what Carswell's
response to the question would have been. Therefore, defendant has
failed to preserve this issue for appellate review under the
standard set forth in N.C.G.S. § 8C-1, Rule 103(a)(2). See State
v. Atkins, 349 N.C. 62, 79, 505 S.E.2d 97, 108 (1998), cert.
denied, 526 U.S. 1147, 143 L. Ed. 2d 1036 (1999). The answer to
defendant's question was not evident, and “[t]he substance of the
excluded testimony was not necessarily apparent from the context
within which the question was asked; therefore, an offer of proof
was necessary to preserve this issue for appeal.” State v.
Braxton, 352 N.C. 158, 184, 531 S.E.2d 428, 443 (2000), cert.
denied, 531 U.S. 1130, 148 L. Ed. 2d 797 (2001); see also
Atkins, 349 N.C. at 79, 505 S.E.2d at 108; State v. Geddie,
345 N.C. 73, 95-96, 478 S.E.2d 146, 157 (1996), cert. denied,
522 U.S. 825, 139 L. Ed. 2d 43 (1997).
Also, even if Carswell had answered defendant's question
affirmatively, one can only speculate who Carswell would have
identified. Thus, the trial court did not err in sustaining the
State's objection.
Next, on cross-examination of Jerry Jones, defendant questioned
as follows:
Q. The police interviewed you on January the 6th, 1996,
didn't they?
A. They could have.
Q. They interviewed you because you were a suspect in the Pat
Ashe murder?
[PROSECUTOR]: Objection.
THE COURT: Objection sustained.
The trial judge then excused the jury in order to allow defendant to
question Jones on voir dire. Defendant argues that this
evidence went to the credibility and bias of the witness. However,
during voir dire,defendant did not ask Jones whether the
police interviewed him b ecause he was a suspect in the Ashe murder.
Jones did say that he was interviewed by the police on 6 January
1996, but the question that was objected to was whether Jones was
being interviewed because he was a suspect in the case. Thus,
defendant did not make an offer of proof on this specific question,
and therefore, this assignment of error was not preserved for
appeal. Also, the mere fact of Jones being interviewed by the police
does not raise an issue concerning the credibility or bias of a
witness.
[4]Defendant's next question presented
concerns testimony from Detective J.D. Turner with regard to the
Deborah Elliot case. Defendant argues that it was error for the
trial court to exclude certain hearsay testimony from Turner
regarding his interview with Donald Jones. The trial court ruled
that Jones was unavailable under N.C. R. Evid. 804(a)(5) and then
allowed defendant to make an offer of proof outside the presence of
the jury. On voir dire, Turner testified that Jones told him
that Jones had seen Deborah Elliot alive on Christmas day, the day
before the discovery of her body in the Pine State building.
Defendant contends that this evidence was crucial because if Elliot
was killed on Christmas day, then defendant had an alibi.
North Carolina Rule of Evidence 804(b) provides for certain
exceptions to the hearsay rule when the declarant is determined to
be unavailable under North Carolina Rule of Evidence 804(a). Rule
804(b)(5) reads, in part, as follows:
(5) Other Exceptions. -- A statement not specifically covered
by any of the foregoing exceptions but having equivalent
circumstantial guarantees of trustworthiness, if the court
determines that (A) the statement is offered as evidence of a
material fact; (B) the statement is more probative on the point for
which it is offered than any other evidence which the proponent can
procure through reasonable efforts; and (C) the general purposes of
these rules and the interests of justice will best be served by
admission of the statement into evidence.
N.C.G.S. § 8C-1, Rule 804(b)(5) (2001). Under this rule, once the
trial court finds that the declarant is unavailable under N.C. R.
Evid. 804(a),the trial judge must engage in a six-part inquiry to
determine the admissibility of the hearsay evidence under this
exception. State v. Triplett, 316 N.C. 1, 8-9, 340 S.E.2d
736, 741 (1986).
First, defendant did not establish that Jones' testimony
possessed equivalent circumstantial guarantees of trustworthiness.
At one point during the voir dire of Turner, he was asked
whether Jones had changed his story about whether he had seen Elliot
on Christmas day. Turner testified that Jones had initially stated
that he was 100% sure that he had seen Elliot alive on Christmas
day, but later stated that he was 85% sure. Also, Ireace Small
testified that she saw Elliot on Christmas day. In this case, the
testimony of Small, an eyewitness, was more probative than Jones'
hearsay statement regarding Elliot being alive on Christmas day.
See N.C.G.S. § 8C-1, Rule 804(b)(5)(B). Moreover, the trial
judge specifically concluded that “the general purposes of these
rules and the interests of justice will not be best served by the
admission of [Jones'] statement.” Thus, defendant has not shown
error on this issue.
[5]Defendant next contends that the trial
court erred in sustaining the State's objections to two questions
that defendant asked Detective J.R. Poplin on cross-examination with
respect to the Patricia Ashe case. Defendant also contends the trial
court erred by overruling his motion to strike certain testimony
that Detective Poplin gave on redirect examination.
First, defendant asked Detective Poplin whether he considered
impotence or the use of a condom in his investigation of the Ashe
murder. Defendant's objective was allegedly to show that if the
perpetrator was impotent or used a condom, then his DNA would not be
found in the victim. Defendant then asked Detective Poplin, “In your
investigation of Rodney Bass did you consider impotence?” The trial
court sustained the State's objection to this question. Also, in
referring to another possible perpetrator, defendant asked Detective
Poplin if “[o]n January 4th, 1996 aprostitute was found strangled
but alive on Jones Sausa ge Road.” Once again, the trial court
sustained the State's objection to this question. Subsequent to
these two objections being sustained, defendant made an offer of
proof. Defendant showed that Detective Poplin did not take into
account impotence when attempting to eliminate Rodney Bass as a
suspect. Defendant also showed that Detective Poplin investigated
and found that Jerry Wayne Young strangled a prostitute on Jones
Sausage Road on 4 January 1996.
After hearing defendant's offer of proof as to both questions,
the trial court sustained both objections to this evidence, stating
that
[N]either the State [n]or the defendant may present evidence
that some other person may have committed the crime that the
defendant is charged with, unless the evidence points directly to
another person's guilt and is inconsistent with the defendant's
guilt. . . . There's no evidence that the court sees that -- or the
evidence presented does not point to anybody else's guilt of the
crime the defendant is charged with.
See also Cotton, 318 N.C. at 667, 351 S.E.2d at 279-80. We
agree with the trial court's ruling as to both of the questions
defendant asked Detective Poplin. Considering all of the evidence
against defendant and the fact that defendant's DNA was found on
vaginal swabs taken from Ashe, we hold that defendant has not
carried his burden to show that there was “evidence which tends
both to implicate another and [to] be inconsistent with
the guilt of the defendant.” Id. Therefore, we conclude that
the answers by Detective Poplin were irrelevant under N.C.G.S. §
8C-1, Rule 401.
Defendant also complains that the trial court erred by
overruling his motion to strike certain testimony that Detective
Poplin gave on redirect examination, which proceeded as follows:
Q. And you've been asked a number of questions about
different people that you spoke with and different people that you
interviewed, and people that may have been a suspect or suspects at
different points in this investigation. After the defendant made his
statement on February the 25th of 1997, did your investigation
become more focused?
A. Yes, it did.
Q. And upon whom did you focus after February the 25th of
1997?
A. On the defendant. All the evidence tended to focus
directlyto the defendant.
[DEFENSE COUNSEL]: Objection. Move to strike.
THE COURT: Overruled.
Q. As a result of the defendant's statement, did you focus on
three possibilities?
A. Yes.
Q. As far as people that were there at the time of the
murder?
A. That is correct.
Q. And who did you focus on?
A. The defendant, [Derrick] Jackson, and Cynthia Pulley.
Defendant has not carried his burden to show prejudice to any
alleged error by the trial court with regard to the preceding
question and answer. See N.C.G.S. § 15A-1443(a) (2001).
Defendant objects to this testimony on the basis that it was
conclusory, and that the testimony related to the Ashe murder. From
reading the transcript, we find that the questions and answers refer
to the Elliot murder, not the Ashe murder. Furthermore, Poplin also
testified that his investigation focused on Jackson and Pulley, not
just defendant.
The investigation proceeded in this manner because
of defendant's statement of 25 February 1997 in which defendant
implicated Jackson and Pulley. Thus, any alleged prejudice that may
have resulted from Poplin's testimony was rendered moot when Poplin
testified that other people were included in his investigation.
Thus, this assignment of error is overruled.
[6]Next, defendant contends that the trial
court erred by excluding evidence of an alternative suspect in the
Jacqueline Crump case. At trial, defense counsel asked Detective
Poplin if he had determined whether there was a relationship between
Shawn Sanders and the “victim.” However, the State argues that
defendant has misconstrued the particular transcript page that he
has relied upon in support of this assignment of error. More
specifically, the State contends that the question, from which the
trial court sustained the State's objection, actually pertained to
Patricia Ashe,not Jacqueline Crump.
Even assuming that the questioning pertained to Jacqueline
Crump, we find no error. As stated previously, [e]vidence that another committed the crime for which the
defendant is charged generally is relevant and admissible as long as
it does more than create an inference or conjecture in this regard.
It must point directly to the guilt of the other party. Under Rule
401 such evidence must tend both to implicate another and
[to] be inconsistent with the guilt of the defendant.
Cotton, 318 N.C. at 667, 351 S.E.2d at 279-80 (citations
omitted). Defendant has not shown that any evidence implicated
Sanders, nor has he shown any evidence that would be inconsistent
with the guilt of defendant. Therefore, this assignment of error is
overruled as it pertains to this issue.
[7]Defendant next argues that the trial court
erred by denying his written motions for pretrial discovery relating
to other suspects and to other offenses with which defendant was not
charged. Specifically, defendant contends that the trial court erred
when it denied his request for the following: (1) police files
dealing with any other murders or rapes having a common modus
operandi with the crimes charged against defendant and the
identification of all persons identified as suspects in those
crimes; (2) evidence relating to another suspect, John Wesley, in
the Jacqueline Crump case; (3) evidence relating to Christopher
Barnette as a suspect in the crimes charged against defendant; and
(4) evidence relating to other murders and rapes in which defendant
was a suspect. Defendant argues that the trial court's denial of his
motions violated his due process and confrontation rights under the
Fifth, Sixth, and Fourteenth Amendments to the United States
Constitution and Article I, Sections 23 and 35 of the North Carolina
Constitution. We disagree.
“The United States Supreme Court has held that due process does
not require the State to make complete disclosure to defendant of
all of the investigative work on a case.” State v. Hunt, 339
N.C. 622, 657, 457 S.E.2d 276, 296 (1994) (citing Moore v.
Illinois, 408 U.S. 786, 33 L. Ed.2d 706 (1972)). “'[N]o
statutory provision or constit utional principle requires the trial
court to order the State to make available to a defendant all of its
investigative files relating to his case . . . .'” Id.
(quoting State v. McLaughlin, 323 N.C. 68, 85, 372 S.E.2d 49,
61 (1988), sentence vacated on other grounds, 494 U.S. 1021,
108 L. Ed. 2d 601 (1990)). Furthermore, N.C.G.S. § 15A-904(a)
provides:
(a) Except as provided in G.S. 15A-903(a), (b), (c), and (e),
this Article does not require the production of reports, memoranda,
or other internal documents made by the prosecutor, law-enforcement
officers, or other persons acting on behalf of the State in
connection with the investigation or prosecution of the case, or of
statements made by witnesses or prospective witnesses of the State
to anyone acting on behalf of the State.
N.C.G.S. § 15A-904(a) (2001); see also State v. Brewer, 325
N.C. 550, 574, 386 S.E.2d 569, 582 (1989) (stating the general rule
that the work product or investigative files of the district
attorney, law enforcement agencies, or others assisting in the
preparation of the case are not open to discovery), cert. denied,
495 U.S. 951, 109 L. Ed. 2d 541 (1990).
Pretrial discovery is governed by statute, and defendant has not
cited any statute that would give the trial court the authority to
grant defendant's motions. Moreover, “defendant is not entitled to
the granting of his motion 'for a fishing expedition.'” State v.
Heatwole, 344 N.C. 1, 23, 473 S.E.2d 310, 321 (1996) (quoting
State v. Davis, 282 N.C. 107, 111-12, 191 S.E.2d 664, 667
(1972)), cert. denied, 520 U.S. 1122, 137 L. Ed. 2d 339
(1997). Also, defendant has shown no violation of the Due Process
Clause by the trial court denying these motions. Thus, the
assignments of error presented by this issue are without merit.
Defendant next argues that the trial court
erred in denying his motion to continue, and he contends that this
denial violated his constitutional rights. Defendant argues that he
had a mitigation expert who needed additional time to look into
possible additional information. Defendant also wanted additional
time to investigate similar offenses thathad occurred but with which
defendant had not been charged. For the following reasons, we
conclude that the trial court did not err in denying defendant's
motion.
A motion for a continuance is ordinarily addressed to the
sound discretion of the trial court, and the ruling will not be
disturbed absent a showing of abuse of discretion. When a motion to
continue raises a constitutional issue, however, the trial court's
ruling thereon involves a question of law that is fully reviewable
on appeal by examination of the particular circumstances presented
in the record. Even when the motion raises a constitutional issue,
denial of the motion is grounds for a new trial only upon a showing
that “the denial was erroneous and also that [defendant] was
prejudiced as a result of the error.” [State v.] Branch,
306 N.C. [101,] 104, 291 S.E.2d [653,] 656 [(1982)].
State v. Blakeney, 352 N.C. 287, 301-02, 531 S.E.2d 799, 811
(2000) (citations omitted), cert. denied, 531 U.S. 1117, 148
L. Ed. 2d 780 (2001). Defendant has shown no evidence that the lack
of additional time prejudiced his case. “To establish a
constitutional violation, a defendant must show that he did not have
ample time to confer with counsel and to investigate, prepare and
present his defense.” State v. Tunstall, 334 N.C. 320, 329,
432 S.E.2d 331, 337 (1993). “To demonstrate that the time allowed
was inadequate, the defendant must show 'how his case would have
been better prepared had the continuance been granted or that he was
materially prejudiced by the denial of his motion.'” Id. (quoting
State v. Covington, 317 N.C. 127, 130, 343 S.E.2d 524, 526
(1986)). Defendant has been unable to show that he was materially
prejudiced or that he would have been better prepared had the
continuance been granted. Therefore, we conclude that the trial
court did not abuse its discretion, and we thus overrule this
assignment of error.
[9]Defendant's next contention is that the
short-form murder indictment violated his federal constitutional
rights on the grounds that it failed to allege all the elements of
first-degree murder and that the indictment failed to include any of
the aggravating circumstances upon which defendant's death
eligibility was based.
First, we have held that “'the State need not set forth in
anindictment the aggravating circumstances upon whi ch it will rely
in seeking a sentence of death.'” State v. Golphin, 352 N.C.
364, 396, 533 S.E.2d 168, 193 (2000) (quoting State v. Young,
312 N.C. 669, 675, 325 S.E.2d 181, 185 (1985)), cert. denied,
532 U.S. 931, 149 L. Ed. 2d 305 (2001); see also Chapman, 342
N.C. at 339, 464 S.E.2d at 666. Also, in support of his challenge
that the short-form indictment was unconstitutional, defendant cites
the United States Supreme Court's decisions in Jones v. United
States, 526 U.S. 227, 143 L. Ed. 2d 311 (1999), and Apprendi
v. New Jersey, 530 U.S. 466, 147 L. Ed. 2d 435 (2000). However,
this Court has repeatedly addressed and rejected this argument.
See, e.g., Braxton, 352 N.C. at 173-75, 531 S.E.2d at 437-38;
State v. Wallace, 351 N.C. 481, 504-08, 528 S.E.2d 326, 341-43,
cert. denied, 531 U.S. 1018, 148 L. Ed. 2d 498 (2000).
Defendant has presented no compelling reason for this Court to
reconsider the issue in the present case. Accordingly, this
assignment of error is overruled.
[10]Defendant next complains that the trial
court erred by denying defendant's pretrial motion for a bill of
particulars, requesting the following information:
1. The exact time of day or night of the alleged offense or
offenses.
2. The exact location in the county or city in which the
alleged crime and arrest of defendant took place.
3. The name and address or other identifying information of
all persons present during the alleged crime and at the arrest of
the defendant.
Defendant contends that the requested information was necessary to
clarify the charges against him and to prepare his defense. We
disagree.
N.C.G.S. § 15A-925(c), which governs motions for bills of
particulars, reads as follows:
If any or all of the items of information requested are
necessary to enable the defendant adequately to prepare or conduct
his defense, the court must order the State to file and serve a bill
of particulars. Nothing contained in this section authorizes an
order for a bill of particulars which requires the State to recite
matters of evidence.
N.C.G.S. § 15A-925(c) (2001). “The grant or denial of a bill of
particulars is generally within the discretion of the trial court
and is not subject to review 'except for palpable and gross abuse
thereof.'” State v. Easterling, 300 N.C. 594, 601, 268 S.E.2d
800, 805 (1980) (quoting State v. McLaughlin, 286 N.C. 597,
603, 213 S.E.2d 238, 242 (1975), death sentence vacated, 428
U.S. 903, 49 L. Ed. 2d 1208 (1976)). “[A] denial of a defendant's
motion for a bill of particulars will be held error only when it
clearly appears to the appellate court that the lack of timely
access to the requested information significantly impaired
defendant's preparation and conduct of his case.” Id.
In this case, defendant has not shown that the information
requested was necessary to enable defendant to adequately prepare or
conduct his defense; thus, defendant has not proven palpable and
gross abuse of discretion on the part of the trial court. The
prosecution provided defendant with open file discovery in this
case. Defendant received copies of the victims' statements, and he
received copies of every police report that had been prepared in
connection with the particular investigations. All of the
information that defendant requested was in these materials.
Furthermore, “[d]efendant does not suggest surprise or specify in
what manner the denial of [his] motion[] for a bill of particulars
affected [his] trial strategy.” State v. Moore, 335 N.C. 567,
588, 440 S.E.2d 797, 809, cert. denied, 513 U.S. 898, 130 L.
Ed. 2d 174 (1994). Therefore, we hold that the trial court did not
err in denying defendant's motion for a bill of particulars.
[11]Next, defendant argues that the trial
court erred by denying defendant's motion for funds in order to hire
an expert to prove the necessity for a change of venue. Defendant
filed a pretrial motion for change of venue or, alternatively, for a
special venire from another county. Also, defendant requested funds
for a jury-selection expert in order to establish the degree and
extent of pretrial publicity and theimpact of such publicity upon
the jury and to analyze and determine o ther possible venues. The
trial court denied defendant's motion in its entirety.
In order to receive state-funded expert assistance, an
indigent defendant must make “a particularized showing that: (1) he
will be deprived of a fair trial without the expert assistance, or
(2) there is a reasonable likelihood that it would materially assist
him in the preparation of his case.” State v. Parks, 331 N.C.
649, 656, 417 S.E.2d 467, 471 (1992). Furthermore, “the State is not
required by law to finance a fishing expedition for the defendant in
the vain hope that 'something' will turn up.” State v. Alford,
298 N.C. 465, 469, 259 S.E.2d 242, 245 (1979). “Mere hope or
suspicion that such evidence is available will not suffice.”
State v. Tatum, 291 N.C. 73, 82, 229 S.E.2d 562, 568 (1976).
State v. McNeill, 349 N.C. 634, 650, 509 S.E.2d 415, 424
(1998) (citation omitted), cert. denied, 528 U.S. 838, 145 L.
Ed. 2d 87 (1999).
In the present case, defendant has not shown any evidence that
he was deprived of a fair trial because of the absence of a
jury-selection expert or that there was a reasonable likelihood that
the expert would have been able to materially assist him in the
preparation of his case. Since defendant has been unable to provide
any evidence to support his assignment of error, we conclude that
the trial judge did not abuse his discretion in denying defendant's
request for funds.
[12]Defendant next contends that the trial
court erred by denying his pretrial motions for disclosure of the
criminal records of the witnesses and victims involved in the cases
against him. Defendant also requested orally for an order allowing
his investigator to have access to the Police Information Network
(PIN) controlled by the State from which the criminal records could
be obtained. The trial court denied defendant's pretrial motions and
his oral request.
This Court has held “that no statutory or constitutional
principle requires a trial court to order the State to make a
general disclosure of criminal records of the State's witnesses.”
State v. Gibson, 342 N.C. 142, 149-50, 463 S.E.2d 193, 198
(1995). Furthermore, “the failure of the court to order the
disclosure of the State's witnesses' criminal records is
notviolative of due process.” State v. Alston, 307 N.C. 321,
338, 298 S.E.2d 631, 643 (1983); see also State v. Walls, 342
N.C. 1, 26, 463 S.E.2d 738, 749 (1995), cert. denied, 517
U.S. 1197, 134 L. Ed. 2d 794 (1996). Also, in State v. Thomas,
this Court upheld a trial court's denial of a defendant's request
for access to the PIN. 350 N.C. 315, 340, 514 S.E.2d 486, 501-02,
cert. denied, 528 U.S. 1006, 145 L. Ed. 2d 388 (1999). This
Court concluded that defendant had no right to the information
sought. Id.
As this Court concluded in Thomas, we also conclude that
“the record in this case discloses that the prosecution witnesses
were cross-examined rigorously and extensively by both defense
attorneys.” Id. at 340, 514 S.E.2d at 502. Furthermore,
“[t]here was ample evidence presented to the jury for impeachment
purposes. We fail to see how any additional impeaching evidence
gleaned from the criminal records of these witnesses would have
created a reasonable doubt of defendant's guilt which did not
otherwise exist.” Id. Accordingly, these assignments of error
are overruled as to this question presented.
[13]Next, defendant argues that the trial
court erred by denying his request to question jurors during jury
selection on their understanding about parole eligibility for a life
sentence. Defendant acknowledges that this Court has previously
decided this issue against him, but defendant asks this Court to
reexamine its position in light of Shafer v. South Carolina,
532 U.S. 36, 149 L. Ed. 2d 178 (2001). We decline to do so.
This Court has held “that a trial court does not err by refusing
to allow voir dire concerning prospective jurors' conceptions
of the parole eligibility of a defendant serving a life sentence.”
State v. Smith, 347 N.C. 453, 460, 496 S.E.2d 357, 361,
cert. denied, 525 U.S. 845, 142 L. Ed. 2d 91 (1998); see also
State v. Neal, 346 N.C. 608, 617-18, 487 S.E.2d 734, 739-40
(1997), cert. denied, 522 U.S. 1125, 140 L. Ed. 2d 131
(1998); State v. Chandler, 342 N.C. 742, 749-50, 467 S.E.2d
636, 640, cert. denied, 519 U.S. 875, 136 L. Ed. 2d 133
(1996); State v. Skipper, 337 N.C. 1, 24, 446S.E.2d 252, 264
(1994), cert. denied, 513 U.S. 1134, 130 L. Ed. 2d 895
(1995). Defendant has failed to establish any compelling reason why
this Court should reconsider its prior holdings on this issue.
Therefore, this assignment of error is overruled.
[14]Defendant's next contention involves the
trial court's denial of his motion to suppress a statement he gave
to the Raleigh Police Department on 25 February 1997. Defendant was
arrested on 4 February 1997 and was advised of his Miranda
rights. He declined at that time to make a statement. On 6 February,
counsel was appointed. Prior to giving his statement on 25 February,
defendant initiated contact with the police and stated that he had
information for them. Subsequently, defendant was transported to the
Raleigh Police Department.
The motion was subsequently heard, and an oral motion was
entered in open court and subsequently reduced to writing. The trial
court found as fact that defendant was again advised of his
Miranda rights, that he signed a waiver of rights form, and that
he indicated that he understood his rights and wished to waive them.
The trial court also found that defendant was further advised by the
officers that he was still represented by counsel and that defendant
waived his right to have his attorney present. The trial court
concluded as a matter of law that defendant knowingly,
intelligently, and voluntarily waived his right to counsel and his
right to have an attorney present on 25 February 1997.
The trial court denied defendant's motion to suppress the entire
statement, but granted defendant's motion to suppress that part of
the statement occurring after defendant asserted his right to remain
silent. Defendant contends that the trial court's failure to
suppress the statement violated his Fifth and Sixth Amendment
rights. Defendant further contends that the suppression motion
raised the issue of whether the statement should be suppressed
because it was obtained in violation of North Carolina Code of
Professional Ethics Rule 7.4(1), which is now embodied in Rule4.2(a)
of the North Carolina Code of Professional Ethics. We disagre e with
both contentions.
First, with regard to defendant's Fifth Amendment right to
counsel, once a defendant has expressed his desire to have counsel
present during custodial interrogation, police questioning must
cease. Edwards v. Arizona, 451 U.S. 477, 484-85, 68 L. Ed. 2d
378, 386 (1981); State v. Warren, 348 N.C. 80, 97, 499 S.E.2d
431, 440, cert. denied, 525 U.S. 915, 142 L. Ed. 2d 216
(1998). However, if “the accused himself initiates further
communication, exchanges, or conversations with the police,” then
the defendant may be able to waive his Fifth Amendment right to
counsel and the police may be able to proceed with the
interrogation. Id. Furthermore, a defendant may waive his
Sixth Amendment right to counsel in the same manner as he may waive
his Fifth Amendment right to counsel. Patterson v. Illinois,
487 U.S. 285, 101 L. Ed. 2d 261 (1988).
As previously stated, defendant reinitiated contact with the
police in order to provide them with information with regard to the
crimes against Shelly Jackson and Deborah Elliot. The detective
fully advised defendant of his rights and that he was represented by
counsel, and defendant signed a waiver of rights form. Defendant
also acknowledged that he understood his rights, that he wished to
waive his rights, and that he wished to proceed without counsel.
Thus, the trial court properly denied defendant's motion to suppress
and determined that defendant waived his right to counsel on
25 February 1997. We also note that the trial court ruled that part
of defendant's statement was inadmissible because defendant invoked
his right to remain silent during the interrogation.
As previously stated, defendant also contends that the statement
should be suppressed because it was obtained in violation of North
Carolina Code of Professional Ethics Rule 7.4(1), which is now
embodied in Rule 4.2(a). Defendant contends that the district
attorney's office was contacted prior to the interrogation of
defendant and that the ruleprohibits an attorney for one party from
contacting a represented party without contacting the adverse
attorney. Since there is no factual basis in the record for this
contention, we decline to address the issue. Therefore, this
assignment of error is overruled.
[15]By another question presented, defendant
argues that the trial court erred by denying his pretrial motion
in limine to redact that part of his statement from 25 February
1997 which referred to the “electric chair” and a reference to
defendant allegedly being “beaten up by men hired by a girl who knew
the defendant.”
With regard to the reference to the electric chair, defendant
stated the following to the detectives: “I'll tell you what. You
want to know how much I care about Cynthia? Go get me an electric
chair and plug it up right there and let me pop the switch on it. If
she get time, I would love to be there to see it.” Defendant and
Cynthia Pulley had broken up as a couple, and defendant had accused
Cynthia Pulley of participating in the murder of Elliot. Thus, this
statement is relevant under N.C.G.S. § 8C-1, Rule 401 in order to
show defendant's bias against Pulley.
With regard to the statement about the men beating up defendant,
he now contends that this was hearsay, but defendant did not specify
hearsay as a basis for objecting to this part of the statement.
Thus, he has not properly preserved this argument for appellate
review. See N.C. R. App. P. 10(b)(1).
Overall, trial courts have discretion in deciding whether to
grant a motion in limine, State v. Hightower, 340 N.C.
735, 746-47, 459 S.E.2d 739, 745 (1995), and we conclude that the
trial court did not abuse its discretion in this situation.
Therefore, the assignments of error presented under this issue are
overruled.
[16]Defendant next contends that the trial
court erred in denying his pretrial motion to suppress evidence of
the show-up identification of him by Shelly Jackson in violation of
his constitutional rights. However,defendant failed to object to the
testimony introduced at trial perta ining to the show-up
identification. This Court has held that a pretrial motion to
suppress is not sufficient to preserve for appellate review the
issue of admissibility of evidence. Grooms, 353 N.C. at
65-66, 540 S.E.2d at 723; Golphin, 352 N.C. at 405, 533
S.E.2d at 198. Accordingly, this assignment of error is overruled.
[17]Next, defendant contends that the trial
court erred by failing to suppress the identification of defendant
by Kimberly Warren. Warren was able to pick out defendant at a
photographic lineup as the man who attacked her. Defendant filed a
pretrial motion to suppress Warren's identification, and the trial
court subsequently denied this motion. Subsequent to this denial,
the prosecution notified defendant that Warren had seen a photograph
of defendant prior to the lineup. Thus, defendant filed a renewed
motion to suppress the identification. The trial court reserved
ruling on the renewed motion until trial in order to see what the
testimony of the witnesses developed.
At trial, Warren testified specifically that she was able to
pick defendant out of a photographic lineup shown to her by
Detective Turner, but defendant did not object to this testimony.
However, when Detective Turner testified about the photographic
lineup, defendant objected. Defendant now claims the trial court
erred by overruling his objections.
This Court has held that “[w]here evidence is admitted over
objection and the same evidence has been previously admitted . . . ,
the benefit of the objection is lost.” State v. Alford, 339
N.C. 562, 570, 453 S.E.2d 512, 516 (1995). Defendant objected to
testimony by Turner that was previously admitted by Warren without
objection. Therefore, defendant has lost the benefit of that
objection. Furthermore, defendant did not request a ruling on his
renewed motion pertaining to the photographic lineup, and therefore,
he did not properly preserve these assignments of error. See
N.C. R. App. P. 10(b)(1). Accordingly, the assignments of error
pertainingto this question presented are overruled.
[18]Defendant's next contention is that the
trial court erred by denying his motion to suppress a photographic
lineup identification and in- court identification by Audrey Hall
identifying defendant as her attacker. Defendant filed a general
pretrial motion to suppress any pretrial identification or in-court
identification of defendant that was impermissibly suggestive. In
ruling that the motion was not specific enough, see N.C.G.S.
§ 15A-977 (2001), the trial judge denied defendant's motion “subject
to the Defendant's right to file a more specific motion or motions
directed to a particular identification of the Defendant by a
specific victim or other witness.”
Defendant did not file any subsequent motion, although he did
conduct a voir dire of Hall during trial in which he
reiterated his pretrial motion. However, because defendant chose not
to exercise his option of refiling a more specific motion, the court
again denied defendant's motion to suppress. Furthermore, we note
that defendant did not object to Hall's testimony, in which she
identified him as her assailant numerous times. Thus, (1) defendant
did not refile a more specific motion to suppress, and (2) he failed
to object to the disputed evidence once it was admitted in open
court. As a consequence, we conclude that the trial court did not
err in denying his motions to suppress. Moreover, Detective Poplin
testified at trial without objection that Hall had identified
defendant as her assailant. Therefore, defendant has also waived any
right to raise these objections on appeal. See Alford, 339
N.C. at 569-70, 453 S.E.2d at 515-16.
By another question presented, defendant
contends that the trial court erred in denying his motions to
dismiss jury panels because defendant's race was disproportionately
underrepresented in the composition of the jury panels. We disagree. “Our
state and federal Constitutions protect a criminal defendant's right
to be tried by a jury of his peers.” State v. Bowman, 349 N.C.
459, 467, 509 S.E.2d 428, 434 (1998) (citing U.S. Const. amend. VI;
N.C. Const. art. I, §§ 24, 26), cert. denied, 527 U.S. 1040,
144 L. Ed. 2d 802 (1999). “This constitutional guarantee assures
that members of a defendant's 'own race have not been systematically
and arbitrarily excluded from the jury pool which is to decide [his]
guilt or innocence.'” Id. (quoting State v. McNeill,
326 N.C. 712, 718, 392 S.E.2d 78, 81 (1990)). However, the Sixth
Amendment does not guarantee a defendant “the right to a jury
composed of members of a certain race or gender.” State v.
Norwood, 344 N.C. 511, 527, 476 S.E.2d 349, 355 (1996), cert.
denied, 520 U.S. 1158, 137 L. Ed. 2d 500 (1997).
In order for defendant to establish a prima facie
violation for disproportionate representation in a venire, he must
show:
(1) that the group alleged to be excluded is a “distinctive”
group in the community; (2) that the representation of this group in
venires from which juries are selected is not fair and reasonable in
relation to the number of such persons in the community; and (3) that
this underrepresentation is due to systematic exclusion of the group
in the jury-selection process.
Duren v. Missouri, 439 U.S. 357, 364, 58 L. Ed. 2d 579,
586-87 (1979); see also Blakeney, 352 N.C. at 297, 531 S.E.2d
at 808; Bowman, 349 N.C. at 467-68, 509 S.E.2d at 434;
McNeill, 326 N.C. at 717, 392 S.E.2d at 81; State v. McCoy,
320 N.C. 581, 583, 359 S.E.2d 764, 765 (1987). We conclude that
defendant has failed to establish the second and third prongs of the
Duren test.
With regard to the second prong, defendant submitted statistics
showing that the African-American population of Wake County was
20.8% in 1997 and that African-Americans made up 8.67% of the jury
pool, for a difference of 12.13%. In Bowman, this Court held
that a difference of 16.17% was insufficient as a matter of law to
conclude that the representation of African-Americans was not fair
and reasonable in relation to their representation in the community.
Bowman, 349 N.C. at 468, 509S.E.2d at 434. Furthermore, in
State v. Price, this C ourt held that a 14% difference was
insufficient to show that the representation was unfair and
unreasonable. 301 N.C. 437, 447-48, 272 S.E.2d 103, 110-11 (1980).
Therefore, we conclude that a difference of 12.13% is insufficient,
in and of itself, to conclude that the representation of African-Americans
in this venire was not fair and reasonable in relation to their
population in the community.
With regard to the third prong of the Duren test, we note
that defendant has presented no evidence showing that the alleged
deficiency of African-Americans on the jury was because of the
systematic exclusion of this group in the jury-selection process.
“'[T]he fact that a particular jury or a series of juries does not
statistically reflect the racial composition of the community does
not in itself make out an invidious discrimination forbidden by the
[Equal Protection] Clause.'” State v. Avery, 299 N.C. 126,
130, 261 S.E.2d 803, 806 (1980) (quoting Washington v. Davis,
426 U.S. 229, 239, 48 L. Ed. 2d 597, 607 (1976)). Overall, the only
evidence defendant offered in support of his contention that his
race was disproportionately underrepresented in the composition of
the jury panels was statistics. Therefore, based on the foregoing,
this assignment of error is overruled.
Defendant's next argument relates to the
State's peremptory challenges of prospective jurors Marion Hairston
and Henry Smith, who are both African-American. Defendant contends
that the trial court violated defendant's constitutional rights by
allowing the State to exercise peremptory challenges against these
two African-American prospective jurors. Defendant argues that these
peremptory challenges were based solely on race, in violation of
Batson v. Kentucky, 476 U.S. 79, 90 L. Ed. 2d 69 (1986). We
disagree.
The Equal Protection Clause of the Fourteenth Amendment to
the United States Constitution and Article I, Section 26 of the
North Carolina Constitution prohibit a prosecutor from peremptorily
excusing a prospective juror solely on the basis ofhis or her race.
Batson v. Kentucky, 476 U.S. 79, 90 L. Ed. 2d 69 (1986);
State v. Floyd, 343 N.C. 101, 106, 468 S.E.2d 46, 50, cert.
denied, [519] U.S. [896], 136 L. Ed. 2d 170 (1996). A three-step
process has been established for evaluating claims of racial
discrimination in the prosecution's use of peremptory challenges.
Hernandez v. New York, 500 U.S. 352, 359, 114 L. Ed. 2d 395, 405
(1991). First, defendant must establish a prima facie case
that the peremptory challenge was exercised on the basis of race.
Id. Second, if such a showing is made, the burden shifts to the
prosecutor to offer a race-neutral explanation to rebut defendant's
prima facie case. Id. Third, the trial court must
determine whether the defendant has proven purposeful discrimination.
Id.
State v. Lemons, 348 N.C. 335, 360-61, 501 S.E.2d 309, 324-25
(1998), sentence vacated on other grounds, 527 U.S. 1018, 144
L. Ed. 2d 768 (1999).
In this case, although the trial court ruled that defendant had
not made a prima facie showing that the peremptory challenges
were exercised on the basis of race, the State offered race-neutral
explanations anyway in response to defendant's Batson
challenge. The trial court accepted the State's explanations as
valid reasons for using the peremptory challenges. “'Once a
prosecutor has offered a race-neutral explanation for the peremptory
challenges and the trial court has ruled on the ultimate question of
intentional discrimination, the preliminary issue of whether the
defendant had made a prima facie showing becomes moot.'” Id.
at 361, 501 S.E.2d at 325 (quoting Hernandez, 500 U.S. at
359, 114 L. Ed. 2d at 405). Therefore, “the only issue for us to
determine is whether the trial court correctly concluded that the
prosecutor had not intentionally discriminated.” Id. Since
“the trial court is in the best position to assess the prosecutor's
credibility, we will not overturn its determination absent clear
error.” Id. (citing Hernandez, 500 U.S. at 369, 114 L.
Ed. 2d at 412).
With regard to prospective juror Hairston, the prosecutor told
the trial court that she excused this juror because Hairston had
counseled inmates on death row and others involved in similar
crimes, because Hairston started crying when questioned about her
counseling, and because Hairston stated concerns that it would be
very difficult for her to imposethe death penalty.
With respect to prospective juror Smith, the prosecutor informed
the trial court that the State would be relying heavily on
scientific evidence. The prosecutor was concerned that Smith had
only a sixth-grade education and that he had a problem understanding
some basic words from the questions asked and from the jury
questionnaire.
“Taken singly or in combination, the State's excusal of these
jurors was based on race-neutral reasons that were clearly supported
by the individual jurors' responses during voir dire.”
State v. Robinson, 336 N.C. 78, 99, 443 S.E.2d 306, 315 (1994),
cert. denied, 513 U.S. 1089, 130 L. Ed. 2d 650 (1995). Thus,
the trial court correctly determined that the peremptory challenges
of these specific jurors was not based solely upon their race.
Therefore, the assignments of error with regard to this issue are
overruled.
Next, defendant contends that the trial
court violated his constitutional rights by denying his motions to
allow jurors who were opposed to the death penalty to sit as jurors
in the guilt-innocence phase of the trial. Defendant concedes that
this issue has been decided against him, but he requests this Court
to reconsider the issue.
This Court has held that N.C.G.S. § 15A-2000(a)(2) provides that
the same jury that determines the guilt of a defendant should
recommend the appropriate sentence for the defendant in a capital
case. See, e.g., State v. Bondurant, 309 N.C. 674, 682, 309
S.E.2d 170, 176 (1983). N.C.G.S. § 15A-2000(a)(2) “does not provide
for the exchange of jurors for the sentencing phase based upon their
convictions concerning the death penalty.” Id. Furthermore,
this Court has held that “death-qualifying” a jury is constitutional
under both the federal and state Constitutions. State v. Conner,
335 N.C. 618, 627-28, 440 S.E.2d 826, 831-32 (1994) (citing
Witherspoon v. Illinois, 391 U.S. 510, 20 L. Ed. 2d 776 (1968));
see also State v. Taylor, 332 N.C. 372, 390, 420 S.E.2d 414,
424-25 (1992).
Defendant has failed to show any compelling reason
why we should reexamine our holdings at this time. Thus, these
assignments of error are overruled.
By another question presented, defendant
contends that the trial court erred when it sustained an objection
by the prosecutor with regard to a question asked by defendant to
Detective Poplin on cross-examination. The exchange took place as
follows:
Q. You described to Tony Watts the description that was then
being used for the alleged assailant of Audrey Hall; is that correct?
A. That's correct.
Q. And was that person identified as having come by the house
after Hall left?
[PROSECUTOR]: Objection.
THE COURT: Well, sustained. You don't have to answer.
Defendant did not make an offer of proof developing Detective
Poplin's testimony. Thus, defendant has failed to properly preserve
this issue for appellate review according to N.C.G.S. § 8C-1, Rule
103(a)(2) (2001); see, e.g., Atkins, 349 N.C. at 79, 505 S.E.2d
at 108. Assuming arguendo that the substance of the testimony
was “apparent from the context” in that Detective Poplin's answer to
the question would have been “yes,” the statement would still have
been excluded as hearsay because it was being offered for the truth
of the matter asserted, and defendant offered the trial court no
exception to the rule in order to allow the statement to be admitted.
See N.C.G.S. § 8C-1, Rules 801, 802 (2001). Therefore,
defendant's assignment of error is overruled.
Defendant next contends that the trial
court erred by denying his objections and motions to strike the
testimony of David Spittle concerning DNA profiles and his
conclusions. David Spittle, a special agent with the North Carolina
State Bureau of Investigation assigned to the forensic crime lab in
Raleigh, was called as a witness by the State and accepted as
anexpert in forensic DNA analysis by the trial court. Agent Spittle
conducted DNA analysis in the Audrey Hall case by using blood
samples from defendant and blood samples and vaginal material from
Hall. In his testimony, Agent Spittle stated:
My conclusion is as follows, the DNA profile obtained from the
male fraction of the vaginal swab item 5C has more than one
contributor. Evidence of DNA carryover from the victim's profile was
observed. Assuming a single semen donor, the DNA banding pattern is
consistent with a mixture of the victim's[,] that would be Audrey
Marie Hall[,] and [defendant's] DNA profile.
Defendant contends that this conclusion was based on the inaccurate
premise that there was only one male donor of semen and that it is
therefore, inadmissible. We disagree.
Throughout his testimony, Agent Spittle stated that the DNA
banding pattern consisted of more than one contributor. As stated
above, Agent Spittle concluded that the DNA banding pattern
reflected a mixture of defendant's DNA and Hall's DNA. Defense
counsel asked Agent Spittle on cross-examination whether it was
possible that there could have been another male donor. Agent
Spittle answered that there could have been more than one donor, but
the donor “would have to have the same DNA profile or contain the
same DNA results.”
N.C.G.S. § 8C-1, Rule 702(a) provides:
If scientific, technical or other specialized knowledge will
assist the trier of fact to understand the evidence or to determine
a fact in issue, a witness qualified as an expert by knowledge,
skill, experience, training, or education, may testify thereto in
the form of an opinion.
N.C.G.S. § 8C-1, Rule 702(a) (2001). DNA evidence is admissible in
North Carolina, State v. Pennington, 327 N.C. 89, 100-101,
393 S.E.2d 847, 854 (1990), and Agent Spittle was giving his opinion
of the testing results based upon his expertise in the field of
forensic DNA analysis. This opinion was not based upon an inaccurate
premise, but rather upon Agent Spittle's analysis of the testing
results and his experience in doing so.
Furthermore, defendant was
able to cross-examine Agent Spittle as to whether there was a
possibility that there could have been another maledonor. We also
note that defendant did not specify the reasons for his objections
to Agent Spittle's testimony with regard to this matter. Thus, we
conclude that Agent Spittle's testimony was not based on an
inaccurate premise and that the trial court did not err in
overruling defendant's objections and motions to strike Agent
Spittle's testimony concerning the DNA evidence.
Next, defendant argues that the trial
court erred by denying his objection to the State's introduction of
still photographs of defendant that were obtained from a videotape
made by the news media during a pretrial hearing. The State used the
photographs to demonstrate the length of defendant's fingernails.
The photographs were cropped in order to show defendant's
fingernails and the side of his face. Defendant contends that the
introduction of these photographs was in violation of Rule 15(i) of
the General Rules of Practice for the Superior and District Court.
Defendant also argues that these photographs were inadmissible under
N.C.G.S. § 8C-1, Rules 401 and 403.
At the outset, we note that defendant made no argument at trial
on the basis that the photographs were inadmissible under N.C.G.S. §
8C-1, Rules 401 and 403. Thus, defendant did not preserve these
specific arguments for appellate review. N.C. R. App. P. 10(b)(1);
see also State v. Frye, 341 N.C. 470, 495-96, 461 S.E.2d 664,
676-77 (1995), cert. denied, 517 U.S. 1123, 134 L. Ed. 2d 526
(1996).
Rule 15(i) of the General Rules of Practice for the Superior and
District Court provides:
(i) Impermissible Use of Media Material. None of the
film, video tape, still photographs or audio reproductions developed
during or by virtue of coverage of a judicial proceeding shall be
admissible as evidence in the proceeding out of which it arose, any
proceeding subsequent and collateral thereto, or upon any retrial or
appeal of such proceedings.
Gen. R. Pract. Super. and Dist. Ct. 15(i), 2002 Ann. R. N.C. 11, 14.
As stated above, the State used the photographs to demonstrate the
length of defendant's fingernails, and the photographs were cropped
in order to showonly defendant's fingernails and the side of his
face. Thus, eve n assuming arguendo that defendant is correct
in his assertion that the trial court erred in admitting these
photographs, we hold that defendant has failed to show prejudice as
required by N.C.G.S. § 15A-1443(a), and we cannot conclude that a
different result would have been reached at trial had the trial
court not admitted these photographs. Therefore, this assignment of
error is overruled.
In defendant's next question presented,
he contends that the trial court erred by denying his motion for an
in camera inspection of certain records of the victims and by
sustaining the State's objections to certain questions asked in
regard to the Jacqueline Crump case.
With regard to the motion for an in camera inspection,
defendant requested the trial court to issue an order requiring the Prosecutor, the Wake County Department of Social
Services, Wake County Public Schools, Dorothea Dix Hospital, and any
other agency of the State of North Carolina, the County of Wake, or
any of its subdivisions, which have records relating to the alleged
rape/sexual assault victims in this case, to produce those records
in Court for an in camera inspection by the presiding Judge for
which this case will be heard.
The trial court denied the motion as overly broad and gave defendant
the opportunity to file a more specific motion if he chose to do so.
“A judge is required to order an in camera inspection and
make findings of fact concerning the evidence at issue only if there
is a possibility that such evidence might be material to guilt or
punishment and favorable to the defense.” State v. Phillips,
328 N.C. 1, 18, 399 S.E.2d 293, 301, cert. denied, 501 U.S.
1208, 115 L. Ed. 2d 977 (1991). Since there was no specific request
made for evidence that is “obviously relevant, competent and not
privileged,” State v. Hardy, 293 N.C. 105, 127-28, 235 S.E.2d
828, 842 (1977), we hold that the trial court did not err in denying
defendant's request for this in camera inspection.
We also note that defendant refers to a pretrial motion for
discovery of medical records, and he claims that the trial court did
not rule in atimely manner on this motion. However, defendant asked
the court t o hold the matter open until another motion was heard,
which the court agreed to do, but defendant cites to nothing in the
record or transcript where he sought a ruling on this motion.
Therefore, defendant has abandoned this issue. See N.C. R.
App. P. 10(b)(1).
[26]As stated above, defendant also contends
the trial court erred by sustaining the State's objections to
certain questions asked by defendant in the Jacqueline Crump case. A
nurse testified for the State about her emergency treatment of Crump.
On cross-examination, defendant asked the nurse whether she
remembered or acknowledged that a report written by a doctor also
included a showing of a history of mental illness on the part of
Crump. The State objected, and defendant made no offer of proof. A
doctor also testified for the State as to his treatment of Crump in
the emergency room. On cross-examination, defendant asked the doctor
about the results of a urine and blood-alcohol screen on Crump and
whether her record revealed a history of mental problems. Once again,
the State objected, and defendant made no offer of proof.
We conclude that since defendant made no offer of proof as to
the answers to these questions, he has failed to preserve any issue
for appellate review according to N.C.G.S. § 8C-1, Rule 103(a)(2).
See, e.g., Atkins, 349 N.C. at 79, 505 S.E.2d at 108.
Assuming arguendo that the substance of the testimony was
“apparent from the context,” the statements would still have been
excluded as hearsay because they were being offered for the truth of
the matter asserted, and defendant offered the trial court no
exception to the rule in order to allow the statements to be
admitted. See N.C.G.S. § 8C-1, Rules 801, 802.
[27]Next, defendant contends that the trial
court erred by allowing certain testimony to be introduced through
Lisa Cozart over his objections. Cozart was called as a witness for
the State during the Jacqueline Crump case. In 1995, Cozart was
defendant's case manager for a program thathelped homeless people
find employment and housing. Cozart testified as to various aspects
of her working relationship with defendant. The portion of Cozart's
testimony to which defendant objected went as follows:
Q. And can you describe that discussion?
A. He was frustrated living at the AME shelter. He said that
he had had some items stolen and was just frustrated and ready to
leave there.
Q. Did you have a discussion with him at that time about his
attitude?
A. I did. He was -- in his frustration he was quite irritated,
was a bit argumentative with me at that time and I basically told
him that I would not allow him to remain in my office and speak that
way and that he --
[DEFENSE COUNSEL]: Objection, motion to strike.
THE COURT: Motion denied.
Q. You can finish your answer.
A. I just told him that he would not be able to take his
frustrations out on me.
[DEFENSE COUNSEL]: Objection, motion to strike.
THE COURT: Denied.
Defendant contends that it was error for the trial court to allow
this testimony because it was not relevant under N.C.G.S. § 8C-1,
Rule 401, and because the prejudicial effect of the testimony
substantially outweighed its probative value under N.C.G.S. § 8C-1,
Rule 403. We disagree.
Under N.C.G.S. § 8C-1, Rule 401, “'[r]elevant evidence' means
evidence having any tendency to make the existence of any fact that
is of consequence to the determination of the action more probable
or less probable than it would be without the evidence.” Furthermore,
this Court has previously stated as follows:
“Evidence, not part of the crime charged but pertaining to
the chain of events explaining the context, motive and set-up of the
crime, is properly admitted if linked in time and circumstances with
the charged crime, or [if it] forms an integral and natural part of
an account of the crime, or is necessary to complete the story of
the crime for the jury.”
State v. Agee, 326 N.C. 542, 548, 391 S.E.2d 171, 174-75
(1990) (quotingUnited States v. Williford, 764 F.2d 1493,
1499 (11th Cir. 1985)).
The State argues that in the entire context of Cozart's
testimony, the discussion at issue was relevant. The testimony at
issue developed naturally, helped the jury understand the working
relationship between Cozart and defendant, and aided the jury in
understanding defendant's background and his daily activities in
Raleigh. The State further argues that Cozart's testimony was also
relevant to show defendant's attitude towards women, which was a
recurring theme throughout the case. Thus, it is up to the jury to
determine the proper weight that this testimony deserves.
However, we hold that defendant has failed to show prejudice as
required by N.C.G.S. § 15A-1443(a), and we cannot conclude that a
different result would have been reached at trial had the trial
court not admitted this testimony. Therefore, this assignment of
error is overruled.
[28]In defendant's next question presented
before this Court, he contends that it was error for the trial court
not to suppress the identification of defendant by Vicki Whitaker.
Even assuming arguendo that the trial court did err in not
suppressing Whitaker's identification of defendant, we hold that
defendant was not prejudiced and has no basis for appeal on this
issue since he was acquitted of the charges in the Whitaker case.
Furthermore, defendant has made no argument that Whitaker's
identification of defendant prejudiced his case against the other
victims. Thus, this assignment of error has no merit.
[29]In defendant's next issue before this
Court, he contends that the trial court erred in allowing a certain
portion of Detective Turner's testimony, with regard to the Kimberly
Warren case, to be admitted over his objection.
At trial, Warren testified that at some point during her
struggle with defendant, she screamed, and then defendant ran away.
The prosecutor asked Warren if she remembered which way defendant
ran, and Warren responded,“No.” Detective Turner testified with
regard to the state ment that Warren gave to her in order to
corroborate Warren's testimony. Defendant assigns error to the
following testimony by Turner that occurred on direct examination:
Q. Okay. I think you testified that she indicated she was
able to scream?
A. Yes.
Q. What happened -- what did she tell you happened after she
screamed?
A. Well, she said she screamed and at that time he ran. And I
asked her where he ran, and she -- she really didn't know where he
ran, but she assume[d] he ran back up the path that they came down.
[DEFENSE COUNSEL]: Objection.
A. That she saw him a few minutes later.
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
[DEFENSE COUNSEL]: Motion to strike.
THE COURT: Denied.
Defendant argues that this testimony violates N.C.G.S. § 8C-1, Rule
602 because Warren had no personal knowledge as to where defendant
ran.
Defendant also assigns error to Turner's testimony with regard
to a man named Jamal whom Warren had told about the incident with
defendant. Turner testified on cross-examination as follows:
Q. And later in the interview you talked to her about Jamal.
Right?
. . . .
A. Yes.
Q. And you asked her when she told Jamal?
A. Yes.
Q. And she told you she told Jamal maybe two days after it
happened?
A. Right.
On redirect examination by the prosecutor, Turner testified in part
asfollows:
Q. Now, did she also tell you how Jamal acted when she told
Jamal?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
A. Yes. I asked her how did he act? Like he didn't care, or?
And she finished by saying that he acted kind of nervous like, like
he knew something about it but he didn't want to talk about it.
[DEFENSE COUNSEL]: Motion to strike.
THE COURT: Denied.
Defendant contends that this testimony violates N.C.G.S. § 8C-1,
Rule 403.
We decline to address whether the trial court erred in allowing
the above testimony to be admitted because even assuming arguendo
that it was error for the trial court to admit this testimony, we
hold that defendant has failed to show prejudice as required by
N.C.G.S. § 15A-1443(a), and we cannot conclude that a different
result would have been reached at trial had the trial court not
admitted this testimony. Furthermore, with regard to the testimony
by Detective Turner as to where Warren said defendant ran, the
evidence showed that the police were able to capture defendant
shortly thereafter. Therefore, any alleged prejudice from that
testimony was nullified. Thus, the assignments of error under this
issue are overruled.
[30]By another question presented, defendant
contends that the trial court erred by overruling his objection to
Detective Poplin's testimony when Poplin used the term “sexual
assault” in his testimony with regard to the Shelly Jackson case. On
direct examination by the State, Poplin testified, in part, as
follows
Q. Detective Poplin, as your investigation continued and you
indicated you were involved in the Patricia Ashe case and you also
became involved in the Audrey Hall case investigation, did you
become involved in other investigations as well in which you saw
similarities?
A. Yes, I did.
Q. And did you as part of your investigations and duties with
the Raleigh Police Department at some later point become aware ofthe
defendant John Williams Junior?
A. Yes, I did.
Q. And when was that?
A. On February the 4th, 1997 John Williams was arrested
following attempted sexual assault of victim Shelly Jackson in the
600 block of West Hargett Street. The victim Shelly Jackson and the
defendant were in the rear of a van in a furniture company lot.
[DEFENSE COUNSEL]: Move to strike the answer, specifically
the use of the [term] sexual assault. It's conclusive.
THE COURT: Overruled.
Q. As part of your investigation, did you obtain a search
warrant for the defendant's blood?
A. Yes, I did.
Q. And as part of . . . that investigation did you request
that the DNA from the defendant be compared to the DNA from the
victim in this case, Patricia Ashe?
A. Yes, I did.
Defendant argues that the use of the term “attempted sexual assault”
by a law enforcement officer invaded the province of the jury and
that the testimony was improper under N.C.G.S. § 8C-1, Rules 701 and
702.
Once again, even assuming arguendo that it was error for
the trial court to admit this testimony, we hold that defendant has
failed to show prejudice as required by N.C.G.S. § 15A-1443(a), and
we cannot conclude that a different result would have been reached
at trial had the trial court not admitted this testimony. Therefore,
this assignment of error is overruled.
[31]In defendant's next question presented
before this Court, he contends that the trial court erred by not
excluding the testimony of Sylvia Wilson and Felicia Lawrence as
improper Rule 404(b) evidence with regard to the Deborah Elliot
case. The State sought to elicit testimony from Wilson and Lawrence
pertaining to certain prior offenses committed against them by
defendant in Augusta, Georgia. At a hearing to determine if Wilson
and Lawrence would be allowed to testify, the trial judge ruledthat
the evidence of motive, plan, opportunity, intent, and mod us
operandi of these alleged offenses was so similar to the
offenses for which defendant was charged that the testimony was
admissible under Rule 404(b). The trial judge ruled that the
evidence was admissible in the cases of all of the victims except
Elliot. Defendant specifically argues that the trial court erred by
not instructing the jury that the testimony of Wilson and Lawrence
should not be used in determining defendant's guilt or innocence in
the Elliot case. We disagree.
Investigator Mike Lantam of the Richmond County, Georgia,
Sheriff's Department investigated the crime against Wilson in
Augusta, Georgia. After Lantam testified, Wilson and Lawrence
testified. After this testimony, the trial judge gave the following
instruction to the jury:
Members of the jury, as it relates to the testimony, especially
the last three witnesses concerning matters in the State of Georgia,
any evidence of other crimes or wrongs or acts is not admissible to
prove the character of a person in order to show that he acted in
conformity therewith. However, such evidence may be admissible to be
considered by you as a jury for other purposes such as any proof of
motive, opportunity, intent, preparation, plan, scheme, knowledge or
identity, and for that purpose only.
Thereafter, the State began to present evidence in the Deborah
Elliot case.
First, we conclude that this was a proper Rule 404(b)
instruction, as it reads almost verbatim from the North Carolina
Rules of Evidence. “If defendant desired a different, more limiting
instruction, he should have requested it at that time.” State v.
Hopper, 292 N.C. 580, 589, 234 S.E.2d 580, 585 (1977). Also, the
timing of this instruction leads this Court to conclude that the
jury would have understood the instruction to apply to the previous
cases for which evidence was already offered. Furthermore, defendant
did not request that a limiting instruction be given to the jury for
the Elliot case with regard to the Georgia evidence. This Court has
previously stated that “[t]he admission of evidence, competent for a
restricted purpose, will not be held error in the absence of a
request by defendant for a limiting instruction. Such an instruction
is not requiredto be given unless specifically requested by counsel.”
C handler, 324 N.C. at 182, 376 S.E.2d at 735 (citation
omitted). Therefore, we conclude that the trial court did not err by
not instructing the jury that the testimony of Wilson and Lawrence
should not be used in determining the guilt or innocence of Elliot.
Thus, the assignments of error presented under this question
presented are overruled.
[32]Next, defendant contends that the trial
court erred by allowing Cynthia Pulley to testify about certain
aspects of her relationship with defendant, as the trial court had
already ruled similar testimony from another witness, Carolyn Barker,
inadmissible. The trial court held a hearing in order to determine
whether to admit the testimony of Pulley. The trial court concluded
that the testimony of Pulley regarding choking and knife incidents
was admissible under Rule 404(b), that alleged attacks on Pulley and
Derrick Jackson were not too remote in time as to lose their
relevance, and that an incident in which defendant allegedly
forcibly stole Pulley's purse and for which defendant was arrested
and incarcerated was admissible under Rule 404(b). Defendant argues
that admitting this evidence was error under Rule 404(b) in that the
relationship between defendant and Pulley was so dissimilar to the
crimes for which defendant was being tried that the evidence should
have been deemed inadmissible. We disagree.
N.C.G.S. § 8C-1, Rule 404(b) reads in part as follows:
(b) Other crimes, wrongs, or acts. -- Evidence of other
crimes, wrongs, or acts is not admissible to prove the character of
a person in order to show that he acted in conformity therewith. It
may, however, be admissible for other purposes, such as proof of
motive, opportunity, intent, preparation, plan, knowledge, identity,
or absence of mistake, entrapment or accident.
N.C.G.S. § 8C-1, Rule 404(b) (2001). Also, “[e]vidence of another
offense or prior bad act 'is admissible so long as it is relevant to
show any other fact or issue other than the character of the accused.'”
State v. Ratliff, 341 N.C. 610, 618, 461 S.E.2d 325, 329-30
(1995) (quoting State v. Weaver,318 N.C. 400, 403, 348 S.E.2d
791, 793 (1986)). This Cour t has further stated the following:
Evidence of other crimes committed by a defendant may be
admissible under Rule 404(b) if it establishes the chain of
circumstances or context of the charged crime. Such evidence is
admissible if the evidence of other crimes serves to enhance the
natural development of the facts or is necessary to complete the
story of the charged crime for the jury.
State v. White, 340 N.C. 264, 284, 457 S.E.2d 841, 853 (citations
omitted), cert. denied, 516 U.S. 994, 133 L. Ed. 2d 436
(1995).
In the instant case, Pulley's testimony concerning the choking
incidents between herself and defendant were admissible under Rule
404(b) in order to show motive, plan, common scheme, and intent, as
the trial court found, since defendant had shown a pattern of
choking his victims. See, e.g., State v. Sexton, 336 N.C.
321, 352-53, 444 S.E.2d 879, 897, cert. denied, 513 U.S.
1006, 130 L. Ed. 2d 429 (1994). Moreover, the relationship between
defendant and Pulley and Jackson was relevant and admissible under
Rule 404(b) as evidence of motive, since defendant had accused
Pulley and Jackson of murdering Elliot. This relationship helped to
prove the identity of defendant as the person who murdered Elliot.
Ultimately, the evidence of this relationship and defendant's prior
bad acts were so intertwined with the principal crime that it was
properly admitted.
We also note that the fact that Carolyn Barker's proposed
testimony was ruled inadmissible has no bearing on whether to admit
the testimony of Pulley. The trial court's ruling on whether to
admit Pulley's testimony was not dependent on his ruling on Barker's
testimony. Thus, we conclude that the trial court did not err in
admitting Pulley's testimony under Rule 404(b), and we therefore
overrule these assignments of error with regard to this issue.
[33]In defendant's next issue before this
Court, he contends that the trial court erred by allowing the jury
to decide whether certain testimony from Detective Turner was
admissible as corroborative evidence of CynthiaPulley's testimony.
Defendant argues that this was a question of law for the court to
decide. On direct examination by the State, Turner testified in part
as follows:
Q. Now, did you also again on that same page, did you also
talk with [Pulley] about whether or not he would leave during the
night; whether or not the defendant would leave her during night?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled. Offered for the purpose of
corroborating the testimony of Ms. Pulley.
[DEFENSE COUNSEL]: Your Honor, I don't believe there was any
such testimony.
THE COURT: It will be up to the jury to determine whether or
not it corroborates. So, I'll allow her to testify.
A. When I was talking to her about that, she said that he
would leave in the middle of the night and she didn't know where he
would go, and that happened on a couple of occasions.
[DEFENSE COUNSEL]: Motion to strike.
THE COURT: Denied.
Defendant's contention is that the jury, in essence, was allowed to
decide on the admissibility of this evidence. We disagree.
From reading the transcript, we conclude that the trial judge
decided that this specific testimony from Turner was corroborative
of Pulley's testimony, and therefore the testimony was admissible.
The trial judge left it up to the jury to determine what
corroborative effect the testimony would have. Furthermore,
throughout the trial, the trial judge had given the jury limiting
instructions on the use of corroborative evidence. Therefore, the
jury was aware of what it meant for the judge to say that evidence
was going to be admitted as corroborating evidence. Thus, we
conclude that the trial judge, not the jury, decided on the
admissibility of this evidence, and we therefore overrule this
assignment of error.
We also note that defendant attempts to argue in his brief that
this evidence was inadmissible under N.C.G.S. § 8C-1, Rule 608 and
as inadmissible hearsay. However, defendant did not object on these
grounds at trial. Thus, defendant did not preserve these specific
arguments forappellate review. N.C. R. App. P. 10(b)(1); see also
Frye, 341 N.C. at 495-96, 461 S.E.2d at 676-77.
[34]Defendant next argues that the trial
court erred by allowing certain testimony by Detective William
Medlin to be admitted as corroborative evidence of William
Hargrove's testimony pertaining to the Deborah Elliot case. During
Medlin's testimony, the prosecutor asked him about an interview that
he had conducted with Hargrove. Hargrove was responsible for a van
that belonged to the A.S.K., a store that was combined with a
temporary employment agency. Hargrove would drive people to work in
the van, and he lived in the van some of the time. Hargrove also
used the van to make sexual arrangements between men and some of the
women he knew. Defendant objected on the basis of hearsay to three
different instances during Medlin's testimony. We will discuss each
instance separately.
The first instance concerned Medlin's statement that Hargrove
told Medlin that defendant knew Deborah Elliot, that Hargrove had
seen defendant and Elliot speaking to each other, and that defendant
had met Elliot through Hargrove. Defendant contends that this
testimony by Medlin was hearsay and not corroborative of Hargrove's
testimony.
The pertinent part of Hargrove's testimony was as follows:
Q. Ah, and when John would come down there, you and John
would be hanging out together. You'd be drinking liquor, and smoking
dope, and chasing women. Right?
A. Yes.
Q. Okay. And you would carry John around, and you and he
would sort of go out together?
A. Yes.
Q. And so a lot of times you were with John when he was with
women and having sex with women. Isn't that true?
A. In a way of speaking, yes.
Q. All right. You never saw John get violent or ugly with a
woman, did you?
A. No. Not in my presence, no
Q. Jean Elliot was a friend of [y]ours, but you never saw
John with Ms. Elliot?
A. No.
Hargrove used his van at times to arrange meetings between
prostitutes and their customers. Hargrove also admitted to arranging
women for defendant on various occasions and also at times being
present when defendant was having sex with these women. Thus, taken
in context, Hargrove's testimony about not seeing defendant and
Elliot together could be construed as Hargrove not seeing defendant
and Elliot together in a sexual manner. Therefore, Medlin's
testimony would not contradict Hargrove's testimony.
In order to be admissible as corroborative evidence, a
witness's prior consistent statements merely must tend to add weight
or credibility to the witness's testimony. Further, it is well
established that such corroborative evidence may contain new or
additional facts when it tends to strengthen and add credibility to
the testimony which it corroborates.
State v. Farmer, 333 N.C. 172, 192, 424 S.E.2d 120, 131
(1993) (citation omitted). Furthermore, the trial judge is in the
best position to rule on such an issue, and he determined that
Medlin's testimony corroborated the testimony of Hargrove. Thus, we
conclude that the trial court did not err in ruling that Medlin's
testimony corroborated Hargrove's testimony and that the weight to
be given to such corroboration was for the jury to decide.
The second instance to which defendant objected concerned
whether Hargrove told Medlin that defendant usually carried a box
cutter. Hargrove had previously testified that he did not know
whether defendant carried a knife or any other kind of weapon.
However, Medlin testified that Hargrove had told him that defendant
“usually carried a regular box cutter.” Defendant contends that
Medlin's testimony contradicts Hargrove's testimony, and therefore,
it cannot be admitted for purposes of corroboration.
Even assuming arguendo that it was error for the trial
court to admit this testimony as corroboration, we hold that
defendant has failed to showprejudice as required by N.C.G.S. §
15A-1443(a), and we cann ot conclude that a different result would
have been reached at trial had the trial court not admitted this
testimony. Sylvia Wilson and Audrey Hall testified that defendant
had a box cutter. Kimberly Warren testified that defendant had a
sharp object in his hand. Shirley Jackson thought defendant had a
razor in his hand, and the police seized a box cutter from defendant
shortly after his assault on Jackson. Plus, Deborah Elliot's bra had
been cut apart. Thus, Medlin's testimony was not necessary to prove
to the jury that defendant used a box cutter to assault his victims.
The third instance to which defendant objected involves a
mistake Medlin made in repeating what Hargrove had told him. The
pertinent part of Medlin's testimony went as follows:
Q. Now, with regard to Kimberly Warren, did Mr. Hargrove
indicate to you that he knew an individual by that name?
. . . .
A. He did not give a last name at the time. No, ma'am; just
that he knew a female by the first name of Kim.
Q. And directing your attention to page thirty-two of your
interview, did you have a conversation with Mr. Hargrove about this
individual named Kim?
[DEFENSE COUNSEL]: Objection, hearsay.
THE COURT: Overruled.
A. Yes, ma'am.
Q. And what did he tell you about Kim?
[DEFENSE COUNSEL]: Objection, hearsay.
THE COURT: Overruled.
A. He stated that Ms. Warren stated that the defendant was
trying to make her take her clothes off; said he tried to cut her
throat, and she throwed her arms. That he cut her on the arm or
hand. Said she kicked him in the -- his statement were -- was “balls.”
He stated, “I don't know anything other than that.” I'm sorry.
That's actually from previous cases discussed in here.
[DEFENSE COUNSEL]: Motion to strike.
THE COURT: Overruled.
Q. Now, with regard to Kim Warren, what did he tell you about
Kim?
A. It's actually on page thirty-four of the interview. He
stated --
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
A. He stated that Ms. Warren “told me about that he had tried
to make her -- make her give him some head and she got away from him.”
Q. Did he tell you anything -- did he tell you anything about
a weapon, or anything involved in that?
[DEFENSE COUNSEL]: Objection, hearsay.
THE COURT: Overruled.
A. Yes, ma'am.
Q. And what did he tell you about that?
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
A. That Ms. Warren told him that he, he being the defendant,
put a knife to her throat and tried to make her give him head.
Defendant argues that the testimony regarding Medlin describing an
event which actually pertained to another case was “Unidentifiable
Hearsay Testimony” and was therefore inadmissible. However, we
conclude that this statement by Medlin was an honest mistake that
was immediately corrected. Medlin was referred by the prosecutor to
the wrong page of his interview with Hargrove. Once Medlin realized
the mistake, he quickly turned to the correct page and continued his
testimony. Defendant has given us no reason to believe that this
mistake constituted prejudicial error and that a different result
would have been reached at trial had the trial court not admitted
this testimony. See N.C.G.S. § 15A-1443(a). Thus, even if
there was error on the part of the trial court, we conclude that it
was not prejudicial.
For the reasons stated above regarding the three instances of
Medlin's testimony to which defendant objected, we find no error,
and we thereforeoverrule this assignment of error.
[35]By another question presented, defendant
contends that the trial court erred by overruling his objections and
motions to strike certain testimony by Gloria Anderson with regard
to the Deborah Elliot case. Anderson's testimony related to her
seeing defendant on 24 December 1996 between 9:00 a.m. and 10:00
a.m., after defendant had been released from jail for taking Cynthia
Pulley's purse. Anderson's relevant testimony was as follows:
Q. How did the defendant act when he came up to you?
[DEFENSE COUNSEL]: Object.
A. He acted real strange. He acted like he had seen a ghost
or something. I mean, he was just weird. He was upset. He wanted to
see Cynthia about a pocketbook or something, something about the
pocketbook.
[DEFENSE COUNSEL]: Objection, motion to strike.
THE COURT: Overruled.
Q. Did he say anything about Cynthia at the time?
A. He said he was going to kill her if he saw her.
[DEFENSE COUNSEL]: Object, motion to strike.
THE COURT: Overruled.
Q. Did you hear him say that?
A. Yes, I did.
Q. And what did you say in response to that?
A. Me and my friend-girl told him don't do that.
Defendant argues that this testimony was irrelevant under N.C.G.S. §
8C-1, Rule 401; that the testimony was prejudicial under N.C.G.S. §
8C-1, Rule 403; and that the testimony was inadmissible hearsay.
However, considering the overwhelming evidence against defendant
with regard to the Elliot case, we hold that defendant has failed to
show prejudice as required by N.C.G.S. § 15A-1443(a), and we cannot
conclude that a different result would have been reached at trial
had the trial court not admitted this testimony. Therefore, this
assignment of error isoverruled.
[36]Defendant's next question presented
before this Court pertains to certain testimony from Detectives
Poplin and Turner concerning defendant's demeanor towards Turner,
who is a female, during their interview of defendant on 25 February
1997. Defendant contends that the testimony was irrelevant. We
disagree.
The relevant portion of Detective Poplin's testimony on direct
examination was as follows:
Q. Detective Poplin, during the course of this interview, you
were asking the defendant some questions at some points during the
interview, and Detective Turner, you indicated, was also present.
She asked the defendant some questions during the interview?
A. Yes.
Q. And during the course of the time that you spent with the
defendant, did you notice any change in his demeanor between the
times that you would ask him a question and the time that Detective
Turner would ask him a question?
[DEFENSE COUNSEL]: Object.
THE COURT: Overruled.
A. Initially, he was more polite to me, he would answer my
questions, but when she asked questions, he seemed more hostile and
would give shorter, quicker answers. He didn't seem to really like
to speak with her. Later in the interview, he was doing the same
with me as well, but initially he was more, I guess the term would
be friendly towards me.
[DEFENSE COUNSEL]: Move to strike.
THE COURT: Denied.
As to defendant's objection to Detective Turner's testimony, the
following colloquy ensued between the prosecutor and Turner on
direct examination:
Q. Now with regard to that particular interview that you did
with the defendant on February 25th of 1997, did you speak with the
defendant during that period of time as well?
A. Yes.
Q. What was his demeanor like with you, Detective Turner?
[DEFENSE COUNSEL]: Objection
THE COURT: Overruled.
A. Well, he -- it appeared that he was short with me, and
when I looked directly at John to ask him a question he would not
look at me with the answer. He would look at Detective Poplin.
[DEFENSE COUNSEL]: Motion to strike.
THE COURT: Denied.
Q. Did he treat you different than he treated Detective
Poplin?
[DEFENSE COUNSEL]: Objection; speculation.
THE COURT: Overruled.
A. Yes.
Q. And how was that?
A. He was short with his answers, and just looked at
Detective Poplin instead of me while talking.
We conclude that the foregoing testimony had no impact on the
case considering the overwhelming evidence against defendant.
Therefore, once again, we hold that defendant has failed to show
prejudice as required by N.C.G.S. § 15A-1443(a), and we cannot
conclude that a different result would have been reached at trial
had the trial court not admitted this testimony. Therefore, the
assignments of error under this issue are overruled.
[37]Next, defendant argues that the trial
court erred by admitting certain testimony by Detective Turner
regarding her observation of defendant's reaction upon his seeing
Audrey Hall enter the courtroom. During jury selection, Turner had
entered the courtroom at the same time as Audrey Hall. On direct
examination, the prosecutor questioned Turner about that incident as
follows:
Q. Were you in a position to observe the defendant's demeanor
when Ms. Hall came into the courtroom?
A. Yes.
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
Q. What was his demeanor and actions when Ms. Hall came into
the courtroom
[DEFENSE COUNSEL]: Objection.
THE COURT: Overruled.
A. Well, Ms. Hall came out of that door first, then Ms. Scott,
and then I was last, and she went into the back to sit down about
three or four rows back, and I came to the front so I was heading
towards the front, and I noticed that the defendant, John Williams,
had a very strong reaction whenever he looked back and saw her.
[DEFENSE COUNSEL]: Objection. Motion to strike.
THE COURT: Overruled.
A. He, ah --
Q. What was that reaction?
A. He looked at her, and he turned around and he looked at
her again, and he spoke to his attorney . . . and pointed his finger
back like that (indicating), and I thought that was very strange
because during the interview that I was with Detective Poplin in the
interview of the defendant, John Williams, he said he didn't know
her.
Defendant contends that this testimony was speculative and
inadmissible. We disagree.
N.C.G.S. § 8C-1, Rule 701 provides as follows:
If the witness is not testifying as an expert, his testimony
in the form of opinions or inferences is limited to those opinions
or inferences which are (a) rationally based on the perception of
the witness and (b) helpful to a clear understanding of his
testimony or the determination of a fact in issue.
N.C.G.S. § 8C-1, Rule 701 (2001). Defendant had previously stated to
Detectives Poplin and Turner that he did not know Hall, even though
other evidence was introduced to the contrary. Thus, Turner's
testimony as to defendant's conduct towards Hall was a reasonable
inference that was rationally based on Turner's perception and it
helped to refute defendant's statement that he did not know Audrey
Hall. It is for the jury to determine the proper weight to give to
this evidence. Therefore, we conclude that this evidence was
relevant and admissible, and we overrule this assignment of error.
[38]Defendant next contends that the trial
court erred in the Deborah Elliot case by admitting into evidence
two exhibits that were used duringthe interview of defendant on 25 February
1997. The exhibits consisted of a diagram and some photographs.
Defendant used the diagram and photographs when giving his statement
on 25 February 1997. Defendant did not object to the introduction of
these exhibits, but he did object to Detective Poplin's testimony in
relation to what defendant said regarding the exhibits during the
interview. We have previously determined in this opinion that
defendant's statement on 25 February 1997 was admissible. The
exhibits were a part of that statement, and defendant has not given
us any reason to reconsider our decision on that issue. Thus, the
assignments of error presented under this issue are overruled.
[39]In defendant's next issue before this
Court, he contends that the trial court erred in the Deborah Elliot
case during the jury view of the crime scene by not permitting
defendant to raise a bay roll-up door at the old Pine State building.
Defendant, in his statement to Detectives Poplin and Turner on 25 February
1997, said that he witnessed Elliot being murdered while he was
looking under the roll-up door at the old Pine State building.
Defendant said that the door had been raised approximately eighteen
inches. Detective Poplin testified that he returned to the scene and
raised the roll-up door approximately eighteen to twenty inches and
that he could see into the area only two or three feet.
A jury view
of the crime scene at the old Pine State building was held on 19 February
1998. At the jury view, the trial judge reiterated his ruling not to
allow defendant to conduct any demonstrations with regard to the
roll-up door because the circumstances at the time of the jury view
were not the same as at the time of the offense. For the reasons set
forth below, we agree with the trial court's decision.
“The test for admissibility of evidence regarding a
demonstration is whether, if relevant, the probative value of the
evidence 'is substantially outweighed by the danger of unfair
prejudice, confusion of the issues or misleading the jury.'”
Golphin, 352 N.C. at 434, 533 S.E.2d at 215(quoting State v.
Allen, 323 N.C. 208, 225, 372 S.E.2 d 855, 865 (1988),
sentence vacated on other grounds, 494 U.S. 1021, 108 L. Ed. 2d
601 (1990)).
Furthermore, “[t]he determination of whether relevant
evidence should be excluded pursuant to Rule 403 'is a matter left
to the sound discretion of the trial court, and the trial court can
be reversed only upon a showing of abuse of discretion.'” Id.
(quoting Wallace, 351 N.C. at 523, 528 S.E.2d at 352-53).
We
find no evidence, and defendant has provided no argument, that the
trial court abused its discretion in determining that a
demonstration was inappropriate because of changed circumstances.
The trial judge is in the best position to make the ruling, and we
find no reason to overrule his decision. Moreover, defendant has
given us no reason to believe that even if it was error not to allow
the demonstration, a different result would have been reached at
trial had the trial court not committed this error. See
N.C.G.S. § 15A-1443(a). Therefore, this assignment of error is
overruled.
[40]Defendant's next contention is that the
trial court erred by allowing Gustavo Medina to testify concerning
statements he overheard defendant make while in jail. Medina was
serving a sixty-day sentence for DWI in the Wake County jail. The
trial court conducted a hearing before Medina testified in order to
determine the admissibility of his testimony. The trial court
determined that some of Medina's proffered testimony was admissible
under N.C.G.S. § 8C-1, Rules 404(b) and 801(d). At trial, Medina
testified as follows:
Q. Okay. So you could hear what they were saying?
A. Yeah.
Q. Could you see them talking, too?
A. Yeah. He was talking.
Q. Okay. What was he talking about?
A. About the girls killed.
Q. I'm sorry?
A. About the girls killed.
Q. Okay --
[DEFENSE COUNSEL]: Objection. Motion to strike.
THE COURT: Overruled.
Q. And what did he say about the girls that got killed?
A. It was him; that he did it.
Q. Did you see him say that he did it?
A. Yes.
Q. Did you hear him say that he did it?
A. Yes.
Q. Did you know him at the time?
A. I recognize him, his face. It was in the newspaper.
Defendant argues that this testimony was inadmissible under N.C.G.S.
§ 8C-1, Rules 404(b) and 801(d). For the reasons discussed below, we
conclude that this testimony was admissible under Rule 801(d), and
therefore, we decline to address defendant's argument under Rule
404(b).
N.C.G.S. § 8C-1, Rule 801(d) reads, in pertinent part, that “[a]
statement is admissible as an exception to the hearsay rule if it is
offered against a party and it is . . . his own statement, in either
his individual or a representative capacity.” N.C.G.S. § 8C-1, Rule
801(d)(a). Further, “[a]n admission is a statement of pertinent
facts which, in light of other evidence, is incriminating.” State
v. Trexler, 316 N.C. 528, 531, 342 S.E.2d 878, 879-80 (1986).
The trial court found as fact that “Mr. Medina heard the
defendant make some incriminating statements with regard to the
defendant's involvement in the murders for which he is currently on
trial.” The trial court also found that “Mr. Medina heard and saw
the defendant tell other inmates that 'I killed those girls and two
more in Georgia.'” These findings of fact plus Medina's testimony
regarding what he heard defendant say lead us to conclude that
Medina's testimony was admissible as anadmission by defendant under
N.C.G.S. § 8C-1, Rule 801(d)(A).
[41]Next, defendant contends that the trial
court erred by admitting into evidence videotapes and photographs
that showed crime scenes and injuries with respect to Audrey Hall,
Jacqueline Crump, Patricia Ashe, Sylvia Wilson, and Deborah Elliot.
Defendant argues that the introduction of this evidence was
inadmissible under N.C.G.S. § 8C-1, Rules 401 and 403. We disagree,
and we will address each instance of alleged error with respect to
each person listed above.
With regard to Audrey Hall, the trial court admitted exhibits
AH-1 through AH-6, which included photographs of Hall. Defendant
contends that he objected to the introduction of these photographs.
However, the State introduced these exhibits to illustrate Hall's
testimony, and defendant did not object to the introduction of these
exhibits at that time. Later in the trial, the State used these
exhibits to illustrate Detective Poplin's testimony. A visual
presenter was also set up in order to aid the testimony. At that
time, defendant objected to the introduction of these photographs
and “specifically renew[ed] the objection to the [specific] photo”
that was being shown on the visual presenter. Defendant also
reiterated that he specifically renewed his objection to all of the
exhibits.
Defendant was mistaken in the belief that he had previously
objected to the introduction of these exhibits. Since defendant did
not object to the introduction of these exhibits during Hall's
testimony, he has lost the benefit of his objection to these
exhibits at this time, and he has failed to properly preserve this
argument for appeal. See N.C.G.S. § 8C-1, Rule 103(a)(1); N.C.
R. App. P. 10(b)(1). Even if defendant had objected, we conclude
that these exhibits were not so cumulative in nature as to
constitute undue prejudice. Thus, this assignment of error is
overruled.
As to Jacqueline Crump, defendant contends that the trial court
erred by allowing the State to introduce photographs that repeatedly
showed thebloody wall of the tunnel and Crump's injuries. First,
defendant cites no transcript reference that refers to the State's
introduction of any photographs depicting Crump's injuries, and the
State contends that it never introduced any photographs depicting
Crump. Thus, the only photographs in issue are those of the crime
scene.
At trial, when the State moved to introduce exhibits JC-4
through JC-15, which depicted the crime scene in the Crump case,
defendant just said, “Objection.” The trial court admitted the
exhibits for the purpose of illustrating the testimony of City-County
Bureau of Identification Agent Harley Frame, who took the
photographs on 26 October 1995.
A general objection, when overruled, is ordinarily not adequate
unless the evidence, considered as a whole, makes it clear that
there is no purpose to be served from admitting the evidence.
Counsel claiming error has the duty of showing not only that the
ruling was incorrect, but must also provide the trial court with a
specific and timely opportunity to rule correctly.
State v. Jones, 342 N.C. 523, 535-36, 467 S.E.2d 12, 20
(1996) (citation omitted); see also N.C.G.S. § 8C-1, Rule
103(a)(1). We conclude that defendant's general objection to these
exhibits was not adequate to preserve this assignment of error
properly for appellate review. Therefore, this assignment of error
is overruled.
With regard to the Patricia Ashe case, the exhibits included a
videotape of the crime scene, photographs taken during the autopsy,
and photographs of Ashe's body at the crime scene. At trial,
defendant did not object to the admission of the photographs of
Ashe's body at the crime scene, and he did not assign error to the
admission of the photographs. Thus, the crime scene photographs are
not in issue. See N.C. R. App. P. 10(c)(1); N.C. R. App. P.
28(b)(6).
Defendant contends that the videotape focused the jury on Ashe's
body and that the autopsy photographs were repetitive. Defendant
provides no other support for his argument except to make this
blanket statement. We find nothing in the record or transcripts to
conclude that the videotape or photographs were repetitive or that
the trial court abused its discretionby allowing these exhibits to
be admitted. Furthermore, defendant has not carried his burden by
showing that even if it was error for the trial court to admit these
exhibits, a different result would have been reached at trial had
the trial court not committed this error. See N.C.G.S. §
15A-1443(a). Thus, these assignments of error are overruled with
regard to this question presented.
Next, with regard to Sylvia Wilson, defendant argues that
Investigator Lantam was shown a series of photographs of the crime
scene and of Wilson's injuries. Defendant also contends that Lantam
admitted that two of the exhibits were basically the same. Once
again, defendant provides no argument in support of his contentions.
Furthermore, we conclude that the photographs were not too gruesome
or repetitive and cumulative as to violate N.C.G.S. § 8C-1, Rule
403. Therefore, this assignment of error is overruled.
Finally, as to Deborah Elliot, the State introduced exhibits
consisting of eleven photographs taken at the crime scene, three
photographs taken at Elliot's autopsy, and a videotape of the crime
scene and Elliot's body at the Wake Medical Center morgue. Defendant
argues that these exhibits were gruesome and repetitive and were
thus inadmissible. We disagree.
“As a general rule, gory or gruesome photographs have been held
admissible so long as they are used for illustrative purposes and
are not introduced solely to arouse the passions of the jury.”
Warren, 348 N.C. at 110, 499 S.E.2d at 448. Also, “[p]hotographs
depicting '[t]he condition of the victim's body, the nature of the
wounds, and evidence that the murder was done in a brutal fashion [provide
the] circumstances from which premeditation and deliberation can be
inferred.'” State v. Hyde, 352 N.C. 37, 54, 530 S.E.2d 281,
293 (2000) (quoting Warren, 348 N.C. at 111, 499 S.E.2d at
448), cert. denied, 531 U.S. 1114, 148 L. Ed. 2d 775 (2001).
Furthermore, this Court has previously stated the following:
Photographs
“showing the c ondition of the body when found, its location . . . ,
and the surrounding scene at the time . . . are not rendered
incompetent by the portrayal of the gruesome events which the
witness testifies they accurately portray.” State v. Elkerson,
304 N.C. 658, 665, 285 S.E.2d 784, 789 (1982). Repetitive
photographs may be introduced, even if they are revolting, as long
as they are used for illustrative purposes and are not aimed solely
at prejudicing or arousing the passions of the jury.
State v. Peterson, 337 N.C. 384, 393-94, 446 S.E.2d 43, 49
(1994). The same principles that apply to the admissibility of
photographs apply to the admissibility of videotapes. Blakeney,
352 N.C. at 310, 531 S.E.2d at 816.
After reviewing the record and the exhibits, we conclude that
the photographs and videotape submitted in the Elliot case were not
so gruesome and repetitive as to require their inadmissibility.
Applying the above principles and the requirements of N.C.G.S. §
8C-1, Rule 403, we also conclude that the trial court properly
admitted this evidence. Therefore, these assignments of error are
overruled as they pertain to this issue.
[42]Defendant next argues that the trial
court erred by denying his motion to dismiss the murder and rape
charges in the Patricia Ashe case at the end of the State's evidence
and at the end of all of the evidence based on the insufficiency of
the evidence. We disagree. The jury convicted defendant of first-degree
murder based on premeditation and deliberation and based upon the
felony murder rule, with rape as the underlying felony. The jury
also convicted defendant of first-degree rape in the Ashe case.
The question that must be answered when presented with a motion
to dismiss a charge at the close of all the evidence is whether, upon consideration of all the evidence in the light
most favorable to the State, there is substantial evidence that the
crime charged in the bill of indictment was committed and that
defendant was the perpetrator. Substantial evidence is that amount
of “relevant evidence that a reasonable mind might accept as
adequate to support a conclusion.” State v. Vick, 341 N.C.
569, 583-84, 461 S.E.2d 655, 663 (1995).
State v. Armstrong, 345 N.C. 161, 164-65, 478 S.E.2d 194, 196
(1996) (citation omitted). “If there is substantial evidence --
whether direct, circumstantial, or both -- to support a finding that
the offense chargedhas been committed and that the defendant
committed it, the case is for the jury and the motion to dismiss
should be denied.” State v. Locklear, 322 N.C. 349, 358, 368
S.E.2d 377, 382-83 (1988). In order to overcome a motion to dismiss,
the evidence does not have to rule out every hypothesis of innocence.
See Golphin, 352 N.C. at 458, 533 S.E.2d at 229. Furthermore,
“contradictions and inconsistencies do not warrant dismissal; the
trial court is not to be concerned with the weight of the evidence.
Ultimately, the question for the court is whether a reasonable
inference of defendant's guilt may be drawn from the circumstances.”
State v. Lee, 348 N.C. 474, 488, 501 S.E.2d 334, 343 (1998) (citation
omitted).
When viewing all of the evidence in the light most favorable to
the State, we conclude that the trial court did not err in denying
defendant's motion to dismiss the murder and rape charges in the
Ashe case. The evidence at trial tended to show that DNA testing was
conducted on vaginal swabs taken from Ashe and that a DNA match was
found with defendant.
Also, the doctor who performed the autopsy on
Ashe's body concluded that Ashe died as a result of strangulation.
Scrapes and scratches were found on both sides of Ashe's neck as
well as on the front of her neck. Although the sexual encounter may
have been voluntary in the beginning, the evidence indicates that at
some point it turned involuntary as testified to by Dr. John Butts,
who stated that the multiple scratches and scrapes on Ashe's neck
are signs indicative of someone struggling. Furthermore, the Rule
404(b) evidence presented at trial showed that defendant would
consistently choke his victims while raping or assaulting them,
which would be consistent with the evidence in the Ashe case.
Other evidence at trial showed that there was evidence of crack
cocaine use at the scene of the crime that was consistent with
defendant's modus operandi of inducing women to go with him
in order to consume crack. Moreover, defendant denied to Detectives
Poplin and Turner that he knew Patricia Ashe, but the DNA evidence
refutes this statement.
Finally, defendant's statement, overheard by
Gustavo Medina, that he killed tho se girls provides further
evidence in order to survive a motion to dismiss. Overall, the
evidence presented in this case considered in the light most
favorable to the State could permit a jury to find that these crimes
were committed against Ashe and that defendant was the perpetrator
of these crimes. Therefore, this assignment of error is overruled.
[43]Defendant also argues that it was error
to submit as an aggravating circumstance N.C.G.S. § 15A-2000(e)(5),
which provides that “[t]he capital felony was committed while the
defendant was engaged . . . in the commission of, or an attempt to
commit, or flight after committing or attempting to commit, any
. . . rape or a sex offense.” However, we have found no instance
where defendant objected to the submission of this aggravating
circumstance at trial, and defendant has cited no transcript page in
which he objected to the submission of this aggravating circumstance.
Thus, defendant has failed to properly preserve this alleged error
and has therefore waived appellate review of this issue. See
N.C. R. App. P. 10(b)(1); Thomas, 350 N.C. at 363, 514 S.E.2d
at 515. Accordingly, this assignment of error is overruled.
[44]Defendant next contends that the trial
court erred by denying his motion to dismiss the murder charge in
the Deborah Elliot case, both at the end of the State's evidence and
at the end of all of the evidence, based on the insufficiency of the
evidence. The jury convicted defendant of first- degree murder of
Elliot based upon premeditation and deliberation and under the
felony murder rule with attempted rape as the underlying felony.
Specifically, defendant argues that the evidence was insufficient in
order to determine that defendant was the perpetrator of the murder
and that the evidence was insufficient in order to determine that
defendant attempted to rape Elliot. We disagree and will discuss
each argument separately.
As to the sufficiency of the evidence that defendant was the
perpetrator of the Elliot murder, there was enough evidence to
submit thecharge to the jury. As previously stated, Elliot's body
was found in a building that was formerly part of the Pine State
Creamery. Defendant was familiar with this area because he had
stayed there three weeks earlier with Cynthia Pulley. Shoe tracks
inside the dispatcher's shack were determined to be consistent with
the soles of Elliot's shoes. Defendant's shoe print was also found
inside the shack. It was also determined that the shoe print was
fresh since the area was very dusty, and dust had not yet covered
the shoe print. Also, defendant told Detectives Poplin and Turner
through his statement of 25 February 1997 that he had witnessed
Elliot's murder by looking into the bay area of the building through
a gap in a roll-up door. Detective Poplin testified that he
attempted to look into the bay area through the roll-up door, with
the door lifted up to about the size that defendant said the door
was open, and he determined that it was not possible to see the
events that defendant described. Defendant told the detectives where
the murder took place, the nature of the weapon, and the nature of
the blows. Defendant had also lied to Detective Curtis Womble and
Officer A.S. Odette as to when he had last seen Elliot.
Furthermore, Elliot had been choked, and the scratches on her
neck were consistent with the marks that defendant had left on his
other victims. Also, the crime scene was close to the house where
defendant had stayed with Cynthia Pulley and was about four blocks
from the location where the attacks on Kimberly Warren and Shelly
Jackson took place. On a final note, Gustavo Medina, while in the
Wake County jail, overheard defendant say that he had killed those
girls.
Overall, the evidence presented in this case, considered in the
light most favorable to the State, could permit a jury to find that
defendant was the perpetrator of the murder of Deborah Elliot. Thus,
the trial court did not err in denying defendant's motions to
dismiss, thereby allowing the jury to decide whether defendant was
the perpetrator of the Elliot murder.
[45]Next,
as to the sufficiency of the e vidence that defendant attempted to
rape Elliot, which evidence was the basis for the felony murder
conviction, we conclude that the evidence was sufficient to survive
defendant's motions to dismiss.
“The elements of an attempt to commit any crime are: (1) the
intent to commit the substantive offense, and (2) an overt act done
for that purpose which goes beyond mere preparation, but (3) falls
short of the completed offense.” State v. Miller, 344 N.C.
658, 667, 477 S.E.2d 915, 921 (1996). First, Elliot's body was found
naked except for her shoes and socks. Elliot's bra had been cut
apart, and a couple of buttons appeared to have been torn off of her
shirt. Rule 404(b) evidence tended to show that defendant lured his
victims to isolated locations where he would assault them in part by
choking them while raping or attempting to rape them. The evidence
showed that Elliot was choked, which was consistent with some of
defendant's other victims. Considering all of this evidence in the
light most favorable to the State, we conclude that a reasonable
inference could be made that defendant attempted to rape Elliot.
Therefore, the trial court did not err by permitting the jury to
find that defendant attempted to rape Elliot.
[46]Once again, defendant argues that the
trial court erred by submitting N.C.G.S. § 15A-2000(e)(5) as an
aggravating circumstance. As stated previously, we have found no
instance where defendant objected to the submission of this
aggravating circumstance at trial, and defendant has cited no
transcript page in which he objected to the submission of this
aggravating circumstance. Thus, defendant has failed to properly
preserve this alleged error and has therefore waived appellate
review of this issue. See N.C. R. App. P. 10(b)(1); Thomas,
350 N.C. at 363, 514 S.E.2d at 515. Therefore, this assignment of
error is overruled.
[47]In defendant's next question presented,
he argues that the trial court erred by not giving the jury an alibi
instruction with respect to theAudrey Hall case.
During the charge conference at the guilt-innocence phase of the
trial, the judge asked the parties for any specific instructions
that they would like the judge to consider. With respect to an alibi
instruction, defendant just responded “301.10, alibi.” The State
objected to the alibi instruction on the basis that there was no
evidence to warrant the instruction. Defendant responded by arguing
that there was evidence that defendant had an alibi for the Deborah
Elliot case, but defendant did not make an argument for an alibi
instruction with regard to the other victims. The judge ultimately
gave the jury an alibi instruction only for the Elliot case. At the
end of the jury charge, defendant objected to the alibi instruction
being limited to just the Elliot case. The judge responded that he
gave the instruction that defendant requested. Defendant then argued
that there was evidence to support the instruction in the Audrey
Hall case. For the reasons discussed below, defendant failed to
properly request the alibi instruction with regard to the Audrey
Hall case.
“[S]ince the decision in State v. Hunt, 283 N.C. 617, 197
S.E.2d 513 (1973), the trial judge is not required to instruct on
alibi unless defendant specifically requests such instruction.”
State v. Waddell, 289 N.C. 19, 33, 220 S.E.2d 293, 303 (1975) (citation
altered), deathsentence vacated, 428 U.S. 904, 49 L.
Ed. 2d 1210 (1976). In this case, defendant did not request an alibi
instruction for the Audrey Hall case until after the jury charge.
Defendant's request was with regard only to the Deborah Elliot case.
Furthermore, the evidence in the Hall case was insufficient to
support an alibi instruction. The only evidence suggesting alibi was
on cross-examination of Cynthia Pulley when she stated that she
could not recall when in May 1996 defendant had left for his trip to
Augusta, Georgia. This does not constitute enough evidence to
support an alibi instruction. Thus, defendant did not properly
request the alibi instruction, nor did the evidence support the
instruction. Therefore, thisassignment of error is overruled.
[48]In defendant's next question presented,
he argues that the trial court erred by giving a general flight
instruction and a flight instruction with regard to first-degree
murder cases. The State requested the instructions, to which
defendant objected, but defendant eventually conceded that the
instruction was appropriate in the Shelly Jackson case. The trial
court ultimately gave the following instruction to the jury with
regard to flight:
The State contends and the defendant denies that the
defendant, Mr. Williams, fled at the time of these alleged offenses.
Evidence of flight may be considered by you, together with all other
facts and circumstances in this case, in determining whether the
combined circumstances amount to an admission or show of a
consciousness of guilt. However, proof of this circumstance is not
sufficient in itself to establish the defendant's guilt of any crime.
Further, this circumstance has no bearing on the question of
whether the defendant acted with premeditation and deliberation in
the two murder charges. Therefore, it must not be considered by you
as evidence of premeditation or deliberation in those two cases.
Defendant argues that the evidence did not support this instruction
in any case except the Jackson case. We will not address the
instruction with regard to the Jackson case because defendant
conceded that the instruction in that case was correct, and we will
also not address the instruction with regard to the Vicki Whitaker
case because defendant was acquitted in that case.
We first note that defendant has provided virtually no factual
support in his brief for his argument that the flight instruction
was not supported by the evidence. In State v. Steen, 352 N.C.
227, 264, 536 S.E.2d 1, 23 (2000), cert. denied, 531 U.S.
1167, 148 L. Ed. 2d 997 (2001), this Court determined that the
defendant abandoned his assignment of error because he did not
specifically assess the evidence or make an argument with cited
authorities, and therefore, the assignment of error was not
presented in a way for this Court to give it meaningful review.
See also N.C. R. App. P. 28(a), (b)(5). However, even assuming
arguendo that the flight instructionwas improper as to the
other victims, we hold that defend ant has failed to show prejudice
as required by N.C.G.S. § 15A-1443(a), and we cannot conclude that a
different result would have been reached at trial had the trial
court not given this instruction. Accordingly, this assignment of
error is overruled.
Next, defendant contends that the trial
court committed plain error at the capital sentencing proceeding by
instructing the jury on the mitigating circumstance set forth in
N.C.G.S. § 15A-2000(f)(1) and thereby allowing the State to
introduce evidence of prior incidents committed by defendant that
were “irrelevant and grossly prejudicial.” We disagree.
As defendant concedes, since he did not object to this
mitigating circumstance being admitted at the time (he actually
considered requesting it himself at one point), we must review this
issue under a plain error analysis to determine whether defendant is
entitled to a new capital sentencing proceeding. See N.C. R.
App. P. 10(c)(4).
[T]he plain error rule . . . is always to be applied cautiously
and only in the exceptional case where, after reviewing the entire
record, it can be said the claimed error is a “fundamental
error, something so basic, so prejudicial, so lacking in its
elements that justice cannot have been done,” or “where [the error]
is grave error which amounts to a denial of a fundamental right of
the accused,” or the error has “'resulted in a miscarriage of
justice or in the denial to appellant of a fair trial'” or where the
error is such as to “seriously affect the fairness, integrity or
public reputation of judicial proceedings” or where it can be fairly
said “the instructional mistake had a probable impact on the jury's
finding that the defendant was guilty.”
State v. Odom, 307 N.C. 655, 660, 300 S.E.2d 375, 378 (1983)
(quoting United States v. McCaskill, 676 F.2d 995, 1002 (4th
Cir. 1982) (footnotes omitted), cert. denied, 459 U.S. 1018,
74 L. Ed. 2d 513 (1982)). Thus, in our review of the record for
plain error, we must determine whether the submission of the (f)(1)
mitigator and the subsequent rebuttal evidence by the State “was so
egregious and prejudicial that defendant was not able to receive a
fair sentencing proceeding as a result of the trial court'sdecision.”
State v. Lemons, 352 N.C. 87, 97, 530 S.E.2d 5 42, 548
(2000), cert. denied, 531 U.S. 1091, 148 L. Ed. 2d 698
(2001). After reviewing the whole record, we find no plain error.
N.C.G.S. § 15A-2000(f)(1) reads: “The defendant has no
significant history of prior criminal activity.” In response to the
(f)(1) mitigator, the rebuttal evidence by the State included the
following: (1) a forgery conviction from the State of Georgia; (2) misdemeanor
convictions for simple battery and simple assault against Carolyn
Barker and criminal trespass against the property of Rusty Griffin,
all of which occurred in Georgia; (3) information dealing with a
probation violation based on a shoplifting charge and having contact
with Carolyn Barker; (4) the charges stemming from the assault on
Sylvia Wilson in Georgia, to which Wilson had already testified
during the trial; (5) a misdemeanor charge of harassing phone calls
to Carolyn Barker; (6) a simple battery charge involving Carolyn
Barker; (7) an indictment for burglary against Gwendolyn Smoot,
which was reduced to criminal trespass; and (8) a charge of motor
vehicle theft, which was not pursued because defendant was being
charged for an offense in another county.
The jury had just found defendant guilty of the first-degree
murder of Deborah Elliot, the first-degree murder of Patricia Ashe,
the first-degree rape of Patricia Ashe, the first-degree rape of
Audrey Hall, the first- degree sexual offense of Audrey Hall, the
assault with a deadly weapon with intent to kill inflicting serious
injury on Audrey Hall, the first-degree rape of Jacqueline Crump,
the assault with a deadly weapon with intent to kill inflicting
serious injury on Jacqueline Crump, the attempted first- degree rape
of Shelly Jackson, the assault with a deadly weapon with intent to
kill on Shelly Jackson, and the assault with a deadly weapon of
Kimberly Warren. Based on these findings by the jury, we conclude
that any alleged error by the trial court in allowing the (f)(1)
mitigator to be introduced and thereby allowing the State's rebuttal
evidence was not “so egregiousand prejudicial that defendant was not
able to receive a fair sentencing proceeding as a result of the
trial court's decision,” and therefore it did not rise to the level
of plain error. Lemons, 352 N.C. at 97, 530 S.E.2d at 548.
Accordingly, this assignment of error is overruled.
Defendant next argues that his execution
would violate provisions of the International Covenant on Civil and
Political Rights, which this country ratified on 8 September 1992.
Specifically, defendant argues that the long delays between
sentencing and execution and the conditions in which death row
inmates are kept constitute “cruel, inhuman or degrading treatment
or punishment” in violation of article VII of the covenant, and
because of errors briefed in this appeal, the death penalty in this
case constitutes the arbitrary deprivation of life in violation of
article VI, section 1 of the covenant.
This issue was presented to this Court and specifically
overruled in State v. Smith, 352 N.C. 531, 566, 532 S.E.2d
773, 795 (2000), cert. denied, 532 U.S. 949, 149 L. Ed. 2d
360 (2001). Defendant has presented no new arguments or any
compelling reason for this Court to reconsider the issue in the
present case. Therefore, this assignment of error is overruled.
In defendant's next question presented
before this Court, he contends that the trial court erred in
determining that his prior record level was VI rather than V and
that the trial court therefore erred in sentencing him for his
noncapital felony convictions. The trial court added a point to
defendant's prior record level as authorized under N.C.G.S. §
15A-1340.14(b)(6), which provides: “If all the elements of the
present offense are included in the prior offense, 1 point.” N.C.G.S.
§ 15A-1340.14(b)(6) (Supp. 1996) (amended 1997). The additional
point that the trial court added pursuant to this section gave
defendant a total of nineteen points, causing defendant to be placed
in the highest prior record level, level VI. See N.C.G.S. §
15A-1340.14(c). Without this extra point,defendant would have been
sentenced according t o prior record level V. Id.
The State concedes that “[t]he error in adding a point under
N.C.G.S. § 15A-1340.14(b)(6) arises because the only relevant prior
offenses for the purposes of that subdivision were defendant's
convictions in Georgia in 1977 for attempted rape and aggravated
assault. The State cannot establish that all the elements of the
present offenses are included in these two prior offenses.” Thus,
the State concedes this issue in that the trial court erred by
adding a point to defendant's prior record level and that the extra
point resulted in longer sentences for the noncapital felony
offenses.
However, the State does not concede this issue as it relates to
defendant's conviction against Jacqueline Crump for assault with a
deadly weapon with intent to kill inflicting serious injury. The
State argues that the trial court imposed the longest minimum
sentence in the presumptive range allowed by N.C.G.S. §
15A-1340.17(c) for each felony conviction, under the theory that
defendant's prior record level was VI. If the trial court had
considered defendant's prior record level to be V, then the court
could not have imposed minimum sentences of such duration. However,
the State continues by stating that in the Crump assault, the trial
court broke away from this practice and sentenced defendant to a
minimum of 145 months, although the highest minimum term for this
class C felony at prior record level VI is 168 months. Under the
State's theory, 145 months falls within the range for minimum
presumptive sentences for class C felonies at a prior record level V,
and therefore, the trial court may have been somewhat lenient in the
Crump assault case. Thus, the State contends that defendant has not
suffered any harm in the sentence for the Crump assault from the
trial court's error finding defendant to have a prior record level
of VI. We disagree.
Defendant was sentenced at an incorrect prior record level, and
the trial court sentenced defendant according to this incorrect
prior recordlevel. We are not persuaded by the State's contention
that defenda nt was not harmed because the trial court could have
sentenced defendant to lesser time for the Crump assault if the
proper prior record level had been calculated. If the trial court
was lenient with regard to sentencing defendant in the Crump assault
case, as the State contends, then that is for the trial court to
determine, not the State. Therefore, we remand this case for
resentencing on only the noncapital felony convictions at a prior
record level V.
PRESERVATION ISSUES
Defendant raises nine additional issues which he concedes have
been previously decided contrary to his position by this Court: (1) the
trial court erred in denying defendant's motion to strike the death
penalty on the ground that it is unconstitutional, and the court
committed plain error by imposing a sentence of death that was
arbitrary and conflicted with the constitutional requirement of
individualized sentencing; (2) the trial court erred in its denial
of defendant's motion to restrict death- qualification of the jury;
(3) the trial court erred in its denial of defendant's motion to
bifurcate the jury; (4) the trial court erred by instructing the
sentencing jury that a unanimous verdict was required for defendant
to receive a sentence of life imprisonment; (5) the trial court
erred by using the term “may” in its instructions in sentencing
Issue Three; (6) the trial court erred by instructing the jurors
that they had a duty to recommend a sentence of death if they
unanimously answered “yes” to Issue Four; (7) the (e)(9) aggravating
circumstance that a murder is “especially heinous, atrocious, or
cruel” is unconstitutionally vague and arbitrary; (8) the trial
court erred by denying defendant's pretrial motion for individual
jury voir dire; (9) the trial court erred by granting the
State's motion to limit defendant's questions on voir dire.
Defendant raises these issues in order to urge this Court to
reexamine its prior holdings with regard to these issues. We have
considereddefendant's arguments on these issues, and we find no
compelling reason to reverse our prior holdings. Therefore, the
assignments of error presented under this issue are overruled.
Having concluded that defendant's trial
and capital sentencing proceeding were free from prejudicial error,
we must now determine: (1) whether the record supports the
aggravating circumstances found by the jury and upon which the
sentences of death were based; (2) whether the death sentences were
entered under the influence of passion, prejudice, or any other
arbitrary factor; and (3) whether the death sentences are excessive
or disproportionate to the penalty imposed in similar cases,
considering both the crime and the defendant. See N.C.G.S. §
15A-2000(d)(2) (2001).
In the instant case, defendant was convicted of two counts of
first- degree murder. Each conviction was based both on
premeditation and deliberation and under the felony murder rule.
Following the capital sentencing proceeding as to the Elliot
murder, the jury found the following submitted aggravating
circumstances: defendant had been previously convicted of a felony
involving the use or threat of violence to the person, N.C.G.S. §
15A-2000(e)(3); the murder was committed by defendant while
defendant was engaged in an attempt to commit first-degree rape,
N.C.G.S. § 15A-2000(e)(5); the murder was especially heinous,
atrocious, or cruel, N.C.G.S. § 15A-2000(e)(9); and the murder was
part of a course of conduct in which defendant engaged and which
included the commission by defendant of other crimes of violence
against another person or persons, N.C.G.S. § 15A-2000(e)(11).
Also, as to the Elliot murder, the jury found two statutory
mitigating circumstances: that the murder was committed while
defendant was under the influence of mental or emotional disturbance,
N.C.G.S. § 15A-2000(f)(2), and that the capacity of defendant to
appreciate the criminality of hisconduct or to conform his conduct
to the requirements of the law was impaired, N.C.G.S. §
15A-2000(f)(6). Two additional statutory mitigating circumstances
were submitted to but not found by the jury: defendant had no
significant history of prior criminal activity, N.C.G.S. § 15A-
2000(f)(1), and the catchall statutory mitigating circumstance,
N.C.G.S. § 15A-2000(f)(9). Of the twenty-five nonstatutory
mitigating circumstances submitted, the jury found that seventeen
had mitigating value.
As to the Ashe murder, the jury found the following submitted
aggravating circumstances: defendant had been previously convicted
of a felony involving the use or threat of violence to the person,
N.C.G.S. § 15A-2000(e)(3); the murder was committed by defendant
while defendant was engaged in the commission of first-degree rape,
N.C.G.S. § 15A-2000(e)(5); and the murder was part of a course of
conduct in which defendant engaged and which included the commission
by defendant of other crimes of violence against another person or
persons, N.C.G.S. § 15A-2000(e)(11). The jury did not find the
(e)(9) aggravator in this case, that the murder was especially
heinous, atrocious, or cruel.
Also, as to the Ashe murder, the jury found two statutory
mitigating circumstances: that the murder was committed while
defendant was under the influence of mental or emotional disturbance,
N.C.G.S. § 15A-2000(f)(2), and that the capacity of defendant to
appreciate the criminality of his conduct or to conform his conduct
to the requirements of the law was impaired, N.C.G.S. §
15A-2000(f)(6). Two additional statutory mitigating circumstances
were submitted to but not found by the jury: defendant had no
significant history of prior criminal activity, N.C.G.S. § 15A-
2000(f)(1), and the catchall statutory mitigating circumstance,
N.C.G.S. § 15A-2000(f)(9). Of the twenty-four nonstatutory
mitigating circumstances submitted, the jury found that sixteen had
mitigating value.
After thoroughly reviewing the record,
transcripts, and briefs in this case, we conclude that the evidence
fully supports as to each murder the aggravatingcircumstances found
by the jury. Further, we conclude that noth ing in the record
suggests that defendant's death sentences in this case were imposed
under the influence of passion, prejudice, or any other arbitrary
factor. We must now turn to our final statutory duty of
proportionality review.
Proportionality review is designed to “eliminate the possibility
that a person will be sentenced to die by the action of an aberrant
jury.” State v. Holden, 321 N.C. 125, 164-65, 362 S.E.2d 513,
537 (1987), cert. denied, 486 U.S. 1061, 100 L. Ed. 2d 935
(1988). In conducting proportionality review, we determine “whether
the sentence of death is excessive or disproportionate to the
penalty imposed in similar cases, considering both the crime and the
defendant.” State v. Williams, 308 N.C. 47, 79, 301 S.E.2d
335, 355, cert. denied, 464 U.S. 865, 78 L. Ed. 2d 177
(1983); accord N.C.G.S. § 15A-2000(d)(2). Whether the death
penalty is disproportionate “ultimately rest[s] upon the 'experienced
judgments' of the members of this Court.” State v. Green, 336
N.C. 142, 198, 443 S.E.2d 14, 47, cert. denied, 513 U.S.
1046, 130 L. Ed. 2d 547 (1994).
In our proportionality review, it is proper to compare the
present case with other cases in which this Court has concluded that
the death penalty was disproportionate. State v. McCollum,
334 N.C. 208, 240, 433 S.E.2d 144, 162 (1993), cert. denied,
512 U.S. 1254, 129 L. Ed. 2d 895 (1994). This Court has determined
that the sentence of death was disproportionate in seven cases.
Benson, 323 N.C. 318, 372 S.E.2d 517; State v. Stokes,
319 N.C. 1, 352 S.E.2d 653 (1987); State v. Rogers, 316 N.C.
203, 341 S.E.2d 713 (1986), overruled on other grounds by State
v. Gaines, 345 N.C. 647, 483 S.E.2d 396, cert. denied,
522 U.S. 900, 139 L. Ed. 2d 177 (1997), and by State v. Vandiver,
321 N.C. 570, 364 S.E.2d 373 (1988); Young, 312 N.C. 669, 325
S.E.2d 181; State v. Hill, 311 N.C. 465, 319 S.E.2d 163
(1984); Bondurant, 309 N.C. 674, 309 S.E.2d 170; Jackson,
309 N.C. 26, 305 S.E.2d 703.
However, we find the present case distinguishable from each of
theseseven cases. In three of those cases, Benso n, Stokes,
and Jackson, the defendant either pled guilty or was
convicted by the jury solely under the theory of felony murder. In
the instant case, defendant was also convicted on the theory of
premeditation and deliberation as to each murder. We have said that
“[t]he finding of premeditation and deliberation indicates a more
cold-blooded and calculated crime.” State v. Artis, 325 N.C.
278, 341, 384 S.E.2d 470, 506 (1989), sentence vacated on other
grounds, 494 U.S. 1023, 108 L. Ed. 2d 604 (1990). Additionally,
this Court has never found a sentence of death to be
disproportionate in a case where the jury found a defendant guilty
of murdering more than one victim. State v. Goode, 341 N.C.
513, 552, 461 S.E.2d 631, 654 (1995).
Finally, as previously stated, in each murder, the jury found
the following aggravating circumstances: (1) defendant had been
previously convicted of a felony involving the use or threat of
violence to the person, N.C.G.S. § 15A-2000(e)(3); (2) in the Ashe
case, the murder was committed while defendant was engaged in the
commission of first-degree rape, and in the Elliot case the murder
was committed whiled defendant was engaged in attempted first-degree
rape, N.C.G.S. § 15A-2000(e)(5); and (3) the murder was part of a
course of conduct in which defendant engaged and that course of
conduct included the commission by defendant of other crimes of
violence against another person or persons, N.C.G.S. §
15A-2000(e)(11). The jury also found as to one of the victims the
aggravating circumstance that the murder was especially heinous,
atrocious, or cruel, N.C.G.S. § 15A-2000(e)(9). “There are four
statutory aggravating circumstances which, standing alone, this
Court has held sufficient to support a sentence of death.”
Wallace, 351 N.C. at 535, 528 S.E.2d at 360 (citing State v.
Bacon, 337 N.C. 66, 110 n.8, 446 S.E.2d 542, 566 n.8 (1994),
cert. denied, 513 U.S. 1159, 130 L. Ed. 2d 1083 (1995)). The
N.C.G.S. § 15A-2000(e)(3), (e)(5), (e)(9), and (e)(11) statutory
aggravating circumstances which the jury found in these two murders
((e)(9) was found only in the Elliotmurder) are among those four
aggravating circumstances. See id.
It is also proper for this Court to “compare this case with the
cases in which we have found the death penalty to be proportionate.”
McCollum, 334 N.C. at 244, 433 S.E.2d at 164. In addition,
while it is important for this Court to review all the cases in the
pool when engaging in our duty of proportionality review, “we will
not undertake to discuss or cite all of those cases each time we
carry out that duty.” Id. It is sufficient to state that we
have concluded that the instant case is more similar to cases in
which we have found the death penalty proportionate than to those in
which we have found the sentence of death disproportionate.
Based on the foregoing and the entire record in this case, we
cannot conclude as a matter of law that the sentences of death were
either excessive or disproportionate. After a thorough and careful
review of the record, transcripts, briefs, and oral arguments, we
conclude that defendant received a fair trial and capital sentencing
proceeding, free from prejudicial error. Therefore, the convictions
and sentences of death entered against defendant must be and are
left undisturbed. We further conclude that defendant's trial on the
noncapital charges was free from prejudicial error, but we remand
those cases for resentencing as discussed previously herein.
NO. 97CRS8388, NO. 97CRS17582, FIRST-DEGREE MURDER: NO ERROR.
NO. 97CRS17583, NO. 97CRS17584, FIRST-DEGREE RAPE: REMANDED FOR
RESENTENCING.
NO. 97CRS17587, FIRST-DEGREE SEXUAL OFFENSE: REMANDED FOR
RESENTENCING.
NO. 97CRS17588, ASSAULT WITH A DEADLY WEAPON: REMANDED FOR
RESENTENCING.
NO. 97CRS17590, NO. 97CRS17591, ASSAULT WITH A DEADLY WEAPON
WITH INTENT TO KILL INFLICTING SERIOUS INJURY: REMANDED FOR
RESENTENCING.
NO. 97CRS8000, ATTEMPTED FIRST-DEGREE RAPE: REMANDED FOR
RESENTENCING.
NO. 97CRS8001, ASSAULT WITH A DEADLY WEAPON WITH INTENT TO KILL:
REMANDED FOR RESENTENCING.