IN THE SUPREME COURT OF NORTH CAROLINA
No. 241A97
FILED: 5 MAY 2000
STATE OF NORTH CAROLINA
v.
HENRY LOUIS WALLACE
Appeal as of right
pursuant to N.C.G.S. § 7A-27(a) from judgments imposing nine
sentences of death entered by Johnston, J., on 29 January 1997
in Superior Court, Mecklenburg County, upon jury verdicts
finding defendant guilty of nine counts of first-degree murder.
Defendant's motion to bypass the Court of Appeals as to his
appeal of additional judgments was allowed by the Supreme Court
on 9 March 1999. Heard in the Supreme Court 16 November 1999.
Michael F. Easley, Attorney General, by Ellen B. Scouten,
Special Deputy Attorney General, for the State.
Malcolm Ray Hunter, Jr., Appellate Defender, by Benjamin
Dowling-Sendor, Assistant Appellate Defender, for defendant-
appellant.
WAINWRIGHT, Justice.
On 4 April 1994, defendant
Henry Louis Wallace was indicted for the murders of (1) Caroline
Love, (2) Shawna Hawk, (3) Audrey Ann Spain, (4) Valencia M.
Jumper, (5) Michelle Stinson, (6) Vanessa Little Mack, (7) Betty
Jean Baucom, (8) Brandi June Henderson, and (9) Deborah
Slaughter. In addition, defendant was indicted for the following
crimes: (1) first-degree rape of Love, (2) second-degree rape of
Hawk, (3) two counts of second- degree sexual offense against
Hawk (fellatio and cunnilingus), (4) first-degree rape of Spain,
(5) robbery with a dangerousweapon of Spain, (6) first-degree
rape of Jumper, (7) first- degree sexual offense against Jumper,
(8) first-degree rape of Stinson, (9) first-degree sexual
offense against Stinson, (10) first-degree rape of Mack, (11) robbery
with a dangerous weapon of Mack, (12) first-degree rape of
Baucom, (13) robbery with a dangerous weapon of Baucom, (14) first-degree
rape of Henderson, (15) robbery with a dangerous weapon of
Henderson, (16) assault with a deadly weapon inflicting serious
injury against T.W., Henderson's ten-month-old son, (17) assault
on a child under twelve years of age against T.W., (18) first-degree
rape of Slaughter, and (19) robbery with a dangerous weapon of
Slaughter.
Between September 1996 and
January 1997, defendant was tried capitally before a jury. On 7 January
1997, the jury found defendant guilty of nine counts of first-degree
murder, each on the basis of malice, premeditation, and
deliberation, and under the felony murder rule. In addition, the
jury found defendant guilty of eight counts of first-degree
rape, one count of second- degree rape, two counts of first-degree
sexual offense, two counts of second-degree sexual offense, one
count of assault with a deadly weapon, one count of assault on a
child under the age of twelve, and five counts of robbery with a
dangerous weapon.
After a capital sentencing
proceeding, the jury recommended a sentence of death for each of
the nine counts of first-degree murder. On 29 January 1997, the
trial court entered judgment in accordance with the
recommendations and sentenced defendant to nine death sentences.
In addition, the trial court sentenced defendant to eight
consecutive life sentences for the first- degree rape
convictions, a consecutive forty-year sentence forthe second-degree
rape conviction, two consecutive life sentences for the first-degree
sexual offense convictions, two consecutive forty-year sentences
for the second-degree sexual offense convictions, five
consecutive forty-year sentences for the robbery with a
dangerous weapon convictions, and a consecutive two-year
sentence for the assault on a child under the age of twelve
conviction. The trial court arrested judgment on the assault
with a deadly weapon conviction. Defendant appeals to this Court
as of right from the sentences of death. Defendant's motion to
bypass the Court of Appeals on the other convictions was allowed
by this Court on 9 March 1999.
The State presented
evidence tending to show that defendant murdered nine women in
the Charlotte area over a two-year period. Defendant was
identified as a suspect in three of the later murders by a palm
print found on the car of one of the victims. As will be
detailed below, defendant was arrested on an outstanding larceny
charge and interrogated by police. He confessed to the murders
of Caroline Love, Shawna Hawk, Audrey Spain, Valencia Jumper,
Michelle Stinson, Vanessa Mack, Betty Baucom, Brandi Henderson,
and Deborah Slaughter. The State presented the following
evidence:
Caroline Love Murder
On 15 June 1992, Caroline
Love was living in an apartment with Sadie McKnight, defendant's
girlfriend. That night, after completing her shift at the
Bojangles' restaurant on Central Avenue in Charlotte, Love asked
the night manager if she could buy a roll of quarters to do her
laundry. The night manager exchanged a roll of quarters for a
ten-dollar bill, and Love left the premises. As Love walked
toward her apartment, her cousin,Robert Ross, saw her walking,
offered her a ride, and drove her home. Ross watched as Love
entered her apartment.
A few days later, Love's
employer contacted Love's sister, Kathy Love (Kathy), and
informed her that Love had not come to work in two days. Kathy
went to Love's apartment and left a note. However, the next day,
Kathy was again informed Love had not come to work. Kathy then
contacted defendant, whom she knew, to find Love's roommate,
McKnight. Kathy, McKnight, and defendant went to the police
station to file a missing person report. Later, Kathy went into
Love's apartment. She noticed that some of the furniture had
been moved and that the sheets from Love's bed were missing, but
there was no evidence of Love's whereabouts. During the
investigation of the missing person report, Investigator Tony
Rice of the Charlotte-Mecklenburg Police Department determined
that the roll of quarters Love bought prior to leaving work on
15 June 1992 was missing from her apartment. Love was not found
as a result of the missing person report.
On 13 March 1994,
defendant confessed to the murder of Caroline Love. At trial,
the State introduced redacted versions of defendant's tape-recorded
confession. In the confession, defendant stated he made a copy
of McKnight's house key and went to the apartment when neither
McKnight nor Love was there. Defendant heard Love enter the
apartment. He indicated to Love that he was in the bathroom and
would leave as soon as he came out. Upon coming out of the
bathroom, however, defendant went into the living room where
Love was watching television and kissed her on the cheek. Love
promised not to tell McKnight about the kiss if defendant
promised not to do it again. Defendant then put his arms around
Love in a manner similar to a wrestling choke hold. Defendant
confessed that there was a scuffle, that Love scratched him on
his arms and face, and that he kept holding Love until she
passed out. Defendant then moved Love to her bedroom, removed
her clothes, tied her hands behind her back with the cord of a
curling iron, and placed tape over her mouth. Defendant had oral
sex and sexual intercourse with Love, during which she was
semiconscious. While engaged in intercourse with Love, defendant
continued to apply the choke hold because Love began to regain
consciousness. Defendant applied the choke hold until Love's
body became limp. Defendant stated he could tell she was still
alive because he could feel her heart and pulse. Afterwards,
defendant strangled Love to death.
Defendant further
confessed that he left the apartment to move his car closer to
the stairwell and then returned to the apartment with a large
orange trash bag. Defendant wrapped Love's body in a bed sheet
and put the body inside the trash bag. Defendant placed some
clothing into another bag to make it appear Love had left.
Defendant carried the bags down the stairs, placed them in the
backseat of his car, and then drove around Charlotte trying to
find a place to dump Love's body. Defendant stopped the car
while driving down Statesville Road, removed the trash bag
containing Love's body from his car, and dumped the bag into the
woods. The following day, defendant drove back to the location
because he feared the orange bag would be noticeable from the
road. Defendant stated that he removed the body from the orange
trash bag and then moved the body into a shallowravine.
Defendant also admitted taking a roll of quarters from Love's
dresser.
Later on 13 March 1994,
after defendant's confession, defendant directed Rice and other
investigators to the site where he had dumped Love's body.
Subsequently, Dr. James Michael Sullivan, a forensic pathologist
and medical examiner employed by the Medical Examiner's Office
of Mecklenburg County, went to the area of Statesville Road to
recover Love's skeletal remains. Dr. Sullivan performed an
autopsy on those remains. Based on the history provided by the
police, the absence of any significant findings to contradict a
history of strangulation, and the location of the unclothed
remains in a wooded area, Dr. Sullivan determined that the cause
of death was homicide by means of strangulation.
Shawna Hawk Murder
In February 1993, Shawna Hawk was living
with her mother, Sylvia Denise Sumpter, in Charlotte. Hawk was a
paralegal student at Central Piedmont Community College and
worked at a Taco Bell restaurant on Sharon Amity Road, where
defendant was her manager. On 19 February 1993, Sumpter arrived
home and began to cook dinner. Hawk's car was not there, but
Sumpter saw Hawk's coat and purse in a closet. This seemed
unusual because it was very cold outside, Hawk never went
anywhere without her purse, and Sumpter had seen Hawk earlier in
the day wearing the coat. Sumpter called Hawk's boyfriend,
Darryl Kirkpatrick, to ask if he had seen Hawk, but Kirkpatrick
said he had not.
Sumpter then learned that Hawk was to
have picked up her godson from daycare but had not done so.
Sumpter looked through Hawk's purse and noticed that her keys
were not there and thatsome money was missing. Kirkpatrick
arrived at the home to comfort Sumpter. Kirkpatrick and Sumpter
decided to file a missing person report and called the police.
Subsequently, Kirkpatrick walked through the house looking in
each room. He entered a bathroom downstairs and noticed the
shower curtain outside the bathtub. When Kirkpatrick pulled the
shower curtain back, he saw Hawk curled up and submerged in
water. Kirkpatrick ran upstairs and told Sumpter to call 911.
Emergency personnel arrived, tried to resuscitate Hawk, and then
transported her to the hospital, where she was pronounced dead.
On 20 February 1993, Dr. Sullivan
performed an autopsy on Hawk's body. He discovered a contusion
on the left side of Hawk's scalp above the ear and a laceration
of the left eardrum with some hemorrhaging behind the eardrum
evidencing a blunt trauma prior to death. Dr. Sullivan indicated
that based on the bruising present, the blow occurred prior to
death but that it was unlikely that the blow caused
unconsciousness. Dr. Sullivan also observed hemorrhages in the
lining of the eyes (conjunctiva), on the skin of the face, in
the lining of the mouth, and in the muscles in the front of the
neck overlying the voice-box area, all of which were an
indication of ligature strangulation. Dr. Sullivan defined a
ligature as “an instrument, a cord or a band or something that's
made into a cord or a band, then circles the neck and is used to
forcibly compress the neck.” Based on his observations, Dr. Sullivan
opined that the cause of Hawk's death was ligature strangulation.
Defendant confessed that he stopped by
Hawk's home to see her and that they talked for a while. As
defendant was leaving, Hawk gave him a hug. Defendant then told
Hawk he wanted her tohave sex with him. Defendant took Hawk to
her bedroom, told her to remove her clothing, and told her to
perform oral sex on him, which she did. Then, defendant
performed oral sex on Hawk. The two then engaged in sexual
intercourse. Defendant admitted that Hawk was afraid and cried
the whole time. Afterwards, defendant told Hawk to put her
clothes on, and he took her into the bathroom. Defendant placed
Hawk in a choke hold, with her head between his arms, until she
passed out. Defendant then filled the bathtub with water and
placed Hawk in it. Defendant also admitted taking fifty dollars
from Hawk.
Audrey Spain Murder
In June 1993, Audrey Spain, age twenty-four,
lived in an apartment in Charlotte. On 23 June 1993, Spain was
to report to work at 6:30 p.m. at a Taco Bell restaurant on
Wendover Road. Spain did not show up for work. Mark Lawrence,
Spain's manager, thought it was unusual for Spain not to come to
work, so he drove by Spain's apartment that evening. Lawrence
saw Spain's car in the parking lot. Lawrence then called Spain
and left a message on her answering machine.
The next morning, 24 June 1993, Lawrence
rode by Spain's apartment and again saw her car in the lot.
Lawrence called Spain's sister and left a message to express his
concern. Spain did not show up for work that evening. Spain's
sister never returned Lawrence's call, so Lawrence called 911.
Thereafter, officers periodically rode by the apartment and
knocked on the door, but got no response.
On 25 June 1993, maintenance personnel
from the apartment complex entered the apartment through a
sliding glass door and discovered Spain's body on the bed.
Lawrence again stopped bySpain's apartment, and an officer
informed Lawrence they had discovered Spain dead in her
apartment.
On 26 June 1993, Dr. Sullivan conducted
an autopsy on Spain's body. There was a ligature made from a T-shirt
and a bra around Spain's neck with the end of the T-shirt
stuffed into her mouth. After removing the ligature, Dr. Sullivan
discovered a furrow, or mark, left by the ligature. Dr. Sullivan
also observed hemorrhages in the conjunctiva, on the skin of the
face, in the voice box, and in the muscles in the front of the
neck, as well as minor blunt-trauma injuries, including a small
facial abrasion, small linear abrasions on her right back and on
the knee, and a small contusion over the right hip. Dr. Sullivan
opined that the cause of death was strangulation.
Defendant confessed that he went to
Spain's house and that they smoked marijuana together. Defendant
admitted that his motive for visiting Spain was robbery. He
stated that he put Spain in a choke hold in her living room and
inquired about the combination for the safe at her workplace,
but she said she did not know the combination. Defendant also
asked about money in her personal bank account, but she said she
did not have any money because she had just returned from a
vacation. Defendant said he did not remember asking Spain to
remove her clothes. Spain begged defendant not to hurt her, but
defendant maintained the choke hold until Spain passed out.
Defendant then dragged Spain into her bedroom and had
intercourse with her. Afterwards, defendant took Spain into the
bathroom, where he put her into the shower to wash off any
evidence. Defendant placed Spain into her bed and tied a T-shirt
and bra around her neck. Before leaving, defendant took Spain's
keys and Visa credit card. He used theVisa card to purchase gas.
Defendant returned to Spain's apartment to make phone calls so
it would seem as though she had not died on the day defendant
killed her.
Valencia Jumper Murder
In August 1993, Valencia Jumper was a
senior at Johnson C. Smith University in Charlotte, studying
political science. She also worked at Food Lion on Central
Avenue and at Hecht's in South Park Mall. On 9 August 1993, a
friend of Jumper's, Zachery Douglas, spoke with Jumper on the
phone about meeting later that night. Subsequently, Douglas
arrived at Jumper's apartment in the early morning hours of 10 August
1993 and noticed smoke coming from her apartment. Douglas
testified that he turned the door knob, and the door was
unlocked, so he opened the door. Douglas stated that there was
too much smoke for him to enter the apartment any further.
Douglas then alerted a neighbor, who called the fire department.
As firefighters arrived on the scene to
fight the fire, firefighter Dennis Arney entered the kitchen and
noticed that a burner on the stove had been left on. Based on
examinations at the fire scene, the information provided by
firefighters, and the observed pattern the fire traveled, the
investigators believed the fire originated from a pot left
burning on the stove. Firefighters found Jumper's body in the
bedroom of her apartment.
On 10 August 1993, Dr. Sullivan performed
an autopsy on Jumper's body. Jumper's body was extensively
charred. Dr. Sullivan was told that the fire was thought to have
been accidentally caused by a pot of beans left burning on the
stove. However, he found no soot in Jumper's airway, indicating
there was no significant inhalation of smoke during the fire.
Afterlearning there was no carbon monoxide in Jumper's blood,
Dr. Sullivan listed thermal burns as the cause of death. After
defendant's confession, Dr. Sullivan reexamined the Jumper
autopsy and amended the cause of Jumper's death. Dr. Sullivan
testified that the cause of Jumper's death was strangulation.
Defendant confessed to Jumper's murder.
He indicated that Jumper was like a little sister to him and
that they often spent time with one another. On the night in
question, defendant stated that he stopped by Jumper's apartment
and that they talked for a while and then defendant left.
Defendant later returned to Jumper's apartment and asked her to
call McKnight because they had gotten into a fight. When Jumper
reached toward the phone, defendant put her in a choke hold.
Defendant told Jumper to
go to the bedroom. Jumper begged defendant not to hurt her and
stated she would do anything he wanted. Jumper removed her
clothes. Defendant and Jumper engaged in oral sex and sexual
intercourse. Afterwards, while Jumper was putting her clothes
back on, defendant put a towel around her neck and choked her
until she passed out.
Defendant stated that
Jumper started bleeding from the nose, so he kept the pressure
on the towel for about five minutes until he felt no pulse. Then
defendant wiped his fingerprints from certain areas of the
apartment. Defendant went into the kitchen and noticed a bottle
of rum, so he took the bottle to the bedroom and poured the rum
on Jumper's body, on the bed, and on the floor nearby. Defendant
then went back into the kitchen, opened a can of beans, put the
beans in a pot on the stove, and turned the stove on high.
Defendant took the battery out of the smoke detector. Defendant
went back into the bedroom, lit a match, and threw it on
Jumper's rum-soaked body beforeleaving the apartment. Defendant
returned to the apartment twenty minutes later. When he saw
smoke rushing out the door, he left and went home. Defendant
admitted taking jewelry from Jumper's body and pawning it in a
local pawn shop.
Michelle Stinson Murder
In September 1993, Michelle Stinson, age
twenty, lived in an apartment in Charlotte, with her two young
sons. On 15 September 1993, Stinson's friend, James Mayes,
stopped by her apartment to visit with Stinson and her children.
Mayes knocked on the front door, but no one answered. Mayes
heard the children knocking on the window and telling him their
mother was sleeping on the kitchen floor. Mayes thought they
were playing a game, but Stinson did not answer. Mayes had
turned to leave when the oldest child came out the back door and
grabbed him. Mayes picked up the child and went back into the
apartment through the back door. Mayes discovered Stinson lying
on the kitchen floor with blood around her. Mayes picked up the
phone but realized the cord had been cut or jerked out of the
wall. Mayes took the children and asked neighbors to help him
find a phone. He then called the police.
Dr. Sullivan performed an autopsy on
Stinson's body on 16 September 1993. He discovered four stab
wounds to the left side of the back. Two of the four stab wounds
caused injury to the heart and lungs and were potentially fatal.
Dr. Sullivan also observed evidence of ligature strangulation in
the form of a band of abrasions and contusions over the front of
the neck and small hemorrhages in the skin of the face, the
conjunctiva, and internally in the muscles of Stinson's neck.
Dr. Sullivanopined that the cause of Stinson's death was stab
wounds to the chest with strangulation as a contributing cause.
Defendant confessed that he stopped by
Stinson's apartment around 11:00 p.m., with the intention of
raping and murdering her. They talked for a while, and then
defendant got ready to leave and they hugged. At that point,
defendant told Stinson that he wanted to have sex with her and
that he wanted her to remove her clothes. Stinson told defendant
she was sick, but defendant did not believe her and wanted her
to produce some sort of medication, which she could not do.
Defendant began to choke Stinson. Stinson then agreed to have
sex with defendant and removed her clothes. Defendant told
Stinson he wanted her to perform oral sex on him, but she stated
she did not know how. Defendant responded, “well you're about to
learn.” Stinson then performed oral sex on defendant. After
having sexual intercourse on the kitchen floor, defendant
administered a choke hold until Stinson became unconscious.
Defendant strangled Stinson with a towel he had retrieved from
the bathroom. Stinson began to gasp for air, so defendant took a
knife and stabbed her approximately four times. Defendant used a
washcloth to wipe his fingerprints from a glass, the door, the
phone, the wall, and the floor. Before defendant left the
apartment, Stinson's oldest son awoke, and defendant told him to
go back to bed. Defendant left through the back door, using a
towel to avoid leaving fingerprints, and threw the knife and
washcloth over a fence near the back of Stinson's apartment.
Vanessa Mack Murder
In February 1994, Vanessa Mack was living
in an apartment in Charlotte with her two young daughters. She
worked at Carolinas Medical Center. On 20 February 1994, Barbara
Rippy, the grandmother of Mack's oldest daughter, went to Mack's
apartment to pick up Mack's youngest daughter, as she did every
Sunday morning so Mack could go to work. Rippy arrived at 6:00
a.m. and went to the back door, but the door was ajar. Rippy
called out, but Mack did not respond. As she entered, Rippy
noticed Mack's four-month-old daughter lying on the couch, which
she felt was unusual. Rippy entered the bedroom and saw Mack's
feet hanging off the side of the bed. Rippy testified that
Mack's feet were the only part of her body exposed and that they
appeared gray and felt cold. Rippy called 911. Rippy then picked
up Mack's daughter and went outside. As she left the apartment,
fire department and police department vehicles arrived.
Officer Jeffrey Bumgarner of the
Charlotte-Mecklenburg Police Department found Mack lying on her
bed. Bumgarner observed a towel around Mack's neck and blood
coming from her nose, ears, and the back of her head. Bumgarner
also noticed a pocketbook, with its contents scattered on the
bed.
Dr. Sullivan performed an autopsy on
Mack's body on 21 February 1994. He observed minimal evidence of
blunt trauma as well as evidence of strangulation. There was a
ligature in place around Mack's neck. The ligature was made of a
long-sleeve pull-over type shirt and a towel. Dr. Sullivan also
observed small hemorrhages in the conjunctiva, on the skin of
the face, and in the muscles in the front of the neck. He also
observed small areas of bruising beneath the ligature likely
caused by thepinching of the ligature. Dr. Sullivan opined that
the cause of Mack's death was strangulation.
Defendant confessed that he had been in
Mack's neighborhood and had called to see if she was at home.
When she answered, he hung up the phone. He then walked over to
her apartment. Defendant admitted that his motives for going to
see Mack were robbery, to support his cocaine addiction, and
murder. Defendant stated that he tried to find a way to maneuver
Mack into the position he needed in order to administer a choke
hold, but she refused to give defendant a hug, so he asked for
something to drink. When Mack turned her back, defendant pulled
out a pillowcase he had brought with him and placed it around
her neck. As Mack resisted, defendant put more pressure on the
pillowcase and explained that this was a robbery. Defendant and
Mack went into the bedroom, where defendant commanded Mack to
give him all the money she had, including her automated teller
machine (ATM) card and personal identification number (PIN).
After Mack gave defendant everything, he told her to remove her
clothes, which she did. Defendant and Mack engaged in sexual
intercourse. Afterwards, defendant told Mack to put her clothes
back on. Defendant then tightened the pillowcase around Mack's
neck until she passed out. Defendant added another garment to
keep the pillowcase from loosening. Defendant then checked on
Mack's baby and stayed until the baby went to sleep. Defendant
left the apartment, walked down the street, and called a cab.
Later, defendant attempted to use the ATM card at several banks
and discovered that the PIN given to him by Mack was not correct.
Betty Baucom Murder
In March 1994, Betty Baucom lived in an
apartment in Charlotte with her adopted daughter. On 9 March
1994, Baucom, an assistant manager at the Bojangles' restaurant
on Central Avenue, was scheduled to work, but she did not report
to work. Baucom's unit director, Jeffrey Ellis, called Baucom's
apartment several times but received no answer. Ellis also
talked with some of Baucom's co-workers, but no one had heard
from her. Additionally, Ellis called Baucom's mother, but she
had not heard from Baucom.
The next morning, Ellis became
increasingly worried because Baucom was again scheduled to work
but did not report. Neither Baucom's mother nor Baucom's aunt
had heard from Baucom. Ellis and another employee drove to
Baucom's apartment to check on her. They knocked on the door and
looked in the windows, and everything appeared normal. Ellis
then called Baucom's mother again. Ellis and Baucom's mother
decided to contact the police department, and they reported
Baucom as a missing person.
Officer Gregory Norwood of the Charlotte-Mecklenburg
Police Department received a call on the morning of 10 March
1994 to respond to an apartment where a young woman had been
found. She was not breathing. Maintenance personnel let Norwood
into the apartment. Norwood discovered Baucom's body lying
facedown on her bed with a towel around her neck. Approximately
an hour after Ellis called police, an officer approached Ellis
in the parking lot of the Bojangles' restaurant and told him
they had found Baucom's body.
Dr. Sullivan performed an autopsy on
Baucom's body on 11 March 1994. He observed blunt-trauma
injuries and evidence ofstrangulation, including a ligature in
place around her neck. The ligature consisted of a small sheet
or pillowcase in a knot with an additional towel wrapped between
the skin of the neck and the sheet. Dr. Sullivan observed small
abrasions and small contusions of the skin of the neck beneath
the ligature and small hemorrhages in the conjunctiva.
Additionally, Dr. Sullivan observed abrasions over the left
shoulder, both arms, the right upper chest, and the abdomen, and
a blunt-trauma injury to the head with an area of abrasion over
the right forehead. During the internal examination, Dr. Sullivan
observed a buildup of blood in the lungs, enlargement of the
brain, small hemorrhages in the muscles in the front of the neck,
and small hemorrhages in the lining of the voice box. He
testified that the injuries observed were consistent with a
struggle. Dr. Sullivan opined that the cause of Baucom's death
was strangulation.
Defendant confessed that he went to
Baucom's apartment and told her he needed to use the phone.
Baucom let defendant into her apartment. They talked for a while.
As defendant was getting ready to leave, he placed a choke hold
on Baucom, and she fell to the floor. Defendant told her this
was a robbery and demanded the alarm code, keys, and combination
to the safe for the Bojangles' restaurant where Baucom was the
manager. Baucom was very upset, and she took approximately
thirty minutes to produce the safe's combination. Defendant then
released the choke hold. Defendant remembered Baucom asking,
“Why did you do that to me?” Defendant responded that he was a
sick person and that he had hurt many people. Baucom then
embraced defendant, said that she forgave him, and told him he
needed help. Defendant stated he then became enraged and grabbed
Baucom by thethroat, slammed her to the floor, and then scuffled
with her. Defendant got Baucom to her feet and took her into the
bedroom, where he told her to remove her clothes. Baucom told
defendant she did not want to remove her clothes because she had
a medical problem. She then showed defendant a rash, which
defendant stated looked like an ordinary rash. Defendant then
told Baucom he wanted her to perform oral sex on him. She
grabbed his penis and started pulling and scratching. Defendant
and Baucom began to scuffle again, and defendant sustained a
bite on his shoulder and scratches on his abdomen. Defendant was
able to tighten the towel around Baucom's neck until she was
nearly unconscious. At this point, Baucom removed her clothes
and engaged in sexual intercourse with defendant. Afterwards,
defendant told Baucom to put her clothes back on. He then placed
a towel around her neck and asked her if she had any money.
Baucom gave defendant the money in her purse, and he took a gold
chain from around her neck.
After strangling Baucom to death,
defendant took her television and left in her car. Defendant
sold the television for drugs. He then returned to Baucom's
apartment to make sure Baucom was dead and to take her VCR.
While in Baucom's apartment, defendant used a wet cloth to wipe
off the phone, door knobs, and the wall on which some of the
struggle took place. Defendant used money from Baucom's purse,
the gold chain, and the VCR to purchase more drugs. Defendant
kept Baucom's car almost two days. Defendant then left the car
in a parking lot, because he thought police officers were
following him. Defendant stated that he wiped the interior and
most of the exterior of the car, but forgot to wipe the trunk
lid.
Brandi Henderson Murder
In March 1994, Brandi Henderson was
living in an apartment with her boyfriend, Verness Lamar Woods,
and their ten-month-old son, T.W. On 9 March 1994, Woods was at
the apartment taking care of T.W. because Henderson had a
doctor's appointment. As Henderson was leaving, defendant went
to the apartment to say he was leaving town. Defendant stayed
for only a few minutes and then left. Henderson returned during
the afternoon. Around five o'clock in the evening, Woods left to
go to work. When Woods left, Henderson and T.W. were alone in
the apartment, the apartment was neat and clean, and the front
door was locked. Woods returned to the apartment around midnight
to find the front door unlocked, items scattered about the
living room, and the stereo missing. Woods then went through the
apartment. He first came to T.W.'s bedroom where he turned on
the light and saw T.W. sitting on the bed gasping for air with
something white coming out of his mouth and a pair of shorts
around his neck. Woods immediately ran to T.W. to remove the
shorts, which were tied tightly around T.W.'s neck. Woods then
realized that Henderson was lying facedown on the bed. Woods
rolled her onto her back and saw that towels were tied around
her neck and that her face was blue. Woods removed the two
towels from Henderson's neck and then called 911. He moved
Henderson's body from the bed to the floor and began
administering CPR pursuant to instructions from the 911 operator.
When police officers arrived, it was obvious Henderson was dead.
T.W. was taken to the hospital.
Upon being taken to Carolinas Medical
Center, Dr. Tom Brewer examined T.W. in the emergency room. Dr. Brewer
testified that T.W. was awake, breathing, and had stable vital
signs. However,his failure to pull away when stuck with a needle
was some evidence that he was not acting normally. There were
red marks around T.W.'s neck consistent with something being
tied around his neck. In addition, there was very fine bruising
on T.W.'s cheeks and eyelids caused by a buildup of blood
pressure as a result of his jugular vein being blocked. Moreover,
T.W.'s altered mental status indicated his brain was not
functioning normally because of some compromise of blood flow to
the brain. Within fifteen to thirty minutes, T.W. became more
alert and began interacting with his environment. Dr. Brewer
testified that he believed the ligature and T.W.'s injuries
caused great pain and suffering.
Dr. Sullivan performed an autopsy on
Henderson's body on 10 March 1994. Dr. Sullivan observed minor
blunt-trauma injuries and lacerations. He also observed evidence
of strangulation including small hemorrhages in the eyes, over
the skin of the face and neck, in the muscles in the front of
the neck, and in the lining of the voice box. Dr. Sullivan
opined that the cause of death was strangulation.
Defendant confessed that he planned to
murder Henderson on Tuesday morning, but when he arrived at the
apartment, Woods was present. Defendant left the apartment,
found Baucom's apartment in the same apartment complex, and
murdered Baucom. He returned to Henderson's apartment the same
night when he knew Woods would be at work. Defendant pretended
he had something to leave for Woods. Henderson and defendant
talked for a while, and then defendant asked for something to
drink. When Henderson reached into the cabinet, defendant choked
her and told her to go into the bedroom. Henderson begged
defendant to allow her to hold herson, but he said, “I don't
know if that would be a good idea for what we're about to do.”
Defendant told her this was also going to be a robbery and
demanded money. Henderson gave defendant a “Pringle's” can
filled with approximately twenty dollars worth of coins and said
there was no other money in the house. Defendant also told
Henderson he would be taking the television and stereo when he
left. Defendant then told Henderson to remove her clothes, which
she did. Henderson grabbed her son, laid him across her chest,
and turned his head away so he could not see what was going on.
Defendant and Henderson started to have sexual intercourse in
Henderson's bedroom but moved to T.W.'s bedroom so he would not
cry. Once in T.W.'s room, defendant and Henderson continued to
have sexual intercourse, with T.W. lying across Henderson's
chest. Afterwards, defendant told Henderson to put her clothes
back on, and he put his clothes on. Defendant went into the
bathroom, got a towel, and wiped off everything. Thereafter,
defendant folded the towel, put it around Henderson's neck, and
strangled her to death. Henderson's body fell to the floor.
Defendant picked up Henderson's body and put it onto T.W.'s bed.
He also tied the towel in a knot around her neck. T.W. started
crying, so defendant gave him a pacifier. Defendant looked for
something T.W. could drink but could not find anything.
Defendant then took another towel from the bathroom and tied the
towel tight around T.W.'s neck so it would be difficult for him
to breathe and so he would stop crying. T.W. stopped crying and
laid down next to his mother's body. Defendant then ran into the
living room, disconnected the stereo, and loaded it into
Baucom's car. Defendant also took a television that was sitting
on the floor. Before leaving,defendant took some food that had
been delivered and the container of coins. Defendant sold the
television and stereo for $175.00 which he used to purchase
crack cocaine.
Deborah Slaughter Murder
In March 1994, Debra
Slaughter lived alone in an apartment in Charlotte. On 12 March
1994, Slaughter's mother, Lovey Slaughter (Lovey), went to
Slaughter's apartment to return a picture she had taken a few
days before. Lovey had a key to the apartment and anticipated
letting herself in because Slaughter was supposed to be at work.
When Lovey arrived, she knocked on the door and got no response.
She put the key into the lock and discovered the door was not
locked. As Lovey walked through the door, she saw Slaughter's
body lying on the floor. Lovey called 911.
Officer Ronnie Chambers of
the Charlotte-Mecklenburg Police Department entered Slaughter's
apartment and found a purse with its contents scattered on the
floor. Chambers then noticed Slaughter's body lying on the floor
faceup. There was white fabric in Slaughter's mouth and a towel
around her neck. Chambers also observed several puncture wounds
in Slaughter's chest.
On 14 March 1994, Dr. Sullivan
performed an autopsy on Slaughter's body. During the external
examination, he observed a ligature around Slaughter's neck and
a sock balled up and stuffed into her mouth, holding her mouth
open. The evidence of strangulation included the ligature around
Slaughter's neck and hemorrhages in the conjunctiva. The
ligature was comprised of two towels, the inner towel encircled
around the neck, and the outer towel tied tightly in a single
knot. Dr. Sullivan alsoobserved blunt-trauma injuries, including
abrasions of the skin of the face and a single scalp contusion.
Additionally, Dr. Sullivan observed sharp-trauma injuries caused
by thirty- eight stab wounds to the chest and abdomen. Three of
the stab wounds caused injury to the heart, and twelve of the
stab wounds caused injury to the left lung; each of these stab
wounds could have been fatal. Stab wounds also caused injury to
the liver and stomach. Dr. Sullivan opined that Slaughter's
death was caused by multiple stab wounds, with strangulation as
a contributing factor in the death.
Defendant confessed that
he went to Slaughter's apartment to use drugs with her.
Defendant realized that Slaughter had some money when she said
she could not buy any drugs because she had to make her money
last until the next week. Defendant asked Slaughter to get him
something to drink. As Slaughter turned around, defendant put a
towel he brought with him around Slaughter's neck and tightened
it. Slaughter fell to her knees. Defendant stated that Slaughter
then realized that defendant was the one who had killed two
other girls in nearby apartments. Defendant told Slaughter to
remove her clothes and to perform oral sex on him. Defendant
remembered Slaughter saying, “I don't do that; you might as well
go ahead and kill me.” Defendant tightened the towel and asked
if she wanted to change her mind. Slaughter stated that she
would not perform oral sex on defendant. Defendant engaged in
sexual intercourse with Slaughter. Afterwards, defendant told
Slaughter to put her clothes on. Defendant, knowing Slaughter
carried a knife in her purse at all times, asked Slaughter to
empty the contents of her purse onto the floor, which she did.
Defendant kicked the knifeaway and then told Slaughter to open
the wallet and give him everything in it. As Slaughter did this,
defendant grabbed the knife. Slaughter handed defendant forty
dollars from the wallet. Slaughter hit defendant and screamed
for the police. Defendant then tightened the towel around
Slaughter's neck until she fell to the floor and started kicking.
Defendant tightened the towel more and tried to sit on top of
Slaughter's legs to keep Slaughter from alerting the neighbor
downstairs. Defendant went to the bathroom to retrieve another
towel, which he tied with the first around Slaughter's neck.
Defendant stabbed Slaughter with the knife from her purse
approximately twenty times in the abdomen. Defendant then washed
the knife clean and wiped his fingerprints from it and placed it
back with the contents of Slaughter's purse on the floor.
Defendant left Slaughter's
apartment to purchase crack cocaine. He returned to Slaughter's
apartment to smoke the crack cocaine. When he left the second
time, defendant took a coat, a baseball hat, and a butcher knife
from Slaughter's apartment. Defendant threw all three items away
after leaving the apartment.
The State also introduced
evidence regarding the investigation which led to defendant's
arrest. Following the Henderson murder on 9 March 1994, which
was discovered prior to the Baucom murder, investigators noticed
similarities between the Henderson murder and the Mack murder.
Both victims were black females, there was no forced entry in
either case, and there was a ligature used in both cases.
On 10 March 1994,
investigators held a meeting to discuss similar cases involving
strangulation. During this meeting, investigators learned that
another victim, Baucom, had beendiscovered in the same apartment
complex as Henderson. The Baucom murder exhibited
characteristics similar to the Mack and Henderson cases.
Defendant became a suspect in these crimes when investigators
asked victims' family members and friends for the names of
persons the victims might have allowed into their apartments.
Defendant's name was on the list.
On 11 March 1994, after
Baucom's vehicle was recovered, police compared a palm print
lifted from Baucom's vehicle to defendant's prints and found a
match. Investigators then began an extensive search for
defendant based on an outstanding warrant for his arrest on a
larceny charge.
On 12 March 1994, during
the search for defendant, investigators learned that Slaughter
had been discovered in her apartment. The Slaughter case
exhibited characteristics similar to the Mack, Henderson, and
Baucom cases.
Between 5:30 and 6:00 p.m.
on 12 March 1994, defendant was arrested on the outstanding
order for arrest. During questioning, after defendant had been
advised of his Miranda rights, investigators told
defendant of the evidence connecting defendant to the crimes,
including photos of defendant attempting to use Mack's ATM card
at teller machines and the matching palm print from Baucom's
car. Defendant confessed to the murders of Love, Hawk, Spain,
Jumper, Stinson, Mack, Baucom, Henderson, and Slaughter.
Defendant did not testify at trial but presented evidence from
three expert witnesses. Further facts necessary to the
discussion of the issues raised by defendant will be presented
as needed.
PRETRIAL ISSUES
By an assignment of error contained in an
amendment to the record allowed by this Court on 19 August 1999,
defendant contends the short-form indictments used to charge him
with nine counts of first-degree murder are constitutionally
inadequate. In addition, in a motion for appropriate relief
filed on 28 October 1999, defendant challenges the
constitutionality of the short-form indictments charging him
with eight counts of first- degree rape and two counts of first-degree
sexual offense.
Initially, we address whether these
issues are properly before this Court. Defendant did not contest
the murder indictments at trial but argues that a jurisdictional
issue can be raised at any time. Defendant contends that the
constitutionally inadequate indictments deprived the trial court
of jurisdiction to hear the cases. He makes the same
jurisdiction argument with regard to the rape and sexual offense
indictments contested in his motion for appropriate relief.
It is well settled that “a constitutional
question which is not raised and passed upon in the trial court
will not ordinarily be considered on appeal.” State v. Hunter,
305 N.C. 106, 112, 286 S.E.2d 535, 539 (1982). An attack on an
indictment is waived when its validity is not challenged in the
trial court. See State v. Robinson, 327 N.C. 346,
361, 395 S.E.2d 402, 411 (1990). However, where an indictment is
alleged to be invalid on its face, thereby depriving the trial
court of its jurisdiction, a challenge to that indictment may be
made at any time, even if it was not contested in the trial
court. See, e.g., State v. McGaha, 306 N.C.
699, 295 S.E.2d 449 (1982); State v. Sellers, 273 N.C.
641, 645, 161 S.E.2d 15, 18 (1968). As to theindictments
challenged in defendant's motion for appropriate relief, this
Court has held that a motion for appropriate relief filed while
an appeal is pending properly raises the issue of an
indictment's conferral of jurisdiction to a trial court. See
State v. Sturdivant, 304 N.C. 293, 307-08, 283 S.E.2d
719, 729 (1981). Although a motion for appropriate relief
generally does not allow a defendant to raise an issue that
could have been raised on direct appeal, see N.C.G.S. §
15A-1419(a)(3) (1999), a challenge to the trial court's
jurisdiction may be raised by a motion for appropriate relief.
Therefore, these issues are properly before this Court.
Defendant argues the short-form
indictments violate his right to due process under the Fifth and
Fourteenth Amendments to the United States Constitution and his
rights to notice and trial by jury under the Sixth Amendment.
Defendant contends the United States Supreme Court's recent
ruling in Jones v. United States, 526 U.S. 227, 143 L. Ed.
2d 311 (1999), requires a finding that the short-form
indictments are unconstitutional because they fail to allege all
of the elements of the crimes charged. Specifically, he argues
they fail to allege those elements which differentiate first-degree
murder, rape, and sexual offense from second-degree murder,
rape, and sexual offense. We disagree.
Each of the nine indictments against
defendant for murder utilized the same language:
THE JURORS FOR THE STATE UPON THEIR
OATH PRESENT that on or about the [date] day of [month], [year],
in Mecklenburg County, Henry Louis Wallace did unlawfully,
wilfully, and feloniously and of malice aforethought kill and
murder [victim's name].
Only the names of the victims and the dates
of the murders differed from one indictment to the next. Each of
theseindictments complied with N.C.G.S. § 15-144, which provides
for a short-form version of an indictment for murder:
In indictments for murder and
manslaughter, it is not necessary to allege matter not required
to be proved on the trial; but in the body of the indictment,
after naming the person accused, and the county of his residence,
the date of the offense, the averment “with force and arms,” and
the county of the alleged commission of the offense, as is now
usual, it is sufficient in describing the murder to allege that
the accused person feloniously, willfully, and of his malice
aforethought, did kill and murder (naming the person killed),
and concluding as is now required by law; . . . and any bill of
indictment containing the averments and allegations herein named
shall be good and sufficient in law as an indictment for murder
or manslaughter, as the case may be.
N.C.G.S. § 15-144 (1999). This Court has
consistently held indictments based on this statute are in
compliance with both the North Carolina and United States
Constitutions. See, e.g., State v. Kilpatrick,
343 N.C. 466, 472, 471 S.E.2d 624, 628 (1996); State v. Avery,
315 N.C. 1, 12-14, 337 S.E.2d 786, 792-93 (1985); State v.
Williams, 304 N.C. 394, 422, 284 S.E.2d 437, 454 (1981),
cert. denied, 456 U.S. 932, 72 L. Ed. 2d 450 (1982).
Similarly, the eight indictments against
defendant for first-degree rape contained identical language
with the exceptions of the dates and victims' names:
THE JURORS FOR THE STATE UPON THEIR
OATH PRESENT that on or about the [date] day of [month], [year],
in Mecklenburg County, Henry Louis Wallace did unlawfully,
wilfully and feloniously with force and arms engage in vaginal
intercourse with [victim's name], by force and against the
victim's will.
The two indictments for first-degree sexual
offense also used the same language, substituting the phrase “a
sexual act” for “vaginal intercourse.” Each of these indictments
complied with the statutes authorizing short-form indictments
for rape and sexual offense. See N.C.G.S. §§ 15-144.1,
-144.2 (1999). Indictments under these statutes have been held
to comport with the requirements of the North Carolina and
United States Constitutions. See, e.g., State
v. Randolph, 312 N.C. 198, 210, 321 S.E.2d 864, 872 (1984);
State v. Lowe, 295 N.C. 596, 604, 247 S.E.2d 878, 883-84
(1978).
Defendant's argument is based on Jones,
526 U.S. 227, 143 L. Ed. 2d 311. In Jones, the United
States Supreme Court was called upon to interpret the federal
carjacking statute, 18 U.S.C. § 2119, as it was written at the
time of the offense. The statute provided:
Whoever, possessing a firearm as
defined in section 921 of this title, takes a motor vehicle that
has been transported, shipped, or received in interstate or
foreign commerce from the person or presence of another by force
and violence or by intimidation, or attempts to do so, shall --
(1) be fined under this title or imprisoned not more
than 15 years, or both,
(2) if serious bodily injury (as defined in section
1365 of this title) results, be fined under this title or
imprisoned not more than 25 years, or both, and
(3) if death results, be fined under this title or
imprisoned for any number of years up to life, or both.
18 U.S.C. § 2119 (Supp. V 1993). The question
presented to the Court was whether the statute provided for one
offense with three maximum penalties or three separate offenses.
The majority recognized the susceptibility of the statute to
both readings but reasoned that a finding of three separate
offenses would avoid a significant constitutional problem. In
subsections (2) and (3), the statute provides for greater
punishment if either serious bodily injury or death results from
the carjacking. See id. The Court determined that the
findings in subsections (2) and (3) which allowed for greater
punishments amounted to additional elements of the respective
offenses subject to the requirementsof the Fifth and Sixth
Amendments. The Court restated the principle:
[U]nder the Due Process Clause of the
Fifth Amendment and the notice and jury trial guarantees of the
Sixth Amendment, any fact (other than prior conviction) that
increases the maximum penalty for a crime must be charged in an
indictment, submitted to a jury, and proven beyond a reasonable
doubt.
Jones, 526 U.S. at 243 n.6, 143 L. Ed. 2d at 326 n.6. To
avoid the possibility that a greater punishment might be imposed
without the predicate fact or element being charged in the
indictment or submitted to a jury for proof beyond a reasonable
doubt, the Court held three separate offenses existed and one
specific offense must be charged from the outset. Id. at
252, 143 L. Ed. 2d at 331.
In the instant case, defendant cites to
the principle stated in footnote six above as a restatement of
constitutional law which requires any indictment, whether it be
for a state or federal offense, to charge all facts which might
increase the maximum penalty for the crime. Defendant contends
that this pronouncement reaffirms a line of United States
Supreme Court cases defining due process. He further argues that
this Court's prior rulings confirming the constitutionality of
short-form indictments were in error.
We first examine the cases which
defendant claims require all of the facts or elements to be
alleged in the indictment. In Hodgson v. Vermont, 168 U.S.
262, 42 L. Ed. 461 (1897), the United States Supreme Court
reviewed the information upon which the defendant was tried and
convicted for violations of Vermont's liquor laws. Stating the
due process requirements for charging a defendant, the Court
noted: that in all criminal prosecutions the accused must be
informed of the nature and cause of the accusation against him;
that in no case can there be, in criminal proceedings, due
process of law where the accused is not thus informed, and that
the information which he is to receive is that which will
acquaint him with the essential particulars of the offence, so
that he may appear in court prepared to meet every feature of
the accusation against him.
Id. at 269, 42 L. Ed. at 463. While the Court held a
defendant must be made aware of the “nature and cause” of the
charge against him and the “essential particulars of the offence,”
the holding does not require every element of an offense or
every fact which might increase the maximum punishment to be
charged in an indictment.
Defendant also cites Mullaney v.
Wilbur, 421 U.S. 684, 44 L. Ed. 2d 508 (1975), and
Patterson v. New York, 432 U.S. 197, 53 L. Ed. 2d 281
(1977), which address the due process requirements of the United
States Constitution in prosecutions for state offenses. In each
of these cases, the due process issue was whether certain facts
or elements had to be proven to a jury beyond a reasonable doubt.
Due process as applied to the states via the Fourteenth
Amendment “protects the accused against conviction except upon
proof beyond a reasonable doubt of every fact necessary to
constitute the crime with which he is charged.” In re Winship,
397 U.S. 358, 364, 25 L. Ed. 2d 368, 375 (1970). In Jones,
the Court engaged in a discussion of Mullaney and
Patterson. Defendant contends this discussion infers an
intent by the Court to extend the due process requirement of the
Fifth Amendment as detailed in Jones to the Fourteenth
Amendment as discussed in Mullaney and Patterson.
We discern no such intent. The holdings in Mullaney and
Patterson make no mention of the requirements of an
indictment and only apply the proof beyond areasonable doubt
standard to all elements of a crime. Likewise, in McMillan v.
Pennsylvania, 477 U.S. 79, 91 L. Ed. 2d 67 (1986), the Court,
in determining the proper standard by which a sentence-enhancement
finding must be made, addressed the applicability of the
reasonable doubt standard. There was no discussion of the
requirements of an indictment.
Defendant also cites United States v.
Gaudin, 515 U.S. 506, 132 L. Ed. 2d 444 (1995), and
Hamling v. United States, 418 U.S. 87, 41 L. Ed. 2d 590
(1974), as further evidence that the requirement that all
elements be listed in an indictment is well established. However,
these cases along with Jones involve application of Fifth
Amendment due process which applies to the federal government
and federal prosecutions, not to the state prosecution of a
state offense, as in this case. See also Almendarez-Torres
v. United States, 523 U.S. 224, 140 L. Ed. 2d 350 (1998);
Hodgson, 168 U.S. 262, 42 L. Ed. 461.
Defendant has not cited, and we have not
discovered, any United States Supreme Court case which has
applied the Due Process Clause of the Fourteenth Amendment in a
manner which requires that a state indictment for a state
offense must contain each element and fact which might increase
the maximum punishment for the crime charged. Furthermore, it is
informative to note the United States Supreme Court has
specifically declined to apply the Fifth Amendment requirement
of indictment by grand jury to the states via the Fourteenth
Amendment. See Hurtado v. California, 110 U.S.
516, 28 L. Ed. 232 (1884). The Court's refusal to incorporate
the grand jury indictment requirement into the Fourteenth
Amendment along with the lack of precedent on this issue
convinces us that the Fourteenth Amendment does not requirethe
listing in an indictment of all the elements or facts which
might increase the maximum punishment for a crime. Indeed, the
Supreme Court specifically stated that its decision in Jones
“announce[d] [no] new principle of constitutional law, but
merely interpret[ed] a particular federal statute in light of a
set of constitutional concerns that have emerged through a
series of our decisions over the past quarter century.” Jones,
526 U.S. at 251-52 n.11, 143 L. Ed. 2d at 331 n.11. In light of
our overwhelming case law approving the use of short-form
indictments and the lack of a federal mandate to change that
determination, we decline to do so. Defendant's arguments in
objection to his indictments for first-degree murder, first-degree
rape, and first-degree sexual offense are without merit and are
overruled.
By an assignment of error, defendant next
contends the trial court erred by failing to grant his motions
for change of venue. Defendant filed a motion to change venue on
9 August 1994. The trial court conducted an extensive and
lengthy evidentiary hearing on defendant's motion from 23
January through 27 January 1995, at which time defendant
presented evidence of pretrial publicity, including numerous
television and newspaper reports and two press conferences held
by Charlotte-Mecklenburg Police Department officials. Defendant
also presented evidence of a telephone survey conducted by Dr. Robert
Bohm, a criminal justice professor at the University of North
Carolina at Charlotte, which measured public opinion regarding
the cases.
At the hearing, defendant argued that the
pretrial publicity was prejudicial and inflammatory and that the
attitude of the community, as exemplified by the comments of
public officials, the media, and responses to polling, was such
that he could notreceive a fair trial in this venue. The trial
court orally denied defendant's motion, making the following
findings of fact:
The passage of time and the publicity
or lack thereof after the pole [sic] was taken, could amelierate
[sic] or exacerbate the responses to the questions about which
the Defendant expressed concerns.
Mecklenburg County is a large urban county with a
population of approximately five hundred thousand, and a voting
aged population probably in excess of three hundred fifty
thousand.
To quote defense counsel, quote, “it is a large diverse
county with many intelligent people”, period, end quote.
With regard to the pretrial publicity, the trial court found
some of the coverage to be “inflammatory and misleading” but
found the remaining coverage either “favorable” to defendant or
“factual, informative, and not inflammatory or prejudicial.” The
trial court concluded that defendant “has not established . . .
a reasonable likelihood that pretrial publicity would prevent
him from receiving a fair and impartial trial in Mecklenburg
County.”
On 30 September 1996, defendant renewed
his motion and presented evidence of a second telephone survey
conducted by Dr. Katherine Jamieson, an associate professor of
criminal justice at the University of North Carolina at
Charlotte. Defendant also presented evidence detailing
additional newspaper and television reports regarding defendant
and the crimes with which he was charged. The trial court denied
defendant's renewed motion to change venue. Defendant introduced
evidence to supplement his motion to change venue on at least
three additional occasions before and during the trial. The
trial court denied each renewed motion to change venue.
On appeal, defendant contends the trial
court erred in denying his motions to change venue because (1) the
trial court'sreasons for its initial denial of his motion were
improper and amounted to an abuse of discretion; (2) there was
identifiable prejudice caused by the trial court's rulings in
that a juror who expressed an opinion regarding defendant's
guilt or innocence served on the jury over defendant's objection;
and (3) the pool of potential jurors was infected by pretrial
publicity, making it reasonably unlikely that defendant could
receive a fair trial in Mecklenburg County. We disagree.
We begin our review of defendant's
assignment of error by restating the applicable law. N.C.G.S. §
15A-957, which governs motions for change of venue, provides:
If, upon motion of the defendant, the
court determines that there exists in the county in which the
prosecution is pending so great a prejudice against the
defendant that he cannot obtain a fair and impartial trial, the
court must either:
(1) Transfer the proceeding to another county in the
prosecutorial district as defined in G.S. 7A-60 or to another
county in an adjoining prosecutorial district as defined in G.S.
7A-60, or
(2) Order a special venire under the terms of G.S.
15A-958.
N.C.G.S. § 15A-957 (1999). The test for determining whether a
motion for change of venue should be allowed is well settled.
A defendant's motion for a change of
venue should be granted when he establishes that it is
reasonably likely that prospective jurors would base their
decision in the case upon pretrial information rather than the
evidence presented at trial and would be unable to remove from
their minds any preconceived impressions they might have formed.
State v. Jerrett, 309 N.C. 239, 254-55, 307 S.E.2d 339,
347 (1983). The burden of proof in a hearing on a motion for
change of venue rests with the defendant. See State v.
Madric, 328 N.C. 223, 226, 400 S.E.2d 31, 33 (1991). To meet
that burden, a defendant must “establish specific and
identifiable prejudiceagainst [defendant] as a result of
pretrial publicity” and “must show inter alia that jurors
with prior knowledge decided the case, that [defendant]
exhausted his peremptory challenges, and that a juror
objectionable to [defendant] sat on the jury.” State v.
Billings, 348 N.C. 169, 177, 500 S.E.2d 423, 428 (emphasis
omitted), cert. denied, 525 U.S. 1005, 142 L. Ed. 2d 431
(1998). The determination of whether a defendant has carried his
burden is within the sound discretion of the trial court, and
absent a showing of abuse of discretion, its ruling will not be
overturned on appeal. See Madric, 328 N.C. at
226-27, 400 S.E.2d at 33-34; State v. Gardner, 311 N.C.
489, 497, 319 S.E.2d 591, 598 (1984), cert. denied, 469
U.S. 1230, 84 L. Ed. 2d 369 (1985).
Defendant first argues the trial court's
reasons for denying his initial motion were erroneous. The trial
court made references to the passage of time and the size and
diversity of Mecklenburg County in its findings of fact, but did
not describe these factors as the reasons for its decision.
Noting the possible effects of time on an atmosphere of
pervasive media coverage is not erroneous where defendant's
motion was first considered in January 1995, more than eighteen
months before his trial began. The trial court's recognition of
the probable time frame for the trial as well as the size of the
prospective jury pool was reasonable. Such factors can be
expected to influence possible prejudice toward defendant.
Although the evidence of pretrial publicity, most of which was
favorable to defendant or factually neutral, was substantial at
the time of defendant's motion, we cannot say the trial court
abused its discretion in recognizing facts which, ultimately,
may have impacted whether the environment for defendant's trial
was prejudicial. Furthermore, the trial court did not err in
stating its belief that the best evidence of whether pretrial
publicity was prejudicial or inflammatory was jurors' responses
to voir dire questioning. This Court has repeatedly
emphasized that “'[t]he best and most reliable evidence as to
whether existing community prejudice will prevent a fair trial
can be drawn from prospective jurors' responses to questions
during the jury selection process.'” State v. Jaynes, 342
N.C. 249, 264, 464 S.E.2d 448, 458 (1995) (quoting Madric,
328 N.C. at 228, 400 S.E.2d at 34), cert. denied, 518
U.S. 1024, 135 L. Ed. 2d 1080 (1996). Our recognition in
Jaynes of prospective juror responses as the most reliable
evidence of potential juror prejudice does not preclude a
pretrial change of venue in every case as argued by defendant in
his brief. Nor is it a standard to be applied only by the
appellate courts. Trial courts in this State have ordered venue
changes in numerous cases where prejudice to the defendant has
been apparent prior to trial. While juror responses may provide
the most reliable evidence, other forms of evidence can provide
a sufficient basis for a determination that a fair and impartial
trial is reasonably unlikely. Defendant's first argument is
without merit.
Defendant, in his second argument,
contends identifiable prejudice was established when a juror
with a previous opinion of defendant's guilt sat on the jury.
However, our review of the record indicates juror Thomas Bishop,
who had formed an opinion about defendant's guilt, later clearly
stated his ability to set aside that opinion and base his
decision on the evidence and the law as presented. We presume
that prospective jurors tell the truth in answering such
questions because our courts could notfunction without the
ability to rely on such presumptions. See State v.
Barnes, 345 N.C. 184, 207, 481 S.E.2d 44, 56 (1997),
cert. denied, 523 U.S. 1024, 140 L. Ed. 2d 473 (1998).
Therefore, we presume juror Bishop was truthful in declaring his
ability to consider only the evidence at trial. We have no
evidence to suggest otherwise. Because the trial court could
reasonably conclude defendant had not adequately proven actual
prejudice based on the responses of the juror, it did not err in
denying defendant's motion to change venue. See Jaynes,
342 N.C. at 265, 464 S.E.2d at 458.
Defendant's third argument relating to
the infection of the jury pool by pervasive pretrial publicity
is also meritless. Defendant cites Jerrett, 309 N.C. 239,
307 S.E.2d 339, as support for his argument. In Jerrett,
this Court recognized that a defendant has met his burden to
show prejudice where the totality of circumstances indicates
pretrial publicity has so “infected” a jurisdiction that a
defendant cannot receive a fair trial. Id. at 258, 307
S.E.2d at 349. The crimes in Jerrett occurred in
Alleghany County, a small rural community with a population of
9,587 at the time of the trial. Id. at 252 n.1, 307
S.E.2d at 346 n.1. Examination of prospective jurors in
Jerrett revealed that one-third of the jurors knew the
victim or members of the victim's family and that many of the
jurors knew possible witnesses for the prosecution. Id.
at 257, 307 S.E.2d at 348-49.
The instant case is distinguishable from
Jerrett. The population of Mecklenburg County at the time
of defendant's arrest was approximately 511,433, see North
Carolina Manual 1993-1994, at 879 (Lisa A. Marcus ed.), and
reflected a large heterogeneous group of potential jurors in
contrast to the smallclose-knit venire in Jerrett. Juror
familiarity with the victims and their families is not present
in this case as it was in Jerrett. While it is clear that
a large number of potential jurors was exposed to information
about the case through the media, this Court has consistently
held that factual news accounts of the crimes and pretrial
proceedings are not sufficient to establish prejudice against a
defendant. See State v. Dobbins, 306 N.C. 342,
345, 293 S.E.2d 162, 164 (1982).
Notwithstanding this case's dissimilarity
to Jerrett, the evidence presented was insufficient to
show infection of the jury pool so as to deprive defendant of a
fair trial. In addition to media coverage, defendant points to
the two telephone surveys as further evidence of a biased jury
pool. The surveys indicated that media coverage of the crimes
was widespread and that a large number of persons was aware of
the crimes and defendant's identity. However, the surveys did
not measure the prejudicial effect of the media coverage,
including potential jurors' attitudes toward the presumption of
innocence or their ability to confine their determinations as
jurors to the evidence presented in court. See State
v. Richardson, 308 N.C. 470, 480, 302 S.E.2d 799, 805 (1983)
(a similar survey did not provide evidence of the prejudicial
effect of publicity where it had not addressed the presumption
of innocence or whether jurors could confine their decisions to
the evidence presented in court). Although the surveys asked
questions relating to the death penalty and defendant's guilt,
answers to these questions outside the context of the
presumption of innocence and the juror's duty to consider only
the evidence presented at trial are not reliable evidence of
bias or prejudice. Viewing the totality of the
circumstances,including the amount of media coverage, the number
of potential jurors available in Mecklenburg County, and the
passage of time between defendant's arrest and his trial, we
conclude there was not a reasonable likelihood that defendant
could not receive a fair and impartial trial in Mecklenburg
County. Defendant's assignment of error is overruled.
By an assignment of error, defendant next
contends the trial court erred by denying his motion to suppress
his pretrial statements to police. On 7 November 1994, defendant
filed a motion to suppress statements he made to police during a
series of interviews which began on the afternoon of 12 March
and continued through 13 March 1994. The trial court conducted
an evidentiary hearing on that motion at the 27 March 1995
session of Superior Court, Mecklenburg County. On 20 April 1995,
the trial court denied the motion and on 3 October 1996, filed a
written order to that effect which contained extensive findings
of fact and conclusions of law.
In his brief, defendant agrees with the
trial court's findings of fact describing the events following
his arrest. The extensive findings of fact are summarized as
follows: Defendant was arrested 12 March 1994 at approximately
5:00 p.m. at a friend's apartment. Officers Gilbert Allred and
Sidney Wright of the Charlotte-Mecklenburg Police Department
placed defendant under arrest pursuant to an outstanding order
for arrest on a misdemeanor larceny charge. The officers
transported defendant to the Law Enforcement Center (LEC) rather
than the Intake Center where prisoners were normally taken. Both
arresting officers testified that they observed no indications
that defendant was under the influence of alcohol or drugs. He
was “very calm andcollected” but appeared tired and “a little
wrinkled.” Defendant was cooperative with the officers and did
not object to being taken to see investigators at the LEC rather
than the Intake Center. At the LEC, defendant was placed in an
interview room and released to the custody of other officers.
The trial court found that Investigators
Mark Corwin and Darrell Price met with defendant in an interview
room at the LEC beginning at 6:43 p.m. that same day. The
officers provided defendant with food and drink and allowed him
regular breaks to use the restroom. There was no evidence
defendant was deprived of food, drink, or the opportunity to use
the restroom at any time during the entire interview process.
During the initial interview, investigators and defendant talked
about sports, his employment and military experience, and his
biographical information. Defendant also voluntarily raised the
issue of his drug use. He gave inconsistent answers about the
last time he had used crack cocaine, indicating on one occasion
that he had last used drugs the week before and on another
occasion that he had used drugs that morning. However, there
were no indications defendant was under the influence of any
impairing substance or had been deprived of sleep at any time
during the interviews. At 10:00 p.m., the investigators advised
defendant of his Miranda rights which defendant said he
understood and agreed to waive. Prior to administering the
Miranda rights, the officers did not ask defendant about his
drug use or the victims for whose murders he was a suspect.
Officers asked no questions designed to elicit an incriminating
response. However, defendant was under arrest and not free to
leave pursuant to the larceny charge.
The trial court further found that after
defendant was advised of his Miranda rights, Price and
Corwin questioned defendant about the latest murders.
Investigators C.E. Boothe, Jr., and William Ward, Jr., also
questioned defendant during the evening of 12 March and the
early morning of 13 March 1994. Investigator Tony Rice met with
defendant at 5:07 a.m. on 13 March 1994. Defendant greeted Rice
and was happy to see him because they knew each other.
Questioning continued after Rice entered the room, and defendant
became emotional when he was asked about his girlfriend, Sadie
McKnight. Rice asked defendant if he was religious and whether
he would mind if Rice said a prayer. Defendant said he did not
mind. He cried during the prayer. After the prayer, defendant
sighed and then wrote a list of the names of the victims he had
killed. He later gave a detailed, recorded confession concerning
each of the victims. Defendant was fed while he gave his
confession and was allowed to sleep from 7:30 a.m. until 11:45
a.m.
The trial court
also found that at some point during the interviews, defendant
requested to see his girlfriend and to hold his daughter. Ward
advised defendant that the police would attempt to contact
McKnight and Wanda Harrison, the mother of defendant's daughter.
He also advised defendant that the police had no control over
whether either would come to the station. The trial court
further found that the officers did not view this request as a
condition for defendant making a statement.
The trial court also found
that there was no evidence defendant was coerced or intimidated
in any way, nor was there evidence defendant indicated he wished
to stop talking with officers or wanted to speak with an
attorney. Magistrate KarenJohnson came to the LEC around noon
and conducted a first appearance for defendant on murder
warrants obtained by investigators. The trial court further
found that Magistrate Johnson followed normal procedures and
that her ability to be neutral and detached was not affected by
going to the LEC.
The trial court found that
after his appearance before Magistrate Johnson, defendant
continued cooperating with police, providing individual
confessions to each murder and taking police to recover articles
of evidence. At no time did defendant request an attorney or
indicate a desire to stop talking with police.
Defendant contends his
pretrial statements to police should have been suppressed for
three reasons: (1) police investigators violated N.C.G.S. §
15A-501; (2) investigators' deliberate delay in advising
defendant of his Miranda rights violated defendant's
right against self-incrimination; and (3) defendant's
confessions were involuntary because police investigators
induced him to waive his rights by agreeing to allow defendant
to see his girlfriend and hold his daughter. We disagree.
Defendant first contends
police investigators violated N.C.G.S. § 15A-501 by waiting
nineteen hours to take defendant before a magistrate after his
arrest, taking him to the LEC for questioning prior to his
appearance before a magistrate, and waiting three and a half
hours after questioning began before advising defendant of his
rights pursuant to Miranda v. Arizona, 384 U.S. 436, 16
L. Ed. 2d 694 (1966). Specifically, defendant argues
investigators engaged in a deliberate strategy to obtain his
confession by depriving him of his statutory and constitutional
rights and the strategy amounted to a substantialviolation of
N.C.G.S. § 15A-501, which requires suppression of all the
confessions given by defendant.
Several duties of police
officers after they have arrested a suspect are described in
N.C.G.S. § 15A-501:
Upon the arrest of a person, with or without a warrant,
but not necessarily in the order hereinafter listed, a
law-enforcement officer:
(1) Must inform the person arrested of the charge
against him or the cause for his arrest.
(2) Must, with respect to any person arrested without
a warrant and, for purpose of setting bail, with respect to any
person arrested upon a warrant or order for arrest, take the
person arrested before a judicial official without unnecessary
delay.
(3) May, prior to taking the person before a judicial
official, take the person arrested to some other place if the
person so requests.
(4) May, prior to taking the person before a judicial
official, take the person arrested to some other place if such
action is reasonably necessary for the purpose of having that
person identified.
(5) Must without unnecessary delay advise the person
arrested of his right to communicate with counsel and friends
and must allow him reasonable time and reasonable opportunity to
do so.
N.C.G.S. § 15A-501 (1999). Evidence obtained as a result of a
“substantial violation” of any provision in chapter 15A must be
suppressed. See N.C.G.S. § 15A-974(2) (1999). The trial
court, in determining whether a violation is substantial, must
consider all of the circumstances, including the importance of
the interest violated, the extent of the deviation, the
willfulness of the deviation, and the deterrent value the
exclusion of the evidence will provide. See id.; State
v. Simpson, 320 N.C. 313, 357 S.E.2d 332 (1987), cert.
denied, 485 U.S. 963, 99 L. Ed. 2d 430 (1988). In order for
mandatory suppression to apply, “a causal relationship must
exist between the violation and theacquisition of the evidence
sought to be suppressed.” State v. Richardson, 295 N.C.
309, 322, 245 S.E.2d 754, 763 (1978).
Initially, we address the
delay in taking defendant before a judicial official pursuant to
N.C.G.S. § 15A-501(2). Defendant was arrested at approximately
5:00 p.m. on 12 March 1994 on the outstanding warrant for
larceny. At the time of his arrest, defendant was a suspect in
three murders which possessed similar characteristics. Each of
these murders involved the strangulation of a female victim, and
all had occurred within the previous month. With defendant
already under arrest for larceny, investigators attempted to
establish a rapport with defendant to facilitate their
investigation of the murders. Defendant was cooperative and
spoke with investigators about a number of unrelated topics. He
also mentioned knowing two of the victims. During this period,
defendant was fed and given opportunities to use the restroom.
After open communication was established, investigators advised
defendant of his Miranda rights and began questioning him
about the murders and his relationships with the victims. At
first, defendant acknowledged knowing several victims but did
not admit his involvement in their deaths. He was unable to
explain the number of people he knew who had died of unnatural
causes. When Rice joined the interrogation, defendant listed the
persons he had killed. Investigators were not aware that many of
the murders to which defendant confessed were related. As
investigators questioned defendant about each victim
specifically, defendant confessed to the numerous rapes, sexual
offenses, and robberies which accompanied the murders. Defendant
continued to cooperate with investigators by providing explicit,
sordid, and case-determinative details. Defendant gavecomplete
tape-recorded confessions for each victim. After he completed
the recordings, defendant asked to take a nap. Investigators
brought a couch into the room where defendant was being
questioned, and defendant slept there from approximately 7:30
a.m. until 11:45 a.m. Investigators woke defendant so that he
could appear before a magistrate. Defendant was taken before
Magistrate Johnson at approximately noon on 13 March 1994.
The dispositive issue here
is whether defendant's confession resulted from the delay. This
Court, on previous occasions, has held a confession obtained as
a result of interrogation prior to an appearance before a
magistrate was not obtained as a result of a substantial
violation of chapter 15A. See, e.g., State v.
Littlejohn, 340 N.C. 750, 459 S.E.2d 629 (1995); State v.
Allen, 323 N.C. 208, 372 S.E.2d 855 (1988), sentence
vacated on other grounds, 494 U.S. 1021, 108 L. Ed. 2d 601
(1990); State v. Martin, 315 N.C. 667, 340 S.E.2d 326
(1986). In Littlejohn, a period of thirteen hours elapsed
between the defendant's arrest and the time he was taken before
a magistrate. Littlejohn, 340 N.C. at 758, 459 S.E.2d at
633. The defendant argued that he would not have confessed if he
had been taken before a magistrate earlier. Nevertheless, we
refused to find a substantial violation of chapter 15A because
the defendant had been advised of his constitutional rights at
the beginning of his interrogation and would have received the
same notification by a magistrate. Id. Similarly, in the
instant case, defendant was advised of his rights before he was
asked questions regarding the crimes he was suspected of
committing. Defendant has not shown he would not have confessed
had he been advised of the same rights again by a magistrate.
Therefore, we cannot say hisconfession was the result of the
delay in defendant being taken before a magistrate. See
State v. Chapman, 343 N.C. 495, 471 S.E.2d 354 (1996) (a
delay of ten and a half hours was not unnecessary because of the
number of crimes involved and the investigators' rights to
conduct the interrogation). Moreover, because of the number of
crimes to which defendant confessed and the amount of time
necessary to record the details of the crimes, along with
investigators' accommodation of defendant's request to sleep, we
conclude the delay in taking defendant before a judicial
official was not unnecessary within the meaning of N.C.G.S. §
15A-501(2).
As part of defendant's
first argument, we also address whether there were substantial
violations of subsections (3), (4), or (5) of N.C.G.S. § 15A-501
which resulted in defendant's confession. Subsections (3) and
(4) allow police to take a defendant to a place, other than
before a magistrate, upon a request by the defendant or to have
the defendant identified. There is no evidence that either
occurred in the instant case. Nevertheless, as stated above,
there is no evidence that taking defendant to the LEC before he
saw a magistrate caused him to confess. Therefore, no
substantial violations of subsections (3) and (4) resulted. As
to subsection (5), defendant was advised of his rights before
investigators began any interrogation relating to the crimes in
this case. Although investigators talked with defendant from
approximately 6:45 p.m. until 10:00 p.m. before reading him his
Miranda rights, there is no evidence police asked
defendant about any of the crimes to which he later confessed or
that any portion of defendant's confession was a result of the
delay during which he and investigators discussed
unrelatedsubjects. For these reasons, we conclude there was no
substantial violation of N.C.G.S. § 15A-501 requiring
defendant's confession to be suppressed.
In his second argument,
defendant contends the delay in advising him of his Miranda
rights tainted his later confessions, requiring them to be
suppressed. Defendant argues the strategy used by investigators
to elicit his confession amounted to a “deliberately coercive or
improper tactic” which undermined his free will and rendered his
confession, given after he was advised of his Miranda
rights, involuntary. He cites Oregon v. Elstad, 470 U.S.
298, 84 L. Ed. 2d 222 (1985), and State v. Barlow, 330
N.C. 133, 409 S.E.2d 906 (1991), as authority for his position.
However, defendant's reliance is misplaced as both cases are
inapposite to the issue before us.
In both Elstad and
Barlow, the respective defendants made incriminating
statements before they were advised of their Miranda
rights. In Elstad, the United States Supreme Court's
inquiry into whether a “coercive” or “improper” tactic
undermined the defendant's free will was part of an analysis to
determine if the later statements were tainted or caused by the
prior, unwarned incriminating statement. See Elstad,
470 U.S. at 314, 84 L. Ed. 2d at 235. We performed a similar
analysis in Barlow. See Barlow, 330 N.C. at
139, 409 S.E.2d at 910. In the instant case, defendant made no
prior incriminating statement. His discussions with
investigators dealt with subjects other than the crimes
involved, and although defendant mentioned that he knew two of
the victims and that he had used drugs, these statements were
voluntary and not inculpatory. Defendant's later confessions
could not be termed “fruit of the poisonous tree,”see Wong
Sun v. United States, 371 U.S. 471, 488, 9 L. Ed. 2d 441,
455 (1963), because there was no prior inadmissible statement or
evidence to function as the “poisonous tree.” Defendant's
argument has no merit.
In his third argument,
defendant contends his pretrial statements to police should have
been suppressed because investigators induced him to confess by
promising to allow him to see his girlfriend and daughter. He
argues the promise led him to confess, rendering his confession
involuntary and subject to suppression as a violation of his due
process rights under the Fourteenth Amendment to the United
States Constitution and Article I, Sections 19 and 23 of the
North Carolina Constitution. We again disagree.
The voluntariness of a
defendant's confession is determined by viewing the “totality of
the circumstances.” State v. Corley, 310 N.C. 40, 47, 311
S.E.2d 540, 545 (1984). To be considered improper and indicative
of an involuntary confession, an inducement to confess must
convey “hope” or “fear.” State v. Wilson, 322 N.C. 91,
94, 366 S.E.2d 701, 703 (1988). An “improper inducement
generating hope must promise relief from the criminal charge to
which the confession relates, not to any merely collateral
advantage.” State v. Pruitt, 286 N.C. 442, 458, 212
S.E.2d 92, 102 (1975). Moreover, where a promise or statement
indicating a defendant may receive some form of benefit is made
in response to a solicitation by a defendant, the defendant's
confession is not deemed involuntary. See State v.
Richardson, 316 N.C. 594, 604, 342 S.E.2d 823, 831 (1986).
In the instant case,
defendant made the request to investigating officers that he be
allowed to see his girlfriendand daughter. Investigators'
statements that they would attempt to contact defendant's
girlfriend and the mother of his child were made only in
response to defendant's request. While defendant referred to his
request as a “condition” of his confession, there is no evidence
investigators used the request as an inducement to obtain his
confession. Further, investigators advised defendant that the
police had no control over whether McKnight or Harrison would
come to the station. Moreover, when asked whether his confession
was given in “exchange” for the request to see his girlfriend
and child, defendant said it was not. As defendant's request had
no relation to relief from the charges faced by him, there was
no improper inducement in this situation. See Pruitt,
286 N.C. at 458, 212 S.E.2d at 102. Defendant's argument is
without merit, and this assignment of error is overruled.
JURY SELECTION ISSUE
By an assignment of error, defendant next
contends the trial court erred by denying his challenge for
cause of prospective juror Thomas Bishop. Defendant argues the
record shows Bishop had formed an opinion regarding defendant's
guilt which disqualified him from serving as a juror pursuant to
N.C.G.S. § 15A-1212(6). During voir dire, Bishop
indicated that he had formed an opinion as to defendant's guilt
due, in part, to pretrial publicity and defense counsel's
statement that the facts in the case were not in dispute.
However, the trial court questioned Bishop, and the following
exchange took place:
COURT: And would you be able to put
aside what counsel has said and any pretrial information that
you may have, namely what you have read and heard about the case
previously, and base your determination on theevidence that is
present[ed] in open court and the instructions on the law that I
give you?
MR. BISHOP: Yes, sir.
Upon further questioning, Bishop repeatedly confirmed his
ability to set aside any information he had received from
pretrial publicity and from statements by counsel and decide the
case based on the evidence and the law as given by the trial
court.
Challenges to the jury panel and the
competency of jurors are matters to be decided by the trial
judge. See N.C.G.S. § 15A-1211(b) (1999). N.C.G.S. §
15A-1212 contains no language requiring mandatory dismissal of
jurors and “merely lists the various grounds for making
challenges to jurors.” State v. Corbett, 309 N.C. 382,
389, 307 S.E.2d 139, 145 (1983). The portion of the statute in
question provides that a juror may be removed by a challenge for
cause on the ground that the juror “[h]as formed or expressed an
opinion as to the guilt or innocence of the defendant.” N.C.G.S.
§ 15A-1212(6) (1999). “The trial court is not required to remove
from the panel every potential juror who has any preconceived
opinions as to the potential guilt or innocence of a defendant.”
State v. Cummings, 326 N.C. 298, 308, 389 S.E.2d 66, 71
(1990). “Where the trial court can reasonably conclude from the
voir dire examination that a prospective juror can
disregard prior knowledge and impressions, follow the trial
court's instructions on the law, and render an impartial,
independent decision based on the evidence, excusal is not
mandatory.” State v. Green, 336 N.C. 142, 167, 443 S.E.2d
14, 29, cert. denied, 513 U.S. 1046, 130 L. Ed. 2d 547
(1994); see also Irvin v. Dowd, 366 U.S. 717, 6 L.
Ed. 2d 751 (1961). Defendant concedes in his brief that
Bishop indicated his ability to set aside his opinion and render
a verdict based on the law and evidence as presented in court.
Defendant also concedes that this Court's prior decisions hold
contrary to his argument on this issue. We perceive no reason to
change or reverse our prior holdings, and we decline to do so.
This assignment of error is overruled.
GUILT/INNOCENCE PHASE
By an assignment of error, defendant next
contends the trial court erred by denying his motion in
limine and overruling his objections to the cross-examination
of defense experts regarding two additional and unrelated
murders to which defendant confessed after his arrest. During
his confession to the crimes at issue here, defendant also
confessed to killing Tashanda Bethea in South Carolina in April
1990 and Sharon Nance in North Carolina in May 1992. During his
presentation of evidence, defendant offered the testimony of
Colonel Robert K. Ressler, an expert in the fields of
criminology, crime scene analysis, serial offenders, psychology
of serial offenders, and criminal abnormal psychology, and Dr. Ann W.
Burgess, an expert in the fields of serial offenders, crime
classification, psycho-social development, and mental illness.
Col. Ressler testified regarding a
classification system he used in studying serial offenders in
which crimes and offenders were categorized as organized,
disorganized, or mixed. These categories tend to correlate with
the presence of a mental illness or disorder. Organized
offenders tend to be free from actual mental illness but might
display a type of sociopathic behavior. Disorganized offenders
tend to exhibit characteristicsof actual mental illness. Mixed
offenders display characteristics of organization and
disorganization. In Col. Ressler's opinion, the crimes in this
case fit into the mixed category, exhibiting signs of both
organization and disorganization. On direct examination,
defendant's counsel highlighted the disorganized characteristics
in the nine murders charged here in an effort to prove
defendant's diminished mental capacity or mental illness. On
cross-examination, the State elicited testimony from Col. Ressler
that the crimes, including the two earlier murders, displayed
signs of organization, which would point to a lack of mental
illness.
Dr. Burgess, on direct examination,
testified that defendant was unable to form specific intent to
commit the crimes with which he was charged because of mental
illness. The cross- examination of Dr. Burgess related to her
opinion that defendant suffered from mental illness and that he
created fantasies, acted upon them, and could not differentiate
the fantasies from reality. The State questioned Dr. Burgess
about the uncharged murder of Bethea with regard to whether
defendant was relating a fantasy or reality to the expert during
his interview. Dr. Burgess mentioned both Bethea and Nance in a
group of victims who had been choked when the State asked her if
defendant had exercised control over the victims. The trial
court gave a limiting instruction to the jury after each mention
of Bethea and Nance during Dr. Burgess' cross-examination and
during Col. Ressler's cross-examination.
Defendant contends the cross-examination
was improper under Rule 403 because it was prejudicial and had
no probative value as impeachment under Rule 705. He concedes
Rule 705 allows cross-examination of the basis of an expert's
opinion even if the evidence would not ordinarily be allowed,
but argues the cross- examination is subject to the Rule 403
balancing test for prejudice. Defendant also argues Rule 705
does not give the State “carte blanche to introduce the basis of
an adverse expert opinion regardless of its prejudicial effect
and probative value.” State v. Coffey, 336 N.C. 412, 421,
444 S.E.2d 431, 436 (1994). For the reasons set forth below, we
find no merit in defendant's assignment of error.
Rule 705 allows for cross-examination of
an expert witness regarding the basis for any opinions given.
The expert may testify in terms of
opinion or inference and give his reasons therefor without prior
disclosure of the underlying facts or data, unless an adverse
party requests otherwise, in which event the expert will be
required to disclose such underlying facts or data on direct
examination or voir dire before stating the opinion. The
expert may in any event be required to disclose the underlying
facts or data on cross-examination. There shall be no
requirement that expert testimony be in response to a
hypothetical question.
N.C.G.S. § 8C-1, Rule 705 (1999) (emphasis added). In the
instant case, both experts testified that they were able to
classify or diagnose defendant, in part, by studying the acts to
which he confessed. Col. Ressler and Dr. Burgess reviewed
information about the two uncharged murders in formulating their
opinions. Under the broad scope of Rule 705, cross-examination
relating to the two murders was permissible to probe the basis
for the experts' opinions. See State v. Lyons, 343
N.C. 1, 468 S.E.2d 204, cert. denied, 519 U.S. 894, 136
L. Ed. 2d 167 (1996). Furthermore, under Rule 403, the
determination of whether relevant evidence should be excluded is
a matter left to the sound discretion of the trial court, and
the trial court can bereversed only upon a showing of abuse of
discretion. See State v. Pierce, 346 N.C. 471,
490, 488 S.E.2d 576, 587 (1997). In the instant case, defendant
has not demonstrated any abuse of discretion by the trial court.
To the contrary, a review of the record reveals the trial court
was aware of the potential danger of unfair prejudice to
defendant and was careful to give a proper instruction limiting
the jury's consideration of the evidence solely to the basis for
the experts' opinions. The trial court gave the instruction
during each disputed instance of cross- examination. For these
reasons, we conclude defendant was not prejudiced by this cross-examination.
This assignment of error is overruled.
By an assignment of error, defendant next
contends the trial court erred in denying parts of his requested
instructions on the element of deliberation. The requested
instructions consisted of portions of case law which provided
additional definitions for deliberation, including:
The intent to kill must arise from “a
fixed determination previously formed after weighing the
matter.” State v. Myers, 309 N.C. 78[, 305 S.E.2d 506
(1983)].
. . . .
. . . Deliberation refers to a “steadfast resolve
and deep-rooted purpose, or a design formed after carefully
considering the consequences.” State v. Thomas, 118 N.C.
1113[, 24 S.E. 431] (1896).
. . . .
While the terms “premeditate” and “deliberate” are
sometimes used interchangeably, they have separate legal
meanings. “'Premeditate' involves the idea of prior
consideration, while 'deliberation' rather indicates reflection,
a weighing of the consequences of the act in more or less
calmness.” State v. Exum, 138 N.C. 599[, 50 S.E. 283]
(1905).
. . . “The true test [of
deliberation],” however, “is not the duration of time as much as
it is the extent of the reflection.” N.C.P.I.[--Crim.] 206.14;
State v. Buchanan, 287 N.C. 408[, 215 S.E.2d 80] (1975).
(Citation omitted.) The trial court instructed the jury,
utilizing the North Carolina pattern jury instructions, which
include the following portion defining deliberation:
that the defendant acted with
deliberation, which means that he acted while he was in a cool
state of mind. This does not mean that there had to be a total
absence of passion or emotion. If the intent to kill was formed
with a fixed purpose, not under the influence of some suddenly
aroused violent passion, it is immaterial that the defendant was
in a state of passion or excited when the intent was carried
into effect.
N.C.P.I.--Crim. 206.14 (1994). Defendant concedes this Court has
approved the use of the pattern instructions for first-degree
murder, including the element of deliberation, see,
e.g., State v. Lewis, 346 N.C. 141, 484 S.E.2d 379
(1997); State v. Jones, 342 N.C. 628, 467 S.E.2d 233
(1996), but argues this Court's cases and the pattern
instructions have “strayed from the clear intent of the General
Assembly's 1893 creation of the crime of first-degree murder and
from solid precedent.” Defendant argues the definitions of
deliberation in his requested instructions give it a
common-sense meaning and adequately supplement the pattern jury
instructions, which refer to a “cool state of mind,” but not a
“total absence of passion or emotion.” N.C.P.I.--Crim. 206.14.
Defendant argues the pattern instructions are “meaningless and
confusing” without the supplementation. We disagree.
This Court has consistently held that “a
trial court is not required to give a requested instruction
verbatim. Rather, when the request is correct in law and
supported by the evidence, thecourt must give the instruction in
substance.” State v. Ball, 324 N.C. 233, 238, 377 S.E.2d
70, 73 (1989). Our review of the pattern instructions reveals
they provide an accurate definition of deliberation. Defendant's
proposed instructions merely articulate variations on the
definition. Thus, the trial court gave defendant's requested
instructions in substance. Ever mindful of our duty to
scrutinize the pattern instructions for federal and state
constitutional and statutory conflicts, see Jones,
342 N.C. at 633, 467 S.E.2d at 235, we conclude the trial court
did not err in refusing to give defendant's additional requested
instructions. This assignment of error is overruled.
CAPITAL SENTENCING PROCEEDING
Defendant assigns
error to the trial court's denial of his motion for a peremptory
instruction regarding two statutory mitigating circumstances:
N.C.G.S. § 15A-2000(f)(2), “[t]he capital felony was committed
while the defendant was under the influence of mental or
emotional disturbance,” and N.C.G.S. § 15A-2000(f)(6), “[t]he
capacity of the defendant to appreciate the criminality of his
conduct or to conform his conduct to the requirements of law was
impaired.” Defendant argues the instructions were required
because there was uncontroverted evidence in the record
supporting both circumstances. We disagree.
Upon request, a trial
court should give a peremptory instruction for any mitigating
circumstance, whether statutory or nonstatutory, if it is
supported by uncontroverted evidence. See State v.
White, 349 N.C. 535, 568, 508 S.E.2d 253, 274 (1998),
cert. denied, ___ U.S. ___, 144 L. Ed. 2d 779 (1999).
Conversely, if the evidence in support of the
mitigatingcircumstance is controverted, a peremptory instruction
is not required. See State v. Womble, 343 N.C.
667, 683, 473 S.E.2d 291, 300 (1996), cert. denied, 519
U.S. 1095, 136 L. Ed. 2d 719 (1997).
In the instant case,
defendant contends the testimony of Dr. Burgess during the guilt/innocence
phase of the trial and the testimony of Dr. Faye Sultan, a
clinical psychologist, during the sentencing phase of the trial
was uncontroverted and supported peremptory instructions for the
(f)(2) and (f)(6) mitigating circumstances. Dr. Burgess
testified that defendant suffered from mental illness which
negated his ability to form specific intent. Dr. Sultan
testified that defendant suffered from a number of mental
disorders which impaired his ability to conform his conduct to
the law.
After a complete review of
the record, we conclude the testimony upon which defendant
relies was controverted by evidence which tended to show
defendant's behavior was not consistent with the mitigating
circumstances. In fact, the issues of whether defendant was
under the influence of a mental or emotional disturbance and
whether he was able to conform his actions to the law were
heatedly contested by the prosecution. The State presented
testimony by Sadie McKnight, who had lived with defendant for
two years until shortly before he was arrested. She testified
that she had not observed anything unusual about defendant and
had not known him to experience hallucinations. Moreover, the
State presented evidence that defendant held numerous jobs
involving management responsibilities during the time these
crimes were committed and that he maintained a relationship with
his girlfriend and otherwomen during this time which did not
involve any type of abuse. Further, defendant was able to carry
out nine premeditated, calculated, and vicious murders while
carefully avoiding detection. As the evidence was, in fact,
controverted, the trial court did not err, and this assignment
of error is overruled.
Next, defendant makes two
assignments of error regarding the N.C.G.S. § 15A-2000(e)(6)
aggravating circumstance, which provides, “[t]he capital felony
was committed for pecuniary gain.” Defendant argues the trial
court's instruction was erroneous and the trial court erred in
submitting the aggravating circumstance to the jury for
consideration in the murder of Caroline Love. First, we address
the propriety of the trial court's instruction. The trial court
gave the following instruction: “A murder is committed for
pecuniary gain if the defendant, when he commits it, has
obtained, or intends or expects to obtain, money or some other
thing which can be valued in money, either as compensation for
committing it, or as a result of the death of the victim.”
Defendant claims the instruction allows the jury to find the
existence of the aggravating circumstance in a situation where
the defendant obtained money or something of value as a result
of the murder rather than where the defendant committed the
murder for the purpose of obtaining the money or valuable thing.
Defendant did not object at trial but asserts the instruction
was plain error with respect to the three victims for which it
was submitted: Caroline Love, Shawna Hawk, and Valencia Jumper.
We disagree.
“[T]o reach the level of 'plain
error' . . . , the error in the trial court's jury instructions
must be 'so fundamental as to amount to a miscarriage of justice
or which probably resulted inthe jury reaching a different
verdict than it otherwise would have reached.'” State v.
Collins, 334 N.C. 54, 62, 431 S.E.2d 188, 193 (1993) (quoting
State v. Bagley, 321 N.C. 201, 213, 362 S.E.2d 244, 251
(1987), cert. denied, 485 U.S. 1036, 99 L. Ed. 2d 912
(1988)). This Court has previously addressed the sufficiency of
the pecuniary gain instruction in the context of plain error. In
State v. Bacon, 337 N.C. 66, 99-100, 446 S.E.2d 542,
559-60 (1994), cert. denied, 513 U.S. 1159, 130 L. Ed. 2d
1083 (1995), this Court declined to find plain error with regard
to the pecuniary gain instruction because the trial court's
instruction was in accordance with the North Carolina pattern
jury instruction and because the wording on the issues and
recommendation form indicated that the jury found that pecuniary
gain was the purpose for the murder. Similarly, in State v.
Bishop, 343 N.C. 518, 556-57, 472 S.E.2d 842, 862-63 (1996),
cert. denied, 519 U.S. 1097, 136 L. Ed. 2d 723 (1997),
this Court again declined to find plain error where the
instruction given was substantially similar to the pattern jury
instruction, and the jury answered the question of whether the
murder was committed for pecuniary gain in the affirmative.
In the instant case, the
trial court's instruction for the pecuniary gain aggravating
circumstance mirrored the pattern jury instruction. See
N.C.P.I.--Crim. 150.10 (1998). On the issues and recommendation
form for the murders of Love, Hawk, and Jumper, the circumstance
was stated: “Was this murder committed for a pecuniary gain?”
The jurors answered “yes” in each case, indicating they found
that the purpose behind the murder was pecuniary gain. In light
of our prior holdings and the jury's responses, we decline to
find plain error. Next, we address the sufficiency of the
evidence in support of the submission of the pecuniary gain
aggravating circumstance in the murder of Caroline Love.
Defendant contends the evidence was insufficient because it did
not show that obtaining a roll of quarters from Love was the
purpose for the murder. We disagree.
“In determining the
sufficiency of the evidence to submit an aggravating
circumstance to the jury, the trial court must consider the
evidence in the light most favorable to the State, with the
State entitled to every reasonable inference to be drawn
therefrom.” State v. Syriani, 333 N.C. 350, 392, 428 S.E.2d
118, 141, cert. denied, 510 U.S. 948, 126 L. Ed. 2d 341
(1993). The State presented evidence that Love had obtained a
roll of quarters from her employer as she left work the night of
her murder. The manager of the Bojangles' restaurant where Love
worked, John Chandler, testified that Love asked him for a roll
of quarters in exchange for a ten-dollar bill so that she could
do her laundry. Investigator Rice testified that Chandler told
him about the quarters and that he was unable to find them when
he searched Love's home. Further, in his statement to police
which was given in redacted form to the jury, defendant admitted
taking the quarters from Love's apartment. Taken in the light
most favorable to the State, this evidence is such that a jury
could reasonably conclude pecuniary gain was a motive for the
murder of Caroline Love. This assignment of error is overruled.
Defendant next assigns
error to the trial court's overruling of defendant's objection
to statements made by the prosecution during its sentencing
phase closing argument. Defendant assigns error to the following
argument:
I may tell you that in the
Caroline Love case, Aggravating Circumstance Number 1 is, it was
during the course of a rape. What does that tell you? That's a
one-liner, isn't it? Remember what it was. Think about a women
[sic] being raped. Think about that violation that she went
through, that Shawna Hawk went through, and I could list each of
those names for you again. You think about that. You think about
being murdered during the course of being raped.
The trial court overruled defendant's objection to the last
sentence in the preceding argument. Defendant contends the
ruling was contrary to this Court's holding in State v.
McCollum, 334 N.C. 208, 433 S.E.2d 144 (1993), cert.
denied, 512 U.S. 1254, 129 L. Ed. 2d 895 (1994).
In McCollum, this
Court held that an argument asking jurors “'to put themselves in
place of the victims will not be condoned.'” Id. at 224,
433 S.E.2d at 152 (quoting United States v. Pichnarcik,
427 F.2d 1290, 1292 (9th Cir. 1970)). However, this Court has
consistently allowed arguments where the prosecution has asked
the jury to imagine the emotions and fear of a victim. See
State v. Warren, 348 N.C. 80, 109, 499 S.E.2d 431, 447,
cert. denied, 525 U.S. 915, 142 L. Ed. 2d 216 (1998). In
the instant case, the prosecutor did not ask the jury members to
put themselves in the place of the victim; rather, the
prosecutor asked the jury to think about the murder and the rape
occurring simultaneously as alleged in the aggravating
circumstance. This assignment of error is overruled.
Defendant also assigns
error to the trial court's denial of his motion for mistrial
based on the prosecution's improper argument. In addition to the
statement above, defendant also objected to the following
argument of the prosecution:
The State asked each
and every one of you during jury deliberations, would you
promise not to base yourverdict on sympathy for the victims or
for the Defendant. And you agreed not to.
Why does the Defense not want you to? Because in that
sympathy game, ladies and gentlemen of the jury, it's a hands-down
victory. That's not what we're here about. The State could fill
this courtroom with the cries of mothers and fathers --
The trial court sustained defendant's objection to the last
sentence above, allowed his motion to strike, and instructed the
jury not to consider the statement. Defendant contends the
declaration of a mistrial was warranted because the prosecution
injected grossly improper considerations into an already
emotionally charged case, which prevented him from obtaining a
fair sentencing hearing. We disagree.
A trial court must declare
a mistrial “if there occurs during the trial an error or legal
defect in the proceedings, or conduct inside or outside the
courtroom, resulting in substantial and irreparable prejudice to
the defendant's case.” N.C.G.S. § 15A-1061 (1999). “The scope of
appellate review . . . is limited to whether in denying the
motion[] for a mistrial, there has been an abuse of judicial
discretion.” State v. Boyd, 321 N.C. 574, 579, 364 S.E.2d
118, 120 (1988).
The trial court sustained
defendant's objection to the statement above and instructed the
jury not to consider it. Any prejudice to defendant was remedied
by the trial court's instruction. As the statements upon which
defendant based his motion for mistrial were either proper or
not prejudicial, we discern no “irreparable prejudice” arising
from the prosecutor's argument. The trial court did not abuse
its discretion by denying defendant's motion; therefore, this
assignment of error is overruled.
PRESERVATION ISSUES
Defendant raises eleven additional issues
which he concedes have been decided previously by this Court
contrary to his position: (1) the trial court erred in denying
defendant's motions to increase the number of peremptory
challenges; (2) the jury's determination that the murders were
“especially heinous, atrocious, or cruel” was based on
unconstitutionally vague instructions which failed to
distinguish death-eligible murders from murders not death-eligible;
(3) the trial court's capital sentencing jury instructions
defining defendant's burden to prove mitigating circumstances to
the satisfaction of each juror did not adequately guide the
jury's discretion about the requisite degree of proof; (4) the
trial court erred by allowing the jury to refuse to give effect
to mitigating evidence if the jury deemed the evidence not to
have mitigating value; (5) the trial court's instruction about
the course of conduct aggravating circumstance was vague and
overbroad; (6) the trial court erred by submitting, over
defendant's objection, defendant's age as a mitigating
circumstance; (7) the trial court erred by instructing jurors
they must be unanimous to answer “no” for Issues One, Three, and
Four, and to reject the death penalty in their punishment
recommendation; (8) the trial court erred by denying defendant's
motion to question prospective jurors about their understanding
of the meaning of a life sentence for first-degree murder and of
parole eligibility for a life sentence for first- degree murder;
(9) the trial court erred by denying defendant's motion to
bifurcate the guilt/innocence and penalty phases of the trial
into two proceedings with separate juries; (10) the trial court
erred by sentencing defendant to death because the deathpenalty
is inherently cruel and unusual; and (11) the trial court erred
by sentencing defendant to death because the North Carolina
capital sentencing scheme is unconstitutionally vague and
overbroad.
Defendant makes these arguments for the
purpose of permitting this Court to reexamine its prior holdings
and to preserve these arguments for any possible further
judicial review in this case. We have thoroughly considered
defendant's arguments on these issues and find no compelling
reason to depart from our prior holdings. Accordingly, these
assignments of error are overruled.
PROPORTIONALITY REVIEW
Finally, defendant contends the death
sentences imposed were excessive or disproportionate. Having
concluded that defendant's trial and capital sentencing
proceeding were free from prejudicial error, it is our statutory
duty to ascertain as to each murder (1) whether the evidence
supports the jury's findings of the aggravating circumstances
upon which the sentence of death was based; (2) whether the
sentence of death was imposed under the influence of passion,
prejudice, or any other arbitrary factor; and (3) whether the
sentence of death is excessive or disproportionate to the
penalty imposed in similar cases, considering both the crime and
the defendant. N.C.G.S. § 15A-2000(d)(2) (1999).
In the instant case, defendant was
convicted of nine counts of first-degree murder. Each conviction
was based both on premeditation and deliberation and on the
felony murder rule.
Following the capital sentencing
proceeding as to the Love murder, the jury found the following
submitted aggravatingcircumstances: the murder was committed for
the purpose of avoiding lawful arrest, N.C.G.S. §
15A-2000(e)(4); the murder was committed by defendant while
defendant was engaged in the commission of a rape, N.C.G.S. §
15A-2000(e)(5); the murder was committed by defendant while
defendant was engaged in the commission of a sexual offense,
N.C.G.S. § 15A-2000(e)(5); the murder was committed for
pecuniary gain, N.C.G.S. § 15A-2000(e)(6); the murder was
especially heinous, atrocious, or cruel, N.C.G.S. §
15A-2000(e)(9); and the murder was part of a course of conduct
in which defendant engaged and which included the commission by
defendant of other crimes of violence against another person or
persons, N.C.G.S. § 15A-2000(e)(11).
As to the Hawk murder, the jury found the
following submitted aggravating circumstances: the murder was
committed for the purpose of avoiding lawful arrest, N.C.G.S. §
15A-2000(e)(4); the murder was committed by defendant while
defendant was engaged in the commission of a rape, N.C.G.S. §
15A-2000(e)(5); the murder was committed by defendant while
defendant was engaged in the commission of a sexual offense (fellatio),
N.C.G.S. § 15A-2000(e)(5); the murder was committed by defendant
while defendant was engaged in the commission of a sexual
offense (cunnilingus), N.C.G.S. § 15A-2000(e)(5); the murder was
committed for pecuniary gain, N.C.G.S. § 15A-2000(e)(6); the
murder was especially heinous, atrocious, or cruel, N.C.G.S. §
15A-2000(e)(9); and the murder was part of a course of conduct
in which defendant engaged and which included the commission by
defendant of other crimes of violence against another person or
persons, N.C.G.S. § 15A-2000(e)(11). As to the Spain murder,
the jury found the following submitted aggravating circumstances:
the murder was committed by defendant while defendant was
engaged in the commission of a rape, N.C.G.S. § 15A-2000(e)(5);
the murder was committed by defendant while defendant was
engaged in the commission of a robbery, N.C.G.S. §
15A-2000(e)(5); the murder was especially heinous, atrocious, or
cruel, N.C.G.S. § 15A-2000(e)(9); and the murder was part of a
course of conduct in which defendant engaged and which included
the commission by defendant of other crimes of violence against
another person or persons, N.C.G.S. § 15A-2000(e)(11).
As to the Jumper murder, the jury found
the following submitted aggravating circumstances: the murder
was committed by defendant while defendant was engaged in the
commission of a rape, N.C.G.S. § 15A-2000(e)(5); the murder was
committed by defendant while defendant was engaged in the
commission of a sexual offense, N.C.G.S. § 15A-2000(e)(5); the
murder was committed by defendant while defendant was engaged in
the commission of arson, N.C.G.S. § 15A-2000(e)(5); the murder
was committed for pecuniary gain, N.C.G.S. § 15A-2000(e)(6); the
murder was especially heinous, atrocious, or cruel, N.C.G.S. §
15A-2000(e)(9); and the murder was part of a course of conduct
in which defendant engaged and which included the commission by
defendant of other crimes of violence against another person or
persons, N.C.G.S. § 15A-2000(e)(11).
As to the Stinson murder, the jury found
the following submitted aggravating circumstances: the murder
was committed by defendant while defendant was engaged in the
commission of a rape, N.C.G.S. § 15A-2000(e)(5); the murder was
committed bydefendant while defendant was engaged in the
commission of a sexual offense, N.C.G.S. § 15A-2000(e)(5); the
murder was especially heinous, atrocious, or cruel, N.C.G.S. §
15A-2000(e)(9); and the murder was part of a course of conduct
in which defendant engaged and which included the commission by
defendant of other crimes of violence against another person or
persons, N.C.G.S. § 15A-2000(e)(11).
As to the Mack murder, the jury found the
following submitted aggravating circumstances: the murder was
committed by defendant while defendant was engaged in the
commission of a rape, N.C.G.S. § 15A-2000(e)(5); the murder was
committed by defendant while defendant was engaged in the
commission of a robbery, N.C.G.S. § 15A-2000(e)(5); the murder
was especially heinous, atrocious, or cruel, N.C.G.S. §
15A-2000(e)(9); and the murder was part of a course of conduct
in which defendant engaged and which included the commission by
defendant of other crimes of violence against another person or
persons, N.C.G.S. § 15A-2000(e)(11).
As to the Baucom murder, the jury found
the following submitted aggravating circumstances: the murder
was committed by defendant while defendant was engaged in the
commission of a rape, N.C.G.S. § 15A-2000(e)(5); the murder was
committed by defendant while defendant was engaged in the
commission of a robbery, N.C.G.S. § 15A-2000(e)(5); the murder
was especially heinous, atrocious, or cruel, N.C.G.S. §
15A-2000(e)(9); and the murder was part of a course of conduct
in which defendant engaged and which included the commission by
defendant of other crimes of violence against another person or
persons, N.C.G.S. § 15A-2000(e)(11). As to the Henderson
murder, the jury found the following submitted aggravating
circumstances: the murder was committed for the purpose of
avoiding lawful arrest, N.C.G.S. § 15A-2000(e)(4); the murder
was committed by defendant while defendant was engaged in the
commission of a rape, N.C.G.S. § 15A-2000(e)(5); the murder was
committed by defendant while defendant was engaged in the
commission of a robbery, N.C.G.S. § 15A-2000(e)(5); the murder
was especially heinous, atrocious, or cruel, N.C.G.S. §
15A-2000(e)(9); and the murder was part of a course of conduct
in which defendant engaged and which included the commission by
defendant of other crimes of violence against another person or
persons, N.C.G.S. § 15A-2000(e)(11).
As to the Slaughter murder, the jury
found the following submitted aggravating circumstances: the
murder was committed by defendant while defendant was engaged in
the commission of a rape, N.C.G.S. § 15A-2000(e)(5); the murder
was committed by defendant while defendant was engaged in the
commission of a robbery, N.C.G.S. § 15A-2000(e)(5); the murder
was especially heinous, atrocious, or cruel, N.C.G.S. §
15A-2000(e)(9); and the murder was part of a course of conduct
in which defendant engaged and which included the commission by
defendant of other crimes of violence against another person or
persons, N.C.G.S. § 15A-2000(e)(11).
As to each murder, three statutory
mitigating circumstances were submitted for the jury's
consideration: (1) the murder was committed while defendant was
under the influence of mental or emotional disturbance, N.C.G.S.
§ 15A-2000(f)(2); (2) defendant's capacity to appreciate the
criminality of his conduct or to conform his conduct to the
requirements of law was impaired,N.C.G.S. § 15A-2000(f)(6); and
(3) defendant's age at the time of the crime, N.C.G.S. §
15A-2000(f)(7). The jury found N.C.G.S. § 15A-2000(f)(2) for
each murder, but found N.C.G.S. § 15A-2000(f)(6) only in the
murders of Henderson, Baucom, and Slaughter, and did not find
N.C.G.S. § 15A-2000(f)(7) for any of the murders. As to each
murder, of the thirty-seven nonstatutory mitigating
circumstances submitted, twenty-four were found by the jury to
exist and have mitigating value.
After a thorough review of the record,
including the transcripts, briefs, and oral arguments, we
conclude the evidence fully supports the aggravating
circumstances found by the jury. Further, we find no indication
the sentences of death were imposed under the influence of
passion, prejudice, or any other arbitrary factor. We therefore
turn to our final statutory duty of proportionality review.
The purpose of proportionality review is
to “eliminate the possibility that a person will be sentenced to
die by the action of an aberrant jury.” State v. Holden,
321 N.C. 125, 164-65, 362 S.E.2d 513, 537 (1987), cert.
denied, 486 U.S. 1061, 100 L. Ed. 2d 935 (1988).
Proportionality review also acts “[a]s a check against the
capricious or random imposition of the death penalty.” State
v. Barfield, 298 N.C. 306, 354, 259 S.E.2d 510, 544 (1979),
cert. denied, 448 U.S. 907, 65 L. Ed. 2d 1137 (1980). In
conducting proportionality review, we compare the present case
with other cases in which this Court has concluded that the
death penalty was disproportionate. See McCollum,
334 N.C. at 240, 433 S.E.2d at 162. This Court has determined
the death sentence to be disproportionate on seven occasions:
State v. Benson, 323 N.C. 318, 372 S.E.2d 517 (1988);
State v. Stokes, 319 N.C. 1, 352S.E.2d 653 (1987); State
v. Rogers, 316 N.C. 203, 341 S.E.2d 713 (1986), overruled
on other grounds by State v. Gaines, 345 N.C. 647, 483
S.E.2d 396, cert. denied, 522 U.S. 900, 139 L. Ed. 2d 177
(1997), and by State v. Vandiver, 321 N.C. 570, 364
S.E.2d 373 (1988); State v. Young, 312 N.C. 669, 325
S.E.2d 181 (1985); State v. Hill, 311 N.C. 465, 319
S.E.2d 163 (1984); State v. Bondurant, 309 N.C. 674, 309
S.E.2d 170 (1983); State v. Jackson, 309 N.C. 26, 305
S.E.2d 703 (1983).
We conclude this case is not
substantially similar to any case in which this Court has found
the death penalty disproportionate. First, defendant was
convicted of nine counts of first-degree murder. This Court has
never found a sentence of death disproportionate in a case where
the jury has found a defendant guilty of murdering more than one
victim. See State v. Goode, 341 N.C. 513, 552, 461
S.E.2d 631, 654 (1995).
Additionally, the jury convicted
defendant for each murder under the theory of premeditation and
deliberation. This Court has stated that “[t]he finding of
premeditation and deliberation indicates a more cold-blooded and
calculated crime.” State v. Artis, 325 N.C. 278, 341, 384
S.E.2d 470, 506 (1989), sentence vacated on other grounds,
494 U.S. 1023, 108 L. Ed. 2d 604 (1990).
Finally, in each murder, the jury found
the following three aggravating circumstances: (1) “[t]he
capital felony was committed while the defendant was engaged, or
was an aider or abettor, in the commission of, or an attempt to
commit, or flight after committing or attempting to commit, any
homicide, robbery, rape or a sex offense, arson, burglary,
kidnapping, or aircraft piracy or the unlawful throwing,
placing, or discharging of adestructive device or bomb,”
N.C.G.S. § 15A-2000(e)(5); (2) “[t]he capital felony was
especially heinous, atrocious, or cruel,” N.C.G.S. §
15A-2000(e)(9); and (3) “[t]he murder for which the defendant
stands convicted was part of a course of conduct in which the
defendant engaged and which included the commission by the
defendant of other crimes of violence against another person or
persons,” N.C.G.S. § 15A-2000(e)(11). There are four statutory
aggravating circumstances which, standing alone, this Court has
held sufficient to support a sentence of death. See
Bacon, 337 N.C. at 110 n.8, 446 S.E.2d at 566 n.8. The
N.C.G.S. § 15A-2000(e)(5), (e)(9), and (e)(11) statutory
aggravating circumstances, which the jury found here, are among
those four. See id.
We also compare this case with the cases
in which this Court has found the death penalty to be
proportionate. While we review all of the cases in the pool of
“similar cases” when engaging in our statutorily mandated duty
of proportionality review, we reemphasize that we will not
undertake to discuss or cite all of those cases each time we
carry out that duty. State v. Williams, 308 N.C. 47, 81,
301 S.E.2d 335, 356, cert. denied, 464 U.S. 865, 78 L.
Ed. 2d 177 (1983). Because of the number of victims and the
vicious, serial nature of the crimes, this case is unlike any
other in North Carolina history. As such, it suffices to say
this case is more similar to cases in which we have found the
sentence of death proportionate than to those in which we have
found it disproportionate.
Accordingly, we conclude defendant
received a fair trial and capital sentencing proceeding, free
from prejudicial error, andthe sentences of death recommended by
the jury and entered by the trial court are not
disproportionate.
NO ERROR.