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Yosvanis VALLE
A.K.A.: "El Cubano"
Classification: Murderer
Characteristics:
Robbery - Gangs
Number of victims: 4
Date of murders:
June/August, 1999
Date of birth:
September 7, 1975
Victims profile: Jose
“Yogi” Junco, 28 (known drug dealer)
/ Raymond Duenas /
Carlos Escamilla / Gregory García (gang related murders)
Method of murder:
Shooting
Location: Harris County, Texas, USA
Status:
Executed
by lethal injection in Texas on November 10,
2009
#714912 on an 8 year sentence from Harris County for one count
of possession of a firearm. 05/09/1997 released on mandatory
supervision.
Summary of
incident
On
06/07/1999 in Pasadena, Valle forced his way into a 28 year old
Hispanic male victim's residence at gunpoint.
The victim was
robbed and shot several times, resulting in his death.
Co-defendants
None.
Race and Gender of
Victim
Hispanic male
Summary:
Valle, a known gang member, met with four other men to discuss
robbing Jose “Yogi” Junco, a known drug dealer. Valle led the
meeting and assigned roles to all of the participants. Sometime
around 11 p.m., Junco’s girlfriend heard dogs barking outside of
their house and saw men outside who she assumed wanted to buy
drugs. Junco went outside but soon returned with his hands in the
air, followed by four or five men with guns. Junco told his
girlfriend not to look at the men and one of them covered her face.
The men argued with Junco about drugs and money, then shot him
eight or nine times. The assailants stole a cookie tin containing
money, drugs, and sexually explicit photographs, as well as two
rifles.
When the group arrived back at Valle’s apartment, Valle bragged
that he unloaded his entire clip into Junco. Based on a tip,
police conducted a lineup, where Junco's girlfriend identified one
of the murderers.
When Valle learned of the arrest of one of his
accomplices, he was amused and admitted that he “was the one that
really shot Junco. Accomplice Jose Arenazas, the driver of the car,
was the star witness against Valle. Accomplice Estrada, tried
separately, received life in prison.
Citations:
Valle v. State, 109 S.W.3d 500 (Tex.Crim.App. 2003). (Direct
Appeal) Ex parte Valle, Not Reported in S.W.3d, 2005 WL 3307058 (Tex.Crim.App.
2005) (State Habeas). Valle v. Quarterman, Slip Copy, 2008 WL 4656945 (5th Cir.
2008) (Habeas).
Final/Special Meal:
French fries, jalapeno cheese, onions, four hamburgers, Mexican
rice and a tomato.
Final Words:
Valle had denied fatally shooting Junco, but said there was little
he could do to avoid lethal injection once he lost appeals in the
courts. “I blame myself. I am not going to blame nobody,” he said,
speaking to witnesses alternately in both English and Spanish. “I
understand why I am paying this price. That's the reality of life.
I am sorry. I got to pay for it. I am sorry with all my heart.”
The witnesses Valle spoke to in the death chamber were relatives
of Gregory Garcia, 20, killed two months after Junco with a
shotgun belonging to Valle. “I never wanted to kill your family. I
was forced to do it. I was a gang member.” He apologized for his
broken English, thanked the warden and chaplain and expressed
loved to everyone. "I feel good. I love my family. I love you
Jesus."
ClarkProsecutor.org
Texas Department of Criminal Justice
Valle, Yosvanis
Date of Birth: 09/07/1975
DR#: 999384
Date Received: 05/09/2001
Education: 8 years
Occupation: construction, carpentry, laborer
Date of Offense: 06/07/1999
County of Offense: Harris
Native County: Havana, Cuba
Race: Hispanic
Gender: Male
Hair Color: Black
Eye Color: Brown
Height: 5' 07"
Weight: 150
Summary of incident: On 06/07/1999 in Pasadena,
Valle forced his way into a 28 year old Hispanic male victim's
residence at gunpoint. The victim was robbed and shot several
times, resulting in his death.
Co-defendants: None.
Prior Prison Record: #714912 on an 8 year
sentence from Harris County for one count of possession of a
firearm. 05/09/1997 released on mandatory supervision.
Texas Attorney General
Tuesday, November 3, 2009
Media Advisory: Yosvanis Valle scheduled for
execution
AUSTIN – Texas Attorney General Abbott
announces the following information about Yosvanis Valle, who is
scheduled to be executed after 6 p.m. on November 10, 2009. Valle
was sentenced to death for the 1999 capital murder of Jose Junco
during a robbery at the victim’s Pasadena residence.
FACTS OF THE CRIME
On June 7, 1999, Valle met with four other men
to discuss robbing Jose “Yogi” Junco, a known drug dealer. Valle
led the meeting and assigned roles to all of the participants. The
group understood that because Junco would see one of the men’s
faces, someone would have to kill Junco.
Sometime around 11 p.m., Junco’s girlfriend
heard dogs barking outside of their house and saw men outside who
she assumed wanted to buy drugs. Junco went outside but soon
returned with his hands in the air, followed by four or five men
with guns. Junco told his girlfriend not to look at the men and
one of them covered her face.
The men argued with Junco about drugs and money,
then shot him eight or nine times. Lindgren stayed on the floor
until the men drove away, then discovered Junco’s dead body and
called 9-1-1.
As the group drove away, Valle commented on the
small amount of drugs they stole, saying “I killed someone over a
quarter ounce. The assailants stole a cookie tin containing money,
drugs, and sexually explicit photographs, as well as two rifles.
When the group arrived back at Valle’s
apartment, Valle bragged that he unloaded his entire clip into
Junco. Based on a tip, police conducted a lineup, where Junco's
girlfriend identified one of the murderers. When Valle learned of
the arrest of one of his accomplices, he was amused and admitted
that he “was the one that really shot Junco.
PROCEDURAL HISTORY
On April 24, 2001, a Harris County jury
convicted Valle and sentenced him to death for the capital murder
of Jose Junco. The Texas Court of Criminal Appeals affirmed
Valle’s conviction. The Court of Criminal Appeals also denied
Valle’s state habeas application.
A U.S. district court denied federal habeas
relief and a certificate of appealability (COA). The United States
Court of Appeals for the Fifth Circuit also denied COA. Finally,
the U.S. Supreme Court denied certiorari review on April 27, 2009.
PRIOR CRIMINAL HISTORY
The jury heard evidence regarding Valle
extensive criminal history:
• Valle was convicted for aggravated assault
with bodily injury using a deadly weapon, as a juvenile, on
December 8, 1991.
• Valle went to jail for ten days in July 1993
for unlawfully carrying a weapon.
• Valle went to state prison for an eight-year
sentence on November 11, 1993, for possession of a prohibited
weapon.
• He received thirty days in jail on February
4, 1999, for failure to identify himself to a police officer.
• While incarcerated in the Texas Youth
Commission and state prison, Valle had numerous disciplinary
problems.
The jury also heard evidence regarding Valle’s
prior acts of violence, gang membership, and murder:
• While awaiting trial for this capital murder,
the Harris County Sheriff’s Department found a homemade weapon
hidden in Valle’s mattress in his jail cell.
• Valle was a member of a prison gang
operating both inside and outside the prison system. Valle
orchestrated the August 5, 1999 murder of gang member Raymond
Duenas, so Valle could take control of the gang’s operations in
Houston.
• On August 15, 1999, Valle also arranged the
murder of Carlos Escamilla.
• On August 22, 1999, Valle pulled out a sawed-off
shotgun in a parking lot of a convenience store and fatally shot
Gregory Garcia.
Valle executed for 1998 slaying
By Mary Rainwater
- Huntsville Item Online
November 10, 2009
Cuban native Yosvanis Valle, 34, was executed
by lethal injection Tuesday for his role in the 1999 robbery-slaying
of a 28-year-old drug dealer in Houston. Identified as the leader
in a Hispanic prison gang, Valle became the 21st prisoner executed
in Texas this year. He was pronounced dead at 6:21 p.m., nine
minutes after the lethal drugs began to flow.
Valle had denied fatally shooting 28-year-old
Jose Martin Junco at a Houston home in June 1999 but said there
was little he could do to avoid lethal injection once he lost
appeals in the courts. “I blame myself. I am not going to blame
nobody,” he said, speaking to witnesses alternately in both
English and Spanish. “I understand why I am paying this price. I
am sorry with all my heart.”
The witnesses Valle spoke to in the death
chamber were relatives of Gregory Garcia, 20, killed two months
after Junco with a shotgun belonging to Valle, according to
evidence. “I never wanted to kill your family,” he said. “I was
forced to do it. I was a gang member.”
Valle’s appeals were exhausted after the U.S.
Supreme Court earlier this year refused to review his case. The
Texas Board of Pardons and Paroles last week rejected a request
from his lawyers that his death sentence be commuted to life in
prison.
Junco, known as “Yogi,” was confronted at his
Houston home by several men connected to a prison gang who had
targeted him for robbery. Court documents showed the June 1999
holdup was a test devised by Valle to see if one of the gang
members, Kenneth Isaac Estrada, had the courage to shoot Junco.
After the shooting, Valle, identified as leader of the group,
bragged about how he emptied the 10 shots from his 9 mm pistol
into Junco. Evidence showed Estrada shot the victim once.
Estrada was arrested after Junco’s girlfriend
identified him as one of the gunmen. She was in the house at the
time of the shooting. Valle was arrested when his fingerprint was
found in a car tied to another slaying, one of several authorities
tied to him. Estrada, tried separately, got life in prison.
Valle wasn’t charged with Garcia’s slaying, but
prosecutors told Harris County jurors about it to show his
propensity for violence, something jurors had to consider in
punishment.
Valle grew up in Cuba and came to the U.S. at
age 14 to join his father. That was nearly a decade after his
father had been expelled from Cuba and came to the U.S. as part of
the Marielitos immigration wave in 1980. At his trial and in
appeals, attorneys argued Valle had been abused as a child living
in poverty in Cuba, leading to his aggressive behavior, and then
had difficulties fitting in when he came to America.
As a juvenile, he was convicted of aggravated
assault and was sent to the Texas Youth Commission, then went to
state prison with an eight-year sentence for a weapons possession
conviction. In prison, he joined the gang La Raza Unida, or A Race
United. Prosecutors said Junco’s robbery and slaying, about two
years after Valle was released from prison, was intended to raise
money for gang members and their relatives.
Valle, described as a sergeant in the gang, had
been out of prison about two years when Junco was shot and robbed
of a cookie tin containing money, a small amount of drugs,
pornographic photos and two rifles.
Three more Texas prisoners are set to die next
week, the first being Harris County man Gerald Cornelius Eldridge
who was convicted in the 1993 slaying of his former girlfriend and
her 9-year-old daughter.
Cuban man executed Tuesday for Houston
slaying
By Michael Graczyk
- Associated Press
The Houston Chronicle
Nov. 10, 2009
HUNTSVILLE, Texas — A Cuban-born man identified
as a leader in a Hispanic prison gang was executed Tuesday evening
for the robbery-slaying of a Houston drug dealer more than 10
years ago. Yosvanis "El Cubano" Valle, 34, had denied fatally
shooting 28-year-old Jose Martin Junco at a Houston home in June
1999 but said there was little he could do to avoid lethal
injection once he lost appeals in the courts.
"I'm not going to blame nobody; I'm going to
blame myself," Valle said from the death chamber gurney, speaking
alternately in English and Spanish. "I'm sorry from all my heart.
"That's the reality of life. I am sorry. I got to pay for it."
He addressed the parents of a man whose death
he was blamed for but for whose killing he was not convicted. "I
was forced to do it," he said. "I was a gang member." He
apologized for his broken English, thanked the warden and chaplain
and expressed loved to everyone. "I feel good. I love my family. I
love you Jesus," he said.
He became the 21st prisoner executed in Texas
this year when he was pronounced dead at 6:21 p.m. CST, nine
minutes after the lethal drugs began flowing into his arms.
Valle's appeals were exhausted after the U.S.
Supreme Court earlier this year refused to review his case. The
Texas Board of Pardons and Paroles last week rejected a request
from his lawyers that his death sentence be commuted to life in
prison.
Junco, known as "Yogi," was confronted at his
Houston home by several men connected to a prison gang who had
targeted him for robbery. Court documents showed the June 1999
holdup was a test devised by Valle to see if one of the gang
members, Kenneth Isaac Estrada, had the courage to shoot Junco.
After the shooting, Valle, identified as leader
of the group, bragged about how he emptied the 10 shots from his 9
mm pistol into Junco. Evidence showed Estrada shot the victim
once. "My people turned on me," he told The Associated Press
recently from a small visiting cage outside death row. "I know one
thing: I know the person I am. I'm not this monster that the state
of Texas is trying to make me look like."
Estrada was arrested after Junco's girlfriend
identified him as one of the gunmen. She was in the house at the
time of the shooting. Valle was arrested when his fingerprint was
found in a car tied to another slaying, one of several authorities
tied to him. Estrada, tried separately, got life in prison.
The witnesses Valle spoke to in the death
chamber were relatives of Gregory Garcia, 20, killed two months
after Junco with a shotgun belonging to Valle, according to
evidence. Valle wasn't charged with his slaying, but prosecutors
told Harris County jurors about it to show his propensity for
violence, something jurors had to consider in punishment.
Valle said from death row that witnesses who
testified against him "changed their story." "People were lying,"
he said. "It's frustrating to talk about this, changing back and
forth, making deals in a way that looks good to them."
One of Valle's trial lawyers, Robert Morrow,
said the state's case was "based on a lot of snitch testimony." He
also said Valle's punishment defense was hampered by witnesses
unable to leave Cuba because of U.S. government restrictions on
travel between the two countries. "I felt we were hamstrung," he
said.
Valle grew up in Cuba and came to the U.S. at
age 14 to join his father. That was nearly a decade after his
father had been expelled from Cuba and came to the U.S. as part of
the Marielitos immigration wave in 1980.
At his trial and in appeals, attorneys argued
Valle had been abused as a child living in poverty in Cuba,
leading to his aggressive behavior, and then had difficulties
fitting in when he came to America.
As a juvenile, he was convicted of aggravated
assault and was sent to the Texas Youth Commission, then went to
state prison with an eight-year sentence for a weapons possession
conviction. In prison, he joined the gang La Raza Unida, or A Race
United.
Prosecutors said Junco's robbery and slaying,
about two years after Valle was released from prison, was intended
to raise money for gang members and their relatives. Valle,
described as a sergeant in the gang, had been out of prison about
two years when Junco was shot and robbed of a cookie tin
containing money, a small amount of drugs, pornographic photos and
two rifles.
Three more Texas prisoners are set to die next
week.
Yosvanis "El Cubano" Valle
ProDeathPenalty.com
Houston Police Officer Ronald Plotner testified
that, between approximately 11:00 p.m. and 12:00 a.m. on June 7,
1999, he was dispatched to a shooting at a house. When he arrived,
Officer Plotner discovered the body of Jose Martin Junco, the
victim, with multiple gunshot wounds to his head, back and arm.
Jose Arenazas, Kenneth Estrada's friend,
testified that he met Estrada in February or March of 1999 and "ran
with" Estrada, Fernando Valdez, and Yosvanis Valle, who was
considered the leader of the group. On June 7, 1999, a meeting
took place at Valle's apartment between Valle, Valdez, Arenazas, a
man named Flaco, and Estrada. Also present were Valle's girlfriend,
Christina, and Estrada's girlfriend, Anna Sanchez. At the meeting,
Arenazas had a .357 magnum revolver, Valle had a 9 millimeter
pistol, and Estrada had a small chrome .22 caliber pistol. During
the meeting, Valle announced that Estrada had shown some weakness,
and Valle wanted to test Estrada to "see if he had any heart."
Estrada proposed that the men rob Junco because Estrada knew Junco
kept money and narcotics at his house. Valle told Estrada that
Estrada must follow through with the plan or Arenazas would "take
care of him." Arenazas took this to mean that he would have to
shoot Estrada.
Estrada told Valle that he was committed to
going through with the robbery and he would kill Junco if Junco
recognized Estrada. Arenazas further testified that he was
assigned as the driver of the car for the robbery and he gave his
.357 revolver to Estrada. Arenazas, Valdez, Flaco, Valle and
Estrada drove to Junco's house and honked the car's horn. Junco
came outside, and Estrada got out of the car, approached Junco,
and asked him for an "eight-ball," or $100 worth of cocaine. When
Valle got out of the car, Estrada pulled out his gun and pointed
it at Junco. Valdez, Flaco, Valle and Estrada forced Junco back
into the house. After about five minutes, Arenazas heard multiple
gunshots and saw the men come running out of the house.
On the drive back to Valle's apartment, Valle
asked Estrada if he shot Junco. Estrada showed them a sock he had
on his hand with a hole in it as proof he fired his gun. Valle
boasted that he shot Junco ten times, but he was angry that they
only had stolen $100 and a quarter ounce of cocaine. After the men
returned to the apartment, Arenazas took back the .357 revolver
and saw that only one shot had been fired by Estrada.
Amy Lindgren testified that she and her one-year
old daughter lived at Junco's house and were present at the time
of the murder. Lindgren was on the couch in the living room, her
daughter was sleeping in a playpen in the back bedroom, and Junco
was in the bathroom when, at about 11:00 p.m., Lindgren heard a
car honk its horn, which was usually a signal that someone wanted
to buy cocaine. Junco went out the front door and came back with
his hands up with a man following behind with a gun to Junco's
back. Junco told Lindgren not to look at the men, but she looked
at one, whom she later identified as Estrada. Estrada threatened
Lindgren and pointed his gun at her. A pillow was placed over her
head, she was moved to the floor, and a blanket was thrown on top
of her. She then heard yelling, several gunshots, the men running
out of the house, and a car driving away. Lindgren went to the
bedroom, found her daughter unharmed, and saw Junco, still alive,
kneeling by the bed with gunshot wounds to his back and neck. She
then called 911.
Estrada's girlfriend, Anna Sanchez, testified
that she and Estrada were living with Valle at the time of the
murder. During the January 7, 1999 meeting, she heard Estrada
suggest robbing Junco. She had previously heard Valle tell Estrada
that if he was going to stay in his house, he would have to rob
people and do whatever Valle told him to do. Sanchez testified
that Estrada told her that Valle had previously threatened to kill
Estrada if he did not do what Valle wanted. After the shooting,
Estrada told Sanchez he shot his gun at Junco but was not certain
that the bullet had hit Junco. After Estrada was in jail, he asked
Sanchez to lie about his activities on the night of the murder,
make up an alibi that he was with another man, and state that she
and Estrada were in a common law marriage. Although he asked her
to refuse to testify, she testified voluntarily. Estrada did not
testify.
Yosvanis Valle
Texas Execution Information Center by David
Carson - Txexecutions.org
Yosvanis Valle, 34, was executed by lethal
injection on 10 November 2009 in Huntsville, Texas for the robbery
and murder of a man in his home.
On 7 June 1999, Valle, then 23, and four other
men went to the Pasadena home of Jose Junco, a known drug dealer.
Assuming they wanted to buy drugs, Junco went outside to meet them.
They then produced guns and ordered Junco to return inside, with
his hands in the air. Junco told his girlfriend, Amy Lindgren, not
to look at the men, and he covered her face with a pillow. Next,
the men argued with Junco about drugs and money. Eight or nine
shots were fired. Lindgren stayed on the floor until the men drove
away. She then got up, saw Junco's dead body, and called 9-1-1.
The assailants stole two rifles and a cookie tin containing money,
drugs, and sexually explicit photographs.
Based on a tip, police conducted a lineup,
where Lindgren identified one of the assailants.
Valle was arrested two months after the killing
when he went to Pasadena to bail a fellow gang member of out jail.
He was unaware that his friend had implicated him in the murder.
At Valle's trial, the prosecution presented
testimony that earlier in the day that Junco was killed, Valle met
with four other men to discuss robbing him. Valle led the meeting
and assigned roles to all of the participants. The group
understood that because Junco would see one of the men's faces,
someone would have to kill him. The testimony also indicated that
Valle was the shooter.
Valle had a previous felony conviction for
possessing a firearm. He was sentenced to 8 years in prison in
November 1993. He was released in May 1997. He also had several
juvenile and misdemeanor convictions, mostly weapons-related. At
his punishment hearing, prosecutors presented evidence that Valle,
a native of Cuba, was a member of a Hispanic gang called "La Raza
Unida", and that in August 1999, he ordered the murder of fellow
member Raymond Duenas so that he could become the leader of the
gang's operations in Houston. That same month, Valle arranged the
murder of Carlos Escamilla, and fatally shot Gregory Garcia with a
sawed-off shotgun in the parking lot of a convenience store.
A jury convicted Valle of capital murder in
April 2001 and sentenced him to death. The Texas Court of Criminal
Appeals affirmed the conviction and sentence in July 2003. All of
his subsequent appeals in state and federal court were denied.
"I did wrong...to a lot of people," Valle said
in an interview from death row a few days before his execution. "I've
been trying to work on my life since then."
Valle's execution was attended by members of
his family as well as relatives of Gregory Garcia. Jose Junco's
relatives did not attend.
"I am sorry with all my heart," Valle said in
his last statement. "That's the reality of life. I am sorry. I got
to pay for it." Valle then expressed love to his family members
who attended his execution. Concluding his statement, he told the
warden, "I am ready." The lethal injection was then started. He
was pronounced dead at 6:21 p.m.
Valle v. State, 109 S.W.3d 500 (Tex.Crim.App.
2003). (Direct Appeal)
Defendant was convicted in a jury trial in the
District Court, Harris County, George H. Godwin, J., of capital
murder and sentenced to death. Defendant appealed. The Court of
Criminal Appeals, Keller, P.J., held that: (1) lack of sufficiency
review of special issue giving rise to death sentence regarding
whether there was sufficient mitigating circumstance to warrant
sentence of life imprisonment rather than death did not violate
defendant's constitutional rights; (2) trial court's overruling
capital murder defendant's request to use peremptory challenges
following examination of entire venire did not violate defendant's
constitutional rights; (3) videotaped interview of defendant's
mother was not admissible under statement of personal or family
history hearsay exception; (4) videotaped interview of defendant's
mother was not admissible as basis for expert opinion; (5)
defendant failed to preserve for appeal complaint regarding court
reporter's failure to record bench conferences; and (6) defendant
established no good cause to unseal jury list or to hire licensed
investigator to interview all jurors. Affirmed.
KELLER, P.J., delivered the opinion of the
Court, in which MEYERS, WOMACK, KEASLER, HERVEY, and HOLCOMB, JJ.,
joined.
Appellant was convicted in April 2001 of
capital murder.FN1 Pursuant to the jury's answers to the special
issues set forth in Texas Code of Criminal Procedure art. 37.071
§§ 2(b) and 2(e), the trial judge sentenced appellant to death.FN2
Direct appeal to this Court is automatic. FN3 We shall affirm.
FN1. See TEX. PEN. CODE § 19.03(a). FN2. See
TEX. CODE CRIM. PROC., art. 37.071 § 2(g). FN3. See TEX. CODE CRIM.
PROC., art. 37.071 § 2(h).
In his first point of error, appellant claims
the Texas death penalty scheme is unconstitutional because it
allows for the application of the death penalty without providing
meaningful appellate review of any of the special issues giving
rise to the sentence of death. The first special issue asks
whether there is a probability that the defendant would commit
criminal acts of violence that would constitute a continuing
threat to society. FN4 Appellant claims that the jury's finding of
future dangerousness is not afforded meaningful appellate review
because under the JacksonFN5 standard every capital murder has
circumstances of the offense which can support a finding of future
dangerousness. We have held that the circumstances of an offense
can be sufficient to sustain an affirmative finding as to a
defendant's future dangerousness.FN6 But our holding did not imply
that the circumstances of an offense will always support a finding
of future dangerousness. Because there are situations in which the
circumstances of the offense alone would not support a finding of
future dangerousness, appellant's complaint is without merit.
Appellant's complaint regarding the second special issue is
reiterated in his seventeenth point of error, and we will address
it there.
The third special issue asks whether, taking
into consideration all of the evidence, there is a sufficient
mitigating circumstance to warrant a sentence of life imprisonment
rather than death.FN7 Appellant complains that we do not conduct a
sufficiency review of the mitigation issue. It is true that we do
not conduct such a review.FN8 We have previously held that this
does not violate appellant's constitutional rights.FN9 Appellant
gives us no reason to reconsider that holding. Point of error one
is overruled.
In point of error seventeen appellant complains of the anti-parties
special issue. The second special issue, required in cases in
which the jury was given a parties instruction at the guilt
portion of trial, asks whether the defendant actually caused the
death of the deceased or did not actually cause the death of the
deceased but intended to kill the deceased or another or
anticipated that a human life would be taken.FN10 The jury
answered the question in the affirmative. Appellant claims that
the jury's answer to the anti-parties special issue is not
amenable to meaningful appellate review because it depends upon
the threshold determination of whether the evidence is legally and
factually sufficient to support a conviction for capital murder
under the law of parties. Appellant also claims that the anti-parties
special issue is unconstitutional because it fails to provide
individualized assessment as to appellant's deathworthiness by
failing to require a finding beyond that already found at the
guilt stage. Although in some cases a jury's finding of guilt will
be the functional equivalent of an affirmative answer to the anti-parties
special issue, that is not always so. A defendant may be convicted
of capital murder under § 7.02(b) FN11 without having the intent
or actual anticipation that a human life would be taken that is
required for an affirmative answer to the anti-parties issue. FN12
The fact that the anti-parties issue is redundant in this case
does not mean it cannot be afforded meaningful appellate review,
as it is amenable to both factual and legal sufficiency review and
does provide assessment of deathworthiness. Point of error
seventeen is overruled.
FN10. See TEX. CODE CRIM. PROC., art. 37.071,
2(b)(2). FN11. TEX. PEN. CODE § 7.02(b) provides: If, in the
attempt to carry out a conspiracy to commit one felony, another
felony is committed by one of the conspirators, all conspirators
are guilty of the felony actually committed, though having no
intent to commit it, if the offense was committed in furtherance
of the unlawful purpose and was one that should have been
anticipated as a result of the carrying out of the conspiracy. (Emphasis
added). FN12. See Prystash v. State, 3 S.W.3d 522, 541 n. 4 (Tex.Crim.App.1999)(Keller,
J. concurring), cert. denied, 529 U.S. 1102, 120 S.Ct. 1840, 146
L.Ed.2d 782 (2000); Johnson v. State, 853 S.W.2d 527, 535 (Tex.Crim.App.1992).
In point of error twenty-one appellant
complains that the third special issue is unconstitutional because
it omits a burden of proof. Appellant claims the mitigation
special issue violates the Eighth Amendment by providing a conduit
for the State to introduce evidence that supports an affirmative
finding of future dangerousness without a burden of proof. We have
addressed the issue and held that the lack of a burden of proof
does not violate the Constitution.FN13 Point of error twenty-one
is overruled.
FN13. See Prystash 3 S.W.3d at 535-36.
In appellant's second, fourth, and sixth points
of error, he claims that his rights to due process, equal
protection and effective assistance of counsel were violated when
the trial court overruled his request to use peremptory challenges
following examination of the entire venire. In points of error
three, five, and seven, appellant also claims that his rights were
violated by this Court's unconstitutional interpretation of the
Code of Criminal Procedure Article 35.13. We have previously
addressed the argument that capital defendants are discriminated
against in relation to non-capital defendants and held that there
is no due process,FN14 equal protection FN15 or effective
assistance of counsel FN16 violation for refusing to permit
retrospective strikes in capital cases. Appellant argues that a
plain reading of Article 35.13 reflects that it governs the order
of acceptance or challenge of a qualified juror and not the time
for exercising challenges against qualified jurors. He contends
that this court, in Grijalva v. State, erred to read into the
statute a requirement that peremptory challenges be exercised at
the time the particular jurors are qualified.FN17 But even if he
were correct in that regard, and Grijalva was wrongly decided,
appellant would not be entitled to relief. Trial courts have broad
discretion to control the conduct of jury selection. FN18 The fact
that a court may permit the proposed voir dire procedure, does not
mean that the court must permit the procedure. Absent a
constitutional violation, appellant cannot show that the trial
court erred. Points of error two through seven are overruled.
FN14. See Janecka v. State, 739 S.W.2d 813,
833-34 (Tex.Crim.App.1987). FN15. See Id. FN16. See Dowthitt v.
State, 931 S.W.2d 244, 251 (Tex.Crim.App.1996). FN17. Grijalva v.
State, 614 S.W.2d 420, 424 (Tex.Crim.App.1980). FN18. Curry v.
State, 910 S.W.2d 490, 492 (Tex.Crim.App.1995).
In points of error fourteen through sixteen
appellant complains of the trial court's exclusion of the audio
portion of the videotaped interview of appellant's mother and the
transcript of that interview. He argues that (1) the evidence is
admissible as the basis of expert testimony, (2) the evidence is
admissible as statement of personal or family history under Texas
Rule of Evidence 804, and (3) exclusion of this evidence violates
his due process rights.
The problem posed here is that the videotaped
interview is hearsay,FN19 which is inadmissible unless there is an
exception.FN20 Appellant claims the evidence is admissible under
the “Statement of Personal or Family History” exception found in
Rule 804. As a threshold matter, all hearsay exceptions under Rule
804 require a showing that the witness is unavailable. Appellant
contends that he meets that showing because his mother is in Cuba,
and he cannot procure her presence due to travel restrictions
imposed by the United States government and the lack of subpoena
power over Cuban residents. We will assume that appellant has
satisfied the showing of unavailability under Rule 804(a)(5).FN21
FN19. See TEX. R. EVID. 801(a)-(d). FN20. See
TEX. R. EVID. 802. FN21. Rule 804(a)(5) provides: “Unavailability
as a witness” includes situations in which the declarant ... is
absent from the hearing and the proponent of the declarant's
statement has been unable to procure the declarant's attendance or
testimony by process or other reasonable means.
The “Statement of Personal or Family History”
exception, found in Rule 804(b)(3), permits the admission of: (A)
A statement concerning the declarant's own birth, adoption,
marriage, divorce, legitimacy, relationship by blood, adoption, or
marriage, ancestry, or other similar fact of personal or family
history even though declarant had no means of acquiring personal
knowledge of the matter stated; or (B) A statement concerning the
foregoing matters, and death also, of another person, if the
declarant was related to the other by blood, adoption, or marriage,
or was so intimately associated with the other's family as to be
likely to have accurate information concerning the matter declared.
Appellant's mother's testimony concerned
matters such as her own medical problems, appellant's difficulties
in the Texas Youth Commission, appellant's desire to leave Cuba,
his lack of legal difficulties in Cuba, and abuse inflicted upon
appellant by his stepfather. These matters do not fall under Rule
804(b)(3).
The next question is whether this otherwise
inadmissible evidence can be admitted as a basis for expert
opinion. Texas Rules of Evidence 705(d) sets forth a balancing
test for determining when otherwise inadmissible evidence can be
admitted when it is relied upon by an expert in forming opinions:
When underlying facts or data would be
inadmissible in evidence, the court shall exclude the underlying
facts or data if the danger that they will be used for a purpose
other than as explanation or support for the expert's opinion
outweighs their value as an explanation or support or are unfairly
prejudicial.
Judge Frank Maloney once remarked, “One of the
greatest dangers in allowing otherwise inadmissible evidence under
Rule 705 is that the jury will consider the facts and data as
substantive evidence rather than as merely constituting the
underlying basis for the expert's opinion.” FN22 We agree, and we
find that there is such a danger here. Allowing the defense to
present appellant's mother's statements to the jury would have
entailed a danger that the jury would consider those statements as
substantive evidence. Moreover, appellant's expert Dr. Cervantes
testified that he relied on the videotaped interview with
appellant's mother and stated some of the facts from the interview
that were the basis of his expert opinion. Given that testimony,
appellant did not need to present the actual videotaped statements
to show the jury that the expert was relying upon significant
information conveyed by appellant's mother. The proponent's need
for the evidence-for a legitimate purpose-is a traditional factor
in conducting a Rule 403 balancing test,FN23 and we find that
factor applicable.FN24 Under the circumstances present here, the
trial court did not abuse its discretion in declining to admit the
evidence under Rule 705.
FN22. Cole v. State, 839 S.W.2d 798, 815 (Tex.Crim.App.1990)(Maloney,
J. concurring on rehearing); see also Aguilar v. State, 887 S.W.2d
27, 30 (Tex.Crim.App.1994)(discussing Judge Maloney's concurring
opinion in Cole ). FN23. Salazar v. State, 90 S.W.3d 330, 337 (Tex.Crim.App.2002).
FN24. See Prystash, 3 S.W.3d at 529 (trial court within its
discretion in preventing expert witness from disclosing the
defendant's jail classification, even though it formed part of the
basis of the expert's opinion, where trial court allowed the
expert to state that he had reviewed the jail records).
Appellant's final claim is that exclusion of
the evidence violated his constitutional right to due process.
Appellant cites Chambers v. MississippiFN25 for the proposition
that the hearsay rule must bend when the State has no sufficient
basis for doubting the reliability of the hearsay statement and it
could have aided the jury in its determination of a material issue.
The Supreme Court has stated that Chambers does not stand for the
proposition that the defendant is denied a fair opportunity to
defend himself whenever a state or federal rule excludes favorable
evidence.FN26 In Chambers, the Court stated: FN25. Chambers v.
Mississippi, 410 U.S. 284, 93 S.Ct. 1038, 35 L.Ed.2d 297 (1973).
FN26. See United States v. Scheffer, 523 U.S.
303, 316, 118 S.Ct. 1261, 140 L.Ed.2d 413 (1998).
Although perhaps no rule of evidence has been
more respected or more frequently applied in jury trials than that
applicable to the exclusion of hearsay, exceptions tailored to
allow the introduction of evidence which in fact is likely to be
trustworthy have long existed. The testimony rejected by the trial
court here bore persuasive assurances of trustworthiness and thus
was well within the basic rationale of the exception for
declarations against interest.FN27. Chambers v. Mississippi, 410
U.S. at 302, 93 S.Ct. 1038.
In the present case, the excluded evidence does
not fall under any exception to the hearsay rule and does not bear
persuasive assurances of trustworthiness. Even if we were to
assume that the exclusion of this evidence was erroneous under
state law, we held in Potier v. State that in order for the
exclusion of defensive evidence to rise to the level of
constitutional error the evidence must form such a vital portion
of the case that exclusion effectively precludes the defendant
from presenting a defense.FN28. Potier v. State, 68 S.W.3d 657 (Tex.Crim.App.2002).
Appellant was allowed to present evidence of
his childhood in Cuba. Dr. Cervantes, appellant's expert witness,
testified that appellant: (1) was exposed to a mother who had
multiple sex partners, (2) witnessed abuse of his mother by
various men including Angel Pineda, (3) witnessed her being forced
into various sexual acts, (4) was beaten multiple times and was
forced to kneel on sharp objects, (5) suffered from severe poverty,
(6) suffered severe anxiety attacks after overhearing his mother
being sodomized by one of the men, (7) began to have behavioral
problems after his father left Cuba, (8) wet his bed until the age
of eleven or twelve, and (9) desperately wanted to be come to the
United States to be reunited with his father. In addition,
appellant was allowed to play the videotaped interview without the
audio portion and the jury was able to see the living conditions
in Cuba. Appellant's brother, Gabriel Valle, also testified to
some of the same things as Dr. Cervantes, as well as that: (1)
appellant's mother was in an accident when she was three years old
and suffered a head injury, (2) he and appellant witnessed their
mother's suicide attempts, (3) appellant's mother was paid to have
sex with Angel while he was in jail, (4) one of the men in their
mother's life would make the boys take their clothes off, kneel on
bottle caps, and extend their arms, and he would hit them with
sticks if they put their arms down, (5) they were teased by the
community for letting Angel hit their mother, (6) Angel hit their
mother with a thick board on her ribs, and (7) Angel killed
appellant's dog in front of him.
The evidence that was excluded by the trial
court contained some of the same information to which Dr.
Cervantes and Gabriel Valle testified, but it also included
statements that the mother had taken appellant to a psychologist,
he was never in any trouble while he was in Cuba, and he was
abused by his stepfather. The excluded evidence was relevant to
the mitigation special issue, but the exclusion of this evidence
does not amount to a denial of the constitutional right to due
process. The fact that appellant was not able to present his case
in the form he desired does not amount to constitutional error
when he was not prevented from presenting the substance of his
defense to the jury.FN29 Points of error fourteen through sixteen
are overruled.
FN29. See United States v. Willie, 941 F.2d
1384, 1398-99 (10th Cir.1997), cert. denied, 502 U.S. 1106, 112
S.Ct. 1200, 117 L.Ed.2d 440 (1992).
In points of error eight through thirteen
appellant claims the trial court's failure to preclude the State
from seeking the death penalty violated his constitutional rights
because of his inability to obtain and present known mitigating
evidence, caused by the travel restrictions to Cuba and the lack
of subpoena power over Cuban citizens and authorities. Appellant
claims that his mother, who lives in Cuba, could have testified
about circumstances of appellant's childhood that were relevant to
the mitigation issue. Appellant filed a Motion to Preclude the
State From Seeking the Death Penalty and a Motion to Set Aside the
Indictment in the trial court. Both motions were denied.
Appellant's contention that he suffered a
constitutional violation is dependent upon the resolution of
points of error fourteen through sixteen. Because he suffered no
constitutional violation, he is not entitled to relief.
In point of error eighteen appellant claims he
was denied meaningful appellate review of his death sentence when
the court reporter failed to record a bench conference in which
appellant had made an objection to the introduction of evidence.
During the punishment phase of the trial the following occurred:
Mr. Goodhart: Judge, at this time, the state would move to
introduce States's exhibit 36, 37, 39 through 41. (State's
Exhibit(s) No. 36, 37, 39 through 41 offered) (discussion off the
record between defense and prosecutor) Mr. Morrow: May we approach,
your Honor? The Court: You may. (At the bench, off the record) (Open
court, defendant and jury present) Mr. Morrow: Judge, subject to
the argument we made at the bench, we have no objections to 36,
40, 41, and 37. The Court: They will be admitted into evidence. (State's
Exhibit(s) No. 36, 37, 39 through 41 admitted)
Appellant argues that Texas Rules of Appellate
Procedure 13.1 makes the creation of a full record mandatory
unless affirmatively waived. Appellant also claims that under the
new rule appellant is not required to object to the court
reporter's failure to make a full record. For support, he cites to
an opinion from the Thirteenth Court of Appeals.FN30. Tanguma v.
State, 47 S.W.3d 663, 674 (Tex.App.Corpus Christi 2001, pet. ref'd).
Rule 13.1 of the Texas Rules of Appellate
Procedure states in part that the official court reporter must
“attend court sessions and make a full record of the proceedings
unless excused by agreement of the parties.” FN31 Under former
Rules 11(a)(1) and (2), a record was required only when requested
by the trial court or a party. The current rule therefore makes
automatic a procedure that used to be conditioned upon a request.
FN31. We quote from the rule's 1997 version,
applicable to appellant's case. A nonsubstantive revision of the
rule's wording occurred in 2003.
In Moore v. State-a case decided under the
former rules-the trial court granted the defendant's motion to
record bench conferences.FN32 We held that bench conferences are
different from normal “trial proceedings” and that a motion to
record bench conferences is akin to a motion in limine, in that it
tells the trial participants how to proceed upon the occurrence of
certain events.FN33 While the granting of a pretrial motion to
record bench conferences relieves a party of the burden of asking
to have each bench conference recorded as it occurs, it does not
preserve error.FN34 As a part of error preservation, a party is
required to object.FN35
FN32. Moore v. State, 999 S.W.2d 385, 397 (Tex.Crim.App.1999),
cert. denied, 530 U.S. 1216, 120 S.Ct. 2220, 147 L.Ed.2d 252
(2000). FN33. Id. at 398. FN34. Id. FN35. Id.
We need not decide whether the current rule
requires court reporters to record all bench conferences whether
or not such recording is requested. If the rule does so require,
it simply places a party in the same position he would be in if
recording of bench conferences had been requested before trial.
Under Moore, even when a defendant requested under the old rule
that bench conferences be recorded-and the court reporter was thus
required to record the proceedings-it was incumbent upon him to
object if the bench conferences were not recorded.FN36
Consequently, we disapprove of Tanguma's holding that the current
rule dispenses with the requirement of an objection to preserve
error. An objection is still required.
FN36. Id.; see also Walthall v. State, 594 S.W.2d
74, 81 (Tex.Crim.App.1981).
The record does not reflect that appellant made
an objection to the court reporter's failure to record the bench
conferences nor does appellant allege he made such an objection at
trial. Therefore, appellant has failed to preserve his complaint
for appeal. We overrule point of error eighteen.
In point of error nineteen, appellant claims he
was denied his right to effective assistance of counsel when the
trial court denied his motion to unseal the jury list and provide
$500 to hire a licensed investigator to interview all the jurors.
Appellant's motion appears to have the sole purpose of discovering
the jurors' personal information. He is not entitled to such
information unless he shows good cause.FN37 Appellant alleged at
trial that he needed the information to determine whether he
should file a motion for new trial. Such a general allegation is
not sufficient to establish good cause. Nor does appellant give
any other reason for needing an investigator. Point of error
nineteen is overruled.
FN37. See TEX. CODE CRIM. PROC., art. 35.29:
Information collected by the court or by a prosecuting attorney
during the jury selection process about a person who serves as a
juror, including the juror's home address, home telephone number,
social security number, driver's license number, and other
personal information, is confidential and may not be disclosed by
the court, the prosecuting attorney, the defense counsel, or any
court personnel except on application by a party in the trial or
on application by a bona fide member of the news media acting in
such capacity to the court in which the person is serving or did
serve as a juror. On a showing of good cause, the court shall
permit disclosure of the information sought. (Emphasis added).
In point of error twenty, appellant claims the
trial court erred by overruling his relevance objection to the
testimony of State's witness Robert Dolan. On direct examination
the following occurred: Q. Are you scared about testifying against
Cubano? A. Yes, sir. Q. Are you in fear of your life? A. Yes, sir.
Mr. Cunningham: I object to relevance, Your Honor. The Court: That
will be overruled. Q. (By Mr. Goodhart) What did you say? A. Yes,
sir. Q. Listen carefully. Sometime after August 15th of 1999, did
you approach the police? A. Yes, Sir. Q. Why did you approach the
police and with what? A. I was scared. Q. Scared of what? A. That
maybe I was going to be killed.
(Emphasis added). To preserve error in
admitting evidence, a party must make a proper objection and get a
ruling on that objection.FN38 In addition, a party must object
each time the inadmissible evidence is offered or obtain a running
objection.FN39 An error in the admission of evidence is cured
where the same evidence comes in elsewhere without objection.FN40
In the present case appellant failed to object when the witness
testified the second time that he was fearful for his life. Any
error in the admission of the objected-to testimony was therefore
cured. Point of error twenty is overruled. The judgment of the
trial court is AFFIRMED.
PRICE and JOHNSON, JJ., concurred in the result.
COCHRAN, J., concurred in point of error
eighteen and otherwise joined.
Ex parte Valle, Not Reported in S.W.3d,
2005 WL 3307058 (Tex.Crim.App. 2005) (State Habeas).
PER CURIAM.
This is a post-conviction application for writ
of habeas corpus filed pursuant to the provisions of Texas Code of
Criminal Procedure article 11.071.
On April 17, 2001, a jury convicted applicant
of the offense of capital murder. The jury answered the special
issues submitted pursuant to Texas Code of Criminal Procedure
article 37.071, and the trial court, accordingly, set punishment
at death. This Court affirmed applicant's conviction and sentence
on direct appeal. Valle v. State, 109 S.W.3d 500 (Tex.Crim.App.2003).
Applicant presents seven allegations in his
application in which he challenges the validity of his conviction
and resulting sentence. Although an evidentiary hearing was not
held, the trial judge entered findings of fact and conclusions of
law. The trial court recommended that relief be denied.
This Court has reviewed the record with respect
to the allegations made by applicant. We adopt the trial judge's
findings and conclusions. Based upon the trial court's findings
and conclusions and our own review, the relief sought is denied.
IT IS SO ORDERED THIS THE 7TH DAY OF DECEMBER,
2005.
Valle v. Quarterman, Slip Copy, 2008
WL 4656945 (5th Cir. 2008) (Habeas).
PER CURIAM:
Pursuant to 5th Cir. R. 47.5, the court has
determined that this opinion should not be published and is not
precedent except under the limited circumstances set forth in 5th
Cir. R. 47.5.4.
Yosvannis Valle was convicted of murder and
sentenced to death. The district court denied his Petition for
Writ of Habeas Corpus, denied a certificate of appealability, and
granted respondent Nathaniel Quarterman's Motion for Summary
Judgment. Valle now seeks a certificate of appealability (“COA”)
to appeal the district court's denial of habeas relief on three
claims: (1) his Sixth Amendment right to counsel was violated when
his trial counsel failed to obtain a psychological evaluation of
him by a mental health professional and present evidence of his
post-traumatic stress disorder (“PTSD”); (2) he was denied due
process by the trial court's exclusion as inadmissible hearsay of
the audio and transcript of an interview with petitioner's mother;
(3) his Eighth Amendment rights were violated by Texas's capital-sentencing
statutory scheme, because it does not assign a burden of proof to
the mitigation special issue and does not afford meaningful
appellate review to the special issues of mitigation and future
dangerousness.
I
Yosvannis Valle seeks habeas corpus relief from
his capital conviction for the murder of Jose “Yogi” Junco. The
jury found Valle guilty of capital murder for intentionally
causing Junco's death while in the course of committing or
attempting to commit robbery.
At the penalty phase of Valle's trial, the
State presented evidence of Valle's previous time in prison, as
well as evidence linking Valle to three other murders. The State
demonstrated that Valle was a sergeant in a prison gang called La
Raza Unida and that he had possession of a “shank,” or homemade
knife, during his pretrial detention.
Valle presented evidence that he had been
exposed to several family-risk factors as a child growing up in
Cuba. Dr. Richard Cervantes, a clinical psychologist, testified
that Valle had witnessed his mother forced in various sexual acts
by multiple partners, and that Valle was himself the victim of
physical abuse and severe poverty that led to his exhibiting
aggressive behavior later in life. Dr. Cervantes relied on his
interviews with Valle and tapes of interviews conducted with
Valle's mother and other relatives in Cuba by Dr. Cervantes's
research assistant Edurna Imana. Valle offered into evidence a
videotaped interview with those relatives, but the trial court
ruled that the statements contained on the tape were inadmissible
hearsay and ordered the tape played without sound. Instead, Valle
played the video portion of the tape and Imana narrated its
contents for the jury.
Valle's brother Gabriel also testified as to
the abusive circumstances of their childhood in Cuba. Gabriel
testified that their mother had attempted suicide several times
and that her boyfriends were violent towards her and her sons.
The jury unanimously answered affirmatively to
the questions of whether the State proved beyond a reasonable
doubt that: (1) Valle actually caused Junco's death, intended to
kill Junco, or anticipated that human life would be taken; and (2)
Valle would commit future criminal acts of violence constituting a
continuing threat to society. The jury also unanimously concluded
that the mitigating evidence was insufficient to justify a life
sentence. The trial court subsequently sentenced Valle to death.
The Texas Court of Criminal Appeals affirmed
the conviction and sentence and denied a writ of habeas corpus.
Valle timely filed a petition for habeas corpus in the District
Court on 14 claims. Respondent Quarterman moved for summary
judgment. The District Court granted summary judgment, denied the
writ, and denied a COA. Valle now appeals for a COA from this
court.
II
In order to appeal the district court's denial
of habeas relief, Valle must be granted a COA as a “jurisdictional
prerequisite.” Miller-El v. Cockrell, 537 U.S. 322, 336 (2003). A
COA issues only if Valle makes a “substantial showing of the
denial of a constitutional right.” 28 U.S.C. § 2253(c)(2); Tennard
v. Dretke, 542 U.S. 274, 282 (2004). The district court denied
Valle's constitutional claims on the merits. Thus, Valle must show
that “jurists of reason could disagree with the district court's
resolution of his constitutional claims or that jurists could
conclude the issues presented are adequate to deserve
encouragement to proceed further.” Miller-El, 537 U.S. at 327 (citing
Slack v. McDaniel, 529 U.S. 473, 484 (2000)). A COA determination
consists of an overview of the habeas claims and a general
assessment of their merits; we do not at this stage fully consider
the factual or legal bases that support the claims. Id. at 336.
We review the district court's resolution of
Valle's claims under the deferential standard of the Antiterrorism
and Effective Death Penalty Act (AEDPA). Tennard, 542 U.S. at 282;
Leal v. Dretke, 428 F.3d 543, 548 (5th Cir.2005). Under the AEDPA,
a petitioner is granted relief on any issue adjudicated in a state
court proceeding only if (1) the state court's decision was
“contrary to, or involved an unreasonable application of, clearly
established Federal law, as determined by the Supreme Court”; or
(2) the state court decision was “based on an unreasonable
determination of the facts in light of the evidence presented in
the State court proceeding.” 28 U.S.C. § 2254(d); see also Reed v.
Quarterman, 504 F.3d 465, 471 (2007).
Finally, “any doubt as to whether a COA should
issue in a death penalty case must be resolved in favor of the
petitioner.” Pippin v. Dretke, 434 F.3d 782, 787 (5th Cir.2005).
A
Valle first seeks a COA on the issue of whether
Valle's Sixth Amendment right to counsel was violated by his trial
counsel's failure to obtain a psychological evaluation of him by a
mental health professional and offer evidence of Valle's PTSD.
We evaluate an ineffective-assistance-of-counsel
claim under the two-pronged test set out in Strickland v.
Washington, 466 U.S. 668 (1984). First, Valle must show that his
attorney's performance was deficient. The court measures
deficiency against an objective standard of reasonableness. Id. at
2064. In assessing the performance of trial counsel under
Strickland, we accord deference to the strategic decisions made by
counsel, endeavoring to “eliminate the distorting effects of
hindsight,” Harrison v. Quarterman, 496 F.3d 419, 424 (5th
Cir.2007)(quoting Strickland, 466 U.S. at 690-91), and applying
the presumption that counsel's performance “falls within the wide
range of reasonable professional assistance.” Strickland, 466 U.S.
at 689. Second, Valle must show that the deficient performance
prejudiced his defense. Id. at 687. Prejudice is found when “there
is a reasonable probability that, but for the counsel's
unprofessional errors, the result of the proceedings would have
been different.” Smith v. Quarterman, 515 F.3d 392, 404 (5th
Cir.2008)(citing Dowthitt v. Johnson, 230 F.3d 733, 743 (5th Cir
.2000)). Where the prejudice inquiry takes place in the context of
a capital-sentencing hearing, the relevant question is whether
“there is a reasonable probability that, absent the errors, the
sentencer ... would have concluded that the balance of aggravating
and mitigating circumstances did not warrant death.” Strickland,
466 U.S. at 695.
Valle argues that his trial counsel should not
have relied solely on the evidence provided by Dr. Cervantes as to
the risk factors affecting his childhood development and should
have obtained a thorough examination of Valle by a mental health
professional. After trial, Valle was evaluated by Dr. Paula
Lundberg-Love, a psychologist who concluded that Valle suffered
from PTSD stemming from his childhood abuse. Dr. Lundberg-Love
opined that the symptoms of PTSD would cause Valle to take extreme
measures to protect himself and to lash out at perceived threats.
Valle contends that this evidence would have swayed a jury to find
that mitigation to a life sentence was justified.
Valle's trial counsel made the judgment not to
obtain a psychological evaluation before trial because of the
possibility that the state trial court would order a state-sponsored
psychological examination pursuant to Lagrone v. State, 942 S.W.2d
602 (Tex.Crim.App.1997). As the state court found, FN1 and the
district court affirmed, the trial counsel was justifiably
concerned that such an examination would reveal evidence regarding
Valle's violent behavior that would damage his mitigation case.
Valle v. Quarterman, No. H-06-cv-3867, 2008 WL 416241, *11 (S.D .Tex.2008).
Valle's attorney instead put forth the evidence of Dr. Cervantes
as to Valle's childhood, much of which was mirrored in Dr. Love's
findings. The state court concluded that Dr. Cervantes's evidence,
which included interviews with Valle's relatives conducted in Cuba
by his research assistant, was thorough enough to warrant the
decision by trial counsel not to pursue a formal psychiatric
evaluation. Valle's trial counsel's decision was reasonable, and
does not meet the standard for deficiency under the performance
prong of Strickland.
FN1. The state appeals court issued a summary
order affirming the trial judge's findings of fact and conclusions
of law as to Valle's habeas petition. These findings and
conclusions did not result from an evidentiary hearing but were
essentially adopted from the State's brief; however, the State
submitted an affidavit from Valle's trial counsel confirming that
the decision not to use psychological evidence was a strategic one
in light of Valle's erratic and violent tendencies and the State's
expressed desire to examine Valle pursuant to Lagrone. Aff. of
David Cunningham, Tr. R. 128.
The decision by trial counsel not to have Valle
examined by a mental health professional also did not prejudice
Valle's defense. Dr. Love's examination elicited information about
Valle's childhood in Cuba that for the most part had already been
addressed in Dr. Cervantes's trial testimony. The only additional
evidence that might have been derived from a pre-trial psychiatric
evaluation is the diagnosis of PTSD, which the district court
noted could just as easily have led the jury to conclude that
Valle's tendencies to lash out violently constituted an ongoing
threat to society. Valle, 2008 WL 416241, at *13. The utility of
the evidence about his mental health disorders is thus marginal
considered in light of the fact that it might have subjected Valle
to cross-examination about his ability to restrain his violent
impulses. Valle has failed to show a reasonable probability that
the inclusion of the evidence of his mental health disorders would
have led to a different outcome. The district court was correct in
affirming the state court's rejection of Valle's ineffective
assistance of counsel claim. Reasonable jurists could not disagree
with the district court's resolution of this question.
B
The trial court excluded as inadmissible
hearsay the audio portion of an interview conducted with Valle's
mother in Cuba. The court also excluded a transcript of that
interview. Valle makes two arguments with respect to the exclusion
of the audio and transcript: one, that they should have been
admitted under an exception to the hearsay rule; and two, that
Valle's constitutional interest in producing the mitigation
evidence outweighed the State's interest in enforcing its hearsay
rule.
Valle appears to argue that the interview audio
and transcript fall into two exceptions to the hearsay rule: the
“unavailability exception” and the basis-of-expert-testimony
exception. However, we are not in a position to evaluate this
claim as Valle failed to include any citation to relevant
authorities or analysis. See Pet'r's Br. 20-22. The invocation of
the expert-testimony exception appears once and is not mentioned
again in the brief. Because Valle failed to advance any arguments
in support of the issue, we consider the issue abandoned. See
Justiss Oil Co., Inc. v. Kerr-McGee Ref. Corp., 75 F.3d 1057, 1067
(5th Cir.1996); see also Fed. R.App. P. 28 (requiring the brief to
contain, inter alia, “the argument, which must contain ...
appellant's contentions and the reasons for them, with citations
to the authorities and part of the record on which the appellant
relies ...”)
Even if this issue had been properly briefed,
Valle would still not succeed on the merits. The district court
reviewed the state habeas findings as to the basis-of-expert-testimony
exception in its opinion. There, Valle argued that the interview
testimony should have been included because Dr. Cervantes relied
on it for his expert opinion as to the effects of Valle's
childhood.FN2 The state appeals court found that the trial court
had not committed an abuse of discretion in excluding the audio
and transcript, as there was a substantial risk that the jury
would treat the videotaped hearsay statements as substantive
evidence rather than information relied upon by the expert in
formulating his opinion. Valle, 2008 WL 416241, at * 8; Valle v.
State, 109 S.W.3d 500, 505-06 (Tex.Crim .App.2003). The district
court found, and we agree, that Valle has not shown that the state
appellate court's application of the Texas evidentiary rule was
incorrect.
FN2. Rule 705(d) of the Texas Rules of Evidence
provides: When the underlying facts or data would be inadmissible
in evidence, the court shall exclude the underlying facts or data
if the danger that they will be used for a purpose other than as
explanation or support for the expert's opinion outweighs their
value as explanation or support or are unfairly prejudicial.
Valle's discussion of the “unavailability
exception” to the hearsay rule omits any reference to Texas
evidence law, and ultimately does not actually appear to argue
that a hearsay exception applies. Instead, the brief states that
the audio and transcript of the interview with Valle's mother
verify other testimony about Valle's childhood and that their
exclusion “allowed the State to argue to the jury that there was
no credible mitigating evidence produced by Petitioner.” Pet'r's
Br. 21-22. Valle appears to reiterate the claim he raised before
the district court; namely, that the evidence is admissible under
the “Statement of Personal or Family History” exception found in
Texas Rule of Evidence 804, which requires a showing of
unavailability.FN3 Tex.R. Evid. 804(b)(3). Valle cannot prevail on
this claim. Both the Texas Court of Criminal Appeals and the
district court properly applied Rule 804(b)(3), which only allows
statements about the fact of “birth, adoption, marriage, divorce,
legitimacy, relationship by blood, adoption, or marriage, ancestry,”
or other similar facts. The rule does not cover the interview
testimony of Valle's mother, which dealt with, among other things,
her medical problems, Valle's childhood abuse, and his problems
with authority. Valle, 2008 WL 416241, at *7. Valle's claim that a
hearsay exception applies therefore does not merit the grant of a
COA.
FN3. Texas Rule of Evidence 804(b)(3) states
the following as exceptions to the hearsay rule where the
declarant is unavailable as a witness: (A) A statement concerning
the declarant's own birth, adoption, marriage, divorce, legitimacy,
relationship by blood, adoption, or marriage, ancestry, or other
similar fact of personal or family history even though declarant
had no means of acquiring personal knowledge of the matter stated;
or (B) A statement concerning the foregoing matters, and death
also, of another person, if the declarant was related to the other
by blood, adoption, or marriage or was so intimately associated
with the other's family as to be likely to have accurate
information concerning the matter declared.
As an alternative to his hearsay exception
claim, Valle argues that he has a due process interest in being
able to provide evidence and witnesses on his behalf, and that
this interest outweighs the state's competing interest in
enforcing the hearsay rule. Valle relies primarily upon Chambers
v. Mississippi, 410 U.S. 284 (1973), which held that the
application of the hearsay rule could not be applied
mechanistically where constitutional rights directly affecting the
determination of guilt are implicated. Id. at 302. The Court
extended this holding to the capital-sentencing context in Green
v. Georgia, 442 U.S. 95 (1979), finding that application of
Georgia's hearsay rule violated due process where the excluded
evidence was “highly relevant to a critical issue in the
punishment phase of the trial ... and substantial reasons existed
to assume its reliability.” Id. at 97.
The district court engaged in a careful
analysis that distinguished Chambers and Green from this case. In
both of those cases, there were strong indicia of reliability,
including (1) the existence of corroborating evidence; (2) the
fact that the statements at issue were made spontaneously to close
acquaintances after the murders; and (3) the fact that the
statements were “unquestionably against [the] interest” of the
declarants. See Valle, 2008 WL 416241, at * 9 (citing Green, 442
U.S. at 96-97; Chambers, 410 U.S. at 299-300). No comparable
indicia are present here.
This court has also limited Chambers and Green
to their facts and has interpreted them to mean that “certain
egregious evidentiary errors may be redressed by the due process
clause.” Edwards v. Scroggy, 849 F.2d 204, 212 (5th Cir.1988); see
also McGinnis v. Johnson, 181 F.3d 686, 693 (5th Cir.1999)
(holding that exclusion of hearsay testimony of expert
psychologist during punishment phase of trial was not
“unnecessarily limiting, nor did it operate to render [the] trial
fundamentally unfair”). As reasonable jurists would not disagree
that there is nothing “fundamentally unfair” about the exclusion
of Valle's mother's hearsay testimony, we must deny a COA on this
issue.
C
Valle also petitions for a COA to appeal the
district court's decision on the constitutionality of Texas's
death penalty scheme, arguing that the “mitigation special issue
allows the state to introduce evidence that supports an
affirmative finding of future dangerousness without a burden of
proof.” Pet'r's Br. 30. This is a misstatement, as the mitigation
special issue is distinct from the future-dangerousness special
issue. Valle appears to argue that the mitigation special issue is
unconstitutional under Apprendi v. New Jersey, 530 U.S. 466 (2000)
and Ring v. Arizona, 536 U.S. 584 (2002) because it does not
require the State to prove beyond a reasonable doubt the absence
of those mitigating factors that would warrant life imprisonment.
Under Tex.Code Crim. Proc. Ann. art. 30.071 §
2(e), the jury is asked to answer the following mitigation special
issue: Whether, taking into consideration all of the evidence,
including the circumstances of the offense, the defendant's
character and background, and the personal moral culpability of
the defendant, there is a sufficient mitigating circumstance or
circumstances to warrant that a sentence of life imprisonment
without parole rather than a death sentence be imposed. See
Tex.Code Crim. Proc. Ann. art. 37.071 § 2(e)(1) (Vernon 1999). If
the jury answers the special issue in the negative, the trial
court must sentence the defendant to death. If the jury answers in
the affirmative or is unable to answer the issue, the statute
requires the trial court to sentence the defendant to “confinement
in the institutional division of the Texas Department of Criminal
Justice for life imprisonment without parole.” See id. § 2(g) (Vernon
1999). Valle argues that this scheme means that the State can
increase the defendant's authorized punishment from life
imprisonment to death “contingent on” a negative answer to the
mitigation special issue and is thus required by Apprendi and Ring
to prove the absence of mitigating factors beyond a reasonable
doubt.
The Texas Court of Criminal Appeals denied
Valle's claim on the basis of Prystash v. State, 3 S.W.3d 522,
535-36 (Tex.Crim.App.1999), which held that the lack of burden of
proof requirement in the mitigation special issue was
constitutional, as it does not lessen the State's burden to prove
the elements of the capital offense and any aggravating
circumstances. While Valle raised a slightly different issue
before the district court-focusing on the use of victim impact
evidence to rebut mitigation evidence offered by the defendant-the
district court found the arguments foreclosed by our precedent.
In Rowell v. Dretke, 398 F.3d 370 (5th
Cir.2005), we held that “no Supreme Court or Circuit precedent
constitutionally requires that Texas's mitigation special issue be
assigned a burden of proof.” Id. at 378. “Reasonable jurists would
not debate the district court's dismissal of this claim as it has
been previously rejected in both state and federal court, and is
not supported by Supreme Court authority.” Scheanette v.
Quarterman, 482 F.3d 815, 828 (5th Cir.2007); see also Granados v.
Quarterman, 455 F.3d 529, 536-37 (5th Cir.2006), cert. denied, 127
S.Ct. 732 (2006). We therefore may not grant a COA to Valle on
this issue.
Valle also appears to claim that the mitigation
issue and future-dangerousness special issues are unconstitutional
because they are not subject to meaningful appellate review. The
district court properly rejected both arguments. Valle's claim
that the mitigation special issue is unconstitutional is
foreclosed by this court's holding in Moore v. Johnson, 225 F.3d
495 (5th Cir.2000) that Texas's special mitigation issue complies
with Supreme Court precedent stating that sentencers are to be
given “unbridled discretion” in considering mitigating factors. Id.
at 506-07 (quoting Tuilaepa v. California, 512 U.S. 967, 979-80
(1994)). The argument that the future dangerousness issue cannot
be meaningfully reviewed also holds no water. The district court
pointed to several factors that are the basis for an appellate
court to review a jury's consideration of the future-dangerousness
issue. Valle, 2008 WL 416241, at *16 (citing Keeton v. State, 724
S.W.2d 58, 61 (Tex.Crim.App.1987).
For the foregoing reasons, Valle's petition for
a Certificate of Appealability is DENIED.