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William Kenny STEPHENS

 
 
 
 
 

 

 

 

 
 
 
Classification: Murderer
Characteristics: To avoid arrest
Number of victims: 1
Date of murder: January 24, 1979
Date of arrest: Same day
Date of birth: 1948
Victim profile: Larry D. Stevens, 38 (police officer)
Method of murder: Shooting
Location: Richmond County, Georgia, USA
Status: Sentenced to death in February 1980. Resentenced to death in November 1989. Resentenced to life in prison in 2000
 
 
 
 
 
 

William Kenny Stephens, 49, was sentenced to death in Richmond County in February 1980 and again in November 1989.

The second jury heard evidence of Mr. Stephens' schizophrenia and mental retardation but found death was the appropriate punishment for the shooting death of Investigator Larry D. Stevens, 38.

The state Supreme Court sent Mr. Stephens' case back to Richmond County Superior Court for an answer to a question nearly seven years ago.

  


 

STEVENS v. THE STATE.

36943.

(247 Ga. 698)
(278 SE2d 398)
(1981)

JORDAN, Chief Justice.

Murder, etc. Richmond Superior Court. Before Judge Pickett.

The defendant was indicted on one count of murder and three counts of aggravated assault: the victim in each count being a police officer. He was found guilty on all charges and sentenced to death for the murder and to twenty years on each count of aggravated assault to be served consecutively.

The record establishes that on January 22, 1979, the police stopped the defendant for questioning regarding the burglary of a department store in which several weapons had been taken. It was discovered that he was driving under the influence and without a license, whereupon he was arrested.

After being questioned at the police station, the defendant agreed to ask around and find out who was involved in the burglary in exchange for his release upon his own recognizance. As a condition to his release, he was to report back by a certain time. When he did not contact the officer at the appointed time, nor for two days thereafter, the police began to look for him.

On January 24, investigator Larry Stevens of the Richmond County Sheriff's Department located the defendant, followed him a short way and then stopped him. When the officer stopped the defendant, he radioed this fact and his location to fellow officers.

After the investigator stopped his automobile, he opened his car door and apparently leaned back to do something with his radio. The defendant fired into the car through the windshield striking investigator Stevens in the right forearm and rendering his right arm below the elbow useless.

The police officer managed to get his gun out and fired wild shots through his automobile at the defendant. The defendant fired a second shot striking the officer in the right side. Then the defendant walked to the rear of the investigator's automobile, turned, raised the weapon up to shoulder height, and fired in a very calm, deliberate manner through the rear window. The round hit the officer in the chest and was almost immediately fatal.

The defendant then went to his car and drove off at a high rate of speed. He intended to go to his mother's house, but stopped on the way at a store to purchase more ammunition. When he approached his mother's house, authorities were waiting for him, and a high speed pursuit then occurred. This occurred approximately twenty-five minutes after the murder. Officers finally trapped the defendant in a cul-de-sac, and a gun battle with the police then ensued.

The defendant maintained that when investigator Stevens stopped him, he exited his automobile with a loaded rifle in order to show the officer that he had recovered some of the guns from the burglary and that as he approached the officer's car, the officer, for no reason, shot at him at which instance the defendant then opened fire shooting the officer in self-defense.

Enumerations of Error

1. In enumeration of error 1, the appellant contends the trial court erred in overruling his motion to sever the murder count from the aggravated assault counts for trial. The defendant relies on Dingler v. State, 233 Ga. 462 (211 SE2d 752) (1975) in support of his argument. In Dingler, supra, p. 463, the court held: "The ABA Standards on Joinder of Offenses provides: 'Two or more offenses may be joined in one charge, with each offense stated in a separate count, when the offenses . . . (b) are based on the same conduct or on a series of acts connected together or constituting parts of a single scheme or plan.'

All the present charges against the defendant arise out of a continuous course of conduct and therefore come within the above quoted standard for joinder of offenses, escape being necessarily a part of the crime. See Collier v. State, 244 Ga. 553 (261 SE2d 364) (1979). There is no merit in this enumeration of error. Jarrell v. State, 234 Ga. 410 (216 SE2d 258) (1975).

From the nature of the entire transaction, it would be almost impossible to present to a jury evidence of one of the crimes without also permitting evidence of the other crimes to be introduced, as the murder of the police officer was the probable cause for the chase and the stopping of the defendant which resulted in the shootout. Owens v. State, 233 Ga. 869 (214 SE2d 173) (1975). Cf. Padgett v. State, 239 Ga. 556 (238 SE2d 92) (1977); Hiasman v. State, 242 Ga. 896 (252 SE2d 397) (1979).

2. In enumerations of error 2 and 6, the appellant contends the trial court erred in overruling defendant's motion for sequestration of the jury panel during individual voir dire and his renewed motion for the same. The defendant argues that presence of peer pressure, when jurors are questioned in the presence of each other, could result in bias or prejudice, although he cites no incident of actual bias or prejudice.

In Whitlock v. State, 230 Ga. 700 (5) (198 SE2d 865) (1973), this court held that the right to individual examination of jurors given by Code Ann. 59-705, ". . . does not encompass isolated examination." The court affirmed its holding in Finney v. State, 242 Ga. 582 (4) (250 SE2d 388) (1978) and held: ". . . that whether or not this individual questioning of the jurors is to take place outside of the presence of the other jurors is one of those matters lying within the sound discretion of the trial court. Cf. Arnold v. State, 236 Ga. 534 (6) (224 SE2d 386) (1976)."

The defendant does not show an abuse of discretion or any prejudice resulting from the failure to allow individual examination of the jurors; there is no merit in these enumerations of error. Messer v. State, 247 Ga. 316 (276 SE2d 15) (1981); High v. State, 247 Ga. 289 (276 SE2d 5) (1981).

3. In enumeration of error 3, the defendant argues that the trial court erred in overruling his motion to quash the indictment which was premised on the indictment's listing of three other names for the defendant under "also known as." The defendant argues that this was done in a deliberate attempt to prejudice the jury into thinking that before them stood, not just a man accused of a serious crime, but a desperado, i.e. one with many aliases. All but one of the listed names were different spellings or abbreviations of the appellant's names.

A motion to quash is not a proper remedy for striking an alias from an indictment. The defendant should have filed a special plea of misnomer averring that he had never been known by any of the names set out in the indictment. Andrews v. State, 196 Ga. 84, 110 (26 SE2d 263) (1943). Where an accused is known by different names, however, it is lawful for the indictment to identify the accused by such names as aliases. Allen v. State, 231 Ga. 17 (200 SE2d 106) (1973).

In the present case, two of the former convictions introduced at the sentencing phase of the defendant's trial were in the names of two of the aliases listed in the indictment. There is no merit in this enumeration of error.

4. In enumeration of error 4, the appellant contends the trial court erred in overruling his motion for change of venue. In the present case, there were some four articles about the shooting and two editorials and four letters from the public concerning the death penalty as related to the killing of police officers. All of these appeared within a three-week span after the death of the officer, and defendant's trial was not until one year later. Additionally, there were several news reports on radio and television stations at the time of the occurrence.

Although thirty-four of the forty-six jurors stated that they had either read or heard a news broadcast of the occurrence, none of them thought it would influence their decision in the case.

In Mooney v. State, 243 Ga. 373, 385 (254 SE2d 337) (1979), in a very lengthy analysis of pre-voir dire motions for change of venue, this court reiterated the holding set out in Murphy v. Florida, 421 U. S. 794 (95 SC 2031, 44 LE2d 589) (1975) that a defendant is entitled to a panel of impartial jurors, but that this does not require that they be totally ignorant of the facts and issues involved. Review of the voir dire reveals that most of the jurors had very little recollection of any articles appearing over a year ago. Most of the prospective jurors answered that they vaguely remembered reading something about a deputy being killed. All of the jurors answered upon careful examination by the court that they were not influenced in any way by listening to recent radio broadcasts. "The test as to whether pretrial publicity has so prejudiced a case that an accused can not receive a fair trial is whether the jurors summoned to try the case have formed fixed opinions as to guilt or innocence of the accused from reading such publicity." Dampier v. State, 245 Ga. 427, 431 (265 SE2d 565) (1980). No juror was excused by the court for prejudice arising out of pre-trial publicity. See Messer v. State, supra.

The defendant has failed to show a " 'pattern of deep and bitter prejudice' [created by pre-trial publicity] present throughout the community." Irvin v. Dowd, 366 U. S. 717, 727 (81 SC 1639, 6 LE2d 751) (1961). This enumeration of error is without merit. See Coleman v. State, 237 Ga. 84 (226 SE2d 911) (1976); Collier v. State, 244 Ga. 553, supra; Green v. State, 246 Ga. 598 (272 SE2d 475) (1980); Dick v. State, 246 Ga. 697 (273 SE2d 124) (1980).

5. In Enumeration of error 5, the defendant contends the trial court erred in overruling his motion for the appointment of an expert witness to examine the State's evidence. The defendant's only argument on this issue is that the State's expert witnesses, being employees of the State Crime Laboratory are under the direction of prosecution.

The defendant has not alleged that he was harmed by the failure to appoint an expert witness nor has he shown how his defense would have been aided by such a witness. The appointment of expert witnesses lies within the sound discretion of the trial court and absent a showing of an abuse of that discretion, this court will not interfere. Patterson v. State, 239 Ga. 409 (3) (238 SE2d 2) (1977); Dampier v. State, supra. See Messer v. State, supra. There is no merit in this enumeration of error.

6. Defendant, in enumerations of error 7 and 8, contends that the trial court erred in allowing the widow of the victim, following her testimony at trial, to remain in the courtroom. Both the prosecution and the defense sequestered all witnesses.

After the widow of the victim testified, the district attorney requested that she be allowed to remain in the courtroom. Defense counsel objected; upon questioning by the court, however, defense counsel admitted that his objection was not for the purpose of eliciting future testimony from the witness, but to keep her from being seen by the jury. The trial court allowed her to remain in the courtroom but required her to sit in the area furthest from the jury and out of their direct view.

The trial court is vested with broad discretion in the enforcement of the sequestration rule. Dampier v. State, supra, and cites. The rule of sequestration does not prohibit persons from remaining in the courtroom during the proceedings, but merely gives a right to either party to have the witnesses for the other party examined out of the hearing of each other. Code Ann. 38-1703. Therefore, the trial court did not abuse its discretion in allowing the widow of the victim to remain in the courtroom as she was no longer a witness.

The victim's wife, on direct examination by the State, was asked the usual preliminary questions as to marriage, children and employment. The appellant argues that the testimony of the witness was elicited for the sole purpose of playing on the sympathy and prejudice of the jury. We do not agree. The witness identified the coat and shirt of the victim and testified that the victim was righthanded, a crucial part of the State's case. Her testimony was relevant and admissible. Solomon v. State, 247 Ga. 27 (277 SE2d 1) (1980). The identity and general background of the victim are relevant issues in a trial of one accused of his murder, and the trial court did not err in allowing the widow of the victim to testify.

7. Defendant's ninth and tenth enumerations of error contend the trial court erred in admitting two statements given by the defendant. The first statement of the defendant was made to the officer who was transporting him to the Sheriff's office. The defendant told the officer that the victim was a "no good son-of-a-bitch and should have had it happen to him a long time ago." After a hearing, the court found that the officer had not initiated any interrogation of the defendant, but that the incriminating statement was spontaneous and therefore admissible. "The prosecution may not use statements, whether exculpatory or inculpatory, stemming from custodial interrogation of the defendant unless it demonstrates the use of procedural safeguards effective to secure the privilege against self-incrimination. By custodial interrogation, we mean questioning initiated by law enforcement officers after a person has been taken into custody or otherwise deprived of his freedom of action in any significant way." Miranda v. Arizona, 384 U. S. 436, 444 (86 SC 1602, 16 LE2d 694) (1966). The trial court found the defendant's statement to be voluntary. We must accept this factual determination unless that finding is shown to be clearly erroneous. Pierce v. State, 235 Ga. 237 (219 SE2d 158) (1975). As the statement seemed to be a purely spontaneous remark, the trial court's finding cannot be said to be clearly erroneous.

The second statement was made after being given his Miranda warnings, and defendant acknowledged that he understood these rights. The defendant argues that even though this is true, the statement is inadmissible because his mother had retained an attorney; the attorney had called the jail looking for the defendant, and the jailer informed the attorney that the defendant had not been logged into the jail. There is no evidence that the jailer knew the whereabouts of the defendant who was being interrogated at the Sheriff's office. The attorney then told the jailer to inform the defendant not to make any statements until he had consulted with him. By virtue of these events, the appellant contends that the statement was inadmissible although the interrogating officers had no knowledge of these events.

The rights guaranteed under the Fifth and Sixth Amendments are personal. The defendant having chosen to waive his rights (and there being no misconduct on the part of the investigating officers), the trial court did not err in admitting these statements. Hance v. State, 245 Ga. 856 (2) (268 SE2d 339) (1980).

8. In enumeration of error 11, the defendant contends the trial court erred in failing to give his request to Charge No. 2. Defendant requested a charge that the aggravated assaults on the three police officers were justified if the officers placed him in reasonable apprehension of immediately receiving a violent injury.

The charge is to be considered as a whole, and where the charge covers the subject matter of the request, it is not error although not in the exact language of the request. Hawes v. State, 240 Ga. 327 (3, 8) (240 SE2d 833) (1977); Moses v. State, 245 Ga. 180 (2a) (263 SE2d 916) (1980). Looking at the charge as a whole, this general principle of law was covered in the charge on self-defense and need not be repeated again with specific reference to the aggravated assault charges. See Cape v. State, 246 Ga. 520 (272 SE2d 487) (1980); Strickland v. State, 247 Ga. 219 (275 SE2d 29) (1981).

This court considered this same contention in Terry v. State, 243 Ga. 11 (1) (252 SE2d 429) (1979) and concluded: "Thus we have one rule, Harrell v. State, supra, which appears to say that under the limited circumstances stated there, the defendant's explanation of the homicide must be accepted, and another rule, Jenkins v. State, [241 Ga. 212 (244 SE2d 868) (1978)], which appears to say that the defendant's explanation may be rejected. The difference between these two rules is that the former is applicable where the defendant's statement is consistent with the physical facts shown, but the latter rule may be relied upon by the State where the defendant's statement is not consistent with and does not explain the other direct and circumstantial evidence. [cits.]"

In the instant case, the defendant's incriminating statements are not consistent with the physical facts. The victim was shot three times with a high-powered rifle, and therefore, his claim of self-defense could be rejected. Jenkins v. State, supra; Smith v. State, 202 Ga. 851 (45 SE2d 267) (1947). Furthermore, a postman testified at trial that he had witnessed the defendant move to the rear of the victim's car and shoot the victim after a period of deliberation. The State's evidence, direct and circumstantial, contradicted the defendant's self-defense theory and authorized the jury to find the defendant guilty of murder. There is no merit in this enumeration of error.

10. In enumerations of error 13 and 14, the defendant contends the trial court erred in failing to give two requested charges on involuntary manslaughter. The defendant argues that he used excessive force in the act of self-defense and thus was entitled to a charge on a lawful act performed in an unlawful manner. This argument was raised and rejected in Crawford v. State, 245 Ga. 89 (3) (263 SE2d 131) (1980). There is no merit in these enumerations of error.

11. In enumeration of error 15, the defendant contends the trial court erred in failing to give his request to charge on simple assault as a lesser included offense of aggravated assault. There is no evidence in this case that would require a charge on the lesser included offense of simple assault. There is no merit in this enumeration of error.

This same argument was made in Tucker v. State, 245 Ga. 68 (5) (263 SE2d 109) (1980), and this court ruled as follows: "The inference in the present case does not 'undermine the factfinder's responsibility at trial, based on evidence adduced by the State, to find the ultimate facts beyond a reasonable doubt.' Rather it leaves the trier of fact 'free to credit or reject the inference and does not shift the burden of proof . . .' County Court of Ulster County, New York v. Allen, [442] U. S. [140] (99 SC 2213, 60 LE2d 777) (1979)." There is no merit in this enumeration of error.

13. The defendant, in his seventeenth enumeration of error, argues that the trial court erred in charging Code Ann. 26-902 (b). This Code section involves self-defense and subsection (b) contains the negative or exception to the self-defense theory.

"It is not usually cause for a new trial that an entire Code section is given. Ford v. State, 232 Ga. 511, 517 (12) (207 SE2d 494) (1944). Accord, Highland v. State, 127 Ga. App. 518 (1) (194 SE2d 332) (1972). This is so even though a part of the charge may be inapplicable under the facts in evidence. Highland, supra, at p. 519. Rowles v. State, 143 Ga. App. 553, 557 (239 SE2d 164) (1977) cert. den. Accord, Pippin v. State, 205 Ga. 316 (9), 323 (53 SE2d 482) (1949)." Keller v. State, 245 Ga. 522 (1) (265 SE2d 813) (1980).

14. In enumeration of error 19, the defendant contends the trial court erred in allowing evidence of prior non-capital convictions at the sentencing phase of his trial. The defendant argues that although this court has consistently held that prior convictions can be admitted at the sentencing phase of a murder trial, these cases should be overruled.

If the defendant had no prior criminal record, he would certainly want this fact in evidence, and the State should be allowed the same consideration in presenting its case. See, Hughes v. State, 239 Ga. 393 (4) (236 SE2d 829) (1977); Davis v. State, 241 Ga. 376 (6) (247 SE2d 45) (1978). There is no merit in this enumeration of error. Fair v. State, 245 Ga 868 (268 SE2d 316) (1980).

15. In enumerations of error 20, 21, 22 and 23, the defendant contends the trial court erred in its charges on aggravating circumstances and in recharging a portion after objection by defendant. The court charged three aggravating circumstances: that the murder was committed to prevent a lawful arrest; that the murder was committed against a police officer engaged in the performance of his duties; and, that the murder was outrageously and wantonly vile, horrible and inhuman, in that it involved torture and depravity of mind.

The defense counsel objected to the use of the word torture, and the trial court recharged omitting this word; therefore, counsel cannot now complain. Nor was the recharge an impermissible expression of the trial court's opinion as to the evidence. Finney v. State, supra. The aggravating circumstances contended by the State form the issue to be tried during the punishment phase of the trial of a capital felony. Code Ann. 27-2534.1 (b) (1-10). The court properly charged the contentions of the State, and there is no merit in these enumerations of error.

16. In enumerations of error 25 and 27, the defendant contends the trial court expressed an opinion in ruling on an objection to a question asked defendant on cross examination and in questioning witnesses. "It was not error for the trial judge to refer to the testimony in deciding the objections raised in this case and it was clear that the trial judge was not expressing an opinion but ruling on the objections made. [Cits.]" Wright v. State, 223 Ga. 849 (159 SE2d 76) (1968). See Tucker v. State, supra. Nor is it error for the trial judge to propound questions to any witness for the purpose of fully developing the truth of the case. This court has examined each instance cited by appellant where the trial court examined a witness, and we find no improper expression of opinion. Thomas v. State, 240 Ga. 393, 400 (242 SE2d 1) (1977); Cape v. State, supra. There is no merit in these enumerations of error.

17. This court and the Supreme Court of the United States have upheld the constitutionality of the Georgia death penalty statute in a number of cases, and the appellant has advanced no new reason for us to reconsider our position. Gregg v. Georgia, 428 U. S. 153 (96 SC 2909, 49 LE2d 859) (1976); Legare v. State, 243 Ga. 744 (257 SE2d 247) (1979) and cites.

18. In enumerations of error 28, 29, 30, 31, 32 and 33, the defendant contends the trial court erred in failing to charge seven requests to charge at the sentencing phase of defendant's trial. Each request to charge contained some fact or circumstance in evidence and instructed the jury that it could be considered in mitigation.

19. In enumerations of error 34, 35, 36, 37, 38 and 39, the defendant contends the trial court erred in excusing six prospective jurors for cause under Witherspoon. Each juror answered unequivocally that he or she was opposed to capital punishment and could not vote for the death penalty regardless of the evidence presented in the case. Although counsel for defendant attempted to rehabilitate these jurors by informing them that they were not required to return a verdict of death, in the final analysis, each said that he or she could not impose a sentence of death. We find no merit in these enumerations of error. See, Ruffin v. State, 243 Ga. 95 (3) (252 SE2d 472) (1979); Legare v. State, supra, and Thomas v. State, 245 Ga. 688 (2) (266 SE2d 499) (1980).

20. In enumerations of error 40, 41 and 42, defendant raises general grounds. We have reviewed the entire record in this case and find the evidence sufficient to support the finding of the jury beyond a reasonable doubt. Jackson v. Virginia, 443 U. S. 307 (99 SC 2781, 61 LE2d 560) (1979). There is no merit in these enumerations of error.

Sentence Review

As required by Georgia law (1973) p. 159 et. seq., (Code Ann. 27-2537 (c) (1-3)) we have reviewed the death sentence in this case. We have considered the aggravating circumstances found by the jury, and the evidence concerning the crime and the defendant. We conclude that the sentence of death in this case was not imposed under the influence of passion, prejudice or any arbitrary factor.

The jury found the following aggravating circumstances to exist beyond a reasonable doubt: (1) 27-2534.1 (b) (7) The offense of murder was outrageously and wantonly vile, horrible and inhuman, in that it involved depravity of mind; (2) 27-2534.1 (b) (10)-The murder was committed for the purpose of preventing the lawful arrest of the offender; (3) 27-2534.1 (b) (8)-The offense of murder was committed against a peace officer while he was engaged in the performance of his official duties.

Although, for reasons noted below, we reverse the first and second aggravating circumstances found by the jury, we find that the evidence factually supports a finding beyond a reasonable doubt that the offense of murder was committed against a peace officer while he was engaged in the performance of his official duties. Jackson v. Virginia, 443 U. S. 307, supra.

The State introduced evidence that the officer was on duty at the time of the murder, that he was investigating a burglary, and that he was stopping the defendant based upon the defendant's agreement that he would provide information as to the burglary and the arms taken therein as a condition for his release upon his own recognizance.

"Where two or more statutory aggravating circumstances are found by the jury, the failure of one circumstance, or in this case two, does not taint the proceedings so as to invalidate the other aggravating circumstance found and the sentence of death based thereon." Burger v. State, 245 Ga. 458, 462 (265 SE2d 296) (1980).

Accordingly, we affirm the imposition of the death penalty in the present case.

21. The trial court in its charge to the jury during the sentencing phase of the trial instructed the jury as to Code Ann. 27-2534.1 (b) (7) in the following manner: "The offense of murder was outrageously and wantonly vile, horrible and inhuman in that it involved depravity of mind." The jury, after a time of deliberation, requested the court to define "depravity." The trial court answered the jury's question by instructing them that the charge was complete in itself.

Appellant argues that the trial court erred in failing to define "depravity" when requested to do so by the jury, citing Godfrey v. Georgia, 446 U. S. 420 (100 SC 1759, 64 LE2d 398) (1980). Under the facts and circumstances of this case, we agree. Obviously, the jury was confused as to the definition of depravity of mind, a word of common meaning and understanding. In the cases of Hance v. State, 245 Ga. 856 (268 SE2d 339) (1980) and Strickland v. State, 247 Ga. 219 (275 SE2d 29) (1981), decided since this case was tried, we defined depravity of mind. The jury should have been instructed in response to their request and not allowed to continue deliberations with this confusion unresolved. Hance v. State, supra; Harris v. State, 237 Ga. 718 (230 SE2d 1) (1976); Lamb v. State, 241 Ga. 10 (243 SE2d 59) (1978).

22. The State did not prove a technically lawful arrest of the offender beyond a reasonable doubt.

23. The charge of court complied with standards set forth in Spivey v. State, 241 Ga. 477 (246 SE2d 288) (1978); Fleming v. State, 240 Ga. 142 (240 SE2d 37) (1978); and Hawes v. State, 240 Ga. 327 (240 SE2d 833) (1978).

24. Finally, defendant argues the trial court erred in refusing to allow Dr. Phillip Reichel to testify as an expert witness on the subject of the nondeterrent effect of capital punishment on crime. This issue has been raised before and decided adversely to defendant's position. Franklin v. State, 245 Ga. 141 (263 SE2d 666) (1980). See, Collier v. State, supra; Fair v. State, 245 Ga. 868 (268 SE2d 316) (1980).

The murder was an execution-style slaying of a police officer engaged in the performance of his official duties. The fatal shot was deliberate and inflicted only after the officer was lying helplessly in his automobile, seriously wounded. In reviewing the death penalty in this case, we have considered the cases appealed to this court since January 1, 1970, in which a death or life sentence was imposed.

We find the following similar cases listed in the appendix support the affirmance of the death penalty. Defendant's sentence to death for murder is not excessive or disproportionate to the penalty imposed in similar cases considering the crime and the defendant.

The twelve cases in which the death penalty was imposed supports the death penalty in the instant case. All of these cases except Jones (it involved the killing of a security guard) involved the deliberate killing of a police officer thus showing a jury's willingness to give the death penalty under these circumstances.

APPENDIX.

Richard E. Allen, District Attorney, Arthur K. Bolton, Attorney General, Harrison Kohler, Assistant Attorney General, for appellee.

Charles L. Wilkinson III, for appellant.

DECIDED JUNE 2, 1981 -- REHEARING DENIED JUNE 23, 1981.

 
 

STEPHENS v. THE STATE.

S98P1142.

(270 Ga. 354)
(509 SE2d 605)
(1998)

SEARS, Justice.

Murder. Richmond Superior Court. Before Judge Pickett.

Viewed in the light most favorable to the prosecution, the evidence showed that Stephens was arrested for DUI and driving without a license in January 1979. The police suspected that Stephens had been involved in the burglary of a store where several guns had been stolen, and they released Stephens when he promised to return with information about who had committed the burglary. After two days, Stephens had failed to return as promised, and the police began looking for him.

On January 24, 1979, Investigator Larry Stevens of the Richmond County Sheriff's Department, the officer who was investigating the burglary, stopped Stephens's car. While Investigator Stevens was sitting in his police car, Stephens got out of his vehicle with a high-powered rifle and fired through the windshield of the police car, shattering Investigator Stevens's right forearm.

The officer, who was right-handed, managed to retrieve his revolver and fired several wild left-handed shots through his car at Stephens. Stephens fired a second time and hit the officer in the right side, seriously wounding him. Stephens then walked around to the rear of the police car, raised his rifle to shoulder height, and fired a third shot through the rear window. The officer was hit in the chest and killed.

A postal worker saw Stephens walk to the rear of the police car and fire the last shot. Stephens then led several other officers on a high-speed chase, and was arrested after a shootout. While in custody, Stephens made several incriminating statements.

1. We find that the evidence adduced at Stephens's sentencing trial was sufficient to enable any rational trier of fact to find the existence of the statutory aggravating circumstances beyond a reasonable doubt.

2. OCGA 17-7-131 (j) prohibits the execution of a defendant who proves that he or she is mentally retarded. Mental retardation was one of Stephens's defenses at his 1989 sentencing trial. His counsel presented expert testimony that Stephens was mentally retarded, as well as evidence that Stephens's IQ ranged from 62-72 on several tests, and that he had failed three grades before leaving school in the fifth grade. A dispute arose over the proper burden of proof with regard to Stephens's mental retardation because OCGA 17-7-131 (c) (3) specifies that a defendant must prove that he or she is mentally retarded beyond a reasonable doubt in the guilt-innocence phase.

Since the Eleventh Circuit upheld Stephens's convictions, no guilt/innocence phase was to be held in 1989; Stephens faced a sentencing trial only. Furthermore, because OCGA 17-7-131 (j) was not enacted until 1988, Stephens did not have the benefit of the statutory prohibition against executing the mentally retarded available to him in 1980 at his first trial. In the 1989 sentencing trial, the trial court charged the jury that Stephens had the burden of proving his mental retardation beyond a reasonable doubt. Stephens objected, claiming that the burden of proof for his mental retardation claim should have been a preponderance of the evidence.

It is the public policy of Georgia, as evidenced by OCGA 17-7-131 (j), that it is cruel and unusual punishment to execute "those defendants who have met the burden of proving their mental retardation beyond a reasonable doubt at the guilt-innocence phase in accordance with OCGA 17-7-131 (c) (3)." A jury finding that a capital defendant is "guilty but mentally retarded" requires that the trial court sentence the defendant to life imprisonment. If a defendant fails to prove in the guilt-innocence phase that he is guilty but mentally retarded, the issue of the defendant's mental retardation is no longer conclusive to his sentence, but becomes merely one of the mitigating factors that the jury can consider in the penalty phase. The defendant who fails to prove mental retardation in the guilt-innocence phase is not entitled to a charge in the penalty phase on any burden of proof with regard to mental retardation.

In Fleming v. Zant, this Court held that the statutory prohibition against executing those defendants who can prove their mental retardation applies to capital defendants who were tried before the enactment of OCGA 17-7-131 (j). The Court established a procedure where, once a habeas Court has determined that there has been a prima facie showing of mental retardation, a jury trial is held to determine whether the petitioner is mentally retarded so as to preclude his execution. At this trial, the petitioner bears the burden of proving his mental retardation by a preponderance of the evidence. This procedure is designed to ensure that a defendant has "essentially the same opportunity to litigate the issue of his mental retardation as he would have had if the case were tried today, with the benefit of the OCGA 17-7-131 (j) death-penalty exclusion." Fleming specifies that this procedure is remedial only and does not apply to capital defendants who are tried after the effective date of OCGA 17-7-131 (j).

The question of what burden applies, beyond a reasonable doubt or preponderance of the evidence, therefore depends on when the trial was held. If Stephens was tried after the enactment of OCGA 17-7-131 (j), he would be required to prove mental retardation beyond a reasonable doubt. If Stephens was tried before the enactment of OCGA 17-7-131 (j), he would be permitted to prove mental retardation by a preponderance of the evidence. With regard to this issue, Stephens's situation is unusual: the guilt-innocence phase of his trial occurred before the enactment of OCGA 17-7-131 (j), and the sentencing phase occurred afterwards.

We conclude that the timing of the guilt-innocence phase determines which burden of proof applies. This must be so, because the statutory scheme established by our legislature to effectuate the public policy against execution of the mentally retarded requires that the defendant's claim of mental retardation be decided in the guilt-innocence phase. Like the petitioners in Fleming and Foster, Stephens was unable to avail himself of this statutory scheme. Therefore, like the petitioners in Fleming and Foster, Stephens should have only been required at his 1989 sentencing trial to prove his mental retardation by a preponderance of the evidence. Accordingly, we reverse Stephens's death sentence, and remand for a sentencing trial where Stephens bears the burden of proving his alleged mental retardation by a preponderance of the evidence.

3. The trial court was not required to vacate Stephens's convictions due to Stephens's purported mental retardation. This Court affirmed Stephens's convictions in 1981 on direct appeal, and the Eleventh Circuit Court of Appeals upheld Stephens's convictions on federal habeas corpus.

4. At the 1989 sentencing trial, Stephens presented psychiatric evidence in support of his claim of mental retardation and mental illness. In order to rebut that evidence, the State presented several doctors who had previously performed physical and psychological examinations on Stephens. Stephens objected, claiming that the use of these examinations violated his Fifth Amendment right against self-incrimination, and his Sixth Amendment right to have counsel be informed of the examinations and their possible uses against Stephens at trial.

In rebuttal of Stephens's evidence of mental retardation and illness, the State relied upon five previously conducted physical and mental examinations. Stephens's examinations in 1978 and 1979 had been ordered by trial courts, at the request of Stephens's defense counsel at the time, in order to determine competency and criminal responsibility. Stephens's examinations in 1981 and 1984 were conducted pursuant to a consent order entered in an unrelated class-action lawsuit while Stephens was imprisoned, which required the Department of Corrections to provide psychological testing and treatment to all death-row inmates. A 1988 examination of Stephens was also conducted while he was in prison, although (as explained below) the record is inconclusive as to who requested that examination.

Because Stephens presented evidence of his alleged mental retardation and mental illness through expert witnesses, there is no Fifth Amendment error caused by the State countering that evidence with psychiatric evidence of its own. When, in support of a claim of mental retardation or illness, a capital defendant

presents [expert] psychiatric evidence, then, at the very least, the prosecution may rebut this presentation with evidence from the reports of the examination that the defendant [relied upon]. The defendant [has] no Fifth Amendment privilege against the introduction of this psychiatric testimony by the prosecution . . . [for] such a limited rebuttal purpose.

The reason for this is quite simple -- in prosecutions such as this one, where the defendant does not testify and asserts a defense of mental retardation through expert testimony, the State could not respond unless it could present other, countervailing, psychiatric evidence. Accordingly, we reject Stephens's Fifth Amendment claim.

We also reject Stephens's Sixth Amendment claim of insufficient notice of the examinations and the possibility that they could be used against him at trial. The 1978 and 1979 examinations were requested by Stephens's trial counsel at the time, so notice of these examinations was obviously provided to Stephens's counsel. Stephens also claims that those two examinations were conducted solely to determine competency and criminal responsibility, and that counsel had no notice that they could be used to undermine a mitigation defense of mental retardation and mental illness. However, Stephens's counsel does not complain that the examinations exceeded the scope of the notice, and Stephens's attorneys were presumed to have understood that, if they "intended to put on a 'mental status' defense . . . [they] would have to anticipate the use of psychological evidence by the prosecution in rebuttal." With regard to the examinations conducted in 1981 and 1984, Stephens had already been convicted and sentenced, and his direct appeal had been exhausted. Therefore, his Sixth Amendment right to counsel had ended with regard to those two examinations, which were conducted in the normal course of prison administration, with no trial pending.

Finally Stephens has waived any objection to the admission of the 1988 examination. The Eleventh Circuit issued its opinion vacating Stephens's death sentence on April 22, 1988, and shortly thereafter, a physical and neurological examination of Stephens, to "rule out any significant disease," was conducted in prison by Dr. Slade. A notation on Dr. Slade's report states that the examination was "requested by AG's office." It is undisputed that none of the lawyers representing Stephens were notified about this examination. At trial, the results of Dr. Slade's examination were elicited by the State from a defense expert on cross-examination. The defense expert testified that he had reviewed Dr. Slade's report while analyzing Stephens, and the jury heard part of Dr. Slade's report read to the expert, who denied that it affected his diagnoses of mental retardation and mental illness. Stephens did not object to the State's questions of the defense witness with regard to the 1988 examination. Stephens later objected on Sixth Amendment grounds when the State called Dr. Slade to testify in rebuttal to evidence regarding the 1988 examination.

We are not persuaded by the State's argument that Stephens had no Sixth Amendment right at the 1988 examination because, even though the United States Supreme Court had not yet denied the petition for certiorari, a new sentencing trial was virtually assured in April 1988 when Stephens's death sentence was vacated by the Eleventh Circuit. Stephens was in custody and the State knew that Stephens almost certainly faced a second sentencing trial where his mental status would be an issue. Further, the State knew that Stephens was represented by counsel. However, " 'it is necessary to object to evidence at the time it is actually offered, and failure to do so amounts to a waiver of any objection which [the party] might have had. [Cits.]' "

Stephens's claim that the 1988 examination results should not have been admitted is therefore waived because the jury had already heard, without objection, the part of Dr. Slade's report that dealt with Stephens's mental state.

Stephens also complains about prosecutorial misconduct because the Attorney General's office, by allegedly ordering the 1988 examination without notice to Stephens's counsel, engaged in an ex parte communication with a party it knew to be represented by counsel.

The Attorney General requested a remand so that a hearing could be held on this issue. At the hearing, members of the Attorney General's office testified that they did not request the examination, and Dr. Slade's supervisor, who wrote "requested by AG's office" on the consultation request portion of the report, did not remember why he made that notation. The trial court examined the Attorney General's file and discovered no documents pertaining to an examination request. Therefore, while we are concerned about the unusual circumstances of the 1988 examination, we are constrained to conclude that there is insufficient evidence to find prosecutorial misconduct by the Attorney General's office associated with the examination.

5. Because we have reversed Stephens's death sentence, we need not address Stephens's remaining enumerations of error.

THOMPSON, Justice, dissenting.

Although the guilt-innocence trial was held prior to the effective date of OCGA 17-7-131, it was determined by the Eleventh Circuit Court of Appeals that Stephens was not denied effective assistance of counsel during that proceeding. That Court took into consideration the results of a 1979 court-ordered psychiatric evaluation showing "no evidence of a mental disability or disorder." Stephens v. Kemp, 846 F2d 642, 655 (11th Cir. 1988). The Court concluded that trial counsel's reliance on that evaluation "was reasonable insofar as the guilt phase of the proceeding, and [there was] no failure of counsel in that regard." Id. Thus, Stephens neither had a viable mental retardation defense at the time of his 1980 trial, nor was counsel deficient in failing to inquire into the matter further.

Almost 20 years later, the majority would reverse Stephens' second sentencing trial because the trial court failed to instruct the jury on a preponderance of the evidence standard of proof on the question of his mental retardation raised in mitigation of imposition of the death penalty. The majority premises its conclusion on the rationale of Zant v. Foster, 261 Ga. 450 (406 SE2d 74) (1991) and Fleming v. Zant, 259 Ga. 687 (386 SE2d 339) (1989). Those habeas corpus cases gave relief to capital defendants who were tried before enactment of OCGA 17-7-131 (c) (3) and (j), the statutory procedure preventing execution of mentally retarded defendants. In my opinion, Fleming, Foster, and their progeny were erroneously decided and should be overruled. The intent of those cases was to provide for those defendants

essentially the same opportunity to litigate the issue of [their] mental retardation as [they] would have had if the case[s] were tried today, with the benefit of the OCGA 17-7-131 (j) death-penalty exclusion.

Zant v. Foster, supra at 451 (4). However, the plain language of OCGA 17-7-131 (c) (3), requires that a defendant prove his mental retardation "beyond a reasonable doubt" in order to be found guilty but mentally retarded. See Burgess v. State, 264 Ga. 777 (36) (450 SE2d 680) (1994). Thus, instead of providing a capital defendant with the "same opportunity" as that defendant would have with the benefit of the statutory procedure against the execution of mentally retarded defendants, Fleming and Foster allow such defendants the lesser burden of proving their retardation by a preponderance of the evidence. Therein lies the fallacy. Because I believe the trial court applied the correct standard of proof, I would affirm Stephens' sentencing trial on this ground.

I am authorized to state that Justice Hunstein and Justice Carley join in this dissent.

Notes

1 The crimes occurred on January 24, 1979. Stephens was indicted for malice murder and three counts of aggravated assault on January 30, 1979. He was convicted of all counts by a jury on February 15, 1980. In addition to the death sentence for the murder, Stephens received three consecutive twenty-year sentences for the aggravated assaults. After Stephens's death sentence was vacated by the Eleventh Circuit, the State filed a notice of intent to seek the death penalty on October 10, 1989. Stephens's sentencing trial was held November 14-22, 1989, and the jury recommended a death sentence for the murder on November 22, 1989. Stephens filed a motion for new trial on November 29, 1989, and a supplemented motion for new trial on June 29, 1990, which was denied on November 6, 1990. Stephens filed a notice of appeal to this Court on November 26, 1990. The case was remanded back to the trial court at the State's request for a hearing to determine the Attorney General's role in ordering a state physical and neurological examination of the defendant. The hearing was held on February 10, 1998, and the case was re-docketed by this Court on April 16, 1998. The case was orally argued on July 13, 1998.

Daniel J. Craig, District Attorney, Thurbert E. Baker, Attorney General, Mary Beth Westmoreland, Deputy Attorney General, Paula K. Smith, Senior Assistant Attorney General, for appellee.

Peter D. Johnson, John R. Carroll, for appellant.

DECIDED DECEMBER 4, 1998 -- RECONSIDERATION DENIED DECEMBER 17, 1998.

 
 

Jury considers death penalty

After two appeals, death penalty will again be decided in case of 1979 killing of Richmond County investigator

May 18, 2000

By Sandy Hodson Staff Writer - The Augusta Chronicle

William Kenny Stephens is going back to prison for murder, but a jury's verdict today determines whether he returns to death row or a regular prison cell.

The fact that Mr. Stephens, now 52, murdered Richmond County sheriff's Investigator Larry D. Stevens Sr., 38, on Jan. 24, 1979, has never changed, but a third jury is faced with setting his punishment, because two previous death sentences were vacated on appeal.

"I'm going to be very blunt . . . William Kenny Stephens has only two paths to take out of this courtroom,'' defense attorney Peter Johnson told the jury, referring to death or life in prison. "The fact that Kenny Stephens was convicted of murder doesn't mean that you have to impose the death penalty.''

[an error occurred while processing this directive] After three days of testimony, the jury received its legal instructions and began deliberations late Wednesday afternoon. Within 10 to 15 minutes, the jurors sent a note to Judge Albert M. Pickett, asking whether they could go home for the evening and whether life in prison meant life without parole.

Judge Pickett sent the jury home for the night with instructions to return this morning to continue deliberations. As to the question of parole, he could tell the jury only what the law says about that particular question: The jury is to consider ``life'' to mean the remainder of a person's natural life, and parole isn't a subject for jury consideration.

If the jury chooses life, or if all 12 jurors cannot agree to impose a death sentence, Mr. Stephens will serve a sentence of life, with the possibility of parole.

"This is not an athletic competition; this is a search for the truth,'' District Attorney Danny Craig told the jury in his closing argument. ``Your verdict will speak for the residents of Richmond County . . . and no one will speak for them again.

"You will say . . . what we as a people feel about the risks a police officer takes on by serving us every day. I do ask that your verdict send a message. If they (police officers) are willing to protect us, we should be willing to protect them,'' Mr. Craig argued.

Mr. Stephens didn't just shoot Investigator Stevens once, the prosecutor argued. Mr. Stephens - whose prior criminal record includes a number of automobile thefts, burglary and aggravated assault - ambushed Investigator Stevens with a .30-caliber rifle.

The first shot rendered Investigator Stevens helpless as the high-velocity bullet tore through the right arm of the right-handed detective, Mr. Craig continued. Mr. Stephens then circled the officer's vehicle, firing twice more.

In broad daylight, on a city street, Mr. Stephens gunned down the investigator. Speak for the community, Mr. Craig said, speak for the widow and three young children of Investigator Stevens and tell them, ``Your husband and your father did not die in vain.''

No one can change what happened to Investigator Stevens or the suffering it has caused his family, the defense countered, but the jury can consider not only the crime but also who Mr. Stephens is.

"The death penalty is reserved for the worst of the worse . . . someone who is not human, has no humanity,'' Mr. Johnson argued. "This is a man who actually has compassion. He's not beyond redemption.''

Mr. Johnson and co-counsel Paul David presented Mr. Stephens' family and other witnesses, who testified about the kind of man Mr. Stephens was and continues to be behind prison walls, and a clinical psychologist who had examined Mr. Stephens.

"Please understand the situation that William Kenny Stephens was in and the limitations he had. I just want you to understand it wasn't an ambush,'' Mr. Johnson said.

For 21 years, Mr. Stephens has lived behind bars, mostly in a 6-by-9 cell for all but 32 hours a week, his attorney reminded the jury. Every day he has to remember why he is in that cell, Mr. Johnson said.

"Let Kenny Stephens continue walking down the road he started on in March 1980. Let Kenny Stephens live,'' Mr. Johnson said in closing.

Mr. Stephens was convicted in March 1980 and sentenced to death. In 1989, a federal appeals court reversed his death sentence, ruling it might have been imposed unfairly because no evidence of Mr. Stephens' mental condition had been presented by his defense attorney.

Later in 1989, a Richmond County Superior Court jury sentenced Mr. Stephens to death for a second time. Mr. Stephens' case stalled on appeal for six years as the Georgia Supreme Court waited for the local court to conduct a hearing.

In December 1998, the state's high court reversed Mr. Stephens' sentence again, ruling the jury had been given the wrong instructions by which to consider certain evidence. Back in 1989, however, there was no standardized set of legal instructions regarding mental condition and possible mental retardation.

 
 


 


William Kenny Stephens

 

 

 
 
 
 
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