Petitioner
James
Emery
Paster was
convicted of capital murder and sentenced to
death. The district court denied his
petition for writ of habeas corpus and his
motion for an evidentiary hearing in the
district court and vacated his stay of
execution. Before us are
Paster's motions for stay of
execution pending appeal and motion for
certificate of probable cause to appeal, the
latter of which may only be granted if a
petitioner makes a "substantial showing of
the denial of a federal right." Barefoot v.
Estelle, 463 U.S. 880, 103 S.Ct. 3383, 3394,
77 L.Ed.2d 1090 (1983). We affirm the
district court's judgment and deny all
relief requested by Paster.
The facts
of Paster's capital
crime come from his taped confession
introduced at his trial and the testimony of
an accomplice to the murder. In October,
1980, Paster and
two accomplices, Stephen McCoy and Gary
LeBlanc, agreed to kill Robert Edward Howard
at the suggestion of Howard's ex-wife and
her current husband.
Paster sought and was promised $1,000
for the slaying.
On October
25, Paster, McCoy
and LeBlanc were told that Howard would be
at the Legal Tender Club. They went to the
parking lot, slit Howard's truck tire and
waited for him to leave the club. When
Howard noticed the flat tire, he opened his
hood to get the jack.
Paster approached from Howard's rear
and shot him in the back of the head.
According
to evidence introduced at the punishment
phase of Paster's
trial, he suggested that the men should seek
out two other people to murder. Gary LeBlanc
testified: "[Paster]
said that we was all in it together and
somebody was going to have to do another
killing. All of us were going to have to do
another killing.... He said that was [so]
nobody can testify against somebody else."
In mid-November,
1980, the trio forced Diana Trevino Oliver
into their car, took her to a field, raped
her, and then McCoy stabbed her to death. On
December 31, 1980, the trio found Cynthia
Johnson stranded on the side of the road.
They took her to a warehouse, raped her, and
after LeBlanc unsuccessfully attempted to
strangle her, Paster
strangled her to death and drove a nail up
her nose.1
On June 1,
1983, Paster was
indicted for the capital murder of Robert
Edward Howard. Earlier, police had tape
recorded Paster's
confession at Holman State Prison in Atmore,
Alabama where Paster
was serving three life sentences for robbery-assault,
robbery in the first degree and burglary in
the first degree. Paster
filed a motion to suppress the confession at
his trial and the state trial court
conducted a Jackson v. Denno hearing.2
After a second suppression hearing, the
state trial court decided to admit the taped
conversation.
On
September 21, the jury found
Paster guilty of
capital murder. After a punishment hearing
on September 22, 1983,
Paster was sentenced to death. The
Texas Court of Criminal Appeals affirmed
Paster's conviction
and sentence on direct appeal.
Paster v. State,
701 S.W.2d 843 (Tex.Crim.App.1985) (en banc).
The Supreme Court denied certiorari on
February 24, 1986. Paster
v. Texas, 475 U.S. 1031, 106 S.Ct. 1240, 89
L.Ed.2d 348 (1987).
Paster's execution
was first scheduled for June 2, 1986. In May
1986, Paster filed
a state habeas petition through his attorney
and a pro se request for stay of execution
in federal district court. On May 27, 1986,
the state habeas court withdrew the order
scheduling Paster's
execution and set an evidentiary hearing.
The federal district court dismissed
Paster's
application for a stay of execution as moot.
On October
24, 1986, after three days of hearings, the
state habeas court entered findings of fact
and conclusions of law and recommended that
relief be denied. On March 25, 1987, the
Texas Court of Criminal Appeals denied
habeas relief without written order based on
the findings of the state habeas court.
On July 8,
1987, Paster's
second execution date was scheduled for
August 14, 1987. On July 30, 1987,
Paster filed a
petition for writ of habeas corpus in the
United States District Court of the Southern
District of Texas. Since two of his claims
had not been exhausted, the federal court
deferred action, and he filed a second state
habeas petition and motion for stay of
execution in state court.
On August
4, 1987, the state habeas court denied
relief. On August 10, 1987, the Texas Court
of Criminal Appeals denied relief. On the
state's motion, the federal district court
deferred consideration of the request for
stay pending action in the state habeas
court. On August 11, 1987, a stay of
execution was granted by the state habeas
court.
On October
5, 1988, the federal district court entered
an order adopting the federal magistrate's
memorandum which denied habeas relief on all
seventeen grounds for relief and vacated the
stay of execution. The district court also
denied a certificate of probable cause to
appeal. As of the date of this decision, the
state has not rescheduled
Paster's execution.
Paster essentially
raises three issues in this appeal relating
to seven grounds for relief in his federal
habeas petition:3
(1) whether Paster's
Booth v. Maryland4
claim is procedurally barred; (2) whether an
evidentiary hearing was required in federal
court to determine whether
Paster was harmed by the state trial
court's failure to grant a continuance at
trial to secure the testimony of prospective
witnesses; (3) whether
Paster's trial was rendered
fundamentally unfair because he was deprived
of sleep, medical care, adequate food,
clothing and grooming facilities. We resolve
each issue in turn.
At the
sentencing phase of Paster's
trial, the state introduced evidence of the
emotional impact on the families of the
victims and about the victims' physical
condition when they were found by police.
Paster challenges
the testimony of Cynthia Johnson's uncle,
the testimony of Diane Oliver's sister and a
portion of the prosecutor's closing
arguments as violative of the instruction in
Booth v. Maryland. However,
Paster never
objected to this testimony or to the
prosecutor's closing argument at trial.
In
response to Paster's
second state petition, the state habeas
court found that the claim was waived under
state law:
In Ground
of Error Number Five the applicant has, for
the first time, raised an issue concerning
the propriety of alleged emotional appeals
by the trial prosecutor for the jury to
consider the emotional impact of the crime
upon the victim's family. This contention
has not been preserved by timely objection
and the error, if any, had been waived.
Ex parte
Paster, No.
377293-B (Dist.Ct. Harris County, 228th
Judicial Dist. of Texas, Aug. 4, 1987) (Finding
of Fact and Conclusion of Law 2). The Texas
Court of Criminal Appeals affirmed the
opinion of the state habeas court,
satisfying the requirements of Harris v.
Reed, --- U.S. ----, 109 S.Ct. 1038,
1039-40, 103 L.Ed.2d 308 (1989). Ex parte
Paster, No.
15,995-02 (Tex.Crim.App. Aug. 10, 1987).
Thus,
under Wainwright v. Sykes, 433 U.S. 72,
86-87, 97 S.Ct. 2497, 2506, 53 L.Ed.2d 594
(1977), we are procedurally barred from
considering this issue on federal habeas
review unless Paster
can show "good cause" for his noncompliance
with state procedures and actual "prejudice"
resulting from the alleged constitutional
violation. See also Murray v. Carrier, 477
U.S. 478, 106 S.Ct. 2639, 2650, 91 L.Ed.2d
397 (1986); Engle v. Isaac, 456 U.S. 107,
102 S.Ct. 1558, 1572-73, 71 L.Ed.2d 783
(1982).
Without
reaching the issue of prejudice, we find
that Paster has
failed to make the required showing of "good
cause" for his noncompliance with state
procedures. In Thompson v. Lynaugh, 821 F.2d
1080, 1082 (5th Cir.), cert. denied, 483
U.S. 1035, 108 S.Ct. 5, 97 L.Ed.2d 794
(1987), we held that the Supreme Court's
decision in Booth did not create a
sufficiently novel issue to excuse
noncompliance with state procedures.5
We are thus bound by our earlier precedent
and affirm the district court's refusal to
consider the merits of the claim based on
the procedural default doctrine.
III.
MOTION FOR A CONTINUANCE TO SECURE WITNESSES
At
Paster's Jackson v.
Denno hearing on August 22, 1983, he
asserted for the first time that he was
under the influence of drugs when his
confession was taped. A week later, inmates
Roberto Lopez and James
George were subpoenaed from the Holman State
Penitentiary in Atmore, Alabama, because
Paster asserted
that they would corroborate his story. On
September 19, 1983, one of
Paster's attorneys moved for a
continuance to secure the presence of the
Alabama witnesses. On the same day,
Paster filed a
similar motion pro se.
Later that
day, after Paster
had conferred with his attorneys,
Paster withdrew his
motion for a continuance:
MR.
GUERINOT: At this time, Judge, we would
state for the record that the Defendant at a
prior date, specifically August 29, 1983,
subpoenaed Mr. Lopez and Mr. George from the
Holman Unit of the state penitentiary in
Alabama at Atmore. After having discussed
this thoroughly with Mr.
Paster, we have decided we would
waive their appearance in this trial. They
are no longer needed as witnesses in this
case.
THE COURT: Do you so
agree, Mr. Paster?
MR.
PASTER: Yes, Your Honor, I do.
The next
day, they reiterated the withdrawal of their
motion for continuance to secure the Alabama
witnesses:
MR.
HANSEN: Judge, I believe this was resolved
yesterday, but just so that the record is
perfectly clear, there was a sworn Motion
for Continuance filed by the Defendant
yesterday requesting a continuance in order
to secure his witnesses from Alabama. I know
that he waived yesterday the appearance of
those witnesses, but I would like the record
to indicate that the Defendant has withdrawn
his sworn Motion for Continuance at this
time. Would the Court rule on that?
MR. GUERINOT: We have
withdrawn it, Judge.
THE COURT: Is that true,
Mr. Paster?
MR.
PASTER: Yes, sir, it is, Your Honor.
Paster now asserts
that his rights to compulsory process and
the effective assistance of counsel were
violated when the trial court refused to
grant the continuance.
Paster also seeks an evidentiary
hearing in the federal district court to
develop the facts of these claims more fully.
A.
Trial Court's Ruling on the Motion for
Continuance.
The record
makes clear that there never was a motion
for a continuance to secure the Alabama
witnesses before the state trial court long
enough for the trial judge to grant it. It
is the defendant's responsibility, with the
aid of the court, to subpoena witnesses to
appear in his defense. There can be no error
in the trial court's allowing
Paster to withdraw
his own motion made earlier in the day. The
federal district court ruled that
Paster's claim is
frivolous. We agree. In Skillern v. Estelle,
we stated that " '[w]hen a denial of a
continuance forms a basis of a petition for
a writ of habeas corpus, not only must there
have been an abuse of discretion but it must
have been so arbitrary and fundamentally
unfair that it violates constitutional
principles of due process.' " 720 F.2d 839,
850-51 (5th Cir.1983), cert. denied, 469
U.S. 873, 105 S.Ct. 224, 83 L.Ed.2d 153
(1984), quoting Hicks v. Wainwright, 633
F.2d 1146, 1148 (5th Cir.1981). We see no
abuse of discretion in the state trial
court's actions whatsoever.
B.
Effective Assistance of Counsel.
We review
the effective assistance of counsel claim
based on the familiar two-prong test of
Strickland v. Washington, 466 U.S. 668, 687,
104 S.Ct. 2052, 2064, 80 L.Ed.2d 674 (1984):
First ...
that counsel's performance was deficient.
This requires showing that counsel made
errors so serious that counsel was not
functioning as the 'counsel' guaranteed the
defendant by the Sixth Amendment. Second,
the defendant must show that the deficient
performance prejudiced the defense. This
requires showing that counsel's errors were
so serious as to deprive the defendant of a
fair trial, a trial whose result is reliable.
Unless a defendant makes both showings, it
cannot be said that the conviction or death
sentence resulted from a breakdown in the
adversary process that renders the results
unreliable.
In our
review, we are mindful that "judicial
scrutiny of counsel's performance must be
highly deferential," id. at 689 and 104 S.Ct.
at 2065, and that we must "indulge a strong
presumption that counsel's conduct falls
within the wide range of reasonable
professional assistance," id. at 689 and 104
S.Ct. at 2066.
Both of
Paster's trial
counsel testified and submitted affidavits
for his state habeas evidentiary hearing.
Counsel had extensively discussed with
Paster the
circumstances of his confession before the
suppression hearing. However, they first
learned from Paster
on the day of the Jackson v. Denno hearing
his contention that his confession was
obtained under the influence of illegal
drugs. They discussed with him whether to
subpoena the prisoners from Alabama. They
decided that any such testimony would be
merely cumulative of
Paster's own evidence.
Later,
before trial they made a strategic decision
to forego the testimony of the Alabama
witnesses to prevent the jury from finding
out at the guilt-innocence phase of trial
that Paster was
jailed there. Paster
testified that he never wanted them to
appear at his trial but only at the then-already-concluded
Jackson v. Denno hearing. Yet
Paster's only
explanation to his attorneys as to why he
wanted to subpoena them was, "well, have you
ever been in an Alabama penitentiary."
Title 28
U.S.C. Sec. 2254(d) (1982) requires federal
courts to grant a presumption of correctness
to a state court's explicit and implicit
findings of fact if supported in the record.
See Marshall v. Lonberger, 459 U.S. 422, 103
S.Ct. 843, 74 L.Ed.2d 646 (1983). In
response to Paster's
first state petition, the state habeas court
made twenty-six findings relevant to the
continuance issue, including a finding that
Paster's attorneys
decided not to call the witnesses at trial
to prevent the jury from learning of
Paster's
incarceration in Alabama. Ex parte
Paster, No.
377293-A (Dist.Ct. Harris County, 228th
Judicial Dist. of Texas, Oct. 24, 1986) (Findings
of Fact 1-26; Finding of Fact 24).
The state
habeas court also found that the decision to
withdraw the motion for continuance was made
after consultation with
Paster and was "a matter of trial
strategy." Id. (Findings of Fact 21, 23).
Based on the "detailed written findings of
fact" of the state habeas court, the federal
district court concluded that "no
ineffective assistance of counsel has been
demonstrated under Strickland v.
Washington."
The
records of the trial and the state
evidentiary hearing support the findings of
the state habeas court.
Paster actively assisted his counsel
at trial and conducted legal research in his
own defense. He agreed with his counsel's
trial strategy at the time he withdrew his
motion for a continuance to secure the
Alabama witnesses.
Only now
does he suggest that his attorneys should
have interrupted the trial and interviewed
the Alabama witnesses or requested an
additional Jackson v. Denno hearing before
they withdrew the motion for a continuance.
This is precisely the type of second-guessing
we cautioned against in King v. Lynaugh, 868
F.2d 1400, 1405 (5th Cir.1989). We again
quote the Supreme Court's instruction in
Strickland, 466 U.S. at 691, 104 S.Ct. at
2066, that:
The
reasonableness of counsel's actions may be
determined or substantially influenced by
the defendant's own statements or actions.
Counsel's actions are usually based, quite
properly, on informed strategic choices made
by the defendant and on information supplied
by the defendant. In particular, what
investigation decisions are reasonable
depends critically on such information.
This is
not a case in which counsel failed to pursue
leads that might have opened up new
territory for the defense.
Paster apparently discussed the
potential testimony of the Alabama inmates
fully with counsel, and that testimony was
adjudged cumulative of
Paster's statements that he used
drugs before confessing to the Houston
investigators. This was the essence of
strategic decisionmaking. We conclude that
at the very least, counsel for
Paster conducted
their defense "within the wide range of
reasonable professional assistance."
Strickland, 486 U.S. at 689, 104 S.Ct. at
2066.
C.
Motion to Remand for Federal Evidentiary
Hearing.
Paster bears the
burden of establishing the need for a
federal evidentiary hearing, but such a
hearing is only necessary if the material
facts are in dispute and if the state record
is inadequate to resolve them. Byrne v.
Butler, 845 F.2d 501, 512 (5th Cir.), cert.
denied, --- U.S. ----, 108 S.Ct. 2918, 101
L.Ed.2d 949 (1988).
Paster contends
that the district court should have heard
testimony from Lopez and George. Their
affidavits were in evidence before the state
habeas court, however.6
Paster has not
explained why their bodily absence at that
hearing would call into question the
reliability of the state habeas court's
lengthy factual findings relating to his
compulsory process and effective assistance
of counsel claims. See Streetman v. Lynaugh
(5th Cir.1987) 812 F.2d 950, 958.
Moreover,
at oral argument in our Court,
Paster's counsel
stated that the only state habeas court
finding with which he disagreed was that the
Alabama prisoners' testimony would have been
"merely cumulative." Under the circumstances,
that is too thin a reed on which to base the
unreliability of the state habeas hearings.
The issue of counsel's effectiveness at
trial was thus fully aired in the state
evidentiary hearing and should not, as a
matter of comity, be subjected to Monday-morning
quarterbacking by the federal courts. The
district court properly denied
Paster's motion for
a federal evidentiary hearing. The record is
complete and the evidence in the record is
sufficient to provide full review of
Paster's
constitutional claims. See Baldwin v. Maggio,
704 F.2d 1325, 1328-29 (5th Cir.1983), cert.
denied, 467 U.S. 1220, 104 S.Ct. 2669, 81
L.Ed.2d 374 (1984).
IV.
PHYSICAL APPEARANCE AT TRIAL, ACCESS TO
LEGAL MATERIALS, AND MEDICAL CARE
Paster argues that
the federal district court failed to accord
the proper weight to the state court
findings concerning alleged violations of
due process and effective assistance of
counsel. There is no contention that the
federal district court failed to consider a
certain state court finding or that the
district court erroneously refused to grant
it a presumption of correctness. Instead,
Paster points to a
few preliminary findings, ignoring all of
the other findings of the state trial and
habeas courts, and argues that these few
findings compel the relief requested. As
will be shown, Paster's
argument is ill-founded.
A.
Physical Appearance at Trial and Deprivation
of Sleep.
The state
habeas court made eighteen findings relevant
to Paster's
physical appearance at trial and his
complaint that jail personnel deprived him
of sleep. Ex parte Paster,
No. 377293-A (Findings of Fact 27-32,
44-53). Paster
notes that the state habeas court found that
he "disliked the bologna and pimento
sandwiches he was served while incarcerated"
during trial. Id. (Finding of Fact 50).
Paster fails to
acknowledge the following additional
findings of the state habeas court:
(1) "He
was not served hot meals due to the
logistical problem of always being in court
during the time the meals were served." (Finding
of Fact 51);
(2) "A
motion for hot meals was filed by defense
counsel, and was eventually complied with."
(Finding of Fact 52); and
(3) "The
State did not deprive the Applicant of
proper nutrition during the trial." (Finding
of Fact 53).
Paster also
contends that his constitutional right to a
presumption of innocence was compromised by
the denial of an opportunity to present an
acceptable physical appearance.
Paster points out
that the trial court ordered that he be
given a change of clothes and an opportunity
to bathe and shave and that the state habeas
court found that he "appeared one day before
the jury looking unkempt." Id. (Finding of
Fact 46). Yet, there were never any findings
that the trial court's order was not
complied with. On the contrary, the state
habeas court found that:
(1) "The
Applicant was not tried in jail clothes or
in shackles. He wore street clothes during
the trial." (Finding of Fact 44);
(2) "The
Applicant was given the opportunity to bathe
and shave ..." (Finding of Fact 45);
(3) "The
record reflects that the Applicant himself
expressed satisfaction to the court with the
new set of clothes he was given to wear." (Finding
of Fact 47); and
(4) "The
state did not deprive the Applicant of an
acceptable physical appearance." (Finding of
Fact 48).
Finally,
Paster points out
that the state habeas court found that he
was initially housed in a jail "quite a
distance" from the courthouse, and that as a
result he had to be "awakened early in the
morning." Paster
notes that the state habeas court found that
during voir dire he once fell asleep. Id. (Findings
of Fact 27-30). Paster
fails to mention that upon request of
defense counsel, he was moved to a downtown
jail. Id. (Finding of Fact 31). In addition,
the state habeas court found that:
(1) "After
[he was moved] Applicant had no further
problem in staying awake during the trial."
(Finding of Fact 32);
(2) "The
court, after hearing the Applicant testify
at the evidentiary hearing and observing his
demeanor, finds that his statement that he
slept all the time before the jury during
the trial is neither credible nor supported
by the record." (Finding of Fact 33); and
(3) "The
State did not deprive the Applicant of sleep
during the trial." (Finding of Fact 34).
The
federal district court concluded that the
state habeas court's findings concerning
these claims were supported in the record "and
are dispositive of Petitioner's claims." We
agree and deny the relief requested.
B.
Access to Legal Materials.
Paster claims that
he was denied effective assistance of
counsel because he was denied access to
legal material necessary to aid in his
defense. Paster
does not mention that as soon as he filed a
motion for access to legal material it was
granted by the trial court. Id. (Findings of
Fact 54-55). He was granted access to a law
library and his counsel were allowed to
deliver additional legal material. Id. (Findings
of Fact 58-66) (noting when
Paster actually
visited the law library). Finally, the state
habeas court found that: "The State did not
intentionally deprive the Applicant of
access to legal materials during his trial."
Id. (Findings of Fact 67). We conclude, as
the district court did, that these findings
dispose of Paster's
constitutional claim.
C.
Denial of Medical Care.
Paster also
contends that he was denied the effective
assistance of counsel because he was
deprived of medical attention and suffered
pain that prevented him from consulting with
his attorneys. The record reflects that
Paster complained
of pain in his shoulder, but was not
immediately taken to a doctor "because he
was in court all day long." Id. (Findings of
Fact 35-36). After he requested medical
attention for his injury, however, "[t]he
trial court ordered that the Applicant
receive medical treatment." Id. (Findings of
Fact 37-38). The state habeas court found
further that:
(1)
Paster "was taken
to Ben Taub Hospital, examined by a doctor
and advised there was nothing wrong with his
shoulder." (Finding of Fact 40);
(2)
Paster "was never
in such pain that he could not either
proceed with the trial or confer with his
attorneys." (Finding of Fact 41); and
(3) "By [Paster's]
own admission, his injury was not severe
enough to affect his ability to assist his
attorneys." (Finding of Fact 42).
The trial
record reflects that the judge called the
doctor and in open court confirmed the
doctor's opinion that
Paster's injury would not prevent "an
intelligent conversation with his counsel in
preparing the defense to his case ..."
Paster v. Lynaugh,
mem. op. at 12 (quoting a passage from the
trial transcript). Thus, we are bound by the
findings of the state habeas court and
accordingly deny the relief that is
requested.
CONCLUSION
We may
grant a certificate of probable cause under
Fed.R.App.Proc. 22(b) only by finding that
there has been a substantial showing of the
denial of a federal right. Barefoot v.
Estelle, 463 U.S. 880, 103 S.Ct. 3383, 77
L.Ed.2d 1090 (1983). Similarly, a stay of
execution may only be granted if a movant
has made a showing (1) of a likelihood of
success on the merits, (2) of irreparable
injury in the absence of a stay, (3) that
the granting of the stay would not
substantially harm other parties, and (4)
that granting the stay would serve the
public interest. Selvage v. Lynaugh, 842
F.2d 89, 91 (5th Cir.1988). The foregoing
discussion demonstrates that
Paster is not
entitled to relief on the merits of his
claims. We can find no basis for granting a
certificate of probable cause nor for
issuing a stay of his execution.
Motion for
certificate of probable cause DENIED; stay
of execution DENIED.
*****
1
McCoy has been executed
for his participation in the murder of
Cynthia Johnson
2
Jackson v. Denno, 378
U.S. 368, 380, 84 S.Ct. 1774, 1783, 12 L.Ed.2d
908 (1964) (requiring "a fair hearing in
which both the underlying factual issues and
the voluntariness of [a] confession are
actually and reliably determined"). The
state trial court dictated oral findings on
the date of the hearing, August 22, 1983,
and filed detailed factual findings on
January 15, 1985 upon the order of the Texas
Court of Criminal Appeals
3
Although
Paster raises four
points of error we combine two in our
discussion because they both relate to the
weight the district court gave to the
findings of the state trial and habeas
courts on a particular group of facts
4
Booth v. Maryland, 482
U.S. 496, 107 S.Ct. 2529, 96 L.Ed.2d 440
(1987)
5
Texas law has recognized
a prohibition against the use of victim
impact evidence at a capital murder trial
from as early as 1901. Vela v. State, 516
S.W.2d 176, 179 (Tex.Crim.App. 1975) (citing
a line of cases from 1901-1971 holding that
such evidence was inadmissible)
6
Inmate George maintained
that Paster "was
always under the influence of some kind of
drug," the most common being those
prescribed to him. Inmate Lopez maintained
that Paster "was so
doped up on pills he couldn't even talk" the
day of his confession. The only drugs Lopez
identified are "the type of medication he
was on." Neither inmate testified that
Paster took an
illegal drug the day of his confession and
Lopez' claim that Paster
"couldn't even talk" that day is inherently
incredible