Murderpedia has thousands of hours of work behind it. To keep creating
new content, we kindly appreciate any donation you can give to help
the Murderpedia project stay alive. We have many
plans and enthusiasm
to keep expanding and making Murderpedia a better site, but we really
need your help for this. Thank you very much in advance.
Miguel Angel
PAREDES
A.K.A.: "Fatboy"
Classification: Murderer
Characteristics: Member of the
Hermanos Pistoleros Latinos prison gang
- Drugs
Number of victims: 3
Date of murders:
September 17,
2000
Date of birth:
August 8,
1982
Victims profile: Adrian
Torres, 27; Nelly Bravo, 23; and Shawn Michael Cain, 23
Method of murder:
Shooting
Location: Bexar County, Texas, USA
Status: Sentenced to death on November 9, 2001. Executed by
lethal injection in Texas on October 28, 2014
John Anthony Saenz ("Anthony") and his brother,
Eric, were members of a Texas prison gang called the Hermanos
Pistoleros Latinos (Brotherhood of Latino Gunmen), or HPL. Adrian
Torres was a member of a rival gang, the Mexican Mafia, or "Eme."
Torres and Anthony's wife, Priscilla, were childhood friends.
Saenz expected trouble with Torrez over a drug
debt and called two other gang members, Miguel "Fatboy" Paredes,
then 18, and Greg "Mac 11" Alvarado, 21. Paredes and Alvarado
arrived with two shotguns and a handgun. Paredes waited in the
garage for Torres to arrive, while Alvarado waited in the master
bedroom. Torres arrived at Anthony's house at about 1:00 p.m. His
friend, Shawn Cain, 32, was driving the car. His girlfriend, Nelly
Bravo, 23, was in the back seat.
On the pretext of getting a syringe for Torres,
Anthony quickly excused himself to go to the garage, where Paredes
was hiding. He grabbed a shotgun, came back to the kitchen, where
Torres was sitting at the kitchen table, and shot him in the neck.
Paredes and Alvarado then emerged from their positions and killed
Bravo and Cain.
According to the tetsimony of Ayala, an
acquaintance, after thoroughly cleaning the house and installing
new paint, carpet, and tile, the group left to dispose of the
bodies. About two hours from town they stopped on a dirt road.
Ayala said he never got out of his van, but he saw the bodies
being removed from the pickup, then flames.
They then returned to San Antonio and washed
out the vehicles. Ayala testified that along the way, Anthony
described the murders to him. He said that he shot a man in the
neck, that Parades shot the woman and a second man, and that
Alvarado shot and stabbed the second man.
In a separate trial, accomplice John Anthony Saenz claimed
self-defense and avoided the death penalty when jurors sentenced
him to life. Another accomplice, Greg Alvarado, pleaded guilty and
was also sentenced to life in prison.
Texas no longer offers a special "last meal" to
condemned inmates. Instead, the inmate is offered the same meal
served to the rest of the unit: Chicken & rice, corn, sweet peas,
pinto beans, cornbread, and coffee cake, with a choice of water,
tea, or punch.
Final/Last Words:
“To the victim’s family, I want you to know
that I hope you let go of all of the hate because of all my
actions. I came in as a lion and I come as peaceful as a lamb. I’m
at peace. I hope society sees who else they are hurting with this.
To my loved ones, I hope both victims find in their hearts to
forgive me, and I have forgave everyone and I love everyone, pray
for my soul and I forgive myself. I love y’all and I’ll be waiting
for y’all, my brother take care of my family. Take care of my
girl, my mom, my sons and all of my loved ones. Brother Wayne and
Brother Joe, thank y’all. Jorge don’t give up on Luis, I’ll be
listening. Thank you for everything. Father I commend my soul,
please take care and watch everybody I leave behind. I am ready
Warden. Father please accept my soul. I am sorry, I love y’all, I
am always going to be with you. I love y’all, I love y’all. I love
you Father, I love you Father, I love you Savior.”
ClarkProsecutor.org
Texas Department of Criminal Justice
Miguel Angel Paredes
TDCJ: Number 999400
Date of Birth: 08/08/1982
Date Received: 11/09/2001
Age (when Received): 19
Education Level (Highest Grade Completed): 8
Date of Offense: 09/17/2000
Age (at the time of Offense): 18
County of Offense: Bexar
Race: Hispanic
Gender: Male
Hair Color: Black
Height: 5' 6"
Weight: 254 lb
Eye Color: Brown
Native County: Cook County, Illinois
Prior Occupation: Laborer
Prior Prison Record: None.
Summary of Incident: On 09/17/2000 in
San Antonio, Paredes and two co-defendants shot and killed three
victims with a handgun and a shotgun. The victims were an adult
Hispanic male, an adult Hispanic female, and an adult white male.
Paredes and the co-defendants took the bodies of the victims to
Frio County, where they dumped the bodies and set them on fire.
Co-Defendants: John Anthony Saenz and Greg
Alvarado.
Race and Gender of Victim: Hispanic male,
Hispanic female, and white male.
Texas Attorney General
Wednesday, October 22, 2014
Media Advisory: Miguel Angel Paredes scheduled
for execution
AUSTIN – Pursuant to a court order by the 399th
District Court of Bexar County, Miguel Angel Paredes is scheduled
for execution after 6 p.m. on October 28, 2014. In 2001, a Bexar
County jury found Paredes guilty of murdering Adrian Torres, Nelly
Bravo, and Shawn Cain in the same criminal transaction.
FACTS OF THE CRIME
The U.S. Court of Appeals for the Fifth Circuit
described the facts surrounding Paredes’s murder of Adrian Torres,
Nelly Bravo, and Shawn Cain as follows: In 2000, Paredes, John
Saenz, and Greg Alvarado – all members of the […] gang – fatally
shot rival gang members Adrian Torres, Nelly Bravo, and Shawn Cain
inside Saenz’s house. Paredes and several [gang] members then
disposed of the bodies and removed other physical evidence.
Paredes was indicted on three counts of capital murder.
Several witnesses testified for the
prosecution. John Saenz’s brother, Eric Saenz, provided testimony
concerning phone calls with John and a face-to-face conversation
with John in Paredes’s presence, both of which incriminated
Paredes. First, Eric testified that on the morning of the
killings, John Saenz telephoned and asked him to come over with a
gun, because John was expecting trouble from Torres. John also
indicated he would seek help from Paredes. Eric said he would try
to come over but never appeared. Later in the day, John called
again, saying Paredes and Alvarado had arrived with weapons.
John called a third time that day, saying they
had “taken care of the problem” with Torres; communicated that
John, Paredes, and Alvarado were at the house; and asked Eric to
recruit [gang] members to remove the bodies. Given the context and
the request to remove bodies, Eric understood John’s statement
that they had “taken care of the problem” to mean that they had
killed Torres, Bravo, and Cain. Eric also testified regarding a
face-to-face conversation with his brother later that night.
Around midnight, Paredes, John, and John’s acquaintance, Tomas
Ayala, drove to Eric’s house. In Paredes’s presence, John gave
Eric a detailed account of the day’s events, including that
Paredes, John, and Alvarado had taken part in the killings and
that Paredes had shot Bravo and Cain. Paredes did not dispute
John’s details of the murders and cleanup and said that Eric
“should have been there” and that he “would have had some
fun.”Ayala testified for the prosecution, mirroring Eric
Saenz’s description of the conversation that
took place at Eric’s house. Ayala testified that John related the
details of the murders to Eric – including that Paredes had shot
Cain and Bravo. According to Ayala, Paredes never interrupted to
dispute the story. The prosecution also offered testimony from
Paul Alden, a neighbor of John Saenz’s, who testified that he saw
the victims arrive at the Saenz house and heard a barrage of
gunshots a few minutes after the victims entered. Shortly
thereafter, John Saenz exited the house without a shirt. He looked
nervous, took note of several neighbors nearby, went back inside,
then came outside and briefly conversed with a neighbor. Alden did
not see any of the victims exit the house but did see several
vehicles arrive at the house, one vehicle back into the garage,
and a three-vehicle caravan leave the premises. In the days after
the gunfire, he saw people cleaning the house, hosing down the bed
of a pickup truck, and laying new tile. The jury also learned
during the guilt-innocence phase of trial that Paredes and others
attempted to dispose of the victims’ bodies by setting the bodies
on fire in a remote area.
PRIOR CRIMINAL HISTORY
Under Texas law, the rules of evidence prevent
certain prior criminal acts from being presented to a jury during
the guilt-innocence phase of the trial. However, once a defendant
is found guilty, jurors are presented information about the
defendant’s prior criminal conduct during the second phase of the
trial – which is when they determine the defendant’s punishment.
During the penalty phase of Paredes’s trial,
jurors learned that Paredes committed a previous murder and was a
participant in another murder; was previously involved in a
drive-by shooting and another shooting in which two victims were
shot with an assault rifle; had been arrested for driving while
intoxicated and aggravated kidnapping; and had been convicted of
criminal trespass and unlawfully carrying a firearm. The jury also
learned that Paredes had previously attempted to dispose of the
body of a drug overdose victim by burning the victim’s body.
PROCEDURAL HISTORY
On Dec. 13, 2000, a Bexar County grand jury
indicted Paredes for murdering Adrian Torres, Nelly Bravo, and
Shawn Cain in the same criminal transaction.
On Oct. 19, 2001, a Bexar County jury convicted
Paredes of capital murder. On Oct. 25, 2001, after a separate
punishment proceeding, the same jury sentenced Paredes to death.
On Jan. 14, 2004, Paredes’s conviction and
sentence were affirmed by the Texas Court of Criminal Appeals on
direct appeal. Paredes did not appeal the state court’s decision
to the U.S. Supreme Court.
Paredes filed an application for habeas corpus
relief, which was denied by the Court of Criminal Appeals on Aug.
31, 2005.
On July 10, 2006, Paredes filed a petition for
a writ of habeas corpus in a San Antonio U.S. district court. The
federal court denied Paredes’s petition on March 8, 2007.
On Aug. 24, 2010, the United States Court of
Appeals for the Fifth Circuit rejected Paredes’s appeal and
affirmed the district court’s denial of habeas corpus relief.
On Nov. 19, 2010, Paredes filed a petition for
a writ of certiorari in the U.S. Supreme Court. On Jan. 24, 2011,
the high court denied certiorari review.
On May 12, 2014, the 399th state district court
issued an order setting Paredes’s execution date for Oct. 28,
2014.
Ex-gang member executed for fatal shootings
By Cody Stark - ItemOnline.com
Wednesday, October 29, 2014
A condemned inmate was put to death Tuesday evening for the
gang-related slayings of three people in Bexar County 14 years
ago. Miguel Paredes, 32, was sentenced to death for the fatal
shootings of Nelly Bravo, 23, Adrian Torres, 27, and Shawn Michael
Cain, 23, in September 2000. The victims reportedly had ties to
the Mexican Mafia.
Before his execution, which had a short delay as the lethal
injection team made sure both IVs were functioning properly,
Paredes said that he “came in as a lion,” but now he was “at
peace.” “To the victim’s family, I want you to know that I hope
you let go of all the hate because of all my actions,” the former
gang member said. Paredes also told his family goodbye and said
that he was “sorry” and was “always going to be with” them.
He was pronounced dead at 6:54 p.m., 22 minutes after the
lethal dose began. Paredes’ execution was the 10th in Texas this
year and it was carried out after the U.S. Supreme Court denied
his final appeal Tuesday afternoon. Paredes and two other men were
convicted for the murders of Cain, Bravo and Torres which took
place in San Antonio. The victims’ bodies were dumped 50 miles
away in Frio County and set on fire.
Prosecutors said Paredes, who turned 18 six weeks before the
slayings, was the most aggressive shooter when the three victims
showed up to collect drug money at the home of John Anthony Saenz,
a leader in Paredes’ gang. They told jurors at his capital murder
trial in 2001 that Paredes was suspected in several other crimes,
including other killings and drive-by shootings. Defense attorneys
argued that he grew up in a gang-infested neighborhood, and the
only way to survive was to join a gang.
Cain’s family released a statement Tuesday that said he was “an
amazing person” and that his death was a result of “being in the
wrong place at the wrong time.” “Our family has waited 14 years
for justice to finally be served,” the statement read. “The
carrying out of this punishment is the final step for closure in
his senseless murder.” Police got a break in the case when
paperwork carrying Saenz’s name was found in the debris with the
three burning bodies.
Saenz, 32, claimed self-defense at his trial and avoided the
death penalty when jurors sentenced him to life. The third
suspect, Greg Alvarado, 35, pleaded guilty and also is serving
life in prison.
Texas executes ex-gang member for deaths of
3
By Michael Graczyk - Associated Press
October 28, 2014
HUNTSVILLE, Texas (AP) — A former gang member
was put to death Tuesday evening for the fatal shootings of three
rivals 14 years ago in San Antonio. Miguel Paredes, 32, was
convicted along with two other men in the September 2000 slayings
of three people with ties to the Mexican Mafia. The victims'
bodies were rolled up in a carpet, driven about 50 miles
southwest, dumped and set on fire. A farmer investigating a grass
fire found the remains.
Paredes was pronounced dead at 6:54 p.m. CDT,
22 minutes after being injected with a lethal dose of the sedative
pentobarbital. The execution was delayed slightly to ensure the IV
lines were functioning properly, said Department of Criminal
Justice spokesman Jason Clark. The procedure calls for two working
lines. Normally needles are placed in the crease of an inmate's
arms near the elbows, but in Paredes' case, prison officials
inserted IV lines into his hands.
As witnesses entered the death chamber in
Huntsville, Paredes smiled and mouthed several kisses to four
friends watching through a window and repeatedly told them he
loved them. He told everyone gathered that he hoped his victims'
family members would "let go of all of the hate because of all my
actions." "I came in as a lion and I come as peaceful as a lamb,"
Paredes said. "I'm at peace. I hope society sees who else they are
hurting with this." As the drugs began taking effect, he took
several deep breaths while praying. He started to snore and
eventually stopped.
The execution was carried out after the U.S.
Supreme Court turned down a last-day appeal from attorneys who
contended Paredes was mentally impaired and his previous lawyers
were deficient for not investigating his mental history. His was
the 10th lethal injection this year in Texas, the nation's most
active death-penalty state. One other Texas inmate is set to die
in December and at least nine are scheduled for execution in early
2015, including four in January.
Prosecutors said Paredes was the most
aggressive shooter when Nelly Bravo and Shawn Michael Cain, both
23, and Adrian Torres, 27, showed up to collect drug money at the
home of John Anthony Saenz, a leader in Paredes' gang. Defense
attorneys argued that Paredes, who turned 18 six weeks before the
slayings, grew up in a neighborhood where the only way to survive
was to join a gang.
No friends or relatives of the victims attended
Paredes' execution. Cain's family said in a statement afterward
that Cain was "no longer with us for no other reason than being in
the wrong place at the wrong time." "Our family has waited 14
years for justice to finally be served," the statement said.
Paperwork carrying Saenz's name was found in the debris with the
victims' bodies and helped police solve the case. Saenz, 32,
claimed self-defense and avoided the death penalty when jurors
sentenced him to life. The third man convicted in the killings,
Greg Alvarado, 35, pleaded guilty and also is serving life in
prison.
Death row inmate from San Antonio ready to die for triple
slaying
By Michelle Casady - ExpressNews.com
October 25, 2014
LIVINGSTON — To escape the gang violence that was gripping
Chicago in the late 1980s, Miguel Angel Paredes' family decided to
move to Mexico, and soon thereafter to San Antonio, chasing better
opportunities. But about a decade later, Paredes — the youngest of
20 siblings all born to the same parents — had been jailed as a
juvenile, joined the ranks of the Texas prison gang Hermanos de
Pistoleros Latinos (Brotherhood of Latin Gunmen) and began doing
their bidding. He had already executed a fellow gang member,
ordered the killing of another man, committed an aggravated
robbery of a good Samaritan and wounded four people in two
separate drive-bys.
And on Tuesday he's set to be executed by lethal injection for
another crime — the murders in 2000 of three people in Bexar
County. Their burning bodies, found rolled up in carpet, had been
tossed in a rural Frio County field near a peanut farm. “For me,
it's like I try to tell people, I'm not the important one here
because I did commit the crimes. I've accepted the death penalty,”
he said Wednesday from behind soundproof glass in a caged booth at
Texas' death row. “People can say whatever they want to say —
paint me bad or paint me good,” he added. “For me, what matters is
that people really get to see the reality of the death penalty,
that it's affecting people that are invisible, like my son, my
loved ones, my family. They're the ones really carrying that
burden.”
Paredes' co-defendants are serving life terms. John Anthony
“Chino” Saenz, described by prosecutors as the gang's sergeant and
the highest-ranking member of HPL in San Antonio, was sentenced by
jurors. Greg Alvarado took a plea deal.
The killings
The triple slaying that resulted in Paredes' death sentence did
not remain a mystery for long. Thanks to a Western Union credit
card application bearing Saenz's name that investigators found in
the folds of the burning carpet, police were able to identify all
three suspects before dental records were analyzed to confirm the
identities of the three victims.
Paredes, then 18, along with Alvarado, then 21, went to
28-year-old Saenz's home armed and ready in September 2000 after
Saenz informed them Adrian Torres — a member of the Texas Mexican
Mafia — would be coming. Prosecutors have alleged the meeting was
to settle a drug debt, but Paredes maintains the meeting was to
discuss a disagreement over threats Torres had been making. “When
I went to the house, I went to it to die, basically,” Paredes
said. “Anybody that has common sense is going to know that if you
threaten the leader of another gang he's not going to be alone,
and you're going to have to go there willing to kill them.”
Nelly Esmerelda Bravo, 23, her boyfriend Torres, 27, and Shawn
Michael Cain, 32, who gave the couple a ride to Saenz's home, were
ambushed once they arrived, police said. Paredes leveled a handgun
to the head of Bravo as she begged for her life, then he opened
fire, according to witness testimony at his trial. But the shot
wasn't fatal, and to finish the job he fired a shotgun at her
chest. Meanwhile, Alvarado shot Cain in the stomach before
grabbing a knife to repeatedly stab the man. Saenz confessed to
shooting Torres.
The cleanup effort at the home in the wake of the slayings, as
described during his trial, was massive. The walls were repainted,
carpet was ripped out and new tile was laid down in its place. The
men used Cain's car to carry the bodies to the Frio County dump
site. Attempts to reach the victims' families for this report were
unsuccessful.
The prosecution
Paredes' trial began in October 2001 in state District Judge
Juanita Vasquez-Gardner's courtroom. Jurors deliberated for three
hours before convicting him of capital murder. “He was
particularly violent, especially given his young age,” lead
prosecutor Mary Green recently recalled of Paredes. “And I don't
believe that all of those violent acts were necessarily associated
with him being a gang member. I think he was just a violent young
man on the streets.”
During the punishment phase of the trial, Green told jurors of
his lengthy and violent past, describing the list as his “resume.”
They deliberated another three hours before sentencing him to
death by lethal injection. At the time, jurors in Texas did not
have the option of life without parole. Their two options were a
life sentence with the possibility of parole after 40 years or
execution. Despite multiple efforts, prosecutors in Bexar County
have not persuaded a jury to assess a death sentence in over five
years — a likely result, officials have said, of the life without
parole option.
Jurors learned during the trial that Paredes was the only one
of his 20 siblings with a criminal history. “Of course we used
that in our argument,” Green said. “Nobody else in that family has
gotten into the kind of trouble that he's gotten into, despite the
background.”
In May, Paredes was given his execution date. He detailed his
feelings in a letter posted online at minutesbeforesix.com, which
publishes letters, poetry and artwork from offenders nationwide.
“I stayed there in bed, wishing again and again to be able to take
their pain away, but it was not up to me,” he wrote. “Now I have
heard from my loved ones, and seen the signs of sleepless nights
and sorrow in their face, and have heard so much of the pain they
feel, that I wish none of this was real, not for me, but for
them.”
The site also displays his detailed drawings, done mostly with
No. 2 pencils from the prison commissary, that range from
realistic depictions of a lion or a puppy to haunting prison
imagery. One sketch shows a man on the gurney — arms outstretched,
the IV line in place, with an angel in one witness box and the
devil in the other. Another, titled “All That Is Left of Me,”
shows a man with his face buried in his hands sitting on a bed in
an empty cell, while the three walls around him, depicted as
having menacing faces, laugh at snarl at him.
Remorse, redemption
It took time for Paredes to accept his fate and responsibility
for the crimes, he said. “For me, I thought that if it's between
criminals, we knew what we get into,” he explained. “But when I
started seeing my son was suffering because I was in here, that my
mom was suffering because I was in here, it did not stop at me
being able to handle the consequences. And I also saw that my
victims, regardless of what they were into, they also had family
members who loved them the same way that my son and mom love me. I
saw that it was a bigger picture than just me in a box.”
Throughout the interview, Paredes was calm, soft-spoken and
dry-eyed. He said he does regret the murders and other violent
acts that he committed, but “to shed tears here and make a show”
of his remorse wouldn't benefit anyone. He plans to address the
families of his victims from the execution chamber gurney — “to
tell them that if I could, I'd take this away from them and feel
it myself,” he said. “They can blame it on me, they can feel the
hate if they want to, but I hope they don't because that just
hurts them.”
He pointed to his efforts warning others, including his
16-year-old son, about the “raw realities” of gang life as a way
he's tried to seek redemption. “All that gang life folklore, the
romanticism, it's crap,” he said. “As long as one kid sees beyond
all that crap because of my situation, that's fine.”
On Tuesday, when he's set to be strapped to the gurney in
Huntsville's execution chamber, he hopes his family will observe
his request to not be present, though two close friends, he said,
will be witnesses. He's given some thought to his final words but
said he's decided to deliver the remarks off-the-cuff. “Focus on
the people that are really affected by this. This is not painless.
It's hurting the people that are law-abiding, that pay their
taxes, that don't hurt nobody,” he said. “Their only crime is to
love somebody.”
Miguel Angel Paredes
ProDeathPenalty.com
Miguel Paredes, John Saenz, and Greg Alvarado,
who were all members of the Hermanos Pistoleros Latinos gang,
anticipated a confrontation regarding an illegal drug transaction
and allegedly armed themselves, lay in wait, then shot and killed
rival gang members Adrian Torres, Nelly Bravo, and Shawn Cain
inside Saenz's home. The victims were slain within seconds of one
another.
Paredes was charged with murdering more than
one person during the same criminal transaction under the Texas
capital murder statute. The State of Texas alleged alternatively
that Paredes should be held responsible for the deaths of more
than one of the three decedents under Texas's law of parties,
which permits a defendant to be held criminally responsible for an
offense committed by another if “with intent to promote or assist
the commission of the offense, he solicits, encourages, directs,
aids, or attempts to aid the other person to commit the offense.”
At trial, a witness testified that Paredes
admitted to shooting Bravo, and other witnesses testified that
Paredes remained silent when, in Paredes's presence, John Saenz
recounted that Paredes had shot both Bravo and Cain. One witness,
Eric Saenz, the brother of John Saenz, testified that after John
Saenz, in Paredes's presence, had described in some detail how he,
John Saenz, shot Torres, how Paredes shot Bravo in the head, and
how Paredes then shot Cain, Paredes stated to Eric Saenz that Eric
“should have been there, that Eric would have had some fun.”
Medical evidence was consistent with testimony
that Paredes was the shooter in the deaths of Bravo and Cain but
not Torres. There was direct evidence that Paredes was in John
Saenz's home at the time of the killings and assisted in cleaning
blood off the floor and walls of the home and in disposing of the
bodies afterwards. There was also strong circumstantial evidence
that Paredes was present during the killing of each of the three
decedents, and that at a minimum, he aided or attempted to aid
Saenz in carrying out the plan to kill these individuals.
In a general charge, the trial judge instructed
the jury that it could convict Paredes of capital murder if it
found that he killed (1) Torres and either Bravo or Cain; or (2)
Bravo and either Torres or Cain; or (3) Cain and either Torres or
Bravo. The jury was also permitted to find that Paredes had
committed capital murder under the law of parties. The jury was
not required to specify which of the alternative grounds it found
to be true, and Paredes's lawyer did not object to the
instructions. The jury returned a general verdict finding “Paredes
guilty of Capital Murder as charged in the indictment,” and
Paredes was subsequently sentenced to death at the conclusion of
the penalty phase of his trial.
UPDATE:
In a final statement, Paredes said he hoped the
victims' family would "let go of all of the hate because of all my
actions. I came in as a lion and I come as peaceful as a lamb. I'm
at peace. I hope society sees who else they are hurting with
this." There were no friends or relatives of the victims who
witnessed the execution. Shawn Cain's family said in a statement
that he was "no longer with us for no other reason than being in
the wrong place at the wrong time. Our family has waited 14 years
for justice to finally be served."
In the Court of Criminal
Appeals of Texas
NO. 74,293
Miguel Angel Paredes
v.
The State of Texas
On direct appeal from Bexar County
Meyers, J.,
delivered the opinion of the Court in which Keller, P.J.,
and Price, Johnson, Keasler, Hervey, Holcomb, and
Cochran, JJ., join. Womack, J.,
concurred.
O P I N I
O N
Appellant was convicted in October 2001 of capital
murder. Tex. Penal Code Ann. 19.03(a). Pursuant to the jury's
answers to the special issues set forth in Texas Code of Criminal
Procedure Article 37.071, 2(b) and 2(e), the trial judge
sentenced appellant to death. Art. 37.071 2(g). (1)
Direct appeal to this Court is automatic. Art. 37.071 2(h).
Appellant raises twenty-nine points of error. We affirm.
Appellant was indicted for killing more than one
person in the same criminal transaction. State's witnesses Eric
Saenz (hereinafter "Eric") and Thomas Ayala both testified to
statements made to them by co-defendant John Anthony Saenz (hereinafter
"John") implicating appellant in the murders. Appellant's defense
was that he was merely present after the murders, but did not
participate in the murders. In his first eleven points of error,
appellant objects to Eric's and Ayala's testimony.
In points of error one, three, five, and seven,
appellant claims that the trial court erred in allowing Eric's
testimony about statements made by John as: a statement against
interest under Rule 803(24), as a statement of his then-existing
state of mind under Rule 803(3), as a statement by a co-conspirator
under Rule 801(e)(2)(E), or as an adopted admission by a party-opponent
under Rule 801(e)(2)(B).
At trial, the State called Eric as a witness. Eric
testified that he had learned that his brother, John, was having
problems with an individual named Adrian Torres. Eric testified
that John owed Torres money for drugs. On the morning of September
17, 2000, Eric received a phone call from John. John told Eric
that Torres was coming over to his house, and he asked Eric to
come over and bring a weapon because he was expecting trouble.
Eric told John that he could not come because there was no one
available to stay with his children. John told Eric he would
recruit some other friends to come over, including appellant.
Eric testified that he, John, and appellant were
all members of the Pistoleros gang, also called the HPL, and he
had previously met appellant at a gang meeting. John called Eric
again later and told him that appellant and Gregorio Alvarado were
there and had guns. Alvarado was also a gang member. John called
Eric again after 1:00 p.m. and said that "they had taken care of
what was going to happen, that the murder[s] had already happened
and that he wanted [Eric] to go over and help dispose of the
bodies." Eric asked John why he would need more than the people
who were already there to help. Eric also testified that he knew
from what John had told him that there were three bodies to
dispose of - Torres, Torres' girlfriend, and a third person. Eric
did not go to John's house, but later that night John, appellant,
and someone named Thomas arrived at Eric's house. They all got out
of the van and began telling Eric what had happened.
Appellant had not asserted any hearsay objections
up to this point. When the State asked Eric to repeat what John
told him, appellant objected:
[Prosecutor]: I want you to tell the jury to the
best of your recollection what it was John told you.
[Defense attorney]: Excuse me. Your Honor, we're
going to renew our previous objection to the hearsay statements of
John Anthony.[ (2)]
THE COURT: That's overruled.
Eric then testified to the details of the murders
as described by John, stating that John told him that he shot
Torres, that appellant shot Torres' girlfriend, Nelly, and that
Alvarado also shot Nelly and the third victim, "Shawn." Eric
described what John told him about cleaning up and disposing of
the bodies. Eric affirmed that appellant stood by as John told
Eric the details about what had happened. Appellant's only comment
to John's description of the events was that Eric "should have
been there, [he] would have had some fun." Eric described
appellant's demeanor during this time as unfazed by what had
happened. He also testified on re-direct that after John described
the events of the night, appellant told Eric that they were going
to start "going hard with the Mexican Mafia," that "[t]hey were
going to start taking them out." Evidence indicated that Torres
was a member of the Mexican Mafia.
Appellant complains in his brief about three
portions of Eric's testimony that he maintains are inadmissible
hearsay: (1) Eric's testimony about the telephone conversations
with John before the murders; (2) Eric's testimony about the
telephone conversations with John after the murders; and, (3)
Eric's testimony about the face-to-face conversation with John
after the murders. We will address only the third category because
that is the only category to which appellant objected at trial.
Tex. R. App. P. 33.1.
Rule of Evidence 801(e) identifies circumstances in
which certain statements are not hearsay. A statement offered
against a party which is "a statement of which the party has
manifested an adoption or belief in its truth" is not hearsay. Tex.
R. Evid. 801(e)(2)(B).
Eric recounted statements that were made in
appellant's presence. When appellant stood by and listened to
John's description of the murders and the surrounding events
without disputing them, pointing out that Eric "should have been
there" because he "would have had some fun," he manifested his
agreement with the statements. Thus, the complained-of testimony
was admissible as an adoptive admission and was not hearsay.
See Cantu v. State, 939 S.W.2d 627, 634-35 (Tex. Crim. App.
1997)(statements made by co-conspirators in defendant's presence
were admissible as adoptive admissions where defendant, by his
actions and responses, showed agreement with the statements).
Appellant argues that because John was "the boss"
and was such an intimidating figure in the gang, none of the other
gang members would reasonably have felt free to contradict
anything he said. Under these circumstances, appellant argues, his
silence cannot be viewed as an adoptive admission.
Appellant cross-examined Eric about this theory,
and Eric testified that John was "one of" the leaders in the gang
but that there was another gang member above him. He did, however,
state that when John told you to do something, you did it. On re-direct,
Eric testified that the gang member over John gave the orders.
Moreover, the evidence reflects that Eric was not so intimidated
that he did whatever John asked him to do. For example, twice when
John sought help from Eric on the night of the offense, Eric told
him no. Plus, it is significant that appellant was not simply
silent in light of John's narrative of the events. He expressly
indicated his agreement with what John said by telling Eric that
he "should have been there" and that he "would have had some fun."
And he reaffirmed the killings by stating that there would be more
dead members of the Mexican Mafia.
The trial court acted within the zone of reasonable
disagreement in allowing the testimony as an adoptive admission
under Rule 801(e)(2)(B). Accordingly, we need not address
appellant's arguments concerning admissions of the statements
under other hearsay exceptions. Points of error one, three, five,
and seven are overruled.
Appellant claims in points of error two, four, six,
and eight, that admission of Eric's aforementioned testimony about
statements made by John violated appellant's right to confront
witnesses against him under the Sixth Amendment to the United
States Constitution. Although appellant objected at the pretrial
hearing to the admission of Eric's written statement on
Confrontation Clause grounds, he did not assert that objection to
Eric's testimony at trial. His trial objection referenced only
previous "hearsay" objections. Appellant failed to preserve error
on Confrontation Clause grounds at trial. Tex. R. App. Proc. 33.1.
Points of error two, four, six, and eight are overruled.
In points of error nine and eleven, appellant
claims that testimony by Thomas Ayala as to statements made by
John was hearsay and not admissible as either statements against
interest or adoptive admissions by a party-opponent.
Ayala testified at trial for the State, describing
his participation in disposing of the victims' bodies after the
murders. (3) Appellant asserted a hearsay objection
when Ayala was asked to describe a conversation he had with John
in which John told Ayala about the murders. The trial court
overruled the objection. Ayala testified that John told him that
he shot one of the male victims in the neck, that appellant shot a
male victim and a female victim, and that Alvarado shot and
stabbed one of the male victims. Although appellant was present
and listening to John's retelling of what happened, he did not
interrupt or object to John's version of the story. Ayala
testified that when they later went to Eric's house, John again
described the events to Eric in appellant's presence, and again
appellant did not comment.
For the reasons stated in connection with points of
error one, three, five, and seven, we conclude that the trial
court did not abuse its discretion in admitting the statements as
adoptive admissions by a party opponent. Again appellant argues
that because John was such an intimidating figure in the gang, no
one would have felt free to contradict anything he said. However,
other evidence previously admitted suggested that appellant did
not simply remain silent in the face of John's version of events,
but verbally articulated his agreement. Eric testified that after
listening to John's version, appellant told him that he "should
have been there" and that he "would have had some fun." And
appellant warned that there would be more deaths among members of
the Mexican Mafia. In light of the context of the statements, the
trial court did not abuse its discretion in concluding that they
were admissible as adoptive admissions.
Moreover, whether or not appellant would have been
afraid to disagree with John's narrative is a factor that bears on
the credibility and weight of the statement, not its admissibility
as an adoptive admission. Tucker v. State, 771 S.W.2d
523, 535-536 n.5 (Tex. Crim. App. 1988). By his silence and later
embellishments, appellant indicated his adoption of the statements.
Because we hold the statements admissible as adoptive admissions,
we need not address appellant's claim that the statements were not
admissible as statements against interest. Points of error nine
and eleven are overruled.
In points of error ten and twelve, appellant claims
that Ayala's testimony violated the Confrontation Clause.
Appellant did not assert an objection based on the Confrontation
Clause at trial. At the pretrial hearing, the trial court ruled on
the admissibility of Ayala's written statement. The trial court's
pretrial ruling as to the written statement did not
excuse appellant from objecting to Ayala's trial testimony.
The constitutional issue was not preserved. Tex. R. App. Proc.
33.1. Points of error ten and twelve are overruled.
In points of error thirteen through eighteen,
appellant claims that the trial court erred in denying his
requests for jury instructions that Ayala, Priscilla Saenz (hereinafter,
"Priscilla"), and Julio Gonzalez were accomplices as a matter of
law or as a matter of fact. In point of error nineteen, appellant
claims that the trial court erred in denying his request for a
jury instruction that John was an accomplice as a matter of law.
An accomplice participates with a defendant before,
during, or after the commission of a crime and acts with the
required culpable mental state. (4)Kutzner v.
State, 994 S.W.2d 180, 187 (Tex. Crim. App. 1999)(citing
McFarland v. State, 928 S.W.2d 482, 514 (Tex. Crim. App.1996),
cert. denied, 519 U.S. 1119 (1997)). The participation
must involve an affirmative act that promoted the commission of
the offense with which the accused is charged. Id. An
accomplice as a matter of law is one who is susceptible to
prosecution for the offense with which the accused is charged or a
lesser included offense. Id.; Blake v. State,
971 S.W.2d 451, 455 (Tex. Crim. App. 1998).
The trial court is under no duty to instruct the
jury unless there exists no doubt or the evidence clearly shows
that a witness is an accomplice witness as a matter of law. Id.
If the evidence presented by the parties is conflicting and it is
not clear whether the witness is an accomplice, then the trial
court must leave to the jury the question of whether the
inculpatory witness is an accomplice witness as a matter of fact
under instructions defining the term "accomplice." Blake,
971 S.W.2d at 455. We will address the status of each witness
separately.
Ayala
Ayala testified that he received a phone call from
John on the evening of September 17, 2000, in which John asked him
to come over to his house "as a favor." Ayala stated that he knew
John as a friend, but that Ayala was not a gang member. When he
arrived at John's house, Ayala saw appellant, John, and Alvarado
standing in the garage. John told Ayala that they "had to take
care of some business" and showed him some rugs rolled up in the
back of a pick-up truck parked in the garage. Ayala realized a few
minutes later that the rugs contained bodies. Ayala was asked to
help jump-start the truck loaded with the bodies, and after that,
appellant and Ayala went to get some gas.
When they returned to John's house, John said they
were going to dispose of the bodies. Ayala was instructed to go
first in his van. John and someone named Rex rode with Ayala. The
truck with the bodies was next, followed by a third vehicle. They
left the city and drove about two hours. John gave directions. The
drivers of the three vehicles pulled off on a dirt road. The
bodies were removed from the truck and Ayala saw flames. Ayala
never got out of the van. When they got back to San Antonio, they
washed out all three vehicles. Then they all went to Eric's house.
Ayala testified that John described the murders to him during the
drive and repeated the story at Eric's house. Appellant's requests
for a charge that Ayala was an accomplice as a matter of law or a
matter of fact were denied.
Appellant was charged with the murder of more than
one person in the same criminal transaction. When Ayala arrived at
John's house, the multiple murders had been committed. There is no
evidence that the victims were still alive at that point or that
Ayala was in any way involved in the planning of the murders.
Ayala was not susceptible to prosecution for capital murder or a
lesser included offense. Although Ayala assisted after the fact in
the disposal of the bodies, he is not an accomplice as a matter of
law because he is not susceptible to prosecution for capital
murder. The trial court was under no duty to leave the question of
Ayala's participation as an accomplice as a matter of fact to the
jury because there is no conflicting evidence or doubt on the
question of his complicity in the murders.
Priscilla Saenz
Priscilla was married to John. Priscilla testified
that in early September 2000, she learned that Adrian Torres had
given John $800 worth of cocaine. In the days prior to the murders,
Torres phoned John's house several times seeking payment for or
return of the drugs. On September 17, 2000, John told Priscilla
that she needed to leave because Torres was coming over and he was
"going to take care of business." Appellant and Alvarado were also
there. Priscilla left the house around 11 a.m. When she returned
home at 6 p.m., the "whole house was torn apart."
John, appellant, Alvarado, and several others were
there. John told her he was remodeling the house. Priscilla asked
him where his truck was, and he told her it was in the garage.
Priscilla saw the carpets in the back of the truck and learned
that they contained the bodies of Torres and two others. Priscilla
later went to the store at John's request and purchased some gas
and cigarettes. After she returned, John and the others left with
the bodies. Appellant's requests for a charge that Priscilla was
an accomplice as a matter of law or a matter of fact were denied.
For the same reasons that Ayala was not an
accomplice as a matter of law or fact, neither was Priscilla.
Priscilla arrived home after the murders had been committed. There
is no evidence that Priscilla was in any way involved in the
planning of the murders. Although she may have suspected that foul
play would occur when Torres arrived at her house, there is no
evidence suggesting that she assisted in the preparation for or
planning of the murders. Priscilla was not susceptible to
prosecution for capital murder or a lesser included offense. There
is no conflicting evidence or doubt on the question of Priscilla's
complicity in the murders. The trial court did not abuse its
discretion in denying appellant's requests for accomplice witness
instructions.
Julio Gonzalez
Julio Gonzalez testified that he was a member of
the HPL gang. He stated that John was the leader at the time of
the offense and that appellant was his "right-hand man." Gonzalez
was summoned to John's house at around noon on the day of the
offense to work on "construction" such as painting and putting
down tile. Gonzalez and two others, Jaime Acevedo and Jason
Villarreal, were driven to John's in a car sent for them by John.
When they arrived, John, appellant, and Alvarado were there. The
carpet in the house had been cut and rolled up and John told
Gonzalez to look inside the carpet. When he unrolled the carpet,
Gonzalez observed the bloody bodies of three people.
John instructed Gonzalez and his two associates to
put the bodies in the truck and they complied. They all spent the
remainder of the afternoon drinking and cleaning up the blood in
the house. At nightfall, Gonzalez drove the truck containing the
bodies out into the country, following a van in which John was
riding. Appellant and Acevedo or Villarreal followed the truck.
When the three vehicles pulled off the road, Gonzalez stayed in
the truck and observed some of the others set fire to the bodies.
They returned to town and Gonzalez helped wash out the vehicles.
Appellant's requests for a charge that Gonzalez was an accomplice
as a matter of law or a matter of fact were denied.
For the same reasons Ayala and Priscilla were not
accomplices as a matter of law or fact, neither was Gonzalez.
Gonzalez could not have been charged with capital murder or a
lesser included offense and there is nothing to support a theory
that the evidence was conflicting on Gonzalez's complicity in the
murders.
John
John did not testify at trial. Appellant requested
and was denied an instruction that he was an accomplice as a
matter of law or, in the alternative, as a matter of fact.
Appellant concedes the existence of controlling authority holding
that an accomplice witness instruction is applicable only to
accomplices who are witnesses, but urges the Court to reconsider
such authority. See Bingham v. State, 913 S.W.2d 208 (Tex.
Crim. App. 1995)(op. on reh'g). He wants this Court to adopt the
plurality opinion on original submission in Bingham,
which held that the court of appeals did not err by interpreting
Article 38.14 to require corroboration of a hearsay statement of a
non-testifying accomplice before the statement could be considered
by the jury in its deliberations at the guilt or innocence phase.
Id. at 209. This appellant has presented no persuasive
reasons for us to revisit this issue.
Penal Code � 7.02(b)
The trial court's instructions included an
instruction on the law of conspiracy under Penal Code � 7.02(b).
Appellant argues that Ayala, Gonzalez, and Priscilla were
accomplices under the meaning of Section 7.02(b) and therefore, he
was entitled to the charge on accomplice witnesses. Section
7.02(b) provides:
If, in the attempt to carry out a conspiracy to
commit one felony, another felony is committed by one of the
conspirators, all conspirators are guilty of the felony actually
committed, though having no intent to commit it, if the offense
was committed in furtherance of the unlawful purpose and was one
that should have been anticipated as a result of the carrying out
of the conspiracy.
Appellant does not explain how this section would
apply to Ayala, Priscilla, and Gonzalez. To be applicable, there
would still need to be evidence that Ayala, Priscilla, and
Gonzalez were conspirators in carrying out one felony when another
was committed. There is no evidence that the three conspired or
attempted to carry out the murders. Points of error thirteen
through nineteen are overruled.
In points of error twenty through twenty-six,
appellant complains of the admission of allegedly inflammatory
photographs of the three victims. Appellant claims that State's
Exhibits 36A, 37A, and 38A were irrelevant and offered solely to
inflame the minds of the jury. He concedes that State's Exhibits
143, 144, 145, and 146 were relevant but argues that their
prejudicial effect outweighed their probative value.
Medical Examiner Dr. Jan Garavaglia testified at
the guilt or innocence phase. He testified to the general
condition of Torres' charred body and his various wounds. After
describing Torres' fatal gunshot wounds, the State offered State's
Exhibit 143, a color photo depicting the wounds. Appellant
objected that the photo showed nothing that was not already
contained in the autopsy report and that it was offered solely to
inflame the minds of the jury. His objections were overruled and
the photo was admitted. Garavaglia testified that Torres' body was
positively identified by his dental records. Garavaglia also
agreed that particularly in the case of charred remains, where a
visual identification cannot be made, a photograph of the burned
victim is taken and marked with the unique case number. The State
then offered State's Exhibit 37A, a photograph of the burned face
of Torres. Appellant objected to the admission of Exhibit 37A,
arguing that the photo was not necessary for identification
purposes and served no purpose except to inflame the minds of the
jury. The photo was admitted.
Garavaglia identified a second victim as Shawn Cain
and testified about various wounds and the condition of Cain's
charred body. The State offered State's Exhibit 144, a photo of
Cain's gunshot wound and State's Exhibit 36A, the identifying
autopsy photo of Cain's face with his assigned case number.
Appellant again objected that the photos added nothing to the
evidence and were offered solely to inflame the jury. The photos
were admitted.
Garavaglia identified the third victim as Nelly
Bravo and testified to the condition of Bravo's charred body and
various wounds. The State offered State's Exhibit 145, a photo
depicting a gunshot wound to the head, and State's Exhibit 146, a
photo depicting a gunshot wound to the chest. Appellant objected
that the photos had no probative value and were offered merely for
the purpose of inflaming the jury. The State also offered State's
Exhibit 38A, the identification picture reflecting the assigned
autopsy number. Appellant objected on the ground that the photo
did not contribute to Bravo's identification and was offered for
inflammatory purposes alone. The photos were admitted.
The admissibility of a photograph is within the
sound discretion of the trial judge. Williams v. State,
958 S.W.2d 186, 195 (Tex. Crim. App. 1997). A photograph is
generally admissible if verbal testimony about the matters
depicted in the photograph is also admissible. Id.
Exhibits 36A, 37A, and 38A were described and referred to by
Garavaglio as autopsy identification photos. The photos depicted
the victim before autopsy and displayed the autopsy number
assigned to that victim. A photo of the victim displaying the
autopsy number ensures that the autopsy report will correspond to
the photos of the correct victim. Thus, even though the victims'
identifications were based on their dental records, the medical
examiner's office still utilized photos for purposes of tying the
victims to their assigned case number.
For this reason, the autopsy identification photos
were relevant. And, while the photos are indeed prejudicial, they
depict the condition of the victims' bodies when recovered. The
photos were not so prejudicial as to outweigh their probative
value. Tex. R. Evid. 403. Similarly, Exhibits 143, 144, 145, and
146 merely depicted the gunshot wounds as they appeared on the
charred bodies. Appellant argues that the victims were all dead at
the time their bodies were burned and therefore photos of their
charred remains were not necessary to prove a contested issue.
Nonetheless, the photos are probative of the efforts taken to
cover up the crime, which bears on the issue of guilt. Although
the photographs are gruesome, they depict nothing more than the
reality of the brutal crime committed:
Appellant must realize that it is precisely the
quality which we describe as "powerful" which gives rise to his
arguments that the photographs are prejudicially inflammatory. But
when the power of the visible evidence emanates from nothing more
than what the defendant has himself done we cannot hold that the
trial court has abused its discretion merely because it admitted
the evidence. A trial court does not err merely because it admits
into evidence photographs which are gruesome.
Sonnier v. State, 913
S.W.2d 511, 519 (Tex. Crim. App. 1995). The trial court did not
abuse its discretion in allowing the photographs. Points of error
twenty through twenty-six are overruled.
In his twenty-seventh point of error, appellant
claims that the death-penalty statute is unconstitutional because
it violates the Due Process Clause of the Fifth and Fourteenth
Amendments to the United States Constitution. Appellant argues
that the risk of executing innocent persons and the long delays in
uncovering evidence of innocence, often only possible with the
benefit of newly developed scientific techniques such as DNA
testing, compels a conclusion that our death-penalty statute
violates due process. Appellant refers to reports, case studies,
and court cases documenting the exoneration of actually innocent
death row inmates.
While execution of an innocent person would violate
due process, the risk that another person who may be innocent will
be executed does not violate appellant's due process rights.
Appellant does not claim that he is innocent, and therefore fails
to demonstrate that his rights under the Due Process
Clause have been violated by application of our death-penalty
statute. See Cantu, 939 S.W.2d at 639 (challenge to
constitutionality of Article 37.071 which did not state how
operation of statute was unconstitutional as applied to defendant
in his particular situation was without merit). Point of error
twenty-seven is overruled.
In point of error twenty-eight, appellant claims
that allowing the jury to consider any evidence "the court deems
relevant to sentence" under Article 37.071 violates the Due
Process Clause and the Sixth Amendment to the United States
Constitution. He specifically complains of evidence presented at
the punishment phase of his trial regarding unadjudicated offenses
to which he claims he was tenuously linked.
In order for unadjudicated offenses to be
admissible in the punishment phase of a capital murder trial, the
State must present evidence which links the defendant to the crime.
Allridge v. State, 762 S.W.2d 146, 162 (Tex. Crim. App. 1988).
Appellant claims that allowing such evidence does not withstand
the heightened reliability and procedural safeguards required in
capital cases.
The admission of unadjudicated extraneous offenses
at the punishment phase of a capital case does not violate due
process. See Cantu, 939 S.W.2d at 648; Harris v.
State, 827 S.W.2d 949, 961-62 (Tex. Crim. App. 1992). As we
have noted, "[p]lainly, such evidence cannot be relevant to
sentence . . . unless the State also presents evidence that, if
believed, establishes that the defendant himself committed the
extraneous misconduct." Harris, 827 S.W.2d at 961. The
admission of such evidence does not violate the notion of
heightened reliability in capital cases. Point of error twenty-eight
is overruled.
In his twenty-ninth point of error, appellant
claims that his Sixth Amendment right to a trial by jury was
violated at the punishment phase of his trial by the return of a
jury verdict that was not based upon a requirement that the State
prove the absence of mitigating evidence beyond a reasonable doubt.
Appellant relies on Ring v. Arizona, 536 U.S. 584 (2002)
and Apprendi v. New Jersey, 530 U.S. 466 (2000). We have
rejected the contention that Apprendi requires the State
to bear the burden to prove beyond a reasonable doubt that the
mitigation issue should be answered in the negative. Resendiz
v. State, 112 S.W.3d 541, 550 (Tex. Crim. App. 2003). Nor
does Ring support appellant's argument. Ring,
like Apprendi, refers to an increase in penalty over
the statutory maximum. In Texas, the statutory maximum for a
capital offense is death. The mitigation issue does not increase
the statutory maximum. To the contrary, the mitigation issue is
designed to allow for the imposition of a life sentence, which is
less than the statutory maximum. Point of error twenty-nine
is overruled.
The judgment of the trial court is affirmed.
Delivered: January 14, 2004
Publish
*****
1. Unless
otherwise indicated, all references to Articles refer to the Texas
Code of Criminal Procedure.
2. In a pretrial hearing, the State raised the
issue of the admissibility of a written statement by Eric which
the State anticipated would be controverted. Appellant objected to
portions of Eric's statement as hearsay. Appellant also claimed
that admission of the statement would violate his right to
confrontation. The trial court ruled the statement admissible
under several different theories relating to different portions of
the statement, including statement against interest, statement of
then existing state of mind, admission of a party opponent, and
adoptive admission. Only the admissibility of Eric's written
statement was discussed at the hearing. The State also raised the
issue of a written statement by Thomas Ayala, discussed later in
this opinion.
Although the parties discussed the admissibility of
the written statements, and the trial court ruled certain portions
of the statements admissible under various theories, the trial
court also granted, on the same day, appellant's "Motion to
Prohibit the State from Attempting to Introduce Written Statements
or Reports of State's Witnesses." This order at least suggests
that the written statements discussed in the hearing were not to
be introduced at trial.
The trial court's
ruling at the pretrial hearing on the admissibility of the written
statements did not excuse appellant from objecting to trial
testimony by the same witnesses. Tex. R. App. Proc. 33.1. A
written statement is different evidence altogether from trial
testimony. Appellant objected only once to Eric's testimony, with
a reference to appellant's "previous objection to the hearsay
statements of John Anthony." We will assume that by this reference,
appellant was attempting to apply to this portion of the trial
testimony all of his previous hearsay objections made to the
written statement at the pretrial hearing.
3. During the
same pretrial hearing in which the admissibility of Eric's written
statement was discussed, the State raised the issue of
admissibility of portions of a written statement by Ayala. Only
the admissibility of Ayala's written statement was debated at the
hearing.
4. See Section 7.02(a) of the Texas
Penal Code regarding criminal responsibility for conduct of
another:
(a) A person is criminally responsible for an
offense committed by the conduct of another if:
(1) acting with the kind of culpability required
for the offense, he causes or aids an innocent or nonresponsible
person to engage in conduct prohibited by the definition of the
offense;
(2) acting with intent to promote or assist the
commission of the offense, he solicits, encourages, directs, aids,
or attempts to aid the other person to commit the offense; ...
Paredes v. Thaler, 617 F.3d 315 (5th
Cir. 2010). (Habeas)
Background: Following affirmance on direct
appeal of petitioner's state court conviction for capital murder,
and his death sentence, 129 S.W.3d 530, he filed petition for writ
of habeas corpus. The United States District Court for the Western
District of Texas, Samuel Fred Biery, Jr., J., 2007 WL 760230,
denied petition. Petitioner appealed and sought certificate of
appealability (COA) with respect to other issues. The Court of
Appeals, 574 F.3d 281, affirmed the denial of habeas relief on
Confrontation Clause issue, denied COAs on four issues, and
granted a COA on question of whether jury instructions violated
petitioner's constitutional rights.
Holdings: The Court of Appeals, Owen, Circuit
Judge, held that: (1) Texas courts did not unreasonably apply
clearly established federal law; (2) any error was not
prejudicial; and (3) defense counsel was not ineffective.
Affirmed.
OWEN, Circuit Judge:
Petitioner Miguel Paredes, convicted of capital
murder in Texas and sentenced to death, appeals the federal
district court's denial of his petition for writ of habeas corpus.
We consider whether Paredes is entitled to relief based on his
contentions that (1) the state trial court violated Paredes's
constitutional rights by failing to require a unanimous verdict as
to which two or more of three decedents Paredes murdered; and (2)
he was denied effective assistance of counsel because at trial,
his attorney failed to object to the jury instructions in this
regard. We affirm.
I
We have previously considered other grounds on
which Paredes seeks habeas relief in Paredes v. Quarterman (
Paredes I).FN1 In our earlier opinion, we described the events
leading to Paredes's conviction and death sentence. We recount in
this opinion only the facts essential to the disposition of the
issues presently before us. FN1. 574 F.3d 281 (5th Cir.2009).
Paredes, John Saenz, and Greg Alvarado, who
were all members of the Hermanos Pistoleros Latinos gang,
anticipated a confrontation regarding an illegal drug transaction
and allegedly armed themselves, lay in wait, then shot and killed
rival gang members Adrian Torres, Nelly Bravo, and Shawn Cain
inside Saenz's home. The victims were slain within seconds of one
another. Paredes was charged with murdering more than one person
during the same criminal transaction under the Texas capital
murder statute.FN2 The State of Texas alleged alternatively that
Paredes should be held responsible for the deaths of more than one
of the three decedents under Texas's law of parties, which permits
a defendant to be held criminally responsible for an offense
committed by another if “with intent to promote or assist the
commission of the offense, he solicits, encourages, directs, aids,
or attempts to aid the other person to commit the offense.”FN3
FN2. See Tex. Penal Code § 19.03(a)(7)(A) (“A
person commits [capital murder] if he commits murder as defined
under Section 19.02(b)(1) and ... the person murders more than one
person ... during the same criminal transaction.”). FN3. Tex.
Penal Code § 7.02(a)(2); see also Rabbani v. State, 847 S.W.2d
555, 558 (Tex.Crim.App.1992) (“proof beyond a reasonable doubt
that appellant actually fired the fatal shot is not necessary for
a capital murder conviction where the jury is charged on the law
of parties”).
At trial, a witness testified that Paredes
admitted to shooting Bravo, and other witnesses testified that
Paredes remained silent when, in Paredes's presence, John Saenz
recounted that Paredes had shot both Bravo and Cain. One witness,
Eric Saenz, the brother of John Saenz, testified that after John
Saenz, in Paredes's presence, had described in some detail how he,
John Saenz, shot Torres, how Paredes shot Bravo in the head, and
how Paredes then shot Cain, Paredes stated to Eric Saenz that Eric
“should have been there, that [Eric] would have had some fun.”
Medical evidence was consistent with testimony that Paredes was
the shooter in the deaths of Bravo and Cain but not Torres. There
was direct evidence that Paredes was in John Saenz's home at the
time of the killings and assisted in cleaning blood off the floor
and walls of the home and in disposing of the bodies afterwards.
There was also strong circumstantial evidence that Paredes was
present during the killing of each of the three decedents, and
that at a minimum, he aided or attempted to aid Saenz in carrying
out the plan to kill these individuals.
In a general charge, the trial judge instructed
the jury that it could convict Paredes of capital murder if it
found that he killed (1) Torres and either Bravo or Cain; or (2)
Bravo and either Torres or Cain; or (3) Cain and either Torres or
Bravo. The jury was also permitted to find that Paredes had
committed capital murder under the law of parties. The jury was
not required to specify which of the alternative grounds it found
to be true, and Paredes's lawyer did not object to the
instructions. The jury returned a general verdict finding “Paredes
guilty of Capital Murder as charged in the indictment,” and
Paredes was subsequently sentenced to death at the conclusion of
the penalty phase of his trial.
Paredes appealed his conviction and sentence,
and the Texas Court of Criminal Appeals affirmed.FN4 He then filed
a habeas application in state court but was denied relief. In its
unpublished opinion denying habeas relief, the Texas Court of
Criminal Appeals did not discuss Paredes's contentions regarding
jury unanimity, but the court did adopt the findings and
conclusion of the state trial court with regard to the habeas
petition. FN5 The state trial court's conclusions as to the jury
charge issue were brief, stating only that it “did not violate the
holding of Schad,” referring to the Supreme Court's decision in
Schad v. Arizona.FN6 In Schad, four members of the Court in a
plurality opinion,FN7 and one Justice in a concurring opinion,FN8
held that a conviction based on an instruction that did not
require jury unanimity as to whether the murder was premeditated
or alternatively was a felony murder did not violate the
petitioner's right to due process.
FN4. Paredes v. State, 129 S.W.3d 530
(Tex.Crim.App.2004). FN5. Ex parte Paredes, No. WR-61,939-01, (Tex.Crim.App.
August 31, 2005), available athttp:// www. cca. courts. state. tx.
us/ opinions/ HTMLOpinion Info. asp? Opinion ID= 13182. FN6. 501
U.S. 624, 111 S.Ct. 2491, 115 L.Ed.2d 555 (1991). FN7. Id. at 630,
111 S.Ct. 2491. FN8. Id. at 649, 111 S.Ct. 2491 (Scalia, J.,
concurring).
Paredes filed the instant federal habeas
petition and requested an evidentiary hearing. The district court
denied habeas relief and the request for a hearing, but granted a
Certificate of Appealability (COA) on the issue of whether trial
counsel rendered ineffective assistance by failing to raise
Confrontation Clause objections to the testimony of two trial
witnesses. Paredes appealed and requested a COA on six additional
issues. We affirmed the denial of habeas relief on the
Confrontation Clause issue and denied COAs on four issues.FN9 We
granted a COA on the two related questions that we now address:
(1) whether the jury instructions violated Paredes's
constitutional rights by not requiring the jury to agree
unanimously on which two of the victims he killed; and (2) whether
Paredes's attorney was constitutionally ineffective for failing to
object to those instructions. FN10
FN9. Paredes I, 574 F.3d at 286-94. FN10. Id.
at 292-93.
II
We review Paredes's habeas petition under the “
‘highly deferential standard for evaluating state-court rulings'
”FN11 set forth in the Anti-Terrorism and Effective Death Penalty
Act (AEDPA).FN12 The question before us is not whether the state
trial court should have instructed the jury as it did but instead
whether the determination of the Texas Court of Criminal Appeals
that there was no violation of Paredes's constitutional rights
“was ‘an unreasonable application of ... clearly established
federal law’ ”FN13 “ ‘as determined by the Supreme Court of the
United States.’ ” FN14 The Supreme Court has repeatedly admonished
that “ ‘an unreasonable application of federal law is different
from an incorrect application of federal law.’ ”FN15 “[A] federal
habeas court may not issue the writ simply because that court
concludes in its independent judgment that the relevant
state-court decision applied clearly established federal law
erroneously or incorrectly.”FN16 Instead, the application must be
“ ‘objectively unreasonable.’ ”FN17 This standard of review
“creates a ‘substantially higher threshold’ for obtaining relief
than de novo review.” FN18
FN11. Renico v. Lett, --- U.S. ----, 130 S.Ct.
1855, 1862, 176 L.Ed.2d 678 (2010) (quoting Lindh v. Murphy, 521
U.S. 320, 333 n. 7, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997)). FN12.
28 U.S.C. § 2254(d). FN13. Renico, 130 S.Ct. at 1862 (quoting 28
U.S.C. § 2254(d)(1)). FN14. Berghuis v. Thompkins, --- U.S. ----,
130 S.Ct. 2250, 2259, 176 L.Ed.2d 1098 (2010) (quoting 28 U.S.C. §
2254(d)(1)). FN15. Renico, 130 S.Ct. at 1862 (quoting Williams v.
Taylor, 529 U.S. 362, 410, 120 S.Ct. 1495, 146 L.Ed.2d 389
(2000)). FN16. Williams, 529 U.S. at 411, 120 S.Ct. 1495. FN17.
Renico, 130 S.Ct. at 1862 (quoting Williams, 529 U.S. at 409, 120
S.Ct. 1495). FN18. Id. (quoting Schriro v. Landrigan, 550 U.S.
465, 473, 127 S.Ct. 1933, 167 L.Ed.2d 836 (2007)).
But even if a state court's determination was
an unreasonable application of clearly established federal law,
that is not the end of the inquiry. Generally, on collateral
review, “petitioners ... are not entitled to habeas relief based
on trial error unless they can establish that it resulted in
‘actual prejudice.’ ”FN19 An error is prejudicial if it “had
substantial and injurious effect or influence in determining the
jury's verdict.”FN20 The Supreme Court has recently confirmed that
jury charge error in a case in which a jury rendering a general
verdict had been instructed on alternative theories of guilt and
may have relied on an invalid theory is not “structural” error and
is subject to harmless-error analysis “so long as the error at
issue does not categorically ‘vitiat[e] all the jury's findings.’
”FN21
FN19. Brecht v. Abrahamson, 507 U.S. 619, 637,
113 S.Ct. 1710, 123 L.Ed.2d 353 (1993). FN20. Id. (quoting
Kotteakos v. United States, 328 U.S. 750, 776, 66 S.Ct. 1239, 90
L.Ed. 1557 (1946)). FN21. Hedgpeth v. Pulido, --- U.S. ----, 129
S.Ct. 530, 532, 172 L.Ed.2d 388 (2008) (alterations in original)
(quoting Neder v. United States, 527 U.S. 1, 11, 119 S.Ct. 1827,
144 L.Ed.2d 35 (1999)).
III
To determine whether the Texas court's
determinations relating to the jury instruction at issue in the
case before us constituted an unreasonable application of clearly
established federal law as determined by the Supreme Court, we
must attempt to ascertain what the Supreme Court has held
regarding the requirement of unanimity in jury instructions in
criminal cases. The most recent guidance is found in the
four-Justice plurality opinion in Schad v. ArizonaFN22 and Justice
Scalia's concurring opinion in that case. FN23 There, the
plurality and Justice Scalia concluded that a first-degree murder
conviction based on “jury instructions that did not require
agreement on whether the defendant was guilty of premeditated
murder or felony murder”FN24 was not unconstitutional. But in
arriving at that decision, the Court did not, as we shall discuss
below, set forth an analytical framework that can be applied to
determine readily whether process has been due when facts such as
those in the instant case are presented.
FN22. 501 U.S. 624, 630-45, 111 S.Ct. 2491, 115
L.Ed.2d 555 (1991). FN23. Id. at 648-52, 111 S.Ct. 2491 (Scalia,
J., concurring). FN24. Id. at 627, 111 S.Ct. 2491.
A
In Schad, the Arizona Supreme Court had
“authoritatively determined that the State has chosen not to treat
premeditation and the commission of a felony as independent
elements of the crime,” and the question was whether Arizona's
choice was unconstitutional.FN25 In the present case, it is not
clear that the Texas Court of Criminal Appeals has authoritatively
determined what elements the Texas legislature has prescribed for
the crime of murdering more than one person during the same
criminal transaction.FN26
FN25. Id. at 636-37, 111 S.Ct. 2491. FN26. See
Tex. Penal Code § 19.03(a)(7)(A).
The State argues that the single offense of
murdering more than one person during the same criminal
transaction may be proven by alternative means, such as showing
that the defendant killed A and either B or C, B and either A or
C, or C and either A or B, and that the jury does not have to
agree as to which two of the victims the defendant murdered. The
State argues that the murder of the same decedent does not have to
be the predicate for each alternative means of committing the
crime of multiple murder when alternative means of committing
multiple murder under this statute are alleged. The State
acknowledges, however, that there is no case law in Texas that
addresses this precise question.
The decision of the Texas Court of Criminal
Appeals that comes closest to answering how the Texas statute
should be construed arose out of the conviction of John Saenz,FN27
one of Paredes's cohorts in the killings of Torres, Bravo, and
Cain, for Saenz's participation in the same criminal transaction
leading to Paredes's conviction. The Court of Criminal Appeals'
opinion in Saenz reflects that “[e]ach count alleged the murder of
a different victim, and each count alleged the murder of the two
other victims as aggravating circumstances.”FN28 Saenz was
convicted “of three counts of capital murder.”FN29 Under each
count, the jury found that Saenz would not be a future danger, and
life imprisonment was imposed for each count.FN30 The only issue
that the Texas court decided was whether Saenz “had been subjected
to multiple punishments for the same offense in violation of the
Double Jeopardy clause, when separate judgments for the offense of
capital murder were entered for each victim of a multiple murder
committed in the same criminal transaction.”FN31 After surveying
the legislative history of section 19.03(a)(7)(A), the Texas court
held that the Double Jeopardy clause had been violated and ruled
that Saenz could receive only one life sentence for his crime of
multiple murder.FN32
FN27. See Saenz v. State, 166 S.W.3d 270
(Tex.Crim.App.2005). FN28. Id. at 271. FN29. Id. FN30. Id. FN31.
Id. at 271-72. FN32. Id. at 272-74.
In construing section 19.03(a)(7)(A), the Texas
court concluded in Saenz that “the statute reflects that the
killing of at least two persons allows the State to charge a
single count of capital murder.”FN33 The court recounted that the
impetus behind the enactment of section 19.03(a)(7)(A) was the
“State's inability to seek the death penalty as punishment for the
concomitant murders of six Dallas nightclub patrons by [an
individual],”FN34 and that the Texas legislature's goal was not to
create a means to seek multiple death penalties but to “mak[e] it
possible for the State to execute mass murderers.”FN35 In the
concluding paragraph of its opinion in Saenz, the court held that
“[t]he most reasonable interpretation of the statute and its
legislative intent is that, under the circumstances presented here
[Saenz's case], the statute allows only a single capital murder
conviction.”FN36 The court held that the Double Jeopardy clause
had been violated “when the State charged appellant with three
separate counts of capital murder under Section 19.03(a)(7)(A)
because the charges rely on the same three murders for each
charge.”FN37
FN33. Id. at 273. FN34. Id. FN35. Id. FN36. Id.
at 274. FN37. Id.
It is not clear from the Saenz opinion whether
Saenz was charged in precisely the same manner as Paredes was
charged in the present case, and we do not know from the Saenz
opinion how the jury instruction was worded in that case. We can
discern, however, that the holdings in Saenz do not directly
answer the question of whether the Texas legislature intended to
permit a capital murder conviction under section 19.03(a)(7)(A) to
be established by alternative means such as that the defendant
murdered A and either B or C, B and either A or C, or C and either
A or B. The opinion in Saenz does at least hint that the Texas
Court of Criminal Appeals does not think that such a charge would
be proper, but instead is of the view that a single predicate
murder must be alleged together with an allegation that one or
more additional murders was committed. In discussing the allowable
unit of prosecution under section 19.03(a)(7)(A), the Texas court
said “a predicate to charging capital murder” is “that a defendant
commit murder as defined under Section 19.02(b)(1).”FN38 The Texas
court reasoned that the “aggravating circumstance for a capital
murder prosecution under Section 19.03(a)(7)(A) ... is the murder
of ‘more than one person during the same criminal transaction.’
”FN39 The Texas court continued, “[t]he commission of at least one
murder, then, which is in addition to the predicate murder, is the
aggravating circumstance required by Section 19.03(a)(7)(A).” FN40
This would seem consistent with the requirement in section
19.03(a)(7)(A) that a person commit a knowing or intentional
murder of one individual under section 19.02(b)(1). The Texas
Court of Criminal Appeals has long held that under section
19.02(b)(1), the murder of only one specific individual may be
charged.FN41 The unit of prosecution under section 19.02(b)(1) is
a single, named individual.FN42
FN38. Id. at 272; see also Tex. Penal Code. §
19.02(b)(1) (“A person commits an offense if he ... intentionally
or knowingly causes the death of an individual.”). FN39. Saenz v.
State, 166 S.W.3d 270, 273 (Tex.Crim.App.2005). FN40. Id.
(emphasis added). FN41. See, e. g., Graham v. State, 19 S.W.3d
851, 854 (Tex.Crim.App.2000) (striking down an indictment that
alleged that the defendant had committed a single capital murder
by (1) causing the death of Hurtado and Giraldo during the same
criminal transaction; (2) causing the death of Hurtado while in
the course of robbing him; or (3) causing the death of Jesus
Garcia-Castro while in the course of robbing him. The court
determined that, because “two of the three paragraphs allege[d]
different murders as the basis for the capital charge,” the
indictment actually “alleged two distinct capital offenses.”).
FN42. See Saenz, 166 S.W.3d at 272 (confirming that “the allowable
unit of prosecution is each individual victim” under section
19.02(b)(1)).
We nevertheless do not have a definitive
construction of section 19.03(a)(7)(A) from the Texas Court of
Criminal Appeals as to whether it is proper in a jury charge to
permit the crime of multiple murder to be established by alternate
means of varying combinations of more than one murder. However,
the trial court's charge to the jury that convicted Paredes
allowed such varying combinations. The jury instructions did not
require all jurors to agree on whether Paredes killed Bravo and
Cain or Torres, Cain and Bravo or Torres, or Torres and Cain or
Bravo. In reviewing the trial court's charge in this case, the
Texas courts have held that this did not violate Paredes's due
process rights, and we will therefore consider whether United
States Supreme Court decisions have clearly established that this
jury charge was beyond constitutional limits on how a state may
define the elements of an offense. FN43. See Schad v. Arizona, 501
U.S. 624, 631, 111 S.Ct. 2491, 115 L.Ed.2d 555 (1991); see also
id. at 649, 111 S.Ct. 2491 (Scalia, J., concurring).
B
We conclude that the Texas courts did not
unreasonably apply clearly established federal law as determined
by the United States Supreme Court because whether the jury charge
at issue went beyond the limits of how a state may define a single
offense of multiple murder is not clearly established. Indeed, the
means by which we are to determine if the process accorded Paredes
in submitting the question of his guilt to the jury was due is not
clearly established.
As discussed above, in Schad, Arizona law
permitted a murder conviction to rest on proof that a defendant
“murdered either with premeditation or in the course of committing
a robbery.”FN44 The plurality opinion in Schad reasoned that “the
petitioner's real challenge is to Arizona's characterization of
first-degree murder as a single crime as to which a verdict need
not be limited to any one statutory alternative.”FN45 The
petitioner had contended “that premeditated murder and felony
murder [were] separate crimes as to which the jury must return
separate verdicts.”FN46 According to the plurality, the issue
“then, is one of the permissible limits in defining criminal
conduct, as reflected in the instructions to jurors applying the
definitions, not one of jury unanimity.”FN47
FN44. Id. at 630, 111 S.Ct. 2491. FN45. Id. at
630-31, 111 S.Ct. 2491. FN46. Id. at 631, 111 S.Ct. 2491. FN47.
Id.
The disagreement between the plurality and
concurring opinions in Schad concerned the reasoning leading to
their shared conclusion that the jury instruction was not
unconstitutional. While both opinions acknowledged that the
ultimate question to be resolved was whether the process that was
received was due, the two opinions diverged beyond that point,
with no resulting majority view. In answering whether the Due
Process Clause was violated, the plurality opinion began with the
understanding that there are “limits on a State's capacity to
define different courses of conduct ... as merely alternative
means of committing a single offense, thereby permitting a
defendant's conviction without jury agreement as to which course
[of conduct] actually occurred.” FN48 The plurality reasoned that
the “practical consequence” of the “axiomatic requirement of due
process that a statute may not forbid conduct in terms so vague
that people of common intelligence would be relegated to differing
guesses about its meaning” is “that a defendant charged under a
valid statute will be in a position to understand with some
specificity the legal basis of the charge against him.”FN49 The
plurality further reasoned that “no person may be punished
criminally save upon proof of some specific illegal conduct.”FN50
This “simply [raises] the problem of describing the point at which
differences between means become so important that they may not
reasonably be viewed as alternatives to a common end, but must be
treated as differentiating what the Constitution requires to be
treated as separate offenses.”FN51
FN48. Id. at 632, 111 S.Ct. 2491. FN49. Id. at
632-33, 111 S.Ct. 2491. FN50. Id. at 633, 111 S.Ct. 2491. FN51.
Id.
The plurality opinion in Schad concluded that
in order to determine whether a State has exceeded constitutional
bounds in prescribing the alternative means of committing a single
crime, it would be impractical to “try[ ] to derive any single
test for the level of definitional and verdict specificity
permitted by the Constitution.”FN52 The plurality opinion set
forth the following parameters for ascertaining “fundamental
fairness” and “rationality,” reminding us that there is “a
threshold presumption of legislative competence to determine the
appropriate relationship between means and ends in defining the
elements of a crime”FN53:
[W]e think that instead of such a [single] test
our sense of appropriate specificity is a distillate of the
concept of due process with its demands for fundamental fairness
and for the rationality that is an essential component of that
fairness. In translating these demands for fairness and
rationality into concrete judgments about the adequacy of
legislative determinations, we look both to history and wide
practice as guides to fundamental values, as well as to narrower
analytical methods of testing the moral and practical equivalence
of the different mental states that may satisfy the mens rea
element of a single offense. The enquiry is undertaken with a
threshold presumption of legislative competence to determine the
appropriate relationship between means and ends in defining the
elements of a crime. FN54. Id. at 637, 111 S.Ct. 2491 (citation
omitted).
The plurality opinion in Schad then reiterated
its “inability to lay down any bright-line test,” noting “the
difficulty of deciding, as an abstract matter, what elements an
offense must comprise.”FN55 The plurality “stressed that ... the
state legislature's definition of the elements of the offense is
usually dispositive,” although “there are obviously constitutional
limits beyond which the States may not go.”FN56
FN55. Id. at 639, 111 S.Ct. 2491. FN56. Id.
(alteration in original).
In his concurring opinion, Justice Scalia
concluded, as had the plurality, that “it has long been the
general rule that when a single crime can be committed in various
ways, jurors need not agree upon the mode of commission.” FN57 He
also observed, as had the plurality, “that one can conceive of
novel ‘umbrella’ crimes (a felony consisting of either robbery or
failure to file a tax return) where permitting a 6-to-6 verdict
would seem contrary to due process.”FN58 Justice Scalia, however,
took issue with the plurality's use of a fundamental fairness
assessment of the procedural or “so-called ‘substantive’ ” due
process components when testing “an American tradition that is
deep and broad and continuing.”FN59 He reasoned, “[i]t is
precisely the historical practices that define what is ‘due,’ ”
although he recognized that a “ ‘[f]undamental fairness' analysis
may appropriately be applied to departures from traditional
American conceptions of due process.”FN60
Justice Scalia then addressed the plurality's
discussion of moral equivalency, pointing out that the petitioner
in Schad was not complaining about the lack of moral equivalency
between premeditated murder and killing in the course of a
robbery.FN61 The petitioner's objection was that “as far as we
know, only six jurors believed he was participating in a robbery,
and only six believed he intended to kill.”FN62 Justice Scalia
posited that “[p]erhaps moral equivalency is a necessary condition
for allowing such a verdict to stand, but surely the plurality
does not pretend that it is sufficient.”FN63 It was in this
context that Justice Scalia hypothesized, “[w]e would not permit,
for example, an indictment charging that the defendant assaulted
either X on Tuesday or Y on Wednesday, despite the ‘moral
equivalence’ of those two acts.”FN64 In our prior opinion granting
a COA on the issues presently under consideration, we quoted this
passage from the concurring opinion in Schad.FN65 We observed that
this example “informs Paredes's case,”FN66 but we did not decide
whether the jury charge in Paredes's case violated his right to
due process. We noted the Schad plurality's due process concerns
about the “fluid conceptual boundary between calling two things
different crimes and calling them different methods of committing
the same crime,” and also noted that this “is an area with no
well-defined definitions.”FN67
After considering additional briefing and
hearing oral arguments on the merits of this habeas issue, we can
now conclude that the Texas courts did not unreasonably apply
clearly established federal law as determined by the Supreme Court
with regard to the jury charge given in Paredes's case. Were we to
undertake the fundamental fairness analysis adopted by the
plurality in Schad, with its various components, the outcome would
be far from clear. There are many variables and considerable room
for differing viewpoints in such an analysis, and the Supreme
Court's determinations have not thus far given the guidance
necessary to apply the fundamental fairness test fashioned by the
plurality to the present circumstances with any confidence that
the outcome would be derived from “clearly established” law.
Nor can we with any confidence discern where
the jury charge in the present case lies on the continuum
discussed in Justice Scalia's concurring opinion or what the
outcome would be when the principles set forth in that opinion are
applied. Hypotheses similar to those set forth in the concurring
opinion and similar to the facts before us raise difficult
questions. Does due process require a jury to agree on precisely
which defendant killed which individuals when it is proven that
two defendants each threw two grenades into a crowded area, ten
individuals were killed, but forensics cannot determine which of
the grenades was the cause of any particular individual's death?
In the case presently before us, it may be that the Texas multiple
murder law, as applied by the Texas trial court, is a departure
from traditional American conceptions of due process but that a
fundamental fairness test would result in a determination that the
process given was due. On the other hand, the principles
articulated in Justice Scalia's concurring opinion in Schad might
lead to the conclusion that all jurors must believe that a
defendant killed at least two specifically identified individuals
to establish multiple murder.
We do not undertake the fundamental fairness
analysis described by the plurality opinion or the analyses the
concurring opinion discusses in Schad because were we to do so, we
would be applying principles to circumstances that the Supreme
Court has yet to address. We would not be “merely [ ] illuminat [ing]”
existing Supreme Court precedent.FN68 We would be extending the
application of Supreme Court precedent, which we are not permitted
to do under AEDPA. FN68. Renico v. Lett, --- U.S. ----, 130 S.Ct.
1855, 1866, 176 L.Ed.2d 678 (2010) (holding that a decision of the
court of appeals could not “be understood merely to ‘illuminat[e]’
” the Supreme Court's decision in Arizona v. Washington, 434 U.S.
497, 98 S.Ct. 824, 54 L.Ed.2d 717 (1978), which had considered the
breadth of a trial court's discretion in granting a mistrial).
C
The fundamental fairness test embraced by the
plurality in Schad and recognized by the concurring opinion in
Schad as appropriate in some circumstances presents fairly broad,
fluid parameters, as we have noted. In another context, the
Supreme Court has recently explained that a “general standard
triggers another consideration under AEDPA”: “When assessing
whether a state court's application of federal law is
unreasonable, ‘the range of reasonable judgment can depend in part
on the nature of the relevant rule’ that the state court must
apply.”FN69 The Renico decision emphasized that “[b]ecause AEDPA
authorizes federal courts to grant relief only when state courts
act unreasonably, it follows that ‘[t]he more general the rule’ at
issue-and thus the greater the potential for reasoned disagreement
among fair-minded judges-‘the more leeway [state] courts have in
reaching outcomes in case-by-case determinations.’ ”FN70 While the
due process analyses set forth in the plurality and concurring
opinions in Schad differ in many respects from a trial court's
broad discretion in deciding whether a jury is deadlocked and
therefore whether to grant a new trial, which was the applicable
legal standard in Renico, the due process analyses in Schad have
considerable “potential for reasoned disagreement among
fair-minded judges” as to whether the jury charge in the present
case met due process requirements. Accordingly, it cannot be said
that the Texas court unreasonably applied federal law even if the
due process parameters to be applied in the present context were
clear.
FN69. Id. at 1864. Renico also held that the
legal standard to be applied in determining whether a trial court
erred in granting a mistrial due to jury deadlock was “whether
there was an abuse of the ‘broad discretion’ reserved to the trial
judge.” Id. at 1865. FN70. Id. (quoting Yarborough v. Alvarado,
541 U.S. 652, 664, 124 S.Ct. 2140, 158 L.Ed.2d 938 (2004))
(alterations in original).
Because the Texas court did not unreasonably
apply clearly established federal law as determined by the Supreme
Court, Paredes is not entitled to habeas relief with regard to the
fact that the jury instructions did not require all jurors to
agree on the identity of at least two of the three victims
allegedly killed by Paredes.
IV
Our denial of habeas relief with regard to the
jury instruction issue is based on an additional, independent
ground. Paredes cannot establish prejudice from the disjunctive
jury charge because the jury was also permitted to conclude that
he was criminally responsible for the murders under Texas's law of
parties even if he did not personally shoot any of the victims.
Paredes does not contend that permitting the
jury to convict him of capital murder based on an alternative
allegation of his responsibility for the action of others violated
his due process rights to a unanimous verdict. Nor does he contend
that any error in submitting three other alternative means of
committing capital murder (namely, that Paredes either murdered
Torres and Bravo or Cain, Cain and Bravo or Torres, or Bravo and
Cain or Torres) vitiates all of the jury's findings.FN71 The
jury's finding regarding the law of parties would not be vitiated
by any such error, so there is no structural error, and Paredes
does not contend that there is structural error.FN72
FN71. See Hedgpeth v. Pulido, --- U.S. ----,
129 S.Ct. 530, 532, 172 L.Ed.2d 388 (2008) (concluding that
harmless-error analysis applied to the jury charge error at issue
“so long as the error at issue does not categorically ‘vitiat[e]
all the jury's findings' ” (quoting Neder v. United States, 527
U.S. 1, 11, 119 S.Ct. 1827, 144 L.Ed.2d 35 (1999))). FN72. See
Sullivan v. Louisiana, 508 U.S. 275, 281, 113 S.Ct. 2078, 124
L.Ed.2d 182 (1993) (distinguishing “structural defects” in the
trial, “which defy analysis by ‘harmless-error standards,’ ” from
trial errors, which are subject to harmless-error analysis
(quoting Arizona v. Fulminante, 499 U.S. 279, 309, 111 S.Ct. 1246,
113 L.Ed.2d 302 (1991))).
The evidence is overwhelming that Paredes was
guilty of capital murder under Texas's law of parties. Based on
the record before us, we conclude that any error in submitting
alternative theories of who Paredes shot did not have a
substantial and injurious effect or influence in determining the
jury's verdict. Any error in failing to require all jurors to
agree which of two or more victims that Paredes killed was
harmless in light of the general charge that included the law of
parties, a general verdict of guilty, and the virtually
unchallenged evidence of Paredes's responsibility under the law of
parties.
V
Paredes next argues that he received
ineffective assistance of counsel because his lawyer failed to
object to the disjunctive jury charge regarding the identity of
the victims shot by Paredes. To obtain relief on this claim,
Paredes must show that (1) he received constitutionally
ineffective assistance, and (2) the state court's ruling that he
did not receive ineffective assistance is contrary to, or an
unreasonable application of, clearly established federal law.FN73
To demonstrate ineffective assistance of counsel, Paredes must
show that his attorney's performance fell “below an objective
standard of reasonableness” and prejudiced his defense.FN74
FN73. Carty v. Thaler, 583 F.3d 244, 258-59
(5th Cir.2009). FN74. Strickland v. Washington, 466 U.S. 668, 688,
692, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984).
Even if we assume that, by failing to object to
the jury instructions, the performance of Paredes's attorney fell
below an objective standard of reasonableness, Paredes suffered no
prejudice. As noted, supra, if the jury had been required to agree
on the identity of at least two of Paredes's victims and failed to
agree, Paredes would have been convicted of capital murder because
of the overwhelming evidence that Paredes was criminally
responsible for the killings under Texas's law of parties.
Accordingly, Paredes is not entitled to habeas relief on his
ineffective assistance claim.
* * *
For the foregoing reasons, we AFFIRM the
district court's denial of habeas relief.