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Joseph Bennard
NICHOLS
Classification: Murderer
Characteristics:
Robbery
Number of victims: 1
Date of murder:
October 13,
1980
Date of birth:
September 8,
1961
Victim profile: Claude
Shaffer, Jr., 70(delicatessen
employee)
Method of murder:
Shooting
Location: Harris County, Texas, USA
Status:
Executed
by lethal injection in Texas on March 7,
2007
Summary:
Nichols and Willie Ray Williams drove to Joseph’s Deli in Houston.
Both men were armed and pointed handguns at deli employee Claude
Shaffer, Jr., who was behind the counter. When Shaffer saw the guns
he began to bend over or squat down, both Nichols and Williams
opened fire.
Nichols and Williams ran to the
door and Nichols went out. Williams turned and fired once more at
Shaffer then went behind the counter and grabbed the deli’s cash
box, then ran out of the deli. Nichols and Williams then joined
accomplices Charlotte Parker and Evelyn Harvey in a waiting car and
drove away.
Nichols told Parker and Harvey “he
had shot the man” and “he thought he shot him in the chest,” and
that Williams said he had run back into the deli and shot the man
again. Shaffer died from a single gunshot wound.
Nichols was on felony probation
for Theft at the time of the murder and evidence was also presented
that he had engaged in a string of robberies just before the murder.
Accomplice Willie Ray Williams was
also sentenced to death in a separate trial and was executed in
1995.
Citations:
Nichols v. State, 754 S.W.2d 185 (Tex.Cr.App. 1988) (Direct
Appeal). Nichols v. Dretke, 176 Fed.Appx. 593 (5th Cir. 2006)
(Habeas). Nichols v. Scott, 69 F.3d 1255 (5th Cir. 1995) (Habeas).
Final/Special Meal:
Declined.
Final Words:
When the warden asked Nichols if he wanted to make a last statement,
he answered, "Yes, yes I do." He then mentioned a supervisory
corrections officer on death row by name and uttered a string of
obscenities about her. Then he said, "That's all I got to say."
ClarkProsecutor.org
Texas Department
of Criminal Justice
Inmate: Nichols, Joseph Bennard
Date of Birth: 09/08/61
TDCJ#: 709
Date Received: 03/12/82
Education: 11 years
Occupation: laborer
Date of Offense: 10/13/80
County of Offense: Harris
Native County: Galveston County, Texas
Race: Black
Gender: Male
Hair Color: Black
Eye Color: Brown
Height: ?
Weight: 165 lb
Texas Attorney
General
Tuesday, February 28, 2007
Media Advisory:
Joseph Nichols Scheduled For Execution
AUSTIN – Texas Attorney General Greg Abbott
offers the following information about Joseph Bernard Nichols, who
is scheduled to be executed after 6 p.m. Wednesday, March 7, 2007. A
Harris County jury sentenced Nichols to death the for 1980 murder of
Claude Shaffer, Jr.
FACTS OF THE CRIME
On October 13, 1980, Nichols and Willie Ray
Williams drove to a spot near Joseph’s Delicatessen and Grocery in
Houston and entered the deli. Williams was armed with a .380 semi-automatic
pistol; Nichols had a snub-nosed .38 revolver. Both men pointed
their pistols at deli employee Claude Shaffer, Jr., who was behind
the counter near the cash register.
When Shaffer saw the guns he began to bend over
or squat down. Both Nichols and Williams then opened fire on Shaffer,
who collapsed behind the counter. Deli employee Cindy Johnson
testified that she was watching Shaffer after Nichols and Williams
pointed their guns at him and that Shaffer never reached for a gun
that he kept under the counter.
Investigators found a fully loaded .45 semi-automatic
pistol on a shelf under the counter. There were no fingerprints on
it and no .45 caliber fired bullets or empty shell casings were
found.
After firing at Shaffer, Nichols and Williams ran
to the door and Nichols went out. Williams either exited or
partially exited and then turned and fired once more at Shaffer.
Williams went behind the counter and grabbed the deli’s cash box,
then ran out of the deli with his gun and the cash box. Nichols and
Williams then joined co-defendants Charlotte Parker and Evelyn
Harvey in a waiting car and drove away.
Nichols told Parker and Harvey “he had shot the
man” and “he thought he shot him in the chest,” and that Williams
said he had run back into the deli and shot the man again. A few
days later, Williams, Nichols, Parker, and Harvey were arrested.
Shaffer died from a single gunshot wound.
CRIMINAL HISTORY
Nichols was convicted of theft in 1979 and
pleaded guilty to an April 1980 robbery for which he was sentenced
to felony probation for nine years. Nichols was serving this
probation when he killed Shaffer. Additionally, Nichols robbed a
convience store on August 13, 1980, shooting the clerk in the
shoulder when he did not respond fast enough to Nichols’s demand for
more money. Nichols continued to demand additional money as the
clerk was bleeding from his wound.
Further, on October 11, 1980, two days before the
deli shop murder, Nichols committed another robbery of a convenience
store, aiming his pistol at the clerks. There was also evidence that
when booked into jail following his arrest for the Shaffer murder,
Nichols stated he would “shoot any deputy that got in his way.”
Finally, there was evidence that in June 1981, while in jail
awaiting trial, Nichols conspired with others to engage in an escape
involving the use of a firearm and other weapons.
PROCEDURAL HISTORY
Mar. 10, 1982 -- Nichols was convicted of capital
murder and sentenced to death in a Harris County state district
court.
Apr. 13, 1988 -- Nichols’s conviction and
sentence were affirmed by the Texas Court of Criminal Appeals of
Texas.
Jan. 9, 1989 -- The U.S. Supreme Court declined
to review the Texas court’s decision on direct appeal.
Dec. 12, 1991 -- The Texas Court of Criminal
Appeals denied Nichols’application for habeas corpus relief based
upon the findings, conclusions, and recommendation of the trial
court.
Aug. 31, 1992 -- A Houston U.S. District Court
granted Nichols’ petition for habeas corpus relief and ordered a new
trial.
Nov. 20, 1995 -- The 5th U.S. Circuit Court of
Appeals reversed the federal district court’s decision and
reinstated Nichols’ capital murder conviction and death sentence.
June 24, 1996 -- The U.S. Supreme Court declined
to review the 5th Circuit Court’s decision denying habeas corpus
relief.
Mar. 12, 2003 -- The Texas Court of Criminal
Appeals denied Nichols’ second application for habeas corpus relief
based upon the findings, conclusions, and recommendation of the
trial court.
Mar. 1, 2004 -- The U.S. Supreme Court declined
to review the Texas court’s decision denying habeas corpus relief.
May 25, 2004 -- A U.S. district court denied
Nichols’ second petition for habeas corpus relief.
Apr. 18, 2006 The 5th U.S. Circuit Court of
Appeals affirmed the federal district court’s denial of habeas
corpus relief.
Dec. 4, 2006 -- The U.S. Supreme Court declined
to review the Fifth Circuit’s decision.
2nd condemned
Texas inmate in as many days executed
By Michael Graczyk
-
Houston Chronicle
AP - March 8, 2007
HUNTSVILLE, Texas — More than 26 years after he
and a friend robbed a Houston convenience store where a clerk was
fatally shot, Joseph Nichols wound up in the same death house where
a dozen years earlier his partner was executed for the same crime.
The similarities between Nichols and his longtime friend, Willie Ray
Williams, ended in their final moments. Williams in 1995 spoke of "love
and peace of Islam" as he was executed.
Nichols, 45, described by Texas Department of
Criminal Justice officials as uncooperative throughout the day, had
to be carried to the death chamber, then used his final statement
while strapped to the gurney Wednesday evening for a profanity-filled
diatribe against a supervisory corrections officer. "That's all I
got to say," he barked. He winked toward a window where his parents
and three brothers watched. He was pronounced dead seven minutes
later.
The lethal injection was the second carried out
in Texas in as many days and the eighth this year in the nation's
busiest capital punishment state. Nichols and Williams were both
convicted and condemned for the Oct. 13, 1980, slaying of Claude
Shaffer.
"We're feeding and clothing him all these years
and his family has had all these extra years with him," Claudette
Shaffer, the daughter of the shooting victim, said after watching
Nichols die. "They had a chance to say goodbye. We've never had that
chance. Something is askew." Nichols' vulgar final statement, she
said, "just reaffirmed the image I had of him: No feeling, no
remorse, no concern for anyone."
She said she was eager to tell her 90-year-old
mother, who couldn't attend the execution because of health
concerns, of Nichols' death. "She is going to be very happy,"
Shaffer said. "She's been waiting since 1982."
Nichols' execution came despite appeals and
protests from death penalty opponents that focused on the fact one
bullet wound killed Shaffer, 64, and that Williams was prosecuted
and convicted of being the shooter. Nichols, who said he'd fled the
store when the fatal shot was fired, also was labeled as the shooter
by Harris County district attorneys who prosecuted the case.
Prosecutors defended Nichols' conviction, saying
Texas' law of parties makes non-triggermen just as culpable in
crimes like Shaffer's murder. Nichols' lawyer, J. Clifford Gunter
III, took the case to the U.S. Supreme Court, which previously had
rejected Nichols' appeals. Gunter argued Nichols had been deprived "of
a complete and meaningful post-conviction review of his case."
Less than two hours before Nichols was to die,
the high court turned down his appeal. "There's nothing else we can
do," Gunter said. "It's a sad day."
Nichols was tried twice. At the first trial,
jurors were unable to agree on the death penalty and a mistrial was
declared. It's the second trial that Nichols' lawyers accused
prosecutors of changing tactics, suppressing evidence and arguing he
was the shooter so jurors would be more inclined to decide on a
death sentence, which they did.
"They had a parties charge (to the jury)," said
Roe Wilson, who handles capital case appeals for the Harris County
District Attorney's Office, denying any improper manipulations of
evidence. "They were told the prosecution thought Nichols was the
shooter, but there was no ballistics evidence. "And even if Nichols
wasn't actually the one who hit him, under the law of parties
Nichols was still guilty." The fatal bullet could not be recovered
for ballistics tests.
"I never denied being there," Nichols said
recently from death row, his home since he was 20. "I'm not telling
you I'm not guilty of anything." But he insisted that when Williams
fired the fatal shot, "I had already left." In the robbery, Williams
"got some change," he said. "I got nothing."
Three more Texas inmates have execution dates
this month. Next is Charles Nealy, 42, set to die March 20 for the
1997 slaying of Dallas convenience store clerk Jiten Bhakta, 25. A
second store employee also was killed in the robbery.
Nichols Execution: Another Texas death row travesty
By Jordan Smith
-
Austin Chronicle
March 1, 2007
On the morning of Oct. 13, 1980, 19-year-old
Joseph Nichols and 24-year-old Willie Ray Williams entered Joseph's
Delicatessen in Houston and approached the counter where 70-year-old
Claude Shaffer was at the register. Williams and Nichols each pulled
out a gun and pointed it at Shaffer, in an attempt to rob the store.
According to court records, Shaffer reached for a gun hidden behind
the counter; as he ducked behind the counter, Nichols fired – his
single bullet lodged somewhere behind a magazine rack, and he ran
from the store. Williams also began to retreat but stopped at the
front door. He fired at Shaffer – who was now standing, his back
toward the door. The bullet killed Shaffer instantly; Williams
returned to the counter, grabbed the cash box, and ran.
Nichols and Williams were arrested, and each was
charged with capital murder. Three months later, in January 1981,
after confessing to the killing, Williams pled guilty and was
sentenced to die; he was executed in January 1995. Nichols pled not
guilty: He'd been involved with the robbery but did not intend for
Shaffer to die, nor did he take part in the murder. Nichols was
tried twice for Shaffer's murder – a deadlocked jury prompted a
mistrial the first time around; the second trial ended with a guilty
verdict and a death sentence. He is scheduled for execution on March
7.
It might be tempting to assume that Nichols' 25-year
stay on the row is an affirmation that the Texas capital punishment
system functions properly – that a quarter-century behind bars means
the courts have had ample opportunity to review his appeals and have
concluded, based on all relevant evidence, that his execution will
pass constitutional muster. But that isn't true: With less than a
week until his execution, there remain serious questions about
whether Nichols' execution is legally justifiable.
His is a case plagued by prosecutorial misconduct
and incomplete judicial review. Harris Co. officials withheld from
Nichols' attorneys the true identity and whereabouts of a crucial
eyewitness, Teresa Ishman, one of two deli employees working with
Shaffer the morning of the murder.
According to court records,
Ishman told prosecutors it was Williams and not Nichols who killed
Shaffer, and she confirmed that Nichols fled before the murder.
Moreover, at Nichols' second trial, prosecutors completely changed
the official theory of the crime in order to secure a conviction and
death sentence.
At Nichols' first trial, prosecutors argued that
Williams fired the fatal shot – an assertion backed up by the
physical evidence and the testimony of the county medical examiner –
and sought to convict Nichols not as the shooter but as a party to
the killing. But the jury deadlocked because Nichols wasn't the
triggerman. So at the second trial, in February 1982, prosecutors
argued instead that Nichols was the one who fired the fatal shot –
even though Williams had already confessed to the killing and had
been sentenced to die.
State and federal courts have considered these
omissions before, but only in "isolation," says Nichols' attorney,
Clifford Gunter, with the Houston firm Bracewell & Giuliani. On Feb.
20, Gunter again appealed Nichols' case, arguing that taken together,
the problems with his prosecution are so egregious that the death
sentence should be overturned.
"Nichols has been inadvertently
subjected to a procedural quagmire that has prevented his
unconstitutional conviction from being fully reviewed," Gunter
argues. "As a result, no court has ever addressed all of the
constitutional violations that led to Nichols' conviction for a
crime he did not commit … a crime for which the confessed murderer …
has already been executed." In short, the court has never ruled
whether the individual instances of misconduct could have the
cumulative effect of rendering his punishment unconstitutional.
In Williams' case, Harris Co. prosecutors
asserted that the evidence conclusively proved him the killer: "That
is all there is to it. It is scientific. It is consistent. It is
complete. It is final, and it is in evidence," they argued –
evidence they offered again during Nichols' first trial. At Nichols'
second trial, however, prosecutors abandoned all that evidence and
argued that Nichols was the shooter; this strategy was possible only
because the state continued to conceal eyewitness Ishman from the
defense, argues Gunter.
Instead, prosecutors offered only the
testimony of another deli employee, Cindy Johnson, who claimed
Nichols fired the fatal shot. (According to Ishman, Gunter later
discovered, there was no way Johnson could've seen anything because
she hid in the bathroom once the robbery began.) By hiding Ishman,
the prosecution was able to convince jurors Nichols was the shooter:
"And I'll tell you that it was [Nichols'] hand that did the killing,"
declared the prosecutor. "How do you know that? [Johnson] saw it.
She told you."
A federal district judge first overturned Nichols'
conviction based on the state's changed theory of the crime (a due
process violation), but the 5th U.S. Circuit Court of Appeals
reversed, ruling that the error wasn't severe enough to "undermine
confidence" in the guilty verdict. In a subsequent proceeding, the
court similarly ruled that hiding Ishman from the defense was not so
egregious as to undermine the verdict.
While Gunter hopes that the courts will now
finally consider the errors' cumulative effect and will throw out
Nichols' death sentence, given the complicated nature of the rules
governing death-case appeals, it seems unlikely. In fact, "the rules
against successive petitions are so onerous" that it is unlikely the
courts will consider anything more than whether the appeal was filed
properly, says UT law professor Jordan Steiker. "By successfully
hiding their misconduct, the prosecution gets the benefit of a
process designed to 'streamline' appeals. It is one of the ways that
court doctrine rewards prosecutorial misconduct."
Gunter has also filed a petition with the Board
of Pardons and Paroles, asking that Nichols' death sentence be
commuted to life behind bars – ordinarily, Steiker says, that would
be the way to go with a case like Nichols'. "If we had any sort of
clemency process, this would be the perfect kind of case," where the
executive branch would step in to correct an injustice the courts
are ill-equipped to handle. But, he said, "That's not Texas."
For
sure, the BPP isn't known for righting wrongs – still, Nichols' life
might depend on its taking seriously the responsibility to avert an
injustice. "To be frank, we are … accusing the State of having
deliberately manipulated the justice system … in order to get a
second death sentence," reads Gunter's petition. "Executing Nichols
would in effect condone" that manipulation, he continued. "When does
it end? It should end now."
2nd condemned
Texas inmate in as many days set to die
By Michael Graczyk
-
Dallas Morning News
03/07/2007
Condemned inmate Joseph Nichols acknowledges
being in a Houston convenience store more than a quarter century
ago, accompanied by a friend and attempting to hold up the place.
What baffles Nichols, however, is why he's likely
to die Wednesday evening when his friend pleaded guilty to fatally
shooting the 70-year-old store clerk — who died of a single bullet
wound — and already has been executed for the slaying. "I was there,
I don't deny that," Nichols said recently from death row, where he's
been locked up for 25 years for the 1980 death of Claude Shaffer. "I
never told them, word for word, that I killed this man."
Nichols, 45, would be the eighth prisoner
executed this year in Texas, the nation's busiest capital punishment
state, and the second in as many nights taken to the death house at
the Huntsville Unit of the Texas Department of Criminal Justice.
Tuesday evening, Robert Perez, 48, who prosecutors said was a high-ranking
officer in the notorious Mexican Mafia prison gang, received lethal
injection for a double killing in San Antonio in 1994.
Nichols was convicted and condemned for the
Shaffer slaying, although he and his lawyers, along with death
penalty opponents, cited what they contended were questionable
tactics in Harris County's prosecution of Nichols. Willie Williams,
Nichols' partner on Oct. 13, 1980, was convicted of the same crime
and was executed 12 years ago.
"One bullet and two shooters," said Nichols'
lawyer, J. Clifford Gunter III. "There's no getting around that."
Gunter went to the U.S. Supreme Court, arguing in a late appeal that
prosecutorial misconduct and legal appeals procedures left Nichols
"in a procedural quagmire" that barred his conviction from being
fully reviewed.
Roe Wilson, who handles capital case appeals for
the Harris County district attorney's office, said it made no
difference if Nichols didn't actually fire the fatal shot. Nichols
originally was tried under the Texas law of parties, which makes one
defendant as culpable as his partner in a crime, but jurors were
unable to reach agreement on the death penalty and a mistrial was
declared. Nichols missed by 30 days a change in Texas law that would
have given him an automatic life term when jurors were unable to
reach unanimity on a death sentence. Instead, he was tried a second
time.
In that trial, Nichols' lawyers accused
prosecutors of changing tactics and arguing he was the shooter so
jurors would be more inclined to decide on a death sentence, which
they did. "They had a parties charge (to the jury)," Wilson said,
denying any improper manipulations of evidence. "They were told the
prosecution thought Nichols was the shooter, but there was no
ballistics evidence."
Both Nichols and Williams told police they shot
toward Shaffer, and jurors heard testimony from a girlfriend of one
of the shooters that when Nichols returned to their car outside the
store, he said he thought he shot the victim in the chest. "They
knew both people said: 'I shot toward him,'" Wilson said, referring
to the jury. "And even if Nichols wasn't actually the one who hit
him, under the law of parties Nichols was still guilty." The fatal
bullet could not be recovered for ballistics tests.
Nichols was 20 when he arrived on death row. "Honestly,
I thought I'd be dead at 25," he said, describing his years in
prison as good and positive. "I was able to grow and do a few things,
experience life and meet different people. Think about it: You've
got people in other parts of the world in a worse position." If he
had received a life term, under guidelines then in place, he could
have become eligible for parole after 20 years. "I've already served
a life sentence," he said.
On Tuesday evening, Perez, who had been linked to
more than a dozen slayings in the mid 1990s in San Antonio, told his
wife, two sons and a brother, who watched through a window, that he
loved them "and never forget." And as the drugs were being
administered, he remarked: "I got my boots on, like the cowboys."
Seven minutes later he was pronounced dead.
Three more Texas inmates have execution dates
this month and are among at least a dozen with dates this year. Next
on the schedule is Charles Nealy, 42, set to die March 20 for the
slaying of convenience store clerk Jiten Bhakta, 25, in Dallas in
1997. A second store employee also was killed in the robbery.
Man executed
after 25 years on Texas death row
Reuters News
Mar 7, 2007
HUNTSVILLE, Texas (Reuters) - A man who spent 25
years on Texas death row was executed by lethal injection on
Wednesday for a 1980 murder after prison officials had to carry him
to the death chamber.
Joseph Nichols, 45, was the second person in as
many days and the eighth person put to death this year in Texas. The
state leads the nation with 387 executions since 1982, when it
reinstated the death penalty six years after the U.S. Supreme Court
lifted a capital punishment ban.
He refused to walk to the death chamber but did
not put up a fight, a prison spokeswoman said. In his last statement,
he cursed prison staffers.
Nichols was convicted and sentenced to die for
shooting Claude Shaffer during the robbery of a Houston food store
on October 13, 1980. An accomplice, Willie Williams, was executed on
January 31, 1995, after pleading guilty to the crime.
Lawyers for Nichols and death penalty opponents
fought Nichols' executions on grounds that Shaffer had one bullet
wound in his body, yet Houston prosecutors accused both Williams and
Nichols in their separate trials of being the shooter. The Texas
Coalition to Abolish The Death Penalty accused state prosecutors of
presenting false evidence and suppressing favorable eyewitness
testimony at trial.
The case wound its way through the courts for
years before Nichols' final appeal was rejected by the U.S. Supreme
Court shortly before he was executed. Nichols did not request a last
meal.
On Tuesday, Texas put to death Robert Perez, 48,
for killing two men in a 1994 gang dispute. The state has 11 more
executions scheduled this year, including three in March. There are
389 people on Texas death row.
Txexecutions.org
Joseph Bennard Nichols, 45, was executed by
lethal injection on 7 March 2007 in Huntsville, Texas for the
robbery and murder of a store employee.
On 13 October 1980, Nichols, then 19, Willie
Williams, 24, Charlotte Parker, and Evelyn Harvey drove to a spot
near Joseph's Delicatessen and Grocery in Houston. Williams and
Nichols went inside, both carrying guns. Williams had a .380 semi-automatic
pistol, and Nichols had a snub-nosed .38-caliber revolver. Both men
went to the back of the store first, then approached the counter.
Nichols got a corndog. Williams set a quart of beer on the counter
near the cash register.
Both men then drew their guns and pointed
them at Claude Shaffer, 70, who was behind the counter. When Shaffer
saw the guns, he tried to get down, but the gunmen opened fire. They
then ran to the door. Nichols exited, but Williams stopped at the
door, then went back inside and fired once more at Shaffer. Williams
then went behind the counter, grabbed the cash box, and ran back out
and joined Parker and Harvey in the car. They drove around to the
side of the building to pick up Nichols, then drove off. The four
were arrested a few days later.
Shaffer died from a single gunshot wound. The
question of who fired the fatal shot was an important issue at
Williams' and Nichols' trials and in appeals. The Harris County
Medical Examiner, Dr. Espinola, testified that Shaffer died from a
shot that entered his upper back, below his left shoulder and exited
from the right side of his chest. He testified that the victim also
had a superficial wound on the right side of his head, which was "consistent
with a grazing type of gunshot wound," but could also have been
caused by hitting his head on the corner of a hard object in a fall,
and, in any case, was not a serious injury.
There were no bullets or bullet fragments found
in the victim's body. Investigators found two empty .380 cartridge
cases from Williams' pistol in the deli and an intact, misfired .380
round (with a firing pin indentation on the cartridge rim) just
outside the door. A .38-caliber unjacketed lead bullet was found in
a stack of comic books behind the counter.
At Nichols' trial, Williams, who had already
pleaded guilty at his own trial, testified that Nichols drew his gun
first, then Williams drew his. Shaffer then bent down, and Nichols
said something to the effect of "don't go for the gun" or "don't be
doing it." Shaffer came up with a gun, but before he could shoot,
Nichols fired his gun at him. Williams testified that he pulled the
trigger on his gun, but it misfired. Williams said that he saw no
blood and that Shaffer was still squatting behind the counter when
he re-entered the deli and shot at him again.
Nichols did not testify, but in a statement he
gave to police, he said, "he came up with a pistol ... so we reacted
and shot."
Cindy Johnson, another deli employee who was the
only other person in the store, testified that when Nichols and
Williams were at the counter, Nichols shot first, but Williams also
shot, and two or three shots were fired at that time. She said that
after those shots, Shaffer collapsed and there was blood on his
head. She also testified that Shaffer never reached for a gun that
was kept behind the counter, although in an earlier sworn statement,
she said he did reach for it.
A .45-caliber semiautomatic pistol was found on a
shelf behind the counter, but it was fully-loaded and had not been
fired, and there were no fingerprints on it. Charlotte Parker
testified that after Williams and Nichols were in the car, Nichols
said, "I think I hit him in the chest," and that Williams said he
shot him in the shoulder.
The defense argued that Nichols was not guilty of
murder even under the law of parties, because Williams fired the
fatal shot when he re-entered the deli, which was an independent
decision Williams made after Nichols had already left. The
prosecution argued that because the victim was crouching behind the
counter and the bullet went through his torso, the shot couldn't
have been fired from the door area. The state also argued that even
if Williams did fire the fatal shot, Nichols, who planned the
robbery, chose the location, and fired a gun at the victim, was
responsible under the law of parties.
Nichols had a previous conviction for theft in
1979, and he pleaded guilty to an April 1980 robbery and was
sentenced to nine years' probation. In August 1980, he robbed a
convenience store, shooting the clerk. On 11 October, two days
before the deli murder, he committed another convenience store armed
robbery.
Nichols' first trial ended in a mistrial. The
jury found him guilty, but could not agree on the sentence because
of doubts over whether he fired the fatal shot. Under existing law,
Nichols was retried. (A month later, a change in the law went into
effect that a life sentence would automatically be imposed if the
jury could not agree on a sentence in a capital murder case.)
On retrial in March 1982, Nichols was convicted
and sentenced to death. The Texas Court of Criminal Appeals affirmed
the conviction and sentence in April 1988.
In August 1992, a U.S. district judge vacated
Nichols' conviction and ordered a new trial. The court ruled that
the jury should have been instructed to consider whether Nichols
fired the fatal shot. The court also said that the state
contradicted itself by arguing that Nichols was the shooter, whereas
previously, at Williams' trial, the state argued that Williams was
the shooter.
In November 1995, the U.S. Fifth Circuit Court of
Appeals reversed the district court's decision and reinstated
Nichols' conviction and death sentence, ruling that the jury did not
need to be instructed to consider whether Nichols fired the fatal
shot. The appeals court also ruled that the district court's
decision to grant Nichols a new trial on the basis of the
prosecution's statements at Williams' trial was unsupported by law
or precedent. All of Nichols' subsequent appeals were denied.
Willie Ray Williams was convicted in January 1981
of capital murder, after pleading guilty, and was sentenced to death.
He was executed in 1995.
"I'm not telling you I'm not guilty of anything,"
Nichols said in an interview from death row, but when Williams fired
the fatal shot, "I had already left." He said that in the robbery,
Williams "got some change. I got nothing."
Of his 25 years on death row, Nichols said, "Honestly,
I thought I'd be dead at 25," and that his time on death row was
good and positive. "I was able to grow and do a few things,
experience life and meet different people." "I don't want to die,
but I've come to terms. No doubt, I'm regretful."
According to the Texas Department of Criminal
Justice's director of public information, Michelle Lyons, Nichols
did not resist being taken from his cell to the death chamber, but
he "didn't cooperate either" and had to be carried and strapped to
the gurney by the five-man tie-down team. Earlier in the day,
Nichols was "uncooperative and belligerent," Lyons said.
At his execution, when the warden asked Nichols
if he wanted to make a last statement, he answered, "Yes, yes I do."
He then mentioned a supervisory corrections officer on death row by
name and uttered a string of obscenities about her. Then he said, "That's
all I got to say." He then winked toward his parents and three
brothers, who witnessed his execution from a viewing room. The
lethal injection was then started. He was pronounced dead at 6:19.
ProDeathPenalty.com
On October 13, 1980, Nichols, Willie Ray Williams
and two women drove to an apartment building in Houston, Texas,
intending to rob a nearby grocery store. Committing the robbery was
Nichols’ idea.
Armed with guns, Nichols and Williams entered the
grocery. Seventy-year old Claude Shaffer, Jr. was working as a deli
clerk behind the counter. Nichols pointed his gun at Claude, and
Claude made a movement that Nichols interpreted as gun retrieval.
Nichols then shot at Claude Shaffer. Williams also shot at Claude
while fleeing the store, but he returned to the counter to take the
cash box. Claude was killed by one bullet to the back. The women
drove Nichols and Williams away from the scene. The quartet were
arrested soon thereafter.
At the punishment phase of Nichols's trial,
the state submitted evidence that Nichols had been convicted of
theft in 1979, and had pleaded guilty in May 1980 to an April 1980
robbery for which he was sentenced in July 1980 to nine years’
felony probation, which he was serving when he committed the instant
offense.
Additionally, it was shown that on August 13, 1980, Nichols
committed an armed robbery of a convenience store, shooting the
clerk in the shoulder when he did not respond speedily enough to
Nichols’ demand for more money. Nichols continued to demand more
money as the clerk was bleeding from his wound.
Further, on October
11, 1980, two days before the present offense, Nichols committed
another robbery of a convenience store, aiming his pistol at the
clerks. There was also evidence that when booked into jail following
his arrest for the instant offense, Nichols had stated he would
“shoot any deputy that got in his way.”
Finally, there was evidence
that in June 1981, while in jail awaiting trial, Nichols conspired
with others to engage in an escape involving the use of a firearm
and other weapons.
The defense called fifteen witnesses. Many
testified they thought Nichols could be rehabilitated, that he was
nineteen at the time of the offense, and that at school he had had
average grades, had been an excellent athlete, and had presented no
disciplinary problems. His parents divorced when he was seven, but
both maintained a good relationship with him. He married, and
dropped out of school, at about age seventeen to support his young
child. His parents thought he had gotten into trouble due to the
pressure he was under to support his young child and because he got
in with a bad crowd. Nichols's accomplice, Willie Ray Williams, was
also sentenced to death in the robbery and was executed in January
1995.
Nichols v. State,
754 S.W.2d 185 (Tex.Cr.App. 1988) (Direct Appeal).
Defendant was convicted in the 178th Judicial
District Court, Harris County, Dan E. Walton, J., of capital murder,
and he appealed. The Court of Criminal Appeals, White, J., held that:
(1) defendant voluntarily chose to waive his constitutional rights
and confess; (2) although trial court erred in excusing prospective
juror on its own motion, such error was not reversible; (3) failure
of trial court to sua sponte charge jury that law of parties may not
be applied to punishment special issues was not fundamental error;
and (4) evidence supported jury's affirmative findings on special
issues at punishment phase. Affirmed. Clinton and Campbell, JJ.,
concurred in result. Teague, J., dissented with statement.
WHITE, Judge.
Appeal is taken from a conviction for capital murder. V.T.C.A.,
Penal Code Sec. 19.03(a)(2).FN1 After finding appellant guilty, the
jury returned affirmative findings to the three special issues under
Art. 37.071(b), V.A.C.C.P. Punishment was assessed at death. We will
affirm.
FN1. This is the second time appellant has been
tried and convicted for this offense. The first trial ended in a
mistrial at the punishment phase when the jury could not reach a
unanimous verdict on special issue number two. See, Art.
37.071(b)(2), V.A.C.C.P., and this Court's response to appellant's
ninth point of error. With leave of this Court, appellant has filed
two briefs raising a total of twenty-six points of error.FN2 For
logistic purposes, we will not address the points of error in
numerical order, but will address them in chronological trial order,
consolidating points whenever possible.
FN2. Mr. E. Neil Lane, Esq., one of appellant's
trial attorneys, filed a brief raising six points of error. Mr.
Brian Wice submitted a second brief on appellant's behalf after
being allowed to substitute as appellate counsel. Tex.R.App.Proc.,
R. 7 and 74( o ). This second brief raises twenty points of error
and constitutes the majority of the issues addressed in this opinion.
All references to appellant's points of error are to those raised in
Mr. Wice's brief unless otherwise noted.
The relevant facts may be briefly stated. On
October 13, 1980, at approximately 9:00 a.m., appellant and Willie
Ray Williams entered Joseph's Delicatessen and Grocery with the plan
to commit a robbery. As they approached the cash register, both men
pulled guns on Claude Shaffer, the seventy year old victim. Shaffer
bent down behind the counter, and it is controverted whether he was
reaching for an unloaded pistol kept behind the store counter or
whether he was simply taking cover. Appellant stated “Don't try it”
and opened fire on Shaffer. It is unclear whether appellant's shots
hit Shaffer.
Appellant and Williams then turned and started to flee.
As they reached the door, Williams turned and shot at Shaffer. Again,
it is unclear which shot contacted the victim. Both men fled but,
after running out of the Deli, Williams stopped and went back into
the Deli, alone. Williams took the cash box from behind the counter
where the victim had been standing and ran out of the store. Both
men were picked up by two females in a blue Toyota.
Although shot in the left temple and shoulder,
Shaffer died as a result of a single gunshot wound to his back.
Ballistics investigation could not determine which gun caused this
wound. Appellant and Williams netted a total of eight or nine
dollars from the robbery.
In his eighth point of error, appellant
challenges the admissibility of his confession. His argument, while
extremely amorphous, can be organized into a three-fold challenge.
First, appellant asserts a Sixth Amendment violation, second, an
involuntary Miranda FN3 waiver and third, a violation of his Fifth
Amendment request for counsel. After a careful review of each we
find that the confession was properly admitted.
The relevant facts from the suppression hearing
are as follows. Pursuant to statements given by other participants
in the offense and a photo I.D. made by a witness, appellant became
a suspect of the instant offense. Officer R.D. Anderson, a detective
with the Houston Police Department assigned to the case, learned
that appellant would be returning to the home of Eddy Henderson on
the evening of October 17, 1980. Officer Anderson and his partner,
Dollins, went to Henderson's home at approximately 7:40 p.m. and
awaited appellant's arrival. Appellant arrived within 30 minutes,
was placed under arrest and read his Miranda warnings.
Appellant was taken to the Houston Police
Department where he was once more given his Miranda warnings.
Appellant then, after acknowledging that he understood his rights,
waived them and gave a tape recorded and written confession to the
instant offense. The confession was signed at 10:15 p.m. The face of
the confession contains the requisite warning and waiver of rights
as required by Art. 38.22, V.A.C.C.P. The confession read as follows:
“My name is Joseph Bernard Nichols. I am 19 years
of age. I live at 3922 Prudence with friends. I was born on 9-8-61.
I was coming from the motel. I think it was the Act II Motel. I was
with Will, Charlotte and Evelyn. We were riding and we got on a
conversation about robbing. We came upon this little store off of
Fannin Street. Charlotte was driving. We passed by the store the
first time and we saw one car parked in front of the store. We all
decided that this was all right to hit.
“We parked down the street in front of some
apartments. Me and Will went in the store. We pulled out our guns on
the dude behind the cash register and told him to put the money in
the sack. The man behind the counter started bending over behind the
counter. He had bent over so far that we couldn't see him. Then he
came up with a pistol. I guess he was getting ready to shoot. He was
fixing to shoot us. So we reacted and shot. I was scared cause I
just knew that he was fixing to shoot one of us. So we reacted and
shot.
“I ran out of the store and through the alley and
around to the back of the apartment complex. I ran around to the
front of the apartments and I didn't see the car and I stood in the
middle of the street looking around for the car, and then they came
around the corner. I jumped in the car and we went straight home on
Prudence. “On Wednesday I took the gun back to the dude that I got
it from. I don't know his name. He just hangs on the corner of
Calumet and Live Oak. I want to say that we did not mean to kill the
man. When he come up from behind the counter, he had pulled a gun on
us.” [/s/] Joseph Nichols.
At the suppression hearing, appellant testified
that at approximately 3:00 p.m. on the day of his arrest he injected
preludin, drank some beer and smoked marihuana. Tyrone Williams, a
friend of appellant's who was with appellant throughout the day of
arrest and who also partook of some intoxicants, testified that
appellant appeared “high” after initially ingesting the intoxicants.
On cross-examination, Williams further testified that appellant was
at all times able to walk and talk, knew where he was and was not
“out of his head.”
At the conclusion of the suppression hearing, the
trial court found the confession admissible and made the following
findings of fact: appellant was sufficiently warned of his Miranda
rights; he voluntarily, knowingly and intelligently waived these
rights before confessing; he was not under the influence of any
drugs or other intoxicants at the time of giving the confession, and
he did not request an attorney. Absent a clear abuse of discretion,
such findings by the trial court will be upheld. Jackson v. Denno,
378 U.S. 368, 84 S.Ct. 1774, 12 L.Ed.2d 908 (1964); Cannon v. State,
691 S.W.2d 664 (Tex.Cr.App.1985) cert. denied, 474 U.S. 1110, 106
S.Ct. 897, 88 L.Ed.2d 931 (1986).
Appellant first contends that his Sixth Amendment
right to counsel was violated by the admission of his confession
into evidence. However, at the time appellant signed his confession
he was merely under arrest and being questioned. The Sixth Amendment
right to the assistance of counsel is not invoked until formal
adversary judicial proceedings have been initiated. United States v.
Gouveia, 467 U.S. 180, 187-189, 104 S.Ct. 2292, 2296-2298, 81 L.Ed.2d
146 (1984); Brewer v. Williams, 430 U.S. 387, 398-399, 97 S.Ct.
1232, 1239-1240, 51 L.Ed.2d 424 (1977); Kirby v. Illinois, 406 U.S.
682, 688-689, 92 S.Ct. 1877, 1881-1882, 32 L.Ed.2d 411 (1972); Dunn
v. State, 696 S.W.2d 561, 565 (Tex.Cr.App.1985) cert. denied, 475
U.S. 1089, 106 S.Ct. 1478, 89 L.Ed.2d 732 (1986). The mere arrest
and subsequent questioning of a person does not constitute
sufficient formalization of proceedings to trigger the Sixth
Amendment requirement of counsel. Appellant's Sixth Amendment
contention is overruled.
Appellant secondly challenges the admissibility
of his confession on the ground that because of intoxication, he
lacked the capacity to knowingly and voluntarily waive his Miranda
rights. Appellant bases this contention on the fact that he consumed
preludin, marihuana and beer six to seven hours prior to confessing.
Whether appellant was even under the influence of these drugs at the
time he gave his confession is disputed. The trial court made a
finding of fact that appellant was not, and we find nothing in the
record to indicate that this finding was an abuse of discretion.
Even if appellant was under the influence of
intoxicants at the time of confessing, this would not automatically
render the confession involuntary. Intoxication, while relevant, is
not per se determinative of the voluntariness of a confession.
United States v. Brown, 535 F.2d 424, 427 (8th Cir.1976); Vasquez v.
State, 163 Tex.Cr.R. 16, 288 S.W.2d 100, 109 (1956). The central
question is the extent to which appellant was deprived of his
faculties due to the intoxication. Vasquez, supra at 109; Dickey v.
State, 284 S.W.2d 901 (Tex.Cr.App.1955); Halloway v. State, 162
Tex.Cr.R. 322, 175 S.W.2d 258, 259 (1943). If appellant's
intoxication rendered him incapable to make an independent, informed
choice of free will, then his confession was given involuntarily.
Jurek v. Estelle, 623 F.2d 929, 937 (5th Cir.1980).
All the witnesses at the suppression hearing
testified that appellant was coherent and in control of all his
faculties. His speech was not slurred and three experienced police
officers testified that appellant did not show any signs of
intoxication. A toxicologist testified that, given the amount of
drugs appellant testified that he consumed, the time span involved
and the offset effect of the depressants and stimulants, appellant
would have been rational at the time he confessed.
Appellant himself testified that he knew what he
was doing but that he would not have been so easily “persuaded” into
giving a confession had he not taken the drugs. He admitted that he
was not physically abused or threatened in any manner. Appellant
also testified that he was currently on probation for robbery and
that as a result of that arrest, he was aware of his constitutional
rights. He remembered that his Miranda warnings were given to him
numerous times and that he had read and signed his confession. There
is no evidence that appellant's will was in any way overborne.
Appellant adds the assertion that his age and
intellect contributed to his inability to intelligently waive his
Miranda rights. We find no support for this contention in the
record. Appellant testified that he was nineteen years old at the
time of confessing and fully able to read and write the English
language. There was no evidence that he had an inferior intellect
and his prior experiences with the criminal justice system is a fact
in favor of voluntary waiver. Lovell v. State, 525 S.W.2d 511,
513-514 (Tex.Cr.App.1975).
The evidence clearly supports the trial court's
finding that appellant knowingly, voluntarily and intelligently
waived his rights and gave a confession without being under the
influence of intoxicants. In fact, the instant evidence of
appellant's possible intoxication does not compare to the evidence
adduced in other cases where intoxication rendered the confessions
involuntary.See and compare, Townsend v. Sain, 372 U.S. 293,
304-309, 83 S.Ct. 745, 752-755, 9 L.Ed.2d 770 (1963) (statement
involuntary where defendant was 19 year old drug addict going
through withdrawal and was given “truth serum”); Mincey v. Arizona,
437 U.S. 385, 398-402, 98 S.Ct. 2408, 2416-2419, 57 L.Ed.2d 290
(1978) (confession rendered involuntary when given while injured in
hospital almost to point of coma); People v. Fordyce, 200 Colo. 153,
612 P.2d 1131, 1134 (1980) (confession made while in intensive care
and after ingestion of morphine to the point of saturation held
involuntary); DeConingh v. State, 433 So.2d 501 (Fla.1983) cert.
denied, 465 U.S. 1005, 104 S.Ct. 995, 79 L.Ed.2d 228 (1984) (confession
rendered involuntary where given while on thorazine and valium and
while out of touch with reality).
Moreover, the instant evidence of intoxication
falls far below the evidence adduced in cases where intoxication was
held to be insufficient to render the confession involuntary. See
and compare, United States v. Sledge, 546 F.2d 1120 (4th Cir.1977)
cert. denied, 430 U.S. 910, 97 S.Ct. 1185, 51 L.Ed.2d 588 (1977)
(defendant's claim that he was “high” due to an intravenous
injection of heroin and preludin two and one-half hours before
confessing rejected in view of police testimony that he was
coherent); United States v. Wilkins, 659 F.2d 769, 775 (7th
Cir.1981) (fact that defendant was under influence of injected drugs
at time of questioning overridden by nurse's testimony that
defendant appeared coherent); United States v. Faul, 748 F.2d 1204,
1220 (8th Cir.1984) (statements made three days after extensive
surgery voluntary where defendant was advised of Miranda rights and
appeared coherent); Mallott v. State, 608 P.2d 737, 743 (Alas.1980)
(blood alcohol level of .31 which would render 90% of population
unable to function did not render confession involuntary); Atkins v.
State, 452 So.2d 529, 531-532 (Fla.1984) (confession voluntary when
given after approximately six hours had passed between ingestion of
Quaalude and beer and the giving of the confession); Holcomb v.
State, 254 Ga. 124, 326 S.E.2d 760, 762 (1985) (where defendant was
sufficiently warned but was suffering withdrawal symptoms from
amphetamines and cocaine, confession was voluntary); State v. Lamb,
213 Neb. 498, 330 N.W.2d 462, 467 (1983) (blood alcohol level of
.224 not render confession involuntary where defendant was
coherent); King v. State, 585 S.W.2d 720 (Tex.Cr.App.1979) (heroin
taken on the day of confessing did not render confession
involuntary); Boggs v. Commonwealth, 229 Va. 501, 331 S.E.2d 407,
415 (1985) cert. denied, 475 U.S. 1031, 106 S.Ct. 1240, 89 L.Ed.2d
347 (1986) reh. denied, 475 U.S. 1133, 106 S.Ct. 1666, 90 L.Ed.2d
207 (confession voluntary with evidence of alertness and
comprehension where defendant consumed a six pack of beer, and a
fifth of whiskey, smoked marihuana, and took two hits of speed). For
a thorough compilation of applicable caselaw see, 25 A.L.R. 4th 419.
Appellant's capacity argument is overruled.
In his final contention under his eighth point of
error, appellant asserts a violation of his Fifth Amendment request
for counsel. Appellant claims that he requested an attorney two
times prior to confessing and both requests were denied. The trial
court found that appellant did not invoke his right to counsel and
again, we find nothing in the record to indicate that this was an
abuse of discretion.
As is often the case, this argument comes down to
a swearing match between appellant and the arresting officers. The
trial court, who is the exclusive judge of the credibility of the
witnesses and the weight to be given the testimony at the
suppression hearing, believed the testimony of the officers. Hawkins
v. State, 613 S.W.2d 720, 731-732 (Tex.Cr.App.1981) cert. denied,
454 U.S. 919, 102 S.Ct. 422, 70 L.Ed.2d 231 (1981) reh. denied, 454
U.S. 1093, 102 S.Ct. 660, 70 L.Ed.2d 632. Officers Anderson and
Dollins were with appellant from the time of his arrest through the
time he gave his confession. Both testified that appellant never
requested an attorney.
Appellant testified that he first requested
counsel while he was being arrested by Officer Anderson. Appellant
stated that, as Officer Anderson was handcuffing and searching him,
he told Tyrone Williams to call his attorney. Such an indirect
request for counsel, to a third party, even if true, would not be
sufficient to invoke appellant's right to counsel. See, Russell v.
State, 727 S.W.2d 573 (Tex.Cr.App.1987) (defendant's question to
interrogating officer of whether presence of counsel was necessary
not invoke right to counsel); Collins v. State, 727 S.W.2d 565 (Tex.Cr.App.1987)
(defendant's question of whether he would get an attorney upon
arrival in Houston not invoke right to attorney); Kelly v. State,
621 S.W.2d 176, 178 (Tex.Cr.App.1981) (defendant's request for
mother to get him an attorney in presence of officer who heard such
request not invoke right to counsel); Cannon v. State, 691 S.W.2d
664, 673 (Tex.Cr.App.1985) (defendant's request for bartender to
call his attorney not sufficient to invoke right); Curtis v. State,
640 S.W.2d 615, 618 (Tex.Cr.App.1982) (defendant's asking brother to
get his attorney and later question to interrogating officer of how
he would be provided a court-appointed attorney did not invoke right
to counsel).
Appellant further testified that his second
request for counsel was made to Officer Anderson at the police
station just prior to confessing. Officer Anderson and Dollins
denied that such a request was made. The trial court, who is in the
best position to hear the testimony and see the demeanor of the
witnesses found the testimony of the officers more believable. This
the trial court is free to do, Hughes v. State, 562 S.W.2d 857 (Tex.Cr.App.1978)
cert. denied, 439 U.S. 903, 99 S.Ct. 268, 58 L.Ed.2d 250 (1979), reh.
denied, 439 U.S. 998, and we find that the evidence supports the
trial court's conclusions.
After a careful review of the totality of the
record, we find that appellant voluntarily chose to waive his
constitutional rights and confess. The confession was properly
admitted. Appellant's eighth point of error is overruled.
*****
In his eleventh point of error (first point of
error in counsel Lane's brief), appellant contends that the trial
court fundamentally erred by failing to charge the jury at
punishment that they could not rely on the law of parties in
answering the special issues in violation of Green v. State, 682 S.W.2d
271 (Tex.Cr.App.1984) cert. denied, 470 U.S. 1034, 105 S.Ct. 1407,
84 L.Ed.2d 794 (1985). Appellant concedes, however, that he failed
to request or object to the absence of such a charge. The failure to
object to the charge waives all but fundamental error. Art. 36.19,
V.A.C.C.P.; Duffy v. State, 567 S.W.2d 197, 204 (Tex.Cr.App.1978)
cert. denied, 439 U.S. 991, 99 S.Ct. 593, 58 L.Ed.2d 666 (1978).
The
error, to constitute fundamental proportion, must be egregious and
create such harm that it deprives appellant a fair and impartial
trial. Art. 36.19, supra; Almanza v. State, 686 S.W.2d 157, 171-172
(Tex.Cr.App.1985). After a careful review of the totality of the
record, we find no such error or harm.
First, the failure of the trial court to sua
sponte charge the jury that the law of parties may not be applied to
the special issues does not constitute fundamental error. In Green
v. State, supra, this Court reversed prior caselaw to follow the 8th
Amendment requirements announced by the U.S. Supreme Court in Enmund
v. Florida, 458 U.S. 782, 102 S.Ct. 3368, 73 L.Ed.2d 1140 (1982).
The Enmund Court held that there must be some proof that the
defendant either killed, attempted or intended to kill or
contemplated a killing before a death sentence could be imposed.
Enmund, supra. In Green, we determined that application of Enmund
required that the law of parties could not be applied to the
punishment issues in a capital murder case. Green, supra at 287. In
dicta we further noted:
Upon request by a capital murder defendant or the
State, the jury is to be instructed at the punishment phase that
only the conduct of the defendant can be considered at the
punishment phase, and that the instructions pertaining to the law of
parties at the guilt stage cannot be considered. Appellant did not
request any such charge in this case.FN11 Green, supra at 287, n. 4.
Appellant seizes upon this language from Green to argue that it was
fundamental error for the court to omit an “anti-parties” charge at
punishment.
However, such a charge is not required by Green, supra,
or Enmund, supra, nor is it mandated by any Texas statute. See,
Stewart v. State, 686 S.W.2d 118, 124 (Tex.Cr.App.1984) cert. denied,
474 U.S. 866, 106 S.Ct. 190, 88 L.Ed.2d 159 (1985). While it is
abundantly clear that an “anti-parties” charge would be acceptable
and, in fact, applauded by this Court, see, 8 McCormick and
Blackwell, Texas Criminal Forms and Trial Manual, Sec. 81.15, p. 289
(9th Ed.1985) and 3 Texas Criminal Practice Guide, Sec. 75.103, p.
75-58.1, the failure to give such a charge, absent a request or
objection, does not constitute fundamental error.
Further, we find that appellant was not
egregiously harmed by the lack of such a charge. Although the jury
was charged on the law of parties at the guilt stage, it cannot be
presumed that they considered the same during punishment. To the
contrary, the careful trial court, while not having the benefit of
the Green decision at the time of trial,FN12 voir dired the jury on
the fact that the law of parties, while applicable at guilt, was not
applicable to the punishment special issues. Moreover, the special
issues themselves incorporate the Enmund-Green requirements by
directly focusing upon solely the defendant's culpability. See,
Cuevas v. State, 742 S.W.2d 331, 343 (Tex.Cr.App.1987); Buxton v.
State, 699 S.W.2d 212, 214-215 (Tex.Cr.App.1985) cert. denied, 476
U.S. 1189, 106 S.Ct. 2929, 91 L.Ed.2d 556 (1986); Meanes v. State,
668 S.W.2d 366, 375-378 (Tex.Cr.App.1983) cert. denied, 466 U.S. 945
(1984); Green, supra at 287. The evidence adduced in the instant
case, concerning appellant's conduct, substantially supports the
jurys' affirmative answers to the special issues.FN13 Because
appellant's conduct alone was sufficient to sustain the affirmative
answers, we cannot find that he suffered egregious harm from the
lack of an “anti-parties” charge at punishment.
FN12. We note that appellant's trial took place
in 1982, two years prior to our decision in Green, supra. FN13. See
our discussion of appellant's fifth, sixth and seventh points of
error, post, wherein we address the sufficiency of the evidence to
support the three special issues.
While a prophylactic “anti-parties” instruction
should be given at punishment, upon request, the absence of such an
instruction in the instant case did not constitute egregious error
or harm. See, Tison v. Arizona, 481 U.S. 137, 107 S.Ct. 1676, 95
L.Ed.2d 127 (1987); Cabana v. Bullock, 474 U.S. 376, 106 S.Ct. 689,
88 L.Ed.2d 704 (1986); Skillern v. Estelle, 720 F.2d 839 (5th
Cir.1983); Rector v. State, 738 S.W.2d 235, 241 (Tex.Cr.App.1986);
Marquez v. State, 725 S.W.2d 217, 225 (Tex.Cr.App.1987) cert.
denied, --- U.S. ----, 108 S.Ct. 201, 98 L.Ed.2d 152 (1987).
Appellant's eleventh point of error (first point of error in the
Lane brief) is overruled.
In appellant's twelfth through twentieth points
of error he alleges improper jury argument at both the guilt-innocence
and punishment phases of trial.FN14 Appellant concedes, however,
that, with the exception of one, there was no trial objection to any
of the challenged arguments. Generally, jury argument error is
waived by the defendant's failure to object or request an
instruction to disregard. Briddle v. State, 742 S.W.2d 379, 390 (Tex.Cr.App.1987);
Romo v. State, 631 S.W.2d 504 (Tex.Cr.App.1982); Esquivel v. State,
595 S.W.2d 516, 522 (Tex.Cr.App.1980) cert. denied, 449 U.S. 986,
101 S.Ct. 408, 66 L.Ed.2d 251 (1980). Also see, Tex.R.App.Proc., R.
52(a); 23 Tex.Jur.3d, sec. 2928, pp. 743-744 and sec. 2931, pp.
749-750. This rule is founded on the appellate presumption that an
instruction to disregard will be obeyed by the jury, thus curing any
possible error. See, Waldo v. State, 746 S.W.2d 750, 753-54 (Tex.Cr.App.1988);
Gardner v. State, 730 S.W.2d 675, 696 (1987) cert. denied, --- U.S.
----, 108 S.Ct. 248, 98 L.Ed.2d 206 (1987). Also see, 23 Tex.Jur.3d,
sec. 2932, 751-756. However, an exception arises where the argument
is so prejudicial that an instruction to disregard would not have
cured harm. Romo, supra; Smith v. State, 541 S.W.2d 831 (Tex.Cr.App.1976)
cert. denied, 430 U.S. 937, 97 S.Ct. 1565, 51 L.Ed.2d 783 (1977).
See, e.g., Montoya v. State, 744 S.W.2d 15, 37 (Tex.Cr.App.1987,
Opinion on appellant's Motion for Rehearing); Waldo, supra; Lewis v.
State, 529 S.W.2d 533 (Tex.Cr.App.1975). Unless the prosecutor's
argument was so prejudicial that an instruction to disregard could
not have removed its ill effects from the mind of jury, reversal
will not result. Appellant does not allege, and, after a careful
review of the record, we do not find that any of the challenged
arguments had such an irrevocable effect.FN15 Consequently, error,
if any, is deemed waived. Appellant's twelfth through nineteenth
points of error are overruled.
FN14. Appellant, after “recognizing”, in a
footnote, this Court's prohibition against multifarious points of
error, Tex.R.App.Proc., R. 74(d), proceeds to assert numerous
multifarious points concerning jury argument error. Regardless of
appellant's disclaimer that he grouped different points to expedite
review, we find it to be much more expedient to follow the rules. In
the interest of justice, and due to the finality of the punishment,
the points were reviewed, Tex.R.App.Pro., R. 74(p), however, we warn
against future violations. See, Woodard v. State, 696 S.W.2d 622,
625 (Tex.App.-Dallas 1985, no pet.).
FN15. Appellant, acknowledging the general rule
that failure to object waives error, goes on to argue that the
cumulative effect of all of the unobjected to arguments constitutes
fundamental harm. We find this argument untenable. See, McIlveen v.
State, 559 S.W.2d 815, 823 (Tex.Cr.App.1977). Not only did the
contested arguments not, in and of themselves, cause egregious harm,
but the majority of the arguments were, in fact, proper. See,
Alejandro v. State, 493 S.W.2d 230 (Tex.Cr.App.1973). For example,
the argument challenged in appellant's twelfth point of error,
concerning the prosecutor's assessment of appellant's intent or
expectation of harm, is not a comment on appellant's failure to
testify, but a reasonable deduction from the evidence showing that
appellant planned the robbery, entered the store with a loaded gun,
pointed and fired at close range. See, Rogers v. State, 598 S.W.2d
258, 263-264 (Tex.Cr.App.1980).
Likewise, the thirteenth point
attacks the prosecutor's reference to a plea bargain given to an
accomplice witness as an argument outside the record when, in fact,
this argument was an invited response based on facts fully in the
record, as introduced by appellant, and initially argued by
appellant. Further, the argument challenged in the fourteenth point
is not an improper plea for conformance to community expectations,
but a proper “you” and “they” textbook plea for law enforcement.
Haynes v. State, 627 S.W.2d 710, 714 (Tex.Cr.App.1982). See, 23
Tex.Jur.3d, sec. 2910, p. 715-718. Finally, in appellant's
eighteenth point, the argument that appellant would kill to escape
from jail is not an argument outside the record, but a reasonable
deduction supported by the evidence that appellant attempted an
armed escape while pending trial.
In his twentieth point of error, appellant raises
the only point challenging an objected to jury argument. However,
the trial objection was that the argument was “not a correct
statement of the evidence.” The judge admonished the jury to rely on
their own recollection of the evidence before overruling the
objection. On appeal, appellant contends that the argument was a
comment on his failure to call punishment witnesses. Because the
challenge on appeal does not comport with the objection at trial,
nothing is presented for review. Sharp v. State, 707 S.W.2d 611 (Tex.Cr.App.1986);
Guzmon v. State, 697 S.W.2d 404, 411 (Tex.Cr.App.1985) cert. denied,
475 U.S. 1090, 106 S.Ct. 1479, 89 L.Ed.2d 734 (1986); Miller v.
State, 566 S.W.2d 614, 619-620 (Tex.Cr.App.1978). Further, any
possible error raised by the trial objection was cured by the
court's admonishment. Appellant's twentieth point of error is
overruled.
In his fifth, sixth and seventh points of error,
appellant challenges the sufficiency of the evidence to support the
jury's affirmative findings to the three special issues of Art.
37.071(b), V.A.C.C.P., submitted at punishment. Our review of the
evidence must be in the light most favorable to the verdict to
determine whether a rational trier of fact could have found the
elements of each of the special issues to have been proven beyond a
reasonable doubt. Jackson v. Virginia, 443 U.S. 307, 99 S.Ct. 2781,
61 L.Ed.2d 560 (1979); Combs v. State, 643 S.W.2d 709 (Tex.Cr.App.1982).
Although appellant was convicted under a parties theory, it is now
well-settled that the law of parties may not be applied to the
special issues at the punishment phase. Enmund, supra; Green, supra.
Thus, our review will encompass and assess appellant's conduct alone.
The jury was not charged on the law of parties or
given an “anti-parties” charge at the punishment phase. They were
instead given the special issues of Art. 37.071(b), each focusing
entirely and exclusively on appellant's conduct, and instructed that
before returning affirmative findings, they must find that the
evidence supports each issue beyond a reasonable doubt. The jury so
found. After a careful review of the evidence adduced at the
guilt-innocence and punishment phases of trial, we find the evidence
sufficient to sustain their verdict. O'Bryan, supra; Duffy v. State,
567 S.W.2d 197 (Tex.Cr.App.1978) cert. denied, 439 U.S. 991, 99
S.Ct. 593, 58 L.Ed.2d 666 (1978).
In point of error number five, appellant contends
that the evidence is insufficient to sustain the jury's affirmative
finding to special issue number one FN16 Specifically, appellant
challenges the sufficiency of the evidence to support
deliberateness. FN16. “[W]hether the conduct of the defendant that
caused the death of the deceased was committed deliberately and with
the reasonable expectation that the death of the deceased or another
would result....” Art. 37.071(b)(1), V.A.C.C.P.
While this Court has properly insisted upon
deferring to the Legislature the task of defining the term
deliberate, we have approximated its meaning in accordance with
“common usage” as something more than intentional, Heckert v. State,
612 S.W.2d 549, 552 (Tex.Cr.App.1981), and something less than
premeditation, Granviel v. State, 552 S.W.2d 107, 123 (Tex.Cr.App.1976)
cert. denied, 431 U.S. 933, 97 S.Ct. 2642, 53 L.Ed.2d 250 (1977), a
“conscious decision involving a thought process which embraces more
than mere will to engage in the conduct.” FN17 Lane v. State, 743
S.W.2d 617, 628-631 (Tex.Cr.App.1987); Marquez, 725 S.W.2d at
243-244; Williams v. State, 674 S.W.2d 315, 320-322 (Tex.Cr.App.1984);
Russell v. State, 665 S.W.2d 771, 780 and 783-787 (Clinton, J.,
dissenting) (Tex.Cr.App.1983) cert. denied, 465 U.S. 1073, 104 S.Ct.
1428, 79 L.Ed.2d 752 (1984) reh. denied, 466 U.S. 932, 104 S.Ct.
1720, 80 L.Ed.2d 192; Fearance v. State, 620 S.W.2d 577, 584 (Tex.Cr.App.1981)
(Opinion on appellant's Motion for Rehearing) cert. denied, 454 U.S.
899 (1981); Ferguson v. State, 36 Tex.Cr.R. 60, 35 S.W. 369, 370
(1896). Thus, the evidence must support the jury's affirmative
finding that appellant's conduct alone constituted a conscious
decision-greater than mere will-to cause the death of the victim.
FN17. We note that the Legislature has not, as
yet, accepted our oft repeated invitation to statutorily define
“deliberate” in the context of 37.071(b)(1). See, Lane, supra at
628, n. 7, 630, n. 11 and 630-631 (Duncan, J., concurring);
Williams, supra at 322, n. 6. Thus no explicit definition can be
applied herein. Once again we note the need for a statutory
definition and exemplify the clarification to be afforded by
legislative action in this area.
The evidence adduced relevant to deliberateness
is as follows. Appellant confessed to his participation in the
robbery during the course of which a man was killed. He instigated
and planned the robbery, picked the store to be “hit”, entered the
store with a loaded .38 snub-nose revolver, pointed it at the
elderly victim and demanded money. When the victim crouched down
behind the counter, appellant stated “Don't try it” and opened fire.
Although it is disputed as to which defendant's shots caused the
fatal wound, FN18 it is clear that appellant fired the first shot at
close range.
Additionally, it was shown at punishment that appellant
had committed numerous prior robberies, one in which he shot the
victim. This evidences the fact that the instant killing was done by
an experienced robber rather than an excited amateur. A few days
after the commission of the offense appellant returned the gun to
its owner, thus probative of further pre-planning by appellant to
commit the instant offense-hence the need to borrow the gun.
FN18. In appellant's co-defendant's case,
Williams, supra, we stated that Wiliams fired the fatal shot. This
assumption was based upon Williams' guilty plea and statements
accepting responsibility for the murder. However, there is no
conclusory proof that the single deadly chest wound was fired by
Williams. In fact, evidence adduced in the instant case points
toward appellant having fired the deadly shot. Just after the
shooting, appellant told the driver of the getaway car that he had
to shoot the victim. Appellant also told another accomplice that he
fired the first shot which he thought hit the victim in the chest.
Additionally, as argued by the prosecution, the angle of the chest
wound was consistent with appellant's position during the robbery.
It is factually unknown and evidentiarily improvable who fired the
fatal shot, but this does not negate the deliberateness of
appellant's individual actions. Santana v. State, 714 S.W.2d 1
(Tex.Cr.App.1986).
In our opinion affirming appellant's
co-defendant's case, Williams, supra, we stated, In Smith v. State,
540 S.W.2d 693 (Tex.Cr.App.1976) [cert. denied, 430 U.S. 922, 97
S.Ct. 1341, 51 L.Ed.2d 601 (1977) ], the defendant entered a grocery
store, pointed a gun at the attendant and told him he was being
robbed. The attendant made a motion ‘behind his jacket’ and the
defendant called to his co-defendant, after his own gun misfired.
The co-defendant shot and killed the attendant.
The two defendants
then took the money and left. In Smith the evidence was sufficient
to support a deliberateness finding even for the defendant who did
not actually shoot the victim. The facts of the instant case are
more compelling than those in Smith. [citation omitted] We find the
evidence sufficient to support the jury's affirmative finding on the
issue of deliberateness.FN19
FN19. Although Smith, supra, was decided prior to
our decision in Green, supra, it is still viable authority. In Green
we approvingly cited Smith stating, “In Smith this Court found the
evidence sufficient to support the affirmative answers to the
special issues based upon facts concerning the defendant's
individual conduct.” Green, supra at 286.
Thus, the findings in Smith comport with
Enmund-Green requirements. Williams, supra at 321. Just as in Smith,
the near mirror-image facts of the instant case, as was recognized
in Williams, supra, are sufficient to sustain the jury's finding
that appellant individually engaged in a thought process which
activated the intentional murder, thus showing deliberateness. Also
see, Livingston v. State, 739 S.W.2d 311, 338-339 (Tex.Cr.App.1987);
Carter v. State, 717 S.W.2d 60, 67-68 (Tex.Cr.App.1986) cert.
denied, --- U.S. ----, 108 S.Ct. 467, 98 L.Ed.2d 407 (1987);
Santana, supra at 5-7; Cordova v. State, 698 S.W.2d 107, 112-113
(Tex.Cr.App.1985) cert. denied and appeal dismissed, 476 U.S. 1101,
106 S.Ct. 1942, 90 L.Ed.2d 352 (1986); Green, supra at 287-289;
Selvage v. State, 680 S.W.2d 17, 21-22 (1984); Smith v. State, 676
S.W.2d 379, 393 (Tex.Cr.App.1984) cert. denied, 471 U.S. 1061, 105
S.Ct. 2173, 85 L.Ed.2d 490 (1985). Appellant's fifth point of error
is overruled.
In his sixth point of error, appellant challenges
the sufficiency of the evidence to sustain the jury's affirmative
finding to the second special issue.FN20 Factors to be considered in
determining the sufficiency of the evidence to support future
dangerousness are the facts of the instant offense, appellant's
prior criminal record and any mitigating circumstances. Keeton v.
State, 724 S.W.2d 58, 61 (Tex.Cr.App.1987); Livingston, supra at 340
and cases cited therein. FN20. [W]hether there is a probability that
the defendant would commit criminal acts of violence that would
constitute a continuing threat to society....” Art. 37.071(b)(2),
V.A.C.C.P.
The evidence adduced relevant to future
dangerousness is as follows:
I. Nature of Offense:
Appellant, by his own confession, entered the
store with a loaded gun with the full intent to commit a robbery. He
masterminded the robbery, picked the appropriate store to “hit”,
drew his gun, demanded money and opened fire first, aiming directly
at the victim crouching behind the counter at close range. is
controverted whether the victim was crouching to reach for a gun or
to seek cover,FN21 but what is known is that appellant's response to
the victim's protective action was a controlling directive, “Don't
try it” just before opening fire. While the facts of the instant
case may not, in and of themselves, be sufficient to sustain a
finding of future dangerousness, see e.g., O'Bryan v. State, 591 S.W.2d
464, 480-481 (Tex.Cr.App.1979), they are supportive of a planned,
calculated and cold-blooded robbery during which appellant did not
hesitate to use his gun.
FN21. Appellant and Williams contend that the
victim pulled a gun, but an eyewitness testified that the victim
never touched or reached for the gun. Although a gun was routinely
kept behind the store counter, it was found after the robbery in its
usual place and devoid of fingerprints. It seems highly implausible
that the victim pulled up the gun, was fatally shot and then
replaced the gun in its normal place, all without leaving any
fingerprints.
II. Prior Criminal Record
Appellant's criminal history exhibits a
propensity for violent offenses. In early 1979, appellant was
convicted of theft. On July 7, 1980, appellant was placed on nine
years' felony probation for a robbery conviction. It was during this
probationary period that appellant committed the instant capital
murder.
On August 13, 1980 appellant committed an attempted capital
murder while robbing a clerk at a Stop-N-Go convenience store. The
facts of this robbery are particularly violent in that appellant
demanded money at gunpoint and, when the clerk gave all he had,
appellant demanded more. When the clerk was not looking for the
additional money quickly enough, appellant shot him in the left
shoulder, just above the heart. According to the victim, blood was
“shooting out” from his body and appellant remained unthwarted, in
the same position and continued to demand money.
On October 11, 1980
just two days prior to the instant capital murder, appellant
committed another aggravated robbery at a convenience store wherein
he took the clerks' wallets and the money from the cash registers at
gunpoint.
Finally, on June 14, 1981, while in jail pending trial for
the instant offense, appellant took part in a contemplatedly violent
escape plan involving a loaded gun, homemade knives and tear gas.
Appellant's jail report reflects that he tried to take over and run
the cell block and that he had a “poor attitude, very cocky, states
at booking that he will shoot any deputy that got in his way.
Subject has very aggressive attitude and potential agitator.”
III. Mitigating Factors:
Appellant was nineteen years old at the time of
committing the instant offense and, unlike many capital defendants,
had 13 character witnesses willing to testify for him at punishment.
The testimony adduced from these witnesses was that, while in high
school, appellant was an outstanding athlete, had average grades and
presented no known disciplinary problems. Appellant had dropped out
of high school at age 17 to support his wife who had just had a baby.
Several family friends testified that they thought appellant could
be rehabilitated. Appellant's nineteen year old wife testified that
appellant had a small child and should be given another chance. His
parents testified that they got divorced when appellant was seven
but both had a good relationship with their son. They felt that
appellant was in trouble because of the pressures of supporting a
family and because he fell in with a bad crowd.
There is evidence to support the jury's
determination that appellant would commit criminal acts of violence
in the future constituting a continuing threat to society.
Appellant's statement that he would “shoot any[one] that got in his
way” is borne out through his prior criminal history and the facts
of the instant capital murder.
A reasonable jury could have found
that appellant had a proven propensity for aggravated robberies
wherein he exhibited no hesitation to open fire on the chosen victim
which was not outweighed by the mitigating factors of his young age,
family pressures and possible amendability to rehabilitation.
Further, it was reasonable for a jury to have not found the “bad
crowd” argument extensively mitigating in light of the fact that
some of the prior aggravated offenses were committed by appellant,
acting alone, and, in the offenses in which he acted with others, he
took an instigative and leadership role. Appellant's sixth point of
error is overruled.
In point of error number seven (point two in the
Lane brief) appellant challenges the sufficiency of the evidence to
support the jury's affirmative finding to special issue number
three.FN22 We find this contention meritless. The only support for
even the submission of this special issue is the controverted
evidence that the victim was reaching for a gun in self-defense.FN23
Even if this were true, a robbery victim has a right to defend
himself without such defense rising to the level of “provocation.” A
reasonable and rational trier of fact could have found that the
seventy year old victim did not provoke appellant and, moreover,
appellant's act of opening fire at point blank range was not, in any
respect, a reasonable response to the victim's defensive actions.
See, Smith, 676 S.W.2d at 393; Smith, 540 S.W.2d at 696-697;
Williams, supra at 321. Appellant's seventh point of error (second
Lane point) is overruled.
*****
The judgment of conviction is affirmed.
CLINTON and CAMPBELL, JJ., concur in the result.
TEAGUE, J., dissents to the disposition of point of error number 5 (Lane's
brief), which concerns the trial judge's erroneous sua sponte
excusal of prospective juror Terry Hurzeler.
Nichols v. Dretke,
176 Fed.Appx. 593 (5th Cir. 2006) (Habeas).
Background: Defendant convicted of capital murder,
affirmed at 754 S.W.2d 185, petitioned for a writ of habeas corpus.
The United States District Court for the Southern District of Texas
denied relief. Defendant appealed, and sought a certificate of
appealability (COA).
Holding: The Court of Appeals, Edith H. Jones,
Chief Circuit Judge, held that testimony of witness whose location
and identity were not disclosed by the prosecution was not material,
as required for a Brady violation. Affirmed.
EDITH H. JONES, Chief Judge:
This case is before us a second time, following the exhaustion in
the state courts of a Brady claim that surfaced during Nichols'
first federal habeas proceeding. The basis for that claim, the
State's alleged suppression of identifying information for an
eyewitness to the offense, has been discussed at length (or
otherwise noted) by several courts. See e.g., Nichols v. Scott, 69
F.3d 1255, 1259-65 (5th Cir.1995); Ex Parte Joseph Bennard Nichols,
No. 21,253-02 (Tex.Crim.App. March 12, 2003); Nichols v. Collins,
802 F.Supp. 66, 79 (S.D.Tex.1992).
The district court denied Nichols a certificate
of appealability (COA). In an abundance of caution, we grant COA
based on the admonition in Miller-El I FN1 that a petitioner's
“claim can be debatable even though every jurist of reason might
agree, after ... the case has received full consideration, that
petitioner will not prevail.” Id. at 338, 123 S.Ct. at 1040. However,
for reasons stated herein, we conclude that Nichols has not
demonstrated that the Texas courts unreasonably applied Brady to the
facts of his case. Thus, we deny his request for habeas relief.
I. PROCEDURAL BACKGROUND
In 1982, a Texas jury convicted and sentenced to
death Joseph Bennard Nichols for the 1980 capital murder of Claude
Shaffer, Jr. The Texas Court of Criminal Appeals (“TCCA”) affirmed
Nichols' conviction on April 13, 1988. Nichols v. Texas, 754 S.W.2d
185 (Tex.Crim.App.1988), cert. denied, 488 U.S. 1019, 109 S.Ct. 819,
102 L.Ed.2d 808 (1989). Nichols filed his first state habeas
application on May 23, 1991, which the TCCA denied later that year.
In January of 1992, Nichols filed his first federal habeas petition.
During an evidentiary hearing granted by the district court, Nichols
contended that the State had suppressed information concerning a
material, exculpatory witness in violation of Brady v. Maryland, 373
U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963). The district court
ordered the State to release and retry Nichols and expressly
preserved Nichols' Brady claim for state exhaustion purposes.
Nichols v. Collins, 802 F.Supp. 66, 79 (S.D.Tex.1992). This court
reversed the district court's grant of habeas relief. Nichols v.
Scott, 69 F.3d 1255 (5th Cir.1995), cert. denied, 518 U.S. 1022, 116
S.Ct. 2559, 135 L.Ed.2d 1076 (1996).
Nichols filed his second state habeas application
on December 23, 1996, to exhaust his Fourteenth Amendment Brady
claim.
*****
The TCCA remanded Nichols' case for an
evidentiary hearing. The state habeas court found that although the
State failed to inform defense counsel properly of the location and
true identity of an eyewitness, Teresa Ishman,FN2 her testimony was
neither exculpatory nor material. Thus, the state habeas court
rejected Nichols' Brady claim and denied his request for habeas
relief in 2001. The TCCA affirmed the state habeas court in 2003. Ex
Parte Nichols, No. 21, 253-02 (Mar. 12, 2003), cert. denied, 540 U.S.
1218, 124 S.Ct. 1504, 158 L.Ed.2d 152 (2004).
FN2. Ishman is also referred to as “Teresa McGee”
and “McGee” in the record because “McGee” is the name that she was
using at the time the offense occurred. Her other aliases include
“Teresa Henry” and “Tina Henry.”
On July 10, 2003, Nichols filed his second
federal habeas petition based on the Brady claim, which the district
court denied on the merits. The court also sua sponte denied Nichols
a COA. Nichols v. Dretke, No. H-92-36, slip op. (S.D.Tex. May 25,
2004). Nichols then filed the instant petition for COA before this
court.FN3
FN3. Because neither side addressed the issue, we
requested letter briefs from the parties inquiring whether Nichols'
second federal habeas petition qualifies as “successive” under 28
U.S.C. § 2244(b)(2)(B). They correctly responded that Nichols'
petition is not successive because, after Nichols discovered and
requested resolution of his Brady claim in the midst of the
evidentiary hearing for this first federal habeas petition, the
habeas court dismissed the claim without prejudice to refiling for
state exhaustion purposes. See e.g., Stewart v. Martinez-Villareal,
523 U.S. 637, 644, 118 S.Ct. 1618, 1621-22, 140 L.Ed.2d 849 (1998).
II. THE CRIME AND THE PROSECUTION
On October 13, 1980, Nichols, Willie Ray Williams,
Charlotte Parker, and Evelyn Harvey drove to an apartment building
in Houston, Texas, intending to rob a nearby grocery store.
Committing the robbery was Nichols' idea. Armed with guns, Nichols
and Williams entered the grocery. Seventy-year old Claude Shaffer,
Jr. (“Shaffer”) was working as a deli clerk behind the counter.
Nichols pointed his gun at Shaffer, and Shaffer made a movement that
Nichols interpreted as gun retrieval. Nichols then shot at Shaffer.
Williams also shot at Shaffer while fleeing the store, but he
returned to the counter to take the cash box. Shaffer was killed by
one bullet to the back. Parker and Harvey drove Nichols and Williams
away from the scene. The quartet were arrested soon thereafter.
The State's first attempt at prosecuting Nichols
ended in a mistrial. FN4 A description of Nichols' second trial
appears in this court's previous opinion:
FN4. That Nichols' first case resulted in a
mistrial does not inform our analysis as “inconsistent verdicts are
constitutionally tolerable.” Dowling v. United States, 493 U.S. 342,
353-54, 110 S.Ct. 668, 675, 107 L.Ed.2d 708 (1990). In any event,
Nichols has failed to set forth information regarding events that
led to the mistrial in his first case, especially in light of the
state habeas court's rejection of his proposed finding that the jury
in the first trial focused on whether Shaffer pulled a gun. As such,
Nichols has failed to demonstrate how any inconsistency between his
first and second trials “could reasonably be taken to put the whole
case in such a different light as to undermine confidence in the [second
jury's] verdict.” Kyles, 514 U.S. at 435, 115 S.Ct. at 1566.
In February 1982, Nichols was tried before
another jury on the same indictment. Generally the same evidence was
presented as at his first trial in July 1981. The prosecutor was the
same as in that first trial. In the guilt/innocence phase, Williams
was called as a defense witness but claimed his Fifth Amendment
privilege and refused to testify.
The defense then put in evidence
Williams' testimony as given at Nichols' first trial. At the close
of the evidence on the guilt/innocence stage of the trial, the trial
court extensively instructed the jury on the Texas law of parties (see
note 9, supra ) such that the jury could, depending on what else it
found, find Nichols guilty as charged either for personally having
fired the fatal shot or for the fatal shot fired by Williams, if
that was done pursuant to and in furtherance of their conspiracy to
rob the deli and should have been anticipated by Nichols as a result
of carrying out the conspiracy.
The defense argued, as it had at
Nichols' first trial, that Williams fired the fatal shot from the
deli door as he exited and came back in, and that this was, in the
words of the charge, “the separate act of Willie Ray Williams,
acting independently,” for which Nichols would not be responsible.
The state primarily argued that Nichols fired the fatal shot. But,
it also argued extensively, in the alternative, that even if
Williams had fired the fatal shot, Nichols was guilty of capital
murder under the law of parties. The jury returned its verdict
finding Nichols guilty of capital murder.
At the subsequent punishment phase the state
submitted evidence that Nichols had been convicted of theft in 1979,
and had pleaded guilty in May 1980 to an April 1980 robbery for
which he was sentenced in July 1980 to nine years' felony probation,
which he was serving when he committed the instant offense.
Additionally, it was shown that on August 13, 1980, Nichols
committed an armed robbery of a convenience store, shooting the
clerk in the shoulder when he did not respond speedily enough to
Nichols' demand for more money. Nichols continued to demand more
money as the clerk was bleeding from his wound.
Further, on October
11, 1980, two days before the present offense, Nichols committed
another robbery of a convenience store, aiming his pistol at the
clerks. There was also evidence that when booked into jail following
his arrest for the instant offense, Nichols had stated he would
“shoot any deputy that got in his way.”
Finally, there was evidence
that in June 1981, while in jail awaiting trial, Nichols conspired
with others to engage in an escape involving the use of a firearm
and other weapons. The defense called fifteen witnesses. Many
testified they thought Nichols could be rehabilitated, that he was
nineteen at the time of the offense, and that at school he had had
average grades, had been an excellent athlete, and had presented no
disciplinary problems.
His parents divorced when he was seven, but
both maintained a good relationship with him. He married, and
dropped out of school, at about age seventeen to support his young
child. His parents thought he had gotten into trouble due to the
pressure he was under to support his young child and because he got
in with a bad crowd.
The court submitted the three punishment special
issues to the jury (see note 6, supra ). No instruction was given
respecting the law of parties. The defense argued, among other
things, that the fatal shot was fired by Williams, and that any
shooting was in reaction to Shaffer's having grabbed his gun.
Emphasis was put on Nichols' youth, his family, his character
witnesses, and his potential for rehabilitation.
The state argued
that Nichols fired the fatal shot, but did not argue any of the
special issues solely on that theory. It stressed Nichols' prior
offenses and conduct in jail. Neither side argued that the verdict
of guilty established or meant that Nichols fired the fatal shot, or
that any of the special issues were to be answered by reference to
Williams', rather than Nichols', state of mind or conduct or the
like. On February 26, 1982, the jury returned its verdict answering
all three special issues in the affirmative, and the court sentenced
Nichols to death. Nichols did not testify at either stage of his
February 1982 trial.
The charge also submitted the lesser included
offense of murder. Thus, for example, the prosecutor argued: ‘This
lawsuit, if you really boil it down, concerns itself with parties,
the law of parties given to you in number five and number six of
this charge. Note that in parties to be guilty of capital murder as
a party to it, a defendant does not have to fire the fatal shot that
killed somebody.’ (Emphasis added).
The prosecutor further argued: ‘The Judge has
instructed you to find the defendant guilty of capital murder if you
believe from the evidence, number one, that he's involved in a
conspiracy to rob, number two, that at the time of the robbery he
was doing something to help or make that robbery successful, that
there was a murder and that somebody had the specific intent to kill
somebody, either Jojo had it or Willie had it, either one. It
doesn't matter.
That the murder was done in furtherance of the
original plan of the robbery, to help it in some way or to get away,
immediate flight therefrom. And you must believe that this murder
was an offense that the defendant should have anticipated. If you
believe those five things from the evidence it will be your duty to
find that man guilty of capital murder.' (Emphasis added).
Additionally the prosecutor argued: ‘The defense
is saying that what you really have here is a situation where there
are cracks in the law and we want you to let Jojo Nichols slip
through these cracks and get away. Well, the legislature thought
about that. They're not completely dumb up there. Somebody told them
what to do. And they have the law of parties. It fills in the cracks.
It's like the mortar in a brick wall. You guys are all responsible
when you go in there with loaded guns under certain conditions. Was
there a conspiracy to rob, rob them of anything, money, guns,
anything else. Was there a conspiracy to rob.
The defense admits
that, yes, there was. When the robbery occurred, was Jojo doing
anything to promote or assist that robbery? The defense admits, yes,
he was pointing a gun, telling you to put money in the sack and
fired a gun. The defense admits it. He fired a gun before he ran out
that door.
Was there a murder? You bet. And it doesn't
matter who killed him under our law, under this rule of parties. Was
it reasonable to expect that this could happen? Of course.' (Emphasis
added).
For example, in respect to the first special
issue, dealing with deliberateness, the prosecutor argued: ‘Was his
conduct deliberate. He doesn't have to fire the fatal shot. But was
his conduct deliberate. You bet it was deliberate. It was even more
than that. He planned that robbery. He picked that store. It was a
premeditated robbery. He thought about the fact that he's going to
need a gun when he went in there. You know that he meant to use it
because it was loaded and you know he fired that gun into an
innocent man.’ (Emphasis added). Nichols v. Scott, 69 F.3d at
1262-64 (footnotes omitted).
It should also be noted that Nichols (in his
confession), Williams (through his prior testimony), and deli
employee Cindy Johnson all testified about the series of events and
shots inside the deli during the robbery. Nichols told his
confederates as they drove from the scene that he thought he had
shot Shaffer in the chest and that Williams shot Shaffer in the
shoulder. Williams' testimony was that when he and Nichols drew guns
on Shaffer, Shaffer pointed a gun at them, and Nichols shot at
Shaffer first; Williams shot at Shaffer as Williams was fleeing
toward the door.
Johnson had given an initial police statement
indicating that Shaffer squatted behind the counter reaching for a
gun. At trial, however, she disavowed this statement as a mistake
and testified firmly instead that Shaffer did not reach for anything.
Finally, the medical examiner's testimony tended to support the
State's theory that Nichols shot Shaffer, although the fatal bullet
was not identified and this conclusion was based on inference from
the bullet's trajectory through Shaffer's body.
III. THE BRADY VIOLATION
The current habeas petition involves the State's
alleged suppression of Ishman's location and identity. The following
facts were developed in the state habeas hearing. Ishman, a deli
employee, was also inside the store during the robbery and shooting.
She left the scene just as the police arrived. The deli owner, Dean
McDaniel, informed police of Ishman's departure.
An officer, running
outside to catch Ishman, saw a black female enter a vehicle but was
unable to stop her at that time. McDaniel informed the police that
Ishman asked not to work at the deli right after the shooting, that
she requested employment at another establishment he owned, and that
he fired her instead. Nichols' defense counsel were aware of
McDaniel's statements concerning Ishman.
Ishman was later located by a prosecutor and an
investigator prior to the Williams trial. She was extremely
uncooperative and initially denied witnessing the crime. The State's
prosecutor informed Nichols and his counsel in writing that the
police had interviewed Ishman, but claimed that he did not recall
the substance of the interview.
In preparation for Nichols' second trial, the
State attempted to subpoena Ishman in Houston under the name “Teresa
McGee,” but the subpoena was returned marked “return to sender,
undeliverable as addressed.” An investigator for the prosecution
then traced Ishman to her hometown of Bogalusa, Louisiana, and
ascertained that she had been in scrapes with the law there. The
State concluded that Ishman was not a credible witness and dropped
her from its witness list.
The state habeas court found that the State knew
Ishman/McGee's true name, location, and Social Security number, and,
thus, also knew that Ishman could not be served at the address used
on the subpoena. However, the state habeas court refused to find
that the State failed to disclose Ishman as a witness or that the
State knew the substance of Ishman's testimony before Nichols' trial.
The state habeas court also found that although Ishman had informed
a prosecutor, prior to the Williams trial, that she saw Shaffer draw
a gun before Nichols and Williams fired their guns, there was also
credible evidence that Ishman failed to provide this information to
the police or to the prosecutor responsible for Nichols' trial.
The
state habeas court further found that, as part of the State's
argument that Nichols fired the fatal shot, the State relied heavily
on the testimony of Cindy Johnson. However, the state court rejected
Nichols' proposed finding that the jury focused on whether Shaffer
pulled a weapon. Finally, the state habeas court concluded that
Nichols failed to show that Ishman's testimony would have been
material in light of the record as a whole.FN5
FN5. We agree with the district court that the
state habeas court made a scrivener's error where, at one point, it
appears to endorse a conclusion that Ishman's testimony was
material. All of the court's other findings and conclusions cut
against this isolated discrepancy.
*****
The critical issue in this case is whether
Ishman's testimony would have been helpful to Nichols and therefore
material-in the punishment phase.
During argument, Nichols' counsel conceded that
the issue of whether the victim, Mr. Shaffer, was shot while he was
attempting to retrieve a weapon under the counter was a red
herring.FN11 This left the issue of whether Ishman's suppressed
testimony would have either undercut any testimony by Johnson that
aided the State in establishing that Nichols rather than Williams
fired the shot that killed Shaffer or assisted Nichols in
establishing that Williams fired the fatal shot. After a careful
review of the record we conclude that there is no material
difference in the testimony of Johnson and Ishman bearing on whether
Nichols or Williams fired the fatal shot.
FN11. When asked about the materiality of
testimony regarding Shaffer possibly retrieving a weapon, Nichols'
counsel conceded that “the gun issue is a red herring” and “doesn't
get this petition where it needs to go.”
Both Johnson and Ishman placed the two gunmen in
essentially the same position when the initial shots were fired. The
medical examiner's opinion that Nichols fired the fatal shot was
based primarily on Nichols' position. Because Ishman's testimony did
not undermine Johnson's testimony as to the positions of Nichols and
Williams relative to Shaffer, Ishman's testimony would not have
undercut Johnson's testimony on this point.
Both Johnson and Ishman testified that after the
robbers demanded money, Shaffer stooped down and both Nichols and
Williams fired at Shaffer. Ishman's testimony, therefore, is not
helpful in resolving whether Nichols or Williams fired the fatal
shot.
So even if Ishman had testified that Johnson was
in the kitchen or the bathroom at the time of the shooting and not
in a position to see the robbery and shooting, Ishman's testimony
was not materially different from Johnson's. It is true that in the
guilt phase of the trial the prosecutor argued: “and I'll tell you
that it was [Nichols'] hand that did the killing. How do you know
that? Cindy [Johnson] saw it. She told you.”
What Johnson actually testified to was that after
two or three shots were fired by either or both of the robbers she
saw Shaffer go down and saw him bleeding from the side. Contrary to
the prosecutor's argument, Johnson's testimony in this respect was
not helpful in resolving whether Nichols or Williams fired the shot
that produced the injury that caused Shaffer to fall to the floor.
So stripped to its essence both Johnson and
Ishman stated that both Nichols and Williams were pointing pistols
at Shaffer, and shortly thereafter multiple shots were fired by one
or both robbers. Johnson testified that as she ran toward the back
of the store she saw Shaffer go down; this was a detail that Ishman
did not address.
Both Johnson and Ishman heard one or more shots
fired after they ran to the back of the deli. This is presumably the
shot Williams fired after he came back into the store to grab the
cash box. As far as the initial shots that were fired-which both
Johnson and Ishman claimed to have witnessed-both thought that
Nichols and Williams fired shots at Shaffer. Under these
circumstances we conclude that had the State disclosed Ishman's
identity and location so that she could have been called by Nichols
as a witness, her testimony would not have contradicted Johnson's
testimony in any material way insofar as establishing whether
Nichols rather than Williams fired the fatal shot.
Nichols would have us focus on only that part of
Ishman's testimony in which she stated that Johnson was already in
the restroom when Ishman ran from the store and therefore Johnson
was not in a position to have seen the shooting. But Nichols cannot
choose selected portions of Ishman's testimony to the exclusion of
others. He must establish that Ishman's testimony in its entirety
would have materially benefitted his defense. Nichols has not
persuaded us from this record that Ishman's testimony would have
achieved this result. See, e.g., Miller v. Dretke, 431 F.3d 241, 245
(2005)(“In determining whether evidence is material for Brady
purposes, we must consider the cumulative effect of all suppressed
evidence, rather than ruling on each item individually.”)(citing
Kyles v. Whitley, 514 U.S. 419, 436-37, 115 S.Ct. 1555, 131 L.Ed.2d
490 (1995).
Because we are unpersuaded that the absence of
Ishman's testimony undermines confidence in the reliability of the
jury's guilt and punishment verdicts, we affirm the district court's
conclusion that the state courts did not act contrary to or
unreasonably apply Supreme Court precedents regarding Brady
violations in finding Ishman's testimony immaterial. Accordingly, we
AFFIRM the judgment denying habeas relief. AFFIRMED.
Nichols v. Scott,
69 F.3d 1255 (5th Cir. 1995) (Habeas).
Following affirmance of his conviction for murder,
754 S.W.2d 185, and denial of habeas corpus in the state court,
prisoner under sentence of death sought federal habeas corpus. The
United States District Court for the Southern District of Texas,
David Hittner, J., 802 F.Supp. 66, granted writ in part and denied
writ in part. Appeals were taken. The Court of Appeals, Garwood,
Circuit Judge, held that: (1) instructions and specials issues at
punishment phase did not preclude jury from adequately considering
mitigating effect of defendant's claimed nontriggerman status; (2)
defendant was not party to trial of codefendant and, thus, was not
in jeopardy in codefendant's trial and result of codefendant's trial
could not collaterally estop state in prosecution of defendant; (3)
state habeas fact-findings were entitled to presumption of
correctness; (4) prosecutor's allegedly improper arguments did not
warrant habeas relief; and (5) trial defense counsel was not
ineffective. Affirmed in part and reversed in part.
GARWOOD, Circuit Judge:
Petitioner-appellee, cross-appellant Joseph Bennard Nichols (Nichols)
was convicted of capital murder and sentenced to death. After
exhausting his Texas state court remedies, Nichols sought a writ of
habeas corpus in the district court below and the court granted
relief. Respondent-appellant (Respondent), the director of the Texas
Department of Criminal Justice, now appeals to this Court. Nichols
cross-appeals the district court's denial of certain of the
remainder of his claims. We affirm in part and reverse the district
court's grant of habeas corpus relief.
Facts and Proceedings Below
About 9:00 a.m. on the morning of October 13,
1980, Nichols, Willie Ray Williams (Williams), Charlotte Parker (Parker),
and Evelyn Harvey (Harvey) drove to a spot in front of an apartment
building near Joseph's Delicatessen and Grocery in Houston, Texas.
Nichols and Williams mutually intended to rob this establishment,
Nichols having suggested it as a target. Williams was armed with a
.380 semi-automatic pistol; Nichols had a snub-nosed .38 revolver.
Parker parked the car and Nichols and Williams got out and entered
the deli. After entering, Nichols and Williams first went to the
back of the store, and then approached the counter. Nichols got a
corndog. Williams set a quart of beer on the counter near the cash
register. Behind the counter was deli employee Claude Shaffer, Jr. (Shaffer).
Nichols, and then Williams, each drew their respective pistols and
pointed them at Shaffer.
When Shaffer saw the guns he began to bend over
or squat down. Nichols then said something to the effect of “don't
go for the gun” or “don't be doing it.” Nichols then shot at Shaffer,
and immediately thereafter Williams pulled the trigger on his gun,
but it is unclear whether it then discharged.FN1 Shaffer then either
fell or squatted down behind the counter. Nichols and Williams ran
to the door. Nichols exited. Williams either exited or partially
exited and then, according to his testimony at Nichols' trial,
turned and fired once at Shaffer, who was still squatting behind the
counter.
Williams testified that Shaffer fell back, that he (Williams)
went behind the counter to Shaffer, turned him over, grabbed the
deli's cash box, and ran out of the deli, carrying his gun and the
cash box.FN2 He was picked up by Parker and Harvey, got into the car
with them, and they drove around the side of the deli building where
they saw Nichols, who then got in the car with them.
Harvey testified that Nichols told them “he had shot the man” and “he
thought he shot him in the chest,” and that Williams said he had run
back into the deli and shot the man. Parker testified that Nichols
said “I think I hit him in the chest,” and that Williams said “he [Williams]
shot the man in the shoulder.” FN3 A few days later, Williams,
Nichols, Parker, and Harvey were arrested.
FN1. Nichols' statement (Nichols did not testify)
says “we”-he and Williams-then shot at Shaffer. Nichols' and
Williams' statements were given October 17, 1980, after their
arrests earlier that day. Williams' statement mentions only Nichols
shooting at this time. Williams' testimony at Nichols' trial is that
Nichols drew his gun first, that Williams then drew his, each
pointing them at Shaffer; that Nichols fired his gun; that Williams
then pulled the trigger on his gun, but nothing happened and it did
not discharge (Williams' testimony at his own trial does not mention
his pulling the trigger on his gun at this time).
Williams testified
at Nichols' trial that Nichols fired only once and that “he [Nichols]
was aiming at the man [Shaffer]” and “wasn't aiming it behind him or
somewhere else or aiming it at the floor or anything” but “was
aiming at that man.” However, Williams testified that he thought
Nichols missed Shaffer because Shaffer, who was squatting, did not
go down and Williams saw no blood.
Cindy Johnson (Johnson), one of the two other
deli employees then on duty, testified that at this time Nichols
shot first, but that Williams also then shot, and that in all three,
or possibly two, shots were fired at that time. She said that after
these shots Shaffer collapsed and there was blood on his head. James
Rivera (Rivera), standing at a nearby bus stop, saw Nichols and
Williams enter the deli, shortly thereafter heard two or three
noises like “backfires,” turned, and then saw Nichols and Williams
run out of the deli.
Nichols' statement says “We pulled our guns on
the dude behind the cash register and told him to put the money in
the sak [sic]. The man behind the counter started bending over
behind the counter ... and then he came up with a pistol ... so we
reacted and shot.” Williams' testimony at Nichols' trial was that
after Nichols and he pulled their guns on Shaffer, Shaffer bent down
and came up with a gun from under the counter, pointed it at
Williams, whereupon Nichols fired; Shaffer, according to Williams'
testimony, never fired (and there is no evidence that he did).
At
his own trial, Williams testified that “before he [Shaffer] got it [the
gun] all the way up, Joe [Nichols] fired” and then Shaffer “went
down” in “a squatting position.” Johnson testified that she was
watching Shaffer, who was looking at her, after Nichols and Williams
had pointed their guns at him and that Shaffer never touched a gun
and did not reach for a gun; she admitted, however, that in an
earlier sworn statement she had said that after “one of the men
pulled a gun” Shaffer, who kept a gun under the counter, “reached
for his gun and both of the black men shot Claude.”
Other evidence
showed that the gun, a .45 semi-automatic pistol, belonged to
another deli employee, and was found just after the robbery in its
accustomed place on a shelf under the counter, with a fully-loaded
clip in the handle but no shell in the chamber; there were no
fingerprints on it (Williams testified that when he went back in and
got the cash box, he looked for Shaffer's gun but did not see it).
No .45 caliber fired bullets or empty shell casings were found.
FN2. At his trial Williams testified that when he
and Nichols ran into each other exiting the deli: “I attempted to go
out the door, coming behind Joe [Nichols], and he [Nichols] turned
to me and said shoot-shoot.” Williams, being then asked “And what
did you do, sir?”, replied “I just turned and shot.”
FN3. Rivera (see note 1, supra ) testified that
after he saw Nichols and Williams run out of the deli, Williams
then, gun in hand, just in front of the deli door, “looked like he
raised his hand and aimed the gun at me”; Rivera turned away in
fright, and when he looked back both Nichols and Williams were gone;
he then heard another shot and saw Williams run out of the deli with
“a strong box” in his hand; Williams dropped the box, picked it up,
and ran off.
The testimony of the Harris County Medical
Examiner, Dr. Espinola, established without contradiction that
Shaffer died from a single gunshot wound that entered his “left
upper back about seven and three fourths [inches] to the left of the
midline and three and one half inches below the top of the shoulder”
and exited-without hitting any bones or “hard objects” within the
body-“on the right side of the chest, 18 and one half inches from
the right of the midline and 11 inches below the top of the
shoulder.”
The wound would have caused “almost immediate disability”
or “collapse.” Shaffer also had a superficial two and a quarter inch
slanting laceration on the right side of his head, which was
“consistent with a grazing type of gunshot wound” and “could also be
consistent with a person that hit their head on the corner of an
object or anything like that in a fall.” The head wound was not
disabling. No bullet or bullet fragment was found in or on Shaffer's
body.
Two empty .380 cartridge cases-ejected from Williams'
pistol-were found in the deli, as was also a whole .380
brass-jacketed projectile or bullet, which had been fired from
Williams' weapon. A whole, unfired .380 brass-jacketed bullet and
cartridge (with firing pin indentation on the cartridge rim) was
found just outside the deli door. Lead bullet fragments were found
on the inside of the deli door and near there on the floor along
with brass jacket fragments. Also found in the deli-in a stack of
comic books behind the counter-was a whole lead bullet that had been
fired from a .38-caliber weapon. This was a revolver-type bullet
that had never been jacketed.FN4
FN4. Nichols' gun was apparently never recovered.
His statement says that after the robbery and before his arrest he
had given it back to the individual-neither whose name nor address
he knew-from whom he had borrowed it.
In January 1981, Williams pleaded guilty to a
charge of capital murder of Shaffer,FN5 and, accordingly, the trial
court directed the jury to return a verdict of guilty at the
guilt/innocence phase of his trial. As evidence of his guilt, the
state presented Williams' written confession, as well as the
testimony of several witnesses including Dr. Espinola. Pursuant to
the court's direction, the jury returned a verdict of guilty. At the
subsequent punishment phase of Williams' trial, the defense
presented Williams' testimony and the testimony of five witnesses
concerning Williams' nonviolent character.
The defense also called
Nichols during the punishment phase, but Nichols asserted his Fifth
Amendment privilege and declined to testify. The punishment charge
included no instruction respecting the law of parties. The jury
returned a verdict at the punishment phase of Williams' trial
answering in the affirmative each of the three special issues then
provided for by Tex.Code Crim.Proc. art. 37.071(b).FN6 Pursuant to
art. 37.071(e), Williams was accordingly sentenced to death. His
conviction and sentence were affirmed on appeal. Williams v. State,
674 S.W.2d 315 (Tex.Crim.App.1984).
FN5. The indictment alleged that Williams “did
while in the course of committing and attempting to commit the
robbery of Claude Shaffer, Jr., hereafter styled the Complainant,
intentionally cause the death of the Complainant by shooting the
Complainant with a gun.”
Nichols was also indicted for the capital murder
of Shaffer.FN7 In July 1981, Nichols was tried before a jury on his
plea of not guilty. Williams testified as a defense witness at the
guilt/innocence stage of this trial, and his testimony was generally
consistent with his prior testimony and statement. FN8 The jury
charge at the guilt/innocence stage included instructions on the
Texas law of parties.FN9
Based in large part on Williams' testimony,
the defense argued that the fatal shot was fired by Williams from
the deli door when he came back in and got the cash box, and that
Nichols was not guilty under the law of parties because the planned
robbery was over and Williams was acting independently. The state
argued that Williams' testimony that he shot Shaffer from the door
when he came back in was not worthy of belief “because he's got to
shoot through the cash register and all that junk to get here.”
The
state also argued that Nichols told Harvey that “he shot first, that
he shot the man in the chest, in the chest area, the body, not in
the head, not in the leg, not in the arm, but in the chest area, the
body. That's what the defendant did.” However, the main thrust of
the state's argument was that regardless of who fired the fatal shot,
and regardless of whether Williams' testimony was credited, Nichols
was guilty under the law of parties.
The jury returned a verdict
finding Nichols guilty of capital murder. The punishment stage of
the trial then ensued, testimony was presented by the state and the
defense, and the case was submitted to the jury on the three
statutory special issues (see note 6, supra ). The punishment charge
included no instruction on the law of parties. After considerable
deliberation, the jury foreman announced that the jury had arrived
at a verdict on two of the special issues, and tendered to the court
a verdict form in which the first and third special issues were each
answered “yes,” and the second special issue (future dangerousness)
was not answered.
The court ruled the verdict was incomplete,
refused to accept it, and returned the jury for further
deliberations. The jury eventually sent a note stating “the jury is
still unable to reach a verdict on the remaining special issue.”
Thereafter, defense counsel moved for a mistrial because the jury
could not reach a verdict. The court explained to Nichols personally
that if a mistrial were declared then the matter would be retried
before another jury. After ascertaining that Nichols understood and
that he personally requested and moved for a mistrial, the court, on
July 31, 1981, called the jury back in, announced that a mistrial
had been declared, and formally discharged the jury.
FN7. The indictment alleged that Nichols “did
while in the course of committing and attempting to commit robbery,
intentionally cause the death of Claude Shaffer, Jr., hereafter
styled the Complainant, by shooting the Complainant with a gun.”
FN8. Williams' testimony at Nichols' first trial
did not, however, include that referenced in note 2, supra. Nichols
did not testify during either phase of the July 1981 trial.
Texas law has long recognized that the law of
parties is applicable to a case and may be properly charged on if
raised by the evidence even if not alleged in the indictment. Pitts
v. State, 569 S.W.2d 898, 900 (Tex.Crim.App.1978); Crank v. State,
761 S.W.2d 328, 351 (Tex.Crim.App.1988); Montoya v. State, 810
S.W.2d 160, 165 (Tex.Crim.App.), cert. denied, 502 U.S. 961, 112
S.Ct. 426, 116 L.Ed.2d 446 (1991). Indeed, this was the Texas law
well prior to the enactment (in 1973) of arts. 7.01 and 7.02. See
Pitts at 900; Frias v. State, 376 S.W.2d 764, 765
(Tex.Crim.App.1964) (“ ‘The acts which make the defendant a
principal need not be alleged in the indictment. A principal
offender may be charged directly with the commission of the offense
although it may not have actually been committed by him ...’ ”).
The assistant district attorney trying the case
thereafter interviewed some of the jurors and, as the district court
below found, “learned from those jurors that whether or not Nichols
was the ‘triggerman’ had caused problems for the jury in considering
the death penalty.” Nichols v. Collins, 802 F.Supp. 66, 75
(S.D.Tex.1992).
In February 1982, Nichols was tried before
another jury on the same indictment. Generally the same evidence was
presented as at his first trial in July 1981. The prosecutor was the
same as in that first trial. In the guilt/innocence phase, Williams
was called as a defense witness but claimed his Fifth Amendment
privilege and refused to testify. The defense then put in evidence
Williams' testimony as given at Nichols' first trial.FN10
At the
close of the evidence on the guilt/innocence stage of the trial, the
trial court extensively instructed the jury on the Texas law of
parties (see note 9, supra ) such that the jury could, depending on
what else it found, find Nichols guilty as charged either for
personally having fired the fatal shot or for the fatal shot fired
by Williams, if that was done pursuant to and in furtherance of
their conspiracy to rob the deli and should have been anticipated by
Nichols as a result of carrying out the conspiracy.FN11
The defense
argued, as it had at Nichols' first trial, that Williams fired the
fatal shot from the deli door as he exited and came back in, and
that this was, in the words of the charge, “the separate act of
Willie Ray Williams, acting independently,” for which Nichols would
not be responsible. The state primarily argued that Nichols fired
the fatal shot. But, it also argued extensively, in the alternative,
that even if Williams had fired the fatal shot, Nichols was guilty
of capital murder under the law of parties.FN12 The jury returned
its verdict finding Nichols guilty of capital murder.
*****
At the subsequent punishment phase the state
submitted evidence that Nichols had been convicted of theft in 1979,
and had pleaded guilty in May 1980 to an April 1980 robbery for
which he was sentenced in July 1980 to nine years' felony probation,
which he was serving when he committed the instant offense.
Additionally, it was shown that on August 13, 1980, Nichols
committed an armed robbery of a convenience store, shooting the
clerk in the shoulder when he did not respond speedily enough to
Nichols' demand for more money. Nichols continued to demand more
money as the clerk was bleeding from his wound.
Further, on October
11, 1980, two days before the present offense, Nichols committed
another robbery of a convenience store, aiming his pistol at the
clerks. There was also evidence that when booked into jail following
his arrest for the instant offense, Nichols had stated he would
“shoot any deputy that got in his way.” Finally, there was evidence
that in June 1981, while in jail awaiting trial, Nichols conspired
with others to engage in an escape involving the use of a firearm
and other weapons.
The defense called fifteen witnesses. Many
testified they thought Nichols could be rehabilitated, that he was
nineteen at the time of the offense, and that at school he had had
average grades, had been an excellent athlete, and had presented no
disciplinary problems. His parents divorced when he was seven, but
both maintained a good relationship with him. He married, and
dropped out of school, at about age seventeen to support his young
child. His parents thought he had gotten into trouble due to the
pressure he was under to support his young child and because he got
in with a bad crowd.
The court submitted the three punishment special
issues to the jury (see note 6, supra ). No instruction was given
respecting the law of parties. The defense argued, among other
things, that the fatal shot was fired by Williams, and that any
shooting was in reaction to Shaffer's having grabbed his gun.
Emphasis was put on Nichols' youth, his family, his character
witnesses, and his potential for rehabilitation.
The state argued
that Nichols fired the fatal shot, but did not argue any of the
special issues solely on that theory. FN13 It stressed Nichols'
prior offenses and conduct in jail. Neither side argued that the
verdict of guilty established or meant that Nichols fired the fatal
shot, or that any of the special issues were to be answered by
reference to Williams', rather than Nichols', state of mind or
conduct or the like. On February 26, 1982, the jury returned its
verdict answering all three special issues in the affirmative, and
the court sentenced Nichols to death.
FN13. For example, in respect to the first
special issue, dealing with deliberateness, the prosecutor argued:
“Was his conduct deliberate. He doesn't have to fire the fatal shot.
But was his conduct deliberate. You bet it was deliberate. It was
even more than that. He planned that robbery. He picked that store.
It was a premeditated robbery. He thought about the fact that he's
going to need a gun when he went in there. You know that he meant to
use it because it was loaded and you know he fired that gun into an
innocent man.” (Emphasis added).
One of Nichols' trial attorneys, E. Neil Lane (Lane),
was appointed to represent Nichols on direct appeal. After receiving
leave from the court, attorney Brian Wice was allowed to substitute
as Nichols' appellate counsel. Wice filed a supplemental brief that
raised twenty points of error. After considering each of the issues
raised in the original brief filed by Lane and each of the issues
raised in the Wice supplemental brief, the Texas Court of Criminal
Appeals affirmed the conviction and sentence. Nichols' conviction
became final on January 9, 1989, when the United States Supreme
Court denied certiorari. See Nichols v. State, 754 S.W.2d 185 (Tex.Crim.App.1988),
cert. denied, 488 U.S. 1019, 109 S.Ct. 819, 102 L.Ed.2d 808 (1989).
FN14
FN14. Affirmance by the Court of Criminal Appeals
was unanimous except for one judge who noted, without elaboration,
that he would have sustained Lane's point of error concerning the
trial court's sua sponte excuse of a prospective juror; two judges
concurred in the result without opinion.
In May 1989, Nichols, now represented by new
counsel, two attorneys of a leading Houston law firm, filed an 86-page
application for habeas corpus in the Texas trial court. Amended
applications were filed on June 9, 1989, January 8, 1990, and June
6, 1990, the latter being some 123 pages long. The state filed an
answer and amended answer supported by affidavits.
On October 19 and
November 2, 1990, the Texas trial court conducted an evidentiary
hearing on Nichols' claims of ineffective assistance of counsel and
his statistical challenge to the Texas death penalty statute as
unconstitutional in its application. The trial court on June 28,
1991, entered an order recommending denial of all relief and
adopting verbatim the state's amended proposed findings of fact and
conclusions of law.
On December 12, 1991, the Texas Court of
Criminal Appeals denied all relief in an order stating in relevant
part: “The trial court, after holding an evidentiary hearing, has
entered findings of fact and conclusions of law and recommended the
relief sought be denied. This Court has reviewed the record with
respect to the allegations now made by applicant and finds that the
findings and conclusions entered by the trial court are supported by
the record. The relief sought is denied.”
Nichols, represented by the same counsel who
represented him in his state habeas proceedings, in January 1992
filed the instant petition under 28 U.S.C. § 2254 in the district
court below. Nichols asserted numerous claims before the district
court, including (1) that the punishment special issues precluded
the jury from considering or giving effect to mitigating character
evidence and to evidence that Nichols did not kill Shaffer; (2) that
the prosecutor's use of contradictory theories at the trials of
Williams and Nichols violated the doctrines of judicial estoppel,
collateral estoppel, due process, and the duty to seek justice; (3)
that Williams should have been compelled by the court to testify for
the defense because he waived his right to remain silent when he
testified at the first Nichols trial; (4) that retrial of Nichols
constituted double jeopardy; (5) that the prosecutor knowingly
failed to correct perjured testimony given by Parker about her
cooperation agreement with the state and created the false
impression in his summation that she was unaware of a promise of
leniency that her attorney received in exchange for her testimony;
(6) that the Texas death penalty statute and its consistent
interpretation by the Court of Criminal Appeals operated to deny
Nichols his rights under the Sixth, Eighth, and Fourteenth
Amendments; (7) that Nichols was denied effective assistance of both
trial and appellate counsel; (8) that Nichols was denied a
meaningful direct appeal; and (9) that various instances of claimed
prosecutorial misconduct occurred. The state answered and moved for
summary judgment.
The district court held an evidentiary hearing in
March 1992.FN15 On August 31, 1992, the district court granted
habeas relief and ordered Nichols released or retried within 120
days.FN16 The district court based its decision to grant relief on
its conclusions that (1) the major mitigating thrust of Nichols'
claimed nontriggerman role in the offense was beyond the scope of
any of the punishment special issues; (2) by arguing that Nichols
fired the shot that killed Shaffer after obtaining a death sentence
against Williams for killing Shaffer, the state violated principles
of constitutional collateral estoppel; and (3) the foregoing two
conclusions, taken in combination with certain aspects of the state
habeas proceedings, resulted in denial of Nichols' due process
rights. Nichols, 802 F.Supp. at 71-79.
The district court determined,
however, that the referenced aspects of the state habeas proceeding
did not preclude the state habeas court's findings from being
accorded the presumption of correctness called for by 28 U.S.C. §
2254(d), id. at 70, except the district court declined to accord
that presumption to the finding that “ ‘[t]he jury was presented
with overwhelming evidence that both applicant [Nichols] and
Williams shot Shaffer,’ ” “because the record, as a whole, does not
fairly support such factual determination” in that “the only
conclusion which the record supports is that both Williams and
Nichols shot at Shaffer but that either Williams or Nichols actually
shot Shaffer.” Id. at 75 (original emphasis).FN17
*****
Since, as we have held, the jury was not
unconstitutionally prevented from taking into account Nichols'
claimed non-triggerman status in answering the punishment special
issues, and the state was not constitutionally barred or estopped
from arguing that the shot fired by Nichols was the fatal shot,
therefore neither of these matters can form the basis for a proper
claim of constitutional cumulative error. That leaves only the
matter of the state habeas proceedings. However, errors in a state
habeas proceeding cannot serve as a basis for setting aside a valid
original conviction. An attack on a state habeas proceeding does not
entitle the petitioner to habeas relief in respect to his conviction,
as it “is an attack on a proceeding collateral to the detention and
not the detention itself.” Millard v. Lynaugh, 810 F.2d 1403, 1410
(5th Cir.), cert. denied, 484 U.S. 838, 108 S.Ct. 122, 98 L.Ed.2d 81
(1987); Duff-Smith v. Collins, 973 F.2d 1175, 1182 (5th Cir.1992) (
“infirmities in state habeas proceedings do not constitute grounds
for federal habeas relief”), cert. denied, 507 U.S. 1056, 113 S.Ct.
1958, 123 L.Ed.2d 661 (1993); Vail v. Procunier, 747 F.2d 277 (5th
Cir.1984) (same). See also Franzen v. Brinkman, 877 F.2d 26 (9th
Cir.1989); Hopkinson v. Shillinger, 866 F.2d 1185, 1218-1220 (10th
Cir.1989); Bryant v. State of Md., 848 F.2d 492 (4th Cir.1988);
Kirby v. Dutton, 794 F.2d 245, 247 (6th Cir.1986); Williams v.
Missouri, 640 F.2d 140, 143 (8th Cir.), cert. denied, 451 U.S. 990,
101 S.Ct. 2328, 68 L.Ed.2d 849 (1981).
Accordingly, the district court erred in its
holding that Nichols was entitled to relief on the court's
cumulative error theory.
Having rejected each of the bases on which the
district court granted habeas relief, we sustain the state's appeal
and reverse the judgment of the district court insofar as it granted
Nichols habeas relief. We turn now to consider Nichols'
cross-appeal.