Before
WILKINSON, Chief Judge, and
WILKINS and MOTZ, Circuit
Judges.
Affirmed
by published opinion. Judge
Wilkins wrote the opinion,
in which Chief Judge
Wilkinson and Judge Motz
joined.
WILKINS,
Circuit Judge:
OPINION
Dawud
Majid Mu'Min appeals an
order of the district court
dismissing his petition for
a writ of habeas corpus,
which challenged his
Virginia conviction for
capital murder and resulting
death sentence. See 28
U.S.C.A. § 2254 (West 1994).
We conclude that the
district court correctly
held that the refusal of the
Supreme Court of Virginia,
under the rule set forth in
Slayton v. Parrigan, 215 Va.
27, 205 S.E.2d 680, 682
(1974), to consider the
merits of the three issues
Mu'Min seeks to present to
this court constitutes an
adequate and independent
state-law basis for their
denial.
Consequently, federal habeas
review of these issues is
unavailable to Mu'Min unless
he is able to demonstrate
cause and prejudice or a
miscarriage of justice. We
further determine that
Mu'Min has failed to make
the showing necessary to
excuse his default with
respect to his claims that
the state trial court erred
in denying his motion for a
change of venue and in
admitting into evidence an
order memorializing Mu'Min's
1973 conviction for first
degree murder.
We also
hold that regardless of
whether Mu'Min can establish
an excuse for the default of
the claim that his
constitutional rights were
violated when the trial
court refused to provide the
jury with information
regarding Mu'Min's parole
eligibility, he is not
entitled to the relief he
seeks. Accordingly, we
affirm.
I.
The
underlying facts are fully
set forth in the opinion of
the Supreme Court of
Virginia on direct appeal of
Mu'Min's conviction and
sentence. See Mu'Min v.
Commonwealth, 239 Va. 433,
389 S.E.2d 886, 889-90
(1990). Accordingly, we
summarize them only briefly.
In
September 1988, Mu'Min was
an inmate of Haymarket
Correctional Unit 26 in
Prince William County,
Virginia, having been
convicted of first-degree
murder in 1973 and sentenced
to 48 years imprisonment.
On
September 22, Mu'Min and
other inmates were assigned
to work detail with the
Virginia Department of
Transportation (VDOT).
During the morning, Mu'Min
fashioned a weapon by
sharpening a short piece of
metal on a bench grinder and
attaching a wooden handle to
it. Mu'Min then walked away
from VDOT headquarters and
proceeded to a carpet store
approximately one mile away.
He argued
with the proprietor, Gladys
Nopwasky, and a struggle
ensued during which Nopwasky
was partially disrobed.
Mu'Min beat Nopwasky
severely and stabbed her
multiple times with the
weapon he had made, severing
her jugular vein and
pulmonary artery. He then
removed some coins from
Nopwasky's desk and returned
to VDOT headquarters,
discarding his weapon and
bloody shirt along the way.
Although a customer
discovered Nopwasky and
summoned paramedics to the
scene, efforts to revive her
failed.
Mu'Min
subsequently was charged
with and convicted of one
count of capital murder.
Prior to the guilt phase of
his trial, Mu'Min moved for
a change of venue on the
basis that pretrial
publicity had rendered it
impossible for him to
receive a fair trial in
Prince William County.
The trial
judge deferred action on the
motion, with the agreement
of defense counsel, pending
an attempt to impanel an
impartial jury. After
succeeding in doing so, the
trial court denied the
motion. The court also
denied Mu'Min's motion in
limine to exclude or redact
an order memorializing his
1973 conviction for first-degree
murder, which the
Commonwealth proposed to
introduce to establish that
Mu'Min had been incarcerated
when he murdered Nopwasky.
During
its sentencing-phase
deliberations, the jury sent
a note to the trial court
asking, "[W]hat exactly is
life imprisonment?" J.A.
634. The court responded, "I
am sorry; I cannot answer
that question. Neither
should you be concerned
about it." J.A. 635. Despite
an invitation by the court
for comments, Mu'Min's
counsel did not object. The
jury then imposed a sentence
of death, finding that
Mu'Min posed "a continuing
serious threat to society"
and that the murder of
Nopwasky "was outrageously
or wantonly vile, horrible,
or inhuman." Va.Code Ann. §
19.2-264.2 (Michie 1995).
Mu'Min
raised numerous arguments on
direct appeal, including
challenges to the admission
of the 1973 order of
conviction--on the basis
that the prejudicial impact
of this evidence outweighed
its probative value--and to
various aspects of the
procedure employed in
impaneling the jury.
However,
Mu'Min did not appeal the
denial of his motion for a
change of venue, the
admission of the 1973 order
of conviction on
constitutional grounds, or
the manner in which the
trial court responded to the
question by the jury
regarding the meaning of "life
imprisonment." The Supreme
Court of Virginia upheld
Mu'Min's conviction and
sentence. See Mu'Min, 389
S.E.2d at 898.
Thereafter, the United
States Supreme Court granted
certiorari to consider
whether the trial court had
erred in refusing to allow
Mu'Min to question potential
jurors regarding the content
of pretrial publicity to
which they had been exposed
and concluded that it had
not. See Mu'Min v. Virginia,
500 U.S. 415, 431-32, 111
S.Ct. 1899, 1908-09, 114
L.Ed.2d 493 (1991).
Thereafter, Mu'Min sought
postconviction relief in
state court. A state habeas
court conducted a hearing
after which it denied relief,
ruling that Mu'Min's claims--with
the exception of his claims
of ineffective assistance of
counsel--either had been
presented on direct appeal (and
thus were not cognizable in
a state habeas proceeding)
or were procedurally
defaulted due to his failure
to raise them on direct
appeal. The court further
found that Mu'Min's claims
of ineffective assistance of
counsel were without merit.
The Supreme Court of
Virginia denied review, and
the United States Supreme
Court denied Mu'Min's
petition for a writ of
certiorari. See Mu'Min v.
Murray,
511 U.S. 1026 , 114 S.Ct. 1416, 128 L.Ed.2d 87 (1994).
In
October 1994, Mu'Min filed a
petition for a writ of
habeas corpus in the
district court in which he
argued, inter alia, that the
Sixth and Fourteenth
Amendment guarantees of a
fair trial and due process
were violated by the denial
of his motion for a change
of venue, the admission of
the 1973 order of conviction,
and the refusal of the trial
court to inform the jury of
his parole prospects.
The
magistrate judge to whom the
petition was referred
recommended dismissal on the
basis that all of the claims
raised by Mu'Min were either
procedurally defaulted or
lacked merit. Specifically,
the magistrate judge
determined that Mu'Min's
challenges to the denial of
the change of venue motion,
the admission of the 1973
order of conviction, and the
refusal to inform the jury
of his parole prospects were
procedurally defaulted
because the Supreme Court of
Virginia had refused to
consider the issues on their
merits citing the procedural
default rule set forth in
Slayton v. Parrigan, 215 Va.
27, 205 S.E.2d 680, 682
(1974) (holding that issues
not properly raised at trial
or on direct appeal will not
be considered in habeas).
Further,
the magistrate judge ruled
that Mu'Min had failed to
excuse his state procedural
default, and thus federal
habeas review of these
claims was foreclosed. After
conducting a de novo review,
the district court agreed
with these conclusions and
accordingly dismissed the
petition.
II.
Mu'Min
presents two arguments as to
why his claims are not
procedurally defaulted.
First, he asserts that the
procedural default rule set
forth in Slayton does not
preclude federal
consideration of his claims
because it is not
independent of federal law.
Second, he maintains that
even if the Slayton rule
constitutes an adequate and
independent state-law basis
for decision, his claims are
not defaulted because they
were implicitly considered
and rejected by the Supreme
Court of Virginia during the
course of its mandatory
review of his death sentence.
We find neither of these
contentions persuasive.
Absent
cause and prejudice or a
miscarriage of justice, a
federal court sitting in
habeas may not review a
constitutional claim when a
state court has declined to
consider its merits on the
basis of an adequate and
independent state procedural
rule. See Harris v. Reed,
489 U.S. 255, 262, 109 S.Ct.
1038, 1042, 103 L.Ed.2d 308
(1989). Such a rule is
adequate if it is regularly
or consistently applied by
the state court, see Johnson
v. Mississippi, 486 U.S.
578, 587, 108 S.Ct. 1981,
1987, 100 L.Ed.2d 575
(1988), and is independent
if it does not "depend[ ] on
a federal constitutional
ruling," Ake v. Oklahoma,
470 U.S. 68, 75, 105 S.Ct.
1087, 1092, 84 L.Ed.2d 53
(1985).
Mu'Min
argues that the Virginia
procedural default rule set
forth in Slayton is not
independent of federal law
because it bars the
assertion in state
collateral review
proceedings only of
nonjurisdictional defects
that could have been raised
at trial or on direct
appeal. See Slayton, 205
S.E.2d at 682.
Mu'Min
contends that since
compliance with the mandates
of the United States
Constitution is a
jurisdictional prerequisite
to a valid conviction, the
application of the Slayton
procedural default rule by
the Supreme Court of
Virginia necessarily rested
on an antecedent ruling of
federal constitutional law,
namely, that his conviction
was not obtained in
violation of the
Constitution. See Ake, 470
U.S. at 74-75, 105 S.Ct. at
1091-92 (holding that an
Oklahoma procedural default
rule was not independent of
federal law because
application of the rule
depended on a determination
that no constitutional error
had occurred during trial);
Beam v. Paskett, 3 F.3d
1301, 1306-07 (9th Cir.1993)
(concluding that failure to
present claim on direct
appeal would not preclude
consideration of it on
habeas because state supreme
court implicitly considered
and rejected it during the
course of its mandatory
review of the death sentence,
meaning that any default
would not be independent of
federal law).
Based on
this reasoning, Mu'Min would
have us conclude that the
determination of the Supreme
Court of Virginia that his
claims were procedurally
defaulted under Slayton does
not bar our consideration of
them.
We have
held on numerous occasions
that the procedural default
rule set forth in Slayton
constitutes an adequate and
independent state law ground
for decision. See, e.g.,
Bennett v. Angelone, 92 F.3d
1336, 1343 (4th Cir.), cert.
denied, --- U.S. ----, 117
S.Ct. 503, 136 L.Ed.2d 395
(1996); Turner v. Williams,
35 F.3d 872, 890 (4th
Cir.1994), overruled in part
on other grounds by O'Dell
v. Netherland, 95 F.3d 1214
(4th Cir.1996) (en banc),
aff'd, --- U.S. ----, 117
S.Ct. 1969, 138 L.Ed.2d 351
(1997).
Further,
Mu'Min's analysis overlooks
the critical point that
Virginia courts regularly
apply the Slayton default
rule to federal
constitutional claims that
could have been, but were
not, raised on direct
appeal, demonstrating that
Virginia does not construe
its procedural default rule
as Mu'Min asserts. See, e.g.,
Mueller v. Murray, 252 Va.
356, 478 S.E.2d 542, 549
(1996) (holding Eighth
Amendment claim defaulted
under the rule set forth in
Slayton); Peterson v. Bass,
2 Va.App. 314, 343 S.E.2d
475, 478 (1986) (ruling
challenge pursuant to the
Double Jeopardy Clause of
the Fifth Amendment
defaulted under the rule set
forth in Slayton).
Accordingly, we reject
Mu'Min's argument that the
procedural default rule set
forth in Slayton does not
bar consideration of his
claims because it is not
independent of federal law.
Mu'Min
next contends that even if
the procedural default rule
set forth in Slayton bars
consideration of claims not
properly presented on direct
review, his claims are not
defaulted because the
Supreme Court of Virginia
implicitly considered and
rejected them during the
course of its mandatory
review of his death sentence.
Cf. Beam, 3 F.3d at 1306-07
(holding that habeas
petitioner should not be
required to show cause and
prejudice to excuse default
because the state supreme
court implicitly rejected
his claims during the course
of its mandatory review of
his death sentence).
Pointing
out that Virginia law
requires review of a death
sentence to determine "[w]hether
[it] was imposed under the
influence of passion,
prejudice or any other
arbitrary factor," Va.Code
Ann. § 17-110.1(C)(1) (Michie
1996), Mu'Min claims that in
performing its statutory
duty the Supreme Court of
Virginia necessarily
determined that his
conviction and sentence were
free of fundamental
constitutional error because
such errors would constitute
arbitrary factors requiring
the invalidation of his
death sentence. Mu'Min
concludes that because the
Supreme Court of Virginia
considered the merits of his
constitutional claims, we
may do likewise.
We
disagree. First, Mu'Min's
reading of the statute is
contradicted by the rulings
of the Supreme Court of
Virginia in this very case.
In refusing Mu'Min's
petition for review of the
denial of his state habeas
petition, the Supreme Court
of Virginia indicated its
agreement with the
determination of the habeas
court that Mu'Min's failure
to raise his claims on
direct appeal resulted in
their procedural default
under the rule set forth in
Slayton.
Quite
obviously, if Mu'Min were
correct that in conducting
its mandatory review of the
death sentence the Supreme
Court of Virginia had
considered and rejected on
their merits all possible
constitutional challenges to
his conviction and sentence,
then in passing on his
petition for review from the
denial of his state habeas
petition the Supreme Court
of Virginia would not have
applied the procedural
default rule set forth in
Slayton, but rather would
have relied on the
procedural bar rule set
forth in Hawks v. Cox, 211
Va. 91, 175 S.E.2d 271, 274
(1970) (precluding
consideration in state
habeas proceedings of claims
considered on their merits
during direct review). The
fact that the Supreme Court
of Virginia applied the rule
in Slayton mandates the
conclusion that the court
did not implicitly consider
the merits of Mu'Min's
constitutional claims during
the course of its mandatory
review.
Moreover,
in conducting its mandatory
review of the death sentence
pursuant to §
17-110.1(C)(1), the Supreme
Court of Virginia ascertains
only whether the imposition
of the death penalty was
influenced by improper
considerations; the
provision simply does not
require the court to examine
the record for
constitutional errors not
specified on appeal. See,
e.g., Beck v. Commonwealth,
253 Va. 373, 484 S.E.2d 898,
907 (1997) (holding that
careful consideration of
aggravating and mitigating
factors by the finder of
fact contradicted
defendant's argument that
the sentence of death was
imposed as a result of
arbitrary factors); Wilson
v. Commonwealth, 249 Va. 95,
452 S.E.2d 669, 675-76 (Va.)
(reviewing record to
determine whether the jury "was
influenced by passion,
prejudice, or any other
arbitrary factor" in
imposing the death penalty),
cert. denied, --- U.S. ----,
116 S.Ct. 127, 133 L.Ed.2d
76 (1995); cf. Kornahrens v.
Evatt, 66 F.3d 1350, 1362-63
(4th Cir.1995) (holding that
South Carolina's practice of
in favorem vitae review did
not preserve otherwise
defaulted claims), cert.
denied, --- U.S. ----, 116
S.Ct. 1575, 134 L.Ed.2d 673
(1996). See generally
Bennett, 92 F.3d at 1345 n.
6 (noting that "the spirit
of Kornahrens is counter" to
the notion that the Virginia
mandatory review procedure
preserves claims not
explicitly raised); Nave v.
Delo, 62 F.3d 1024, 1039
(8th Cir.1995) (concluding
that identical language of
Missouri mandatory review
provision does not preserve
defaulted constitutional
claims), cert. denied, ---
U.S. ----, 116 S.Ct. 1837,
134 L.Ed.2d 940 (1996).
Accordingly, the district
court did not err in
concluding that Mu'Min's
claims were procedurally
defaulted.
III.
Mu'Min
next argues that even if all
of his claims are
procedurally defaulted, we
nevertheless may consider
them on their merits because
he has shown cause and
prejudice to excuse his
default. See Gray v.
Netherland, 518 U.S. 152,
----, 116 S.Ct. 2074, 2080,
135 L.Ed.2d 457 (1996).
Specifically, he maintains
that his trial counsel was
constitutionally ineffective
for failing to pursue on
direct appeal the claims he
now wishes to press. See
Murray v. Carrier, 477 U.S.
478, 488, 106 S.Ct. 2639,
2645, 91 L.Ed.2d 397 (1986)
(holding that
constitutionally ineffective
assistance of counsel may
provide cause for a
procedural default).
Mu'Min is
constitutionally entitled to
the effective assistance of
counsel on direct appeal.
See Evitts v. Lucey, 469
U.S. 387, 396, 105 S.Ct.
830, 836, 83 L.Ed.2d 821
(1985). Accordingly, he may
establish cause to excuse
his procedural default by
satisfying the standard set
forth in Strickland v.
Washington, 466 U.S. 668,
104 S.Ct. 2052, 80 L.Ed.2d
674 (1984). See Coleman v.
Thompson, 501 U.S. 722
, 752, 111 S.Ct. 2546, 2565,
115 L.Ed.2d 640 (1991).
Under Strickland, a
defendant is deprived of the
assistance of counsel
guaranteed by the
Constitution when counsel's
performance falls "below an
objective standard of
reasonableness" and "there
is a reasonable probability
that, but for counsel's
unprofessional errors, the
result of the proceeding
would have been different."
Strickland, 466 U.S. at 688,
694, 104 S.Ct. at 2064,
2067.
We begin
our analysis of the alleged
ineffectiveness of Mu'Min's
counsel on direct appeal by
noting that Mu'Min neglected
to raise as a separate claim
in the state habeas
proceeding the
ineffectiveness of appellate
counsel for failing to
appeal the admission of the
1973 order of conviction for
first-degree murder as a
violation of due process.
Generally, "a claim of
ineffective assistance [must]
be presented to the state
courts as an independent
claim before it may be used
to establish cause for a
procedural default." Murray,
477 U.S. at 489, 106 S.Ct.
at 2645; see Pruett v.
Thompson, 996 F.2d 1560,
1570 (4th Cir.1993).
This is
so because allowing a
petitioner to raise a claim
of ineffective assistance of
counsel for the first time
on federal habeas review in
order to show cause for a
procedural default would
place the federal habeas
court "in the anomalous
position of adjudicating an
unexhausted constitutional
claim for which state court
review might still be
available" in contravention
of "[t]he principle of
comity that underlies the
exhaustion doctrine."
Murray, 477 U.S. at 489, 106
S.Ct. at 2645. Accordingly,
Mu'Min's failure to argue in
his state habeas petition
that his appellate counsel
was ineffective for not
pursuing on appeal the claim
that the trial court
violated Mu'Min's due
process rights by admitting
the 1973 order of conviction
precludes him from
establishing cause on this
basis. See Pruett, 996 F.2d
at 1570.
Because
Mu'Min properly asserted in
state habeas proceedings the
ineffectiveness of appellate
counsel for failing to raise
his other claims, we turn to
consider whether these
failures satisfy the
Strickland cause and
prejudice standard. Mu'Min
first claims that his
counsel was constitutionally
ineffective for failing to
appeal the decision of the
trial court denying his
motion for a change of venue
based upon pretrial
publicity.
However,
even if counsel was
ineffective for failing to
pursue an appeal on this
issue, Mu'Min cannot show
that he suffered prejudice.
A change of venue is
required as a matter of
constitutional law only when
the jury pool is tainted "by
so huge a wave of public
passion" that the impaneling
of an impartial jury is
impossible. Irvin v. Dowd,
366 U.S. 717, 728, 81 S.Ct.
1639, 1645, 6 L.Ed.2d 751
(1961); see Mu'Min, 500 U.S.
at 427-28, 111 S.Ct. at
1905-06. Here, as the
Supreme Court noted in its
consideration of Mu'Min's
direct appeal, the pretrial
publicity did not even
approach this threshold. See
Mu'Min, 500 U.S. at 429-30,
111 S.Ct. at 1906-07. At a
minimum, then, Mu'Min cannot
show prejudice because he
cannot establish that an
appeal of the denial of the
motion for a change of venue
would have been successful.
See Boliek v. Bowersox, 96
F.3d 1070, 1075 (8th
Cir.1996), cert. denied, ---
U.S. ----, 117 S.Ct. 2439,
138 L.Ed.2d 199 (1997).
Mu'Min
also contends that appellate
counsel was ineffective for
failing to raise the refusal
of the trial court to define
"life imprisonment" upon a
request by the jury on the
basis that Mu'Min was
constitutionally entitled to
have such information
provided to the jury. Mu'Min
relies on Simmons v. South
Carolina, 512 U.S. 154, 114
S.Ct. 2187, 129 L.Ed.2d 133
(1994), in which the Supreme
Court held that when "the
State puts the defendant's
future dangerousness in
issue, and the only
available alternative
sentence to death is life
imprisonment without
possibility of parole, due
process entitles the
defendant to inform the
capital sentencing jury--by
either argument or
instruction--that he is
parole ineligible." Id. at
178, 114 S.Ct. at 2201 (O'Connor,
J., concurring in the
judgment); see Townes v.
Murray, 68 F.3d 840, 849-50
(4th Cir.1995) (recognizing
Justice O'Connor's statement
as setting forth the holding
of the Court), cert. denied,
--- U.S. ----, 116 S.Ct.
831, 133 L.Ed.2d 830 (1996).
Mu'Min
asserts that the Simmons
rule encompasses situations
like the one before us, in
which the defendant does not
seek to argue that he is
parole ineligible, but the
jury of its own volition
requests information
regarding the defendant's
parole prospects. We
recently rejected precisely
this argument under
indistinguishable factual
circumstances. See Townes,
68 F.3d at 847-50.
Moreover,
because Simmons constitutes
a "new rule" under Teague v.
Lane, 489 U.S. 288, 109 S.Ct.
1060, 103 L.Ed.2d 334
(1989), it is not available
to Mu'Min, whose conviction
became final before Simmons
was decided. See O'Dell v.
Netherland, 95 F.3d 1214,
1218 (4th Cir.1996) (en banc),
aff'd, --- U.S. ----, 117
S.Ct. 1969, 138 L.Ed.2d 351
(1997). And, any extension
of Simmons along the lines
sought by Mu'Min would also
be a new rule. See Townes,
68 F.3d at 851-52.
Furthermore, neither of the
exceptions to the Teague
doctrine--"for rules that
'place certain kinds of
primary, private individual
conduct beyond the power of
the criminal law-making
authority to proscribe' " or
for watershed rules of
criminal procedure--applies
to the rule Mu'Min seeks. Id.
at 852 (quoting Teague, 489
U.S. at 307, 109 S.Ct. at
1073 (plurality opinion)).
Accordingly, even if Mu'Min
demonstrated cause and
prejudice to excuse his
default, he is not entitled
to relief. See id. at 853.
IV.
We
conclude that all of
Mu'Min's claims are
procedurally defaulted under
Virginia law. Additionally,
we determine that Mu'Min has
failed to show cause and
prejudice or a miscarriage
of justice to excuse his
default of the claims that
he was constitutionally
entitled to a change of
venue and that the admission
of the 1973 order of
conviction violated his
right to due process. And,
we hold that Mu'Min is not
entitled to the benefit of a
rule declaring that due
process requires that a jury
be informed of a capital
defendant's parole prospects
if it requests such
information. Accordingly, we
affirm the order of the
district court dismissing
the petition for a writ of
habeas corpus.
AFFIRMED.
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