John Mills,
Jr., Petitioner-Appellant,
v.
Harry K. Singletary, Secretary, Florida
Department of Corrections,
Respondent-Appellee.
No.
88-3945
Federal Circuits, 11th Cir.
August 15,
1995
Appeal from the United States
District Court for the Northern District of
Florida.
Before TJOFLAT, Chief Judge,
KRAVITCH and COX, Circuit Judges.
TJOFLAT, Chief Judge:
John Mills, Jr. is a Florida
prison inmate. In 1982, a jury convicted him of
first-degree murder, first-degree arson,
kidnapping, burglary of a dwelling while armed,
and grand theft. The trial court, following the
jury's recommendation, sentenced Mills to death
on the murder conviction; the court sentenced
him to terms of imprisonment for the other
crimes. After his conviction became final and he
failed to obtain post-conviction relief in the
state courts, Mills brought the instant petition
for a writ of habeas corpus in the United States
District Court for the Northern District of
Florida seeking the vacation of his convictions
and his death sentence. In his petition, Mills
presented twenty federal constitutional
challenges to his convictions and sentence; the
district court rejected nineteen of the claims
as legally insufficient and, following an
evidentiary hearing, denied relief on the
remaining claim. Mills appeals the district
court's disposition of several of his claims. We
hold that the district court properly declined
to issue the writ. Accordingly, we affirm.
I.
A.
On the morning
of March 5, 1982, Mills picked up Michael
Fredrick at Fredrick's residence in Wakulla
County, Florida.
Mills was driving an orange 1982 Dodge pickup
truck that belonged to his mother. Mills and
Fredrick went to Mills' mother's house for a
short while; after they stepped outside the
house to leave, Mills went back inside and
retrieved a single-barrel, single-shot, 12-gauge
shotgun that Fredrick had given Mills earlier in
the week and placed it behind the seat of the
truck. Following a brief stop, the two set out
to burglarize a house.
Mills and Fredrick then drove
around Panacea, Florida in search of a target.
After stopping at a trailer that appeared to be
unoccupied but discovering that an elderly woman
was at home, Mills and Fredrick left Panacea and
drove into the Lake Ellen area.
At some point, Mills became
disoriented in some heavy rain and turned the
truck around in front of a house; Fredrick later
identified the house for the authorities.
Sometime after turning around, Mills and
Fredrick arrived at the trailer home of Les and
Shirley Lawhon; because Shirley had gone to work
in Tallahassee earlier that day in the Lawhons'
only car, the trailer appeared unoccupied. Mills
parked the truck, went to the door, and knocked.
Les Lawhon answered the door and let Mills in;
shortly thereafter Mills reappeared at the door
and motioned Fredrick inside.
When Fredrick entered the
trailer, Mills was using the Lawhons' kitchen
phone while Lawhon was rummaging through what
appeared to Fredrick to be a phone book or a
newspaper. Soon after Fredrick entered, Mills
dropped the phone, grabbed a kitchen knife, and
held it to Lawhon's throat. Lawhon said, "Please
don't hurt me. Y'all take what you all want."
Mills replied, "Shut up, cracker."
Mills instructed Fredrick to
check out the rest of the trailer; Fredrick
looked into the trailer's bedrooms; no one was
there. Mills then told Fredrick to check outside.
Lawhon, apparently realizing that he would be
forced to leave with his assailants, asked if he
could put on his shoes. Mills told him he would
not need his shoes where he was going.
Fredrick left
the trailer to check outside; Mills and Lawhon
soon exited the trailer as well. Mills had taken
a double-barrel, 12-gauge shotgun from the
trailer and walked behind Lawhon with the
shotgun to Lawhon's head. Mills threw the truck
keys to Fredrick and asked him to drive.
Lawhon sat in
the passenger's seat; Mills sat in the small
space in the cab directly behind him, kept the
shotgun trained on him, and gave Fredrick
directions. Lawhon was trembling. Near the end
of the drive, Lawhon asked what Fredrick and
Mills were going to do to him. Mills told him, "I'm
going to do to you what your forefathers did to
my forefathers."
After driving approximately
seven miles, Mills, Fredrick, and Lawhon arrived
at an abandoned airstrip. Mills forced Lawhon
out of the truck, ordered him to his knees, and
tied his hands behind his back with a belt.
Then, while Lawhon was on his
knees, Mills struck him on the back of his head
with a tire iron. Lawhon fell forward, bleeding
from the back of his head. Mills watched Lawhon
for a few moments and then turned to leave,
saying, "Let's go." When Mills spoke, Lawhon
sprang up and ran. Mills, shotgun in hand,
chased him.
Mills caught up with Lawhon
in a nearby canal and grabbed his arm; Lawhon
butted Mills in the stomach with his head and
fled up the far bank of the canal, disappearing
into thick underbrush. Mills, still pursuing
Lawhon, vanished into the underbrush as well.
Shortly after Fredrick lost sight of both men,
he heard two gunshots. Mills returned to the
truck; Lawhon did not. Mills' shirt was bloodied
in the stomach area. He warned Fredrick not to
say "anything about this" and suggested that
they "go back to the house and clean it out and
get everything we can sell."
Fredrick and Mills got back
into the truck; Mills drove. At some point,
Mills took off the bloody shirt and threw it on
the passenger-side floorboard. Shortly
thereafter, Mills stopped the truck and
discarded the shirt in the bushes beside the
road.
When Mills and
Fredrick arrived at the Lawhons' trailer, they
removed virtually everything of value, including
Shirley Lawhon's jewelry and several guns. Mills
exited the trailer last; he wiped the doorknob
of the trailer as he left. Although Fredrick was
not aware of it at the time, Mills had set the
trailer on fire.
Mills and
Fredrick stopped at a nearby lake to better
secure a cover concealing the stolen property.
At that time, Fredrick took Shirley Lawhon's
high school class ring from her jewelry box.
After dropping Fredrick off near his house,
Mills brought the stolen property to his
mother's house, where he lived with his
girlfriend, Fawndretta Galimore. He and Galimore
put most of the property in a shed behind the
house. Unbeknownst to Galimore, Mills put some
of the property, including the firearms, in the
house.
Meanwhile, the Lawhons'
neighbors discovered that the Lawhon trailer was
on fire and called the fire department. By the
time the fire was extinguished, most of the
trailer had burned. The authorities soon
realized that Les Lawhon was missing and began
an intensive search for him.
On March 9, four days after
Les Lawhon's murder, Fredrick sold Shirley
Lawhon's high school ring to a Tallahassee pawn
shop; he filled out a receipt identifying
himself and left a thumb print in doing so.
Shirley Lawhon's initials were inscribed on the
inside of the ring and were noted in the ring's
description on the receipt.
About a week after the Lawhon
murder, Mills and Galimore were at the Wakulla
County courthouse to settle Mills' father's
estate. A Wakulla County deputy sheriff
recognized Mills and arrested him on an
outstanding parole violation warrant. The deputy
allowed Mills to say goodbye to Galimore before
he was taken away.
As Mills embraced Galimore,
he quietly told her to get "rid of the property
and stuff out of the shed and in the bedroom,"
instructing her to look for the firearms under
the bed. About five minutes later, while in the
booking room of the county jail, Mills again
whispered to Galimore to "[m]ake sure you get
everything out of the shed and in the back room
and under the bed." Galimore did as Mills
instructed, moving the property to her mother's
house in Tallahassee.
The case remained unsolved,
and Lawhon's body undiscovered, for two months.
On May 4, Gary Lassiter, an investigator in the
Tallahassee Police Department, discovered that
Fredrick, for whom an arrest warrant had issued
on a burglary charge in an unrelated case, had
pawned Shirley Lawhon's ring.
Lassiter promptly informed
the Wakulla County Sheriff's Office, and, on May
6, Fredrick was arrested in Leon County. After
he had been transported to Wakulla County,
Lassiter and Sergeant Roxie Vause of the Wakulla
County Sheriff's Office began questioning
Fredrick about the burglary for which he had
been arrested.
They asked him whether he had
obtained the ring in that burglary; they knew,
of course, that it had been taken in the Lawhon
burglary but said nothing about that case.
Fredrick lied about where he had gotten the ring,
and Lassiter and Vause did not press the issue.
They did so the next day, though, when they
began questioning Fredrick about Les Lawhon's
disappearance, but Fredrick offered another lie
about the ring's origin.
On May 8, prior to confessing
his involvement in Les Lawhon's murder, Fredrick
led Ray Fredericks, an agent of the FDLE, and Al
Gandy, an investigator from the state
prosecutor's office, to the abandoned airstrip
where Mills shot Lawhon. Fredrick told Ray
Fredericks and Gandy that Mills had brought him
to the airstrip and asked him to guard someone,
but he had refused. An extensive search of the
area soon led to the discovery of Lawhon's
remains.
Despite the discovery of the
victim's body and his obvious involvement in the
homicide, Fredrick continued to vacillate,
offering varying accounts of what he had done--or
not done--and how he had obtained Shirley
Lawhon's ring.
Finally, on the evening of
May 8, Fredrick confessed to Ray Fredericks and
Gandy his and Mills' involvement in the Lawhon
murder. Based on Fredrick's implication of
Mills, the Wakulla County Sheriff obtained
Mills' mother's consent to search her house. The
police found a shotgun and other property
matching the description of the Lawhons'
property, executed a search warrant that day,
and returned to the house and seized, among
other things, a Stevens Model 311, double-barrel,
12-gauge shotgun.
At trial, Fredrick identified
that shotgun as the murder weapon, and Les
Lawhon's father identified it as belonging to
the victim. The police also arrested Galimore
when she arrived at the house during the search;
she turned all of the stolen property in her
possession over to the police.
Gandy and Ray Fredericks
questioned Mills on May 9 regarding his possible
involvement in the Lawhon murder. Mills denied
knowing Fredrick, denied ever owning or driving
an orange Dodge pickup truck, denied any
knowledge of the stolen property, and denied
telling Galimore to move it. He was shaken when
Gandy showed him a photograph of Lawhon and
insisted that Gandy and others were "trying to
hang something on" him.
Mills continued to
communicate with Galimore through the mail
following his arrest. In one letter, Mills told
Galimore that "for all they know, you could have
a receipt for the stuff," which, as she
understood it, referred to the property Mills
had instructed her to discard.
He also wrote that Galimore
should not be afraid, that he had told her about
"those Caucasians" time and again. Mills wrote
that "[t]hey might just tell you, you could [go
to prison for] 10 to 30 years to see your
reaction" and that she should read the letter "with
sense." Galimore recounted these statements at
trial; she also testified that Mills sometimes
called white people "devils."
B.
On May 19,
1982, a Wakulla County grand jury indicted
Fredrick and Mills with one count each of first-degree
murder, first-degree arson, kidnapping, burglary
of a dwelling while armed, grand theft, and
possession of a firearm by a convicted felon.
The firearm possession charges were severed. On
October 4, Fredrick entered into a plea
agreement with the State. Fredrick pled guilty
to burglary, grand theft, and kidnapping; he
pled no contest to second-degree murder and
first-degree arson. The plea agreement required
that Fredrick testify truthfully at Mills' trial.
Mills' trial commenced on
November 29, 1982. Fredrick testified in the
State's case in chief; Galimore did also. As we
discuss in subpart IV(F) below, she appeared
voluntarily; the State made no prosecutorial
concession for her testimony. In addition to
Fredrick and Galimore, the prosecution presented
the testimony of several expert witnesses.
They opined, collectively,
that Lawhon was probably killed by a gunshot
wound to the face; that small holes in palmetto
leaves near Lawhon's remains were consistent
with number six shot, which is used (although
not exclusively) in 12-gauge shotgun shells;
that shot found on the ground near Lawhon's
remains were also consistent with number six
shot; and that two shotgun waddings found near
Lawhon's remains were from a 12-gauge shotgun
shell.
These witnesses also said
that no shoes had been discovered with or near
the remains and that a shirt had been found
where Fredrick said that Mills had disposed of
his shirt as they drove back to the Lawhons'
trailer after the killing. Fredrick positively
identified the shirt at trial, and tests
indicated a blood stain on its lower front.
In addition to the foregoing,
Gandy recounted Mills' false exculpatory
statements, and a witness testified that she had
seen an orange Dodge pickup truck with two or
three black individuals inside turn around in
her driveway on the afternoon of Lawhon's murder.
Fredrick had led the police to the witness'
house; he identified a photograph of the
residence before the jury.
The defense
strategy was to paint Fredrick as an untruthful
witness by highlighting his inconsistent stories
to the police and by raising the possibility
that Fredrick had kidnapped and murdered Lawhon
alone or with the help of unknown accomplices.
Mills testified in his own defense; his
testimony emphasized that Fredrick had owed him
money. Mills and Fredrick had met in jail in
February 1982--when they shared a cell for
fifteen days--and Galimore had bailed Fredrick
out of jail at Mills' request by posting a $175
bond. Mills claimed that Fredrick had agreed to
pay him $200 on the day he was released from
jail if Mills would post the $175 bail. After
Fredrick was released, Mills testified, Fredrick
did not repay him.
After several attempts to get Fredrick to pay
him back, Mills told Fredrick that Fredrick owed
him "dollar on a dollar" interest for each day
that he was not repaid.
Mills claims that, on the day
in question, he was taking a break from painting
the family cafe, which was next to his mother's
house, when Fredrick knocked on the door.
Fredrick asked if he could borrow Mills' truck
to get the money he owed Mills. After running an
errand and returning briefly to Mills' mother's
house, Mills and Fredrick drove to a 40-acre
plot of land about a mile from the house.
Mills testified that he needed to check the
height of some timber he had planted there; he
had not checked the growth of the trees for a
number of years. After he got out to survey the
timber, Fredrick left with the truck, saying
that he would return soon.
Fredrick did not return for
two or three hours. Mills explained that, after
looking at the trees, which did not take long,
he waited by the side of the road in heavy rain
until Fredrick returned. The truck was loaded
with property when Fredrick finally came back.
Although Fredrick did not say where he had
obtained the property, he told Mills to take it
as payment of the interest and as a token of his
gratitude to Mills for bailing him out of jail.
Mills then took the truck and left Fredrick
standing in the pouring rain--twelve miles from
Fredrick's house. According to Mills, someone
whom Fredrick did not identify was to pick him
up. Mills carried the property to his mother's
house, where he and Galimore unloaded it--placing
it in the shed behind the house.
Mills admitted that,
following his arrest, he told Galimore to remove
the property from the shed; he claimed that he
was worried about theft, as the shed had been
broken into once before. He also admitted
telling Galimore to take the property out of the
house, citing the same concern. He testified
that his reference to a receipt in his letter to
Galimore was a reference to Galimore's receipt
for Fredrick's $175 bail. He could not explain,
however, why he did not say that in the letter.
Finally, Mills said that he lied to Gandy
because he had argued with him before in a
previous case.
At the conclusion of the
guilt phase of the trial, the jury convicted
Mills on all counts of the indictment. The trial
then entered its sentencing phase. In the
State's case, the prosecutor called one witness:
a probation and parole officer from the Florida
Department of Corrections who testified that
Mills was on parole at the time he killed Les
Lawhon. Aside from the testimony of this
witness, the State relied exclusively on the
testimony and evidence presented during the
guilt phase of the trial to support its case for
a death penalty recommendation from the jury.
Mills' case consisted of the testimony of a
psychiatrist, Dr. Na'im Akbar, who described
Mills' mental and psychological outlook and
opined that Mills' potential for rehabilitation
was excellent.
At the close of the evidence
at the sentencing phase, the court, in charging
the jury on its duty to recommend that either a
sentence of death or of life imprisonment be
imposed, instructed the jury that it should
consider five statutory aggravating
circumstances. The court instructed the jury to
consider whether: (1) the crime was committed
while the defendant was under a sentence of
imprisonment; (2) the crime was committed while
the defendant was engaged in the commission, the
attempted commission, or the flight after the
commission or attempted commission, of the crime
of kidnapping; (3) the crime was committed for
pecuniary gain; (4) the crime was committed in a
"cold, calculated or premeditated manner without
any pretense of moral or legal justification" [hereinafter
the "cold, calculated circumstance"]; and (5)
the crime was "especially wicked, evil,
atrocious, or cruel" [hereinafter the "atrociousness
circumstance"].
See Fla.Stat.Ann. Secs. 921.141(5)(a), (d), (f),
(h), (i) (West 1985 & Supp.1995). The court also
instructed the jury regarding both statutory and
nonstatutory mitigating circumstances.
The jury recommended by a
vote of ten to two that Mills receive the death
penalty. The court followed the jury's
recommendation and sentenced Mills accordingly.
In its written judgment, the trial court found
the five aggravating circumstances listed above
but no statutory or nonstatutory mitigating
circumstances.
C.
The Supreme Court of Florida
affirmed Mills' convictions and sentences on
direct appeal. Mills v. State, 462 So.2d 1075 (Fla.)
(per curiam) ("Mills I"), cert. denied,
473 U.S. 911 , 105 S.Ct. 3538, 87 L.Ed.2d
661 (1985). The Governor of Florida
thereafter signed a death warrant setting Mills'
execution for May 7, 1987. Nine days before
Mills' scheduled execution, on April 28, Mills
moved the trial court under Rule 3.850 of the
Florida Rules of Criminal Procedure to vacate
his convictions and sentences. See Fla.R.Crim.P.
3.850.
In his Rule 3.850 petition,
Mills raised seventeen claims, including
ineffective assistance of counsel during the
guilt phase of the trial, ineffective assistance
of counsel during the sentencing phase, failure
of the prosecution to reveal exculpatory
evidence in violation of Brady v. Maryland, 373
U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963),
and improper comments by the prosecution in its
closing argument to the jury at both the guilt
and sentencing phases.
The trial court, after
holding a two-day evidentiary hearing on the
Brady claim and the claim of ineffective
assistance of counsel during the sentencing
phase, denied relief. For reasons that are
unclear, the trial court did not hold an
evidentiary hearing on Mills' claim of
ineffective assistance of counsel during the
guilt phase, finding the claim "not ...
cognizable under Rule 3.850." State v. Mills,
No. 65-82-CF-50A, slip op. at 6 (Fla.Cir.Ct. May
4, 1987).
The Supreme Court of Florida
affirmed. Mills v. State, 507 So.2d 602 (Fla.1987)
(per curiam) ("Mills II"). While Mills' Rule
3.850 appeal was pending, Mills filed his first
petition for writ of habeas corpus and an
application for stay of execution in the Supreme
Court of Florida; the court denied both the
habeas corpus petition and the application for
stay. Id.
On May 6, 1987, Mills filed
the instant petition for a writ of habeas corpus
in the United States District Court for the
Northern District of Florida, presenting twenty
claims for relief. The district court granted a
stay of execution, dismissed nineteen of Mills'
claims as legally insufficient, and held a two-day
evidentiary hearing on Mills' claim of
ineffective assistance of counsel during the
guilt phase of the trial. After considering the
evidence presented in support of that claim, the
court rejected the claim as meritless. The
district court thereupon denied Mills the relief
he requested. The court, however, issued a
certificate of probable cause, and Mills now
appeals.
Mills has abandoned on appeal
most of the claims he raised in the district
court. In Part II below, we address Mills' claim
that pretrial publicity and events that occurred
during trial rendered his trial fundamentally
unfair. In Part III, we briefly address Mills'
claim that the prosecution's pretrial
solicitation of comments from various persons,
including county and court officials, about the
venirepersons who had been summoned for the case
denied him a fair trial. In Part IV, we consider
Mills' claims that the prosecution withheld
exculpatory evidence. In Part V, we address
Mills' claims that he received ineffective
assistance of counsel at both the guilt and
sentencing phases of his trial. Finally, in Part
VI, we consider whether we should address on the
merits two procedurally barred claims--that the
prosecution made improper comments in its
closing argument during both the guilt and
sentencing phases.
II.
Mills contends
that both pervasive pretrial publicity and
events that occurred during his trial rendered
his trial fundamentally unfair. We address the
merits of this claim after a brief review of its
procedural history.
A.
Citing adverse pretrial
publicity, Mills moved the trial court for a
change of venue on four separate occasions. He
filed his first motion seven weeks before his
trial began. Following an evidentiary hearing
concerning the extent of the publicity, the
court denied Mills' motion without prejudice to
his right to renew it when the case came to
trial.
Mills renewed the motion
immediately before the court and counsel began
their voir dire of the venire that had been
summoned for the trial; he presented a recent
newspaper article about the case and repeated
his earlier argument that it would be impossible
to empanel a fair and impartial jury. The court
remained unconvinced, however, and denied the
motion.
Mills' third attempt to
obtain a change of venue took place after he had
exercised his last peremptory challenge and the
court had refused his request for additional
challenges. Again, the court denied the motion.
Mills renewed his motion for the last time when
the prosecution, having exhausted its peremptory
challenges, accepted the twelve venirepersons
seated in the jury box. The court, finding that
a fair and impartial jury able to put aside the
pretrial publicity could, and would, be
empaneled, denied Mills' motion.
On direct appeal, Mills
claimed error in the trial court's refusal to
grant a change of venue. The Supreme Court of
Florida, concluding that the record supported
the trial court's finding regarding the jury's
impartiality, rejected Mills' claim. Mills I,
462 So.2d at 1079.
The district court rejected the claim as well,
holding that Mills failed to show that he
suffered any actual or presumed prejudice as a
result of the pretrial publicity.
B.
The Due Process Clause of the
Fourteenth Amendment incorporates the Sixth
Amendment and thus guarantees the right of state
criminal defendants to be tried "by a panel of
impartial, 'indifferent' jurors ... [whose]
verdict must be based upon the evidence
developed at trial." Irvin v. Dowd, 366 U.S.
717, 722, 81 S.Ct. 1639, 1642, 6 L.Ed.2d 751
(1961) (citations omitted). To prevail on his
claim that he did not receive a fair trial,
Mills must establish that the pretrial publicity
and other events surrounding his trial resulted
in either actual or presumed prejudice. Coleman
v. Kemp, 778 F.2d 1487, 1489 (11th Cir.1985),
cert. denied,
476 U.S. 1164 , 106 S.Ct. 2289, 90 L.Ed.2d
730 (1986); Coleman v. Zant, 708 F.2d
541, 544 (11th Cir.1983). We examine each
standard in turn.
1.
To demonstrate actual
prejudice, Mills must prove that "one or more
jurors entertained an opinion before the trial"
that Mills was guilty and "that these jurors
could not put this prejudice aside and render a
verdict based solely on the evidence presented."
United States v. De La Vega, 913 F.2d 861,
864-65 (11th Cir.1990), cert. denied,
500 U.S. 916 , 111 S.Ct. 2011, 114 L.Ed.2d
99 (1991); United States v. Lehder-Rivas,
955 F.2d 1510, 1525 (11th Cir.), cert. denied,
--- U.S. ----, 113 S.Ct. 347, 121 L.Ed.2d 262
(1992). Mills has not shown that even one juror,
prior to hearing the evidence, had formed an
opinion that he was guilty.
Even if Mills had presented evidence indicating
that a juror had formed such an opinion, he
still would have had to show that the juror
could not have rendered a verdict based on the
evidence presented. Lehder-Rivas, 955 F.2d at
1525.
Mills has not established actual prejudice in
this case.2.
To determine whether Mills
has established presumed prejudice, we examine
whether: (1) the pretrial publicity was
sufficiently prejudicial and inflammatory; and
(2) the publicity saturated the community in
which the trial was held. See Coleman, 708 F.2d
at 544 (relying on Murphy v. Florida, 421 U.S.
794, 798-99, 95 S.Ct. 2031, 2035-36, 44 L.Ed.2d
589 (1975); Rideau v. Louisiana, 373 U.S. 723,
726-27, 83 S.Ct. 1417, 1419-20, 10 L.Ed.2d 663
(1963); and Mayola v. Alabama, 623 F.2d 992, 997
(5th Cir.1980), cert. denied,
451 U.S. 913 , 101 S.Ct. 1986, 68 L.Ed.2d
303 (1981)). This court has repeatedly
noted that the principle of presumed prejudice "is
rarely applicable and reserved for extreme
situations." Bundy v. Dugger, 850 F.2d 1402,
1424 (11th Cir.1988), cert. denied,
488 U.S. 1034 , 109 S.Ct. 849, 102 L.Ed.2d
980 (1989); Woods v. Dugger, 923 F.2d
1454, 1459 (11th Cir.), cert. denied,
502 U.S. 953 , 112 S.Ct. 407, 116 L.Ed.2d
355 (1991).
a.
At the hearing on his first
motion for a change of venue, which was held in
early October 1982, Mills presented testimony
regarding articles that had been published in
the Tallahassee Democrat and the Wakulla News.
The circulation of the Tallahassee Democrat in
Wakulla County was 1595 daily and 2230 on Sunday.
The Wakulla News, a local weekly publication,
had a total circulation of 3000: 2000 by
subscription and 1000 from newsstands. The
population of Wakulla County was approximately
11,000.
The Tallahassee Democrat
published a total of ten articles about the case
prior to the commencement of the venire voir
dire on November 29, 1982. Each of the articles
except the tenth was before the court when it
considered Mills' initial motion for a change of
venue; all were before the court when it
considered his subsequent motions. Five of these
articles, appearing between March 7 and March
15, conveyed factual information about Les
Lawhon's disappearance, covered the ensuing
search for him, and noted the Wakulla County
sheriff's opinion that the fire that consumed
the Lawhons' trailer appeared to have been set
to conceal the theft of property.
Only four Tallahassee
Democrat articles, published on May 10, May 11,
May 20, and November 28, respectively, mentioned
Mills. The first three of these articles stated
that Mills was a suspect, that Mills was in jail
for violating the conditions of his parole, and
that the alleged murder weapon had been found in
the Mills residence. The November 28 article,
which Mills introduced immediately prior to the
commencement of the venire voir dire, stated
that Fredrick was to testify against Mills,
mentioned again that Mills was in jail for
parole violation and that the suspected murder
weapon had been found in the Mills residence.
The Tallahassee Democrat did not publish any
editorials about the case.
Mills cited five Wakulla News
articles in urging the court to move the trial's
venue. Two of the articles were published in
March; one was published in May, one in August,
and one in October. The first two articles
focused on Les Lawhon's disappearance and the
ensuing search for him. The third, published on
May 13, reported the discovery and
identification of Lawhon's remains, that
Fredrick had assisted the police in finding the
body, that Fredrick and Mills had been indicted
for murder, and that Galimore had been charged
as an accessory after the fact.
The article also reported
that Lawhon appeared to have been killed by a
shotgun blast to the head and that a search of
the Mills residence had resulted in the seizure
of a double-barrel shotgun thought to have been
stolen from the Lawhons' trailer. Finally, the
article said that Mills had been jailed for
violating his parole. The fourth article,
published August 19, reported that the trial
date had been set, and the fifth article,
published October 14, covered Fredrick's change
of plea. Like the Tallahassee Democrat, the
Wakulla News published no editorials about the
case.
Finally, Mills presented the
testimony of a resident of Wakulla County. The
resident testified that he had heard the Lawhon
murder discussed several times at work, that
numerous people had expressed the opinion that
Mills was guilty, and that every new newspaper
article about the case had spurred conversation.
He also stated that he was approached one night
by two men who told him "get [your] gun and
let's go to the jailhouse and break in and get
them out and do away with them."
Mills contends that the
statements of the venirepersons on voir dire
support his argument that we should presume
prejudice in this case; we therefore examine
those statements. The venire summoned for the
case consisted of eighty Wakulla County
residents. With the court and counsel in
chambers, these prospective jurors were examined
in groups of three regarding their exposure to
pretrial publicity and their views about the
death penalty.
After each examination, the group returned to
the courtroom, and the court entertained and
ruled on any challenges for cause.
Seventy-four of the eighty
who had been summoned had heard of or read about
the case. Of those seventy-four, fifty-five had
seen or read at least one newspaper article
about it. The court excused nine of the venire
due to bias and excused one for a combination of
bias and an unqualified preference for the death
penalty. Of these ten, four had formed an
opinion about the case based on discussion they
had heard in the community; one had formed an
opinion from reading newspaper articles and
watching TV news; three had formed an opinion
based on a combination of community talk,
newspaper articles, and TV coverage; and two
were biased for other reasons.
The court denied four
challenges for cause that Mills made during the
in-chambers voir dire; only two of these
challenges were based on bias due to pretrial
publicity. The court excused eleven of the
venire because of their opposition to the death
penalty, bringing to twenty-one the total number
excused as a result of the in-chambers
examination. The fifty-nine venirepersons
remaining were then subjected to general voir
dire in the courtroom. Of this group, three were
stricken for cause: two for bias in favor of
Mills and one because he knew both the Lawhon
and the Mills families.
b.
Mills was not entitled to a
jury "ignorant about relevant issues and events."
Lehder-Rivas, 955 F.2d at 1524. Rather, Mills is
entitled to relief only if he establishes that "
'the populace from which [his] jury was drawn
was widely infected by a prejudice apart from
mere familiarity with the case.' " Devier v.
Zant, 3 F.3d 1445, 1462 (11th Cir.1993) (per
curiam) (quoting Mayola, 623 F.2d at 999), cert.
denied, --- U.S. ----, 115 S.Ct. 1125, 130 L.Ed.2d
1087 (1995).
We are satisfied that the
media coverage of this case "was essentially
factual and was not directed at arousing or
inciting the passion of the community." Id. Most
of the newspaper articles about the case did not
mention Mills, but rather reported the progress
of the search for Les Lawhon.
Moreover, the articles that
mentioned Mills did so in the context of
reporting on an unfolding case. No editorials
sounded the call for justice, nor did any county
officials make public, blatantly prejudicial
comments. See Coleman, 778 F.2d at 1538-40 (finding
presumed prejudice partially based on the
widespread reporting of the county sheriff's
statement that he would like to "pre-cook" the
defendants in an oven before they were executed).
Finally, the disclosure that
Mills was in jail for a parole violation did not
suggest that juror prejudice should have been
presumed. See Marsden v. Moore, 847 F.2d 1536,
1543 (11th Cir.) (holding that petitioner had
failed to establish presumed prejudice despite a
substantial number of jurors' exposure to
newspaper articles disclosing inadmissable
evidence), cert. denied,
488 U.S. 983 , 109 S.Ct. 534, 102 L.Ed.2d
566 (1988); cf. Bundy, 850 F.2d at 1425
("[P]rejudice is not presumed simply because the
defendant's criminal record is well publicized.").
Our conclusions regarding the publicity are
borne out in the voir dire; those excused for
bias constituted less than fifteen percent of
the venire.
c.
As part of his presumed
prejudice argument, Mills posits that the
victim's father "repeatedly attempted to
influence the proceedings. He gestured from a
witness room, harassed spectators, and caused
sufficient ruckus to require the judge to move
the family back away from the jury." Mills
argues that this conduct, when considered with
the pretrial publicity in "the totality of the
circumstances," denied him a fair trial. Mills
relies on the requirement of Woods v. Dugger,
923 F.2d 1454 (11th Cir.), cert. denied,
502 U.S. 953 , 112 S.Ct. 407, 116 L.Ed.2d
355 (1991), that this court "evaluate the
fairness of [Mills'] trial in light of both
pretrial publicity and occurrences taking place
during the trial." Id. at 1457 (emphasis added)
(citing Sheppard v. Maxwell, 384 U.S. 333, 352,
86 S.Ct. 1507, 1517, 16 L.Ed.2d 600 (1966)).
Woods derived this standard from the Supreme
Court's command in Sheppard that courts evaluate
claims of an unfair trial by examining the " 'totality
of circumstances.' " Woods, 923 F.2d at 1457 (quoting
Sheppard, 384 U.S. at 352, 86 S.Ct. at 1517).
Only two of the occurrences
Mills complains of are supported by the trial
record. On the first day of trial, Roosevelt
Randolph, Mills' attorney, stated during a
discussion of his invocation of the witness
sequestration rule that "I think they have
indicated they have some problems obviously with
security and I want to make sure that everybody
is watched in that courtroom."
At the beginning of the
second day of the trial, Randolph stated, "Judge,
there is another matter I want to bring to the
Court's attention. If we could, could we keep
these first two rows [in the spectators' section
of the courtroom] empty?" The judge responded, "We
have got them roped off already where there
won't be anybody in them." Later that day, the
trial judge, in a meeting with counsel in
chambers, explained for the record that
[a]t the beginning of the
trial this morning, on 12-2-82, at the request
of the Defense counsel and at the request of the
bailiff, and also by the common sense of the
Court and looking at the courtroom, thought it
in the best interest of the defendant and all of
the personnel of the courtroom to block off the
first two rows of seats behind the counsel for
the Defense and the State, for their welfare or
the possibility of any violence, and the same
was so done.
The record does not indicate
that the clearing of the first two rows of the
courtroom was the result of any defined incident,
such as a "ruckus" caused by the victim's father;
rather, it appears that the rows were cleared
only out of an abundance of caution. In addition,
nothing in the record indicates that the jury
was aware of any problem.
On the morning of the third
day of trial, after the jury had been seated and
two witnesses had testified, Randolph requested
a sidebar. The court granted the request, and
the following exchange occurred at sidebar:
MR. RANDOLPH: Your Honor, I
want the record to clearly reflect that what is
going on, I think the need to keep the witnesses
in the witness room. Reverend Lawhon just made a
gesture, when the door was open right then, to
the counsel table while he went to the water
fountain. I don't know what he said or whatever,
but I think we need to carefully watch him for
security purposes. Because he made some gesture
at that point.
MR. KIRWIN [the prosecutor]:
Did he make it toward you?
MR. RANDOLPH: He made it
toward the counsel table.
THE COURT: Claxton, you make
sure the witnesses stay in the witness room.
They're already making gestures toward the
counsel table.
MR. KIRWIN: For the record,
Judge, I agree that needs to be stopped.
Mills did not move the court
to declare a mistrial when these incidents
occurred; nor did he assert, in his motion for a
new trial, that they warranted the vacation of
the jury's verdicts and a retrial of the case.
Mills did contend on direct appeal, however,
that these incidents supported his claim that
the trial court erred in refusing to grant a
change of venue. The Supreme Court of Florida
addressed the allegations and concluded that "[n]one
of the incidents of bad feeling that Mills
argues took place during the trial were of such
magnitude as to render the impartiality of the
jury suspect." Mills I, 462 So.2d at 1078-79.
Because the state court addressed these
occurrences on the merits, we do so as well.
The Due Process Clause
requires courts to guard against the possibility
that "the atmosphere in and around the courtroom
might [become] so hostile as to interfere with
the trial process, even though ... all the forms
of trial conformed to the requirements of law."
Estes v. Texas, 381 U.S. 532, 561, 85 S.Ct.
1628, 1642, 14 L.Ed.2d 543 (1965) (Warren, C.J.,
concurring). Even when we consider the pretrial
publicity in conjunction with the events
recounted above, however, Mills has failed to
establish that his jury was not impartial or his
trial fundamentally unfair.
The trial judge acted quickly
to quell any events or actions that could have
prejudiced or disturbed the jury. These two "disruptions,"
by themselves or in conjunction with the other
facts Mills asserts, did not deprive Mills of a
fair trial. We do not believe that Mills was "deprived
of that 'judicial serenity and calm to which
[he] was entitled.' " Sheppard, 384 U.S. at 355,
86 S.Ct. at 1518 (quoting Estes, 381 U.S. at
536, 85 S.Ct. at 1629).
In sum, Mills has not established that the
pretrial publicity, standing alone or in
combination with the courtroom occurrences he
cites, gives rise to a case of presumed
prejudice.
III.
Mills claims
that the prosecutor's pretrial solicitation of
comments about potential jurors from the Wakulla
County Sheriff, a deputy sheriff, the bailiff
assigned to the case, the clerk of the court,
and the victim's father denied him a fair trial.
After the list of the venirepersons who were
being summoned for the case had been made public,
the prosecutor gave copies of the list to those
five individuals and asked for comment. They
returned the lists with notations opposite the
names of the people they knew. Mills first
raised this claim in his Rule 3.850 petition,
and the trial court denied it on the merits. The
Supreme Court of Florida summarily affirmed, see
Mills II, 507 So.2d at 603-05; the district
court, in denying Mills' habeas petition, denied
the claim as well.
Mills does not allege that
the prosecutor's conduct in soliciting the
comments, or the making of the comments, was
brought to the attention of anyone on the venire
list. Nor does he allege that the Sheriff,
deputy sheriff, bailiff, court clerk, or
victim's father contacted, directly or
indirectly, anyone on the list. The Rule 3.850
court, after hearing testimony on this issue,
found "no evidence of misconduct.... No one
contacted any venireman and at no time was any
venireman aware that the State ever spoke to
these individuals." State v. Mills, slip op. at
6; cf. Johnson v. Wainwright, 778 F.2d 623, 627
(11th Cir.1985) ("[T]here has been no allegation
that the jury even knew of [the sheriff's]
participation in the jury selection process."),
cert. denied,
484 U.S. 872 , 108 S.Ct. 201, 98 L.Ed.2d
152 (1987).
The clerk of the court
testified that he had furnished similar
assistance to Randolph, Mills' counsel, in the
past, and that, over time, both prosecutors and
defense counsel had asked the clerk about the
suitability of summoned venirepersons for jury
service in a case. Randolph testified that he
had reviewed the venire list with his
investigator and a local black community leader.
Mills cites Thompson v. White, 661 F.2d 103 (8th
Cir.1981), vacated and remanded,
456 U.S. 941 , 102 S.Ct. 2003, 72 L.Ed.2d
463 (1982), aff'd after remand, 680 F.2d
1173 (8th Cir.1982) (per curiam), cert. denied,
459 U.S. 1177 , 103 S.Ct. 830, 74 L.Ed.2d
1024 (1983), and Henson v. Wyrick, 634
F.2d 1080 (8th Cir.1980), cert. denied,
450 U.S. 958 , 101 S.Ct. 1417, 67 L.Ed.2d
383 (1981), in support of his argument
that the prosecution's conduct deprived him of a
fair trial.
In both Thompson and Henson,
however, the court granted relief because the
county sheriff or his deputy had personally
selected the list of prospective jurors for the
trial. See Thompson, 661 F.2d at 105; Henson,
634 F.2d at 1081. The prosecutor's mere
solicitation of input from others regarding the
venire, in the absence of other factors such as
a venireperson's knowledge of the activity, does
not violate principles of due process.
IV.
Mills alleges
that the prosecution disregarded the instruction
of Brady v. Maryland, 373 U.S. 83, 83 S.Ct.
1194, 10 L.Ed.2d 215 (1963), by withholding
exculpatory evidence that could have been used
to challenge Fredrick on cross-examination and
impeach his credibility. Mills also asserts that
the prosecution introduced "false and misleading"
evidence at trial. We address these closely
related claims together.
A prosecutor has a duty to
provide a defendant with all material evidence
in the State's possession favorable to the
accused. Brady, 373 U.S. at 87, 83 S.Ct. at
1196-97. "When the defendant's guilt or
innocence may turn on the reliability of a
witness, the prosecutor's nondisclosure of the
evidence affecting the credibility of this
witness falls within this general rule."
Alderman v. Zant, 22 F.3d 1541, 1553-54 (11th
Cir.1994), cert. denied, --- U.S. ----, 115 S.Ct.
673, 130 L.Ed.2d 606 (1995). A defendant seeking
to establish a Brady violation must prove:
"(1) that the government
possessed evidence favorable to the defendant (including
impeachment evidence); (2) that the defendant
does not possess the evidence nor could he
obtain it himself with any reasonable diligence;
(3) that the prosecution suppressed the
favorable evidence; and (4) that had the
evidence been disclosed to the defense, a
reasonable probability exists that the outcome
of the proceedings would have been different."
United States v. Spagnoulo,
960 F.2d 990, 994 (11th Cir.1992) (quoting
United States v. Meros, 866 F.2d 1304, 1308
(11th Cir.) (per curiam), cert. denied,
493 U.S. 932 , 110 S.Ct. 322, 107 L.Ed.2d
312 (1989)).
Mills points to several
pieces of evidence that, in his view, Brady
required the prosecutor produce because they
could have been used to impeach Fredrick,
Galimore, or both. We address each claim in turn.
A.
Mills claims that the State
withheld from the defense Fredrick's statement
to a law enforcement officer in 1980 that he had
"ripped off a .357 to blow somebody away." This
information is contained in an "Incident Report-Narrative
Form" completed by Sergeant Roxie Vause of the
Wakulla County Sheriff's Office on March 28,
1980. Sergeant Vause completed the Incident
Report, along with an "Offense Report" and an "Arrest
Ticket" for Fredrick, during his investigation
of Fredrick's alleged burglary of a residence.
Mills argues here, as in his
Rule 3.850 motion, that Mills could have used
the statement to support his theory that
Fredrick was a violent man capable of killing
Lawhon himself. Mills claims that this would
support his theory that Fredrick, not Mills,
shot Lawhon. The district court concluded that
the information is not material because it is
not exculpatory. We agree. The evidence is
neither directly exculpatory, nor does it relate
to Fredrick's credibility.
We note in passing that the
information contained in the report was of
dubious admissibility, see Delap v. Dugger, 890
F.2d 285, 299 (11th Cir.1989) (holding that
suppressed evidence is not material when its
admissibility at trial is uncertain), cert.
denied,
496 U.S. 929 , 110 S.Ct. 2628, 110 L.Ed.2d
648 (1990); moreover, we fail to charge
the prosecutor with surmising that Mills might
have been interested in information of such
dubious relevance.
B.
Mills contends that the
prosecution should have disclosed that, two days
before he was questioned about the Lawhon murder,
Fredrick "talked his way out of charges for
possession of stolen property by placing the
blame on someone else." The incident Mills
refers to occurred on March 31; in a case
unrelated to the Lawhon matter, officers of the
Tallahassee Police Department questioned
Fredrick and another suspect, Anthony Sharp,
about some stolen jewelry.
The information Mills claims
was suppressed is contained in the deposition of
Gary Lassiter, an investigator for the
Tallahassee Police Department.
Lassiter testified that, upon being questioned,
both Fredrick and Sharp initially denied that
the jewelry had been stolen, but that Fredrick
later told police that Sharp had stolen the
jewelry. When confronted with Fredrick's story,
Sharp confessed to the theft; there was no
evidence that Fredrick had committed a crime.
Mills' defense attorney, Randolph, attended the
deposition and was present when Lassiter made
these statements; the information cannot form
the basis of a Brady claim because Mills'
counsel knew about it well before Mills' trial
began.
C.
Mills claims that the State:
(1) used threats and other coercive tactics to
induce Fredrick to confess to the crimes, to
implicate Mills, and to testify against Mills;
and (2) fabricated a version of events from
Fredrick's many conflicting stories and made
Fredrick testify that the constructed version
was true. For instance, Mills alleges that
police told Fredrick that Mills was their target
and that Fredrick would not be charged if he
would testify against Mills; if he refused,
however, he would go to the electric chair.
Fredrick allegedly acquiesced in the face of
these tactics and implicated Mills.
As proof that the prosecution
team engaged in these tactics, and that Fredrick
responded accordingly, Mills attached to his
Rule 3.850 motion the affidavits of Fredrick,
Willie Mae Gavin (Fredrick's mother), and Jessie
Sampson (Fredrick's cellmate in the Wakulla
County jail at the time Fredrick was being
questioned). Fredrick's affidavit, which was
prepared by an attorney from the Office of the
Capital Collateral Representative ("CCR"),
relates the tactics and coercion Mills' petition
alleged.
Sampson's affidavit states
that Fredrick said he was concerned that if he
refused to cooperate and implicate Mills, he
would get the death penalty; if he cooperated, "they
would let [him] go." Gavin's affidavit states
that Al Gandy, an investigator from the state
attorney's office, told her that "if Mike didn't
tell the truth of what happened, Mike would be
the one to get the chair instead of ... Mills
and [Mills] would go scot free. However, if Mike
would tell them what they needed to know about
... Mills' involvement, Mike would get off easy."
The Rule 3.850 court held an
evidentiary hearing on this claim at which
Fredrick testified. Fredrick admitted signing
his affidavit but said that he had not read it
until the morning of the hearing.
Fredrick testified that the statements in the
affidavit--to the effect that the prosecution
team had coerced his confession and his
implication of Mills with threats and promises--were
not true. In short, under oath Fredrick stood by
the testimony he gave at trial.
As an exhibit accompanying
his federal habeas petition, Mills presented a
second affidavit by Fredrick--which was also
prepared by a CCR attorney--in which Fredrick
states that he lied at the Rule 3.850
evidentiary hearing when he recanted his first
affidavit. Fredrick further states in this
second affidavit that he lied because he thought
CCR had double crossed him by describing him as
a "killer" in Mills' Rule 3.850 petition.
The Rule 3.850 court found "a
total lack of any competent evidence that [Fredrick]
was threatened, coerced or secretly induced to
testify for the State." State v. Mills, slip op.
at 6. The court specifically found that
Fredrick's testimony at the Rule 3.850
evidentiary hearing recanting his first
affidavit was credible and, furthermore, was
corroborated by Gandy's testimony. The court
found no evidence of any agreement between
Frederick and the state attorney beyond the
agreement to reduce the murder charge that was
announced in open court. The Supreme Court of
Florida summarily affirmed. Mills II, 507 So.2d
at 605.
The district court likewise
found no credible evidence of threats or
promises to Fredrick beyond the exchange of his
testimony for a reduced murder charge, which was
both known by Mills' trial counsel and revealed
to the jury. We also agree that Mills has
produced no credible evidence suggesting that
Fredrick was threatened, coerced, or secretly
induced to testify for the State.
D.
Mills contends that the
prosecution: (1) should have revealed that
Fredrick made statements to the police after May
8, the date of his taped confession, that
contradicted his May 8 statement; and (2) argued
falsely to the jury that Fredrick decided to
tell the truth on May 8 although the prosecution
knew that Fredrick had subsequently recanted
portions of his May 8 statement. Mills does not
indicate when Fredrick made these contradictory
statements or their content.
Rather, Mills simply argues
that Fredrick's attempts to speak with certain
police officers after May 8 establishes that his
May 8 statement was untrue and that he wanted to
change his story. Mills contends that the
pretrial deposition testimony of Charles Landrum,
Chief Deputy of the Wakulla County Sheriff's
Office, corroborates this theory.
The Rule 3.850 court found
that Fredrick did not make any inconsistent
statements to the State about the Lawhon murder
after May 8, 1982. The district court also found
no credible evidence to indicate that Fredrick
had deviated from his May 8 statement, noting
that Landrum's deposition could fairly be
interpreted to show that Fredrick did not
deviate from his May 8 statement. We agree.
E.
Mills contends that the
prosecution should have informed the defense
that, prior to trial, it prepared typed
"scripts" of the testimony Fredrick and Galimore
were to present to the jury on direct
examination. According to Mills, these scripts
contained the questions the witnesses were to be
asked and the answers they were to give in
response and were given to Fredrick and Galimore
to study before they took the stand. Then,
before they were called to testify, the
prosecution thoroughly "rehearsed" them.
The lead prosecutor testified
at the Rule 3.850 hearing that the answers
appearing in the scripts, which were usually one-
or two-word prompts, marked important topics
that he wanted to ensure were covered. He also
testified that the answers were obtained from
Fredrick and Galimore. Mills alleges that he
would have used the scripts to impeach Fredrick
and Galimore and to convince the jury that their
testimony sounded convincing merely because they
were well rehearsed and had been told what to
say.
The Rule 3.850 court found
that the lists of questions did not constitute
"scripts" and that the prosecution had done
nothing improper by using the lists and not
disclosing them to Mills. The Supreme Court of
Florida addressed this claim at length, finding
that the lists of questions were not improper
"scripts." Mills II, 507 So.2d at 603-05. The
district court agreed with the findings of the
Rule 3.850 court and the supreme court. We also
agree that the prosecution's use of these lists
was not improper and that the lists are not
Brady material.
F.
Mills argues that the
prosecution: (1) concealed a secret deal made
with Galimore to obtain her testimony, see
Giglio v. United States, 405 U.S. 150, 154-55,
92 S.Ct. 763, 766, 31 L.Ed.2d 104 (1972)
(holding that promises made by the prosecution
to a witness in exchange for that witness'
testimony relate directly to the credibility of
the witness); and (2) allowed Galimore to
testify falsely that she had no deal with the
State.
The lead prosecutor testified
at the Rule 3.850 hearing that Anthony L.
Bajoczky, Galimore's attorney, "came to me and
said we didn't have a case and she was going to
testify. And I said, 'You're probably right. It
is a very weak case and that we will probably
nolle prosse [sic] it.' " The prosecutor
testified that he did not know what would have
happened had Galimore refused to testify. Mills
points to an affidavit Bajoczky executed for the
prosecution prior to his trial as proof that a
secret deal existed between Galimore and the
State. In that affidavit, Bajoczky stated:
4. It is my opinion and I am
hopeful that if Fawndretta Galimore does testify
truthfully as to her knowledge in the case of
State of Florida v. John Mills, Jr., ... the
State Attorney's Office will dismiss the charges
presently against her....
5. I have encouraged
Fawndretta Galimore to cooperate with law
enforcement in their investigation, but I have
not at any time informed Fawndretta Galimore
that all charges against her would be dropped if
she agreed to and did, in fact, testify.
The Rule 3.850 court found
"no credible evidence of any kind of ...
undisclosed agreement for testimony between the
State and Miss Galimore." State v. Mills, slip
op. at 4. The district court also found no
evidence of a deal. Nor do we. See Alderman, 22
F.3d at 1555 ("The simple belief by a defense
attorney that his client may be in a better
position to negotiate a reduced penalty should
he testify against a codefendant is not an
agreement within the purview of Giglio.").
G.
Mills argues that the
prosecution should have notified the defense
that Fredrick had been placed under psychiatric
care and had been given medication for
depression after he attempted suicide while
incarcerated before Mills' trial. Mills contends
that, had he possessed this information, he
could have impeached Fredrick's testimony during
trial because Fredrick denied on cross-examination
that he had been under psychiatric care.
At the Rule 3.850 hearing,
Mills introduced health records from the Wakulla
County jail, which contain a detailed log of all
medication given to Fredrick during his
incarceration there, and Fredrick's patient
records from the Appalachee Community Health
Services ("ACHS"), a private organization that
provides psychiatric services to prison inmates.
The State called Linda Frazier-Williams of ACHS,
a registered nurse who treated Fredrick while he
was being held, to explain the circumstances of
Fredrick's treatment and the medical
significance of his prescription. Frazier-Williams
testified that Fredrick became severely
depressed and attempted suicide on May 26.
Upon learning of the suicide
attempt, the jail officials called ACHS to
perform an emergency service assessment. During
the emergency service assessment, a social
worker interviewed Fredrick and recommended that
he see a doctor. The doctor prescribed Sinequan--an
antidepressant also known as Adapin--for
Fredrick's sleeplessness, anxiety, and suicidal
tendencies and ordered that Fredrick be returned
to the jail. ACHS staff met with Fredrick three
more times--June 7, June 14, and June 21--to
assess his mental state and monitor his behavior.
Fredrick displayed appropriate behavior and
denied having suicidal thoughts during these
follow-up visits.
On July 12, Fredrick informed
ACHS through jail personnel that he had stopped
taking his prescription and did not wish to see
any more counselors. Because Fredrick displayed
no further indications of depression or suicidal
tendencies, ACHS canceled his prescription and
discontinued all contact with him. These events
concluded more than four months before Mills'
trial began on November 29.
Randolph testified that, as
former counsel for ACHS, he knew that ACHS
treatment records were confidential and would
have been unavailable to both the State and the
defense without a court order.
The jail records, on the other hand, were
available on demand by either counsel. After
deposing Fredrick on two separate occasions,
Randolph knew prior to trial that Fredrick had
attempted suicide and had received psychiatric
care, but he did not know that Fredrick had
taken prescription medication.
In any event, Randolph's
strategy was to paint Fredrick as a cold,
calculating, compulsive liar, not as a mentally
unstable individual; thus, impeachment based on
evidence of psychiatric treatment would not have
contributed to his attack on Fredrick's
credibility beyond forming the basis of a
possible alternate strategy.
The Rule 3.850 court found
that the ACHS records were unavailable to either
side and that the jail records were available
upon request; thus, the court concluded that "this
information regarding medication was not in
exclusive possession and control of the State."
State v. Mills, slip op. at 2. The court also
found that Randolph's trial strategy was not
based upon the impeachment of Fredrick on
psychiatric grounds. These findings were upheld
on appeal. Mills II, 507 So.2d at 603-05.
The district court found that
Randolph had full access to this information
because he deposed Fredrick twice before trial
and the jail records were available on request.
We agree that the information is not Brady
material because it was available to defense
counsel and there is no reasonable probability
that the evidence would have resulted in a
different outcome in light of counsel's admitted
strategy.
H.
Mills also claims the State
allowed false testimony to be presented to the
jury and argued "what it knew to be false."
Specifically, Mills alleges that the State: (1)
argued to the jury that Fredrick and Galimore
had not been coached when they had actually been
coached extensively; (2) allowed Fredrick to
testify falsely that he had not received
psychiatric treatment after January 1982; (3)
coached Fredrick to omit from his testimony the
fact that he had retrieved the murder weapon
from the bedroom of the Lawhons' trailer and had
given it to Mills; and (4) admitted to the judge
that Galimore had lied in her testimony but
argued to the jury in closing that she was
simply confused about certain details.
The Rule 3.850 court found as
a matter of fact that there was no evidence that
the prosecution placed false testimony before
the jury; the Florida Supreme Court agreed.
Mills II, 507 So.2d at 604-05. The Rule 3.850
court's finding of fact as to this claim is
entitled to a presumption of correctness. See 28
U.S.C. Sec . 2254(d); Marshall v.
Lonberger, 459 U.S. 422, 432, 103 S.Ct. 843,
849-50, 74 L.Ed.2d 646 (1983); Sumner v. Mata,
455 U.S. 591, 597, 102 S.Ct. 1303, 1306-07, 71
L.Ed.2d 480 (1982) (per curiam). We conclude,
after an independent review of the record, that
the record fairly supports this factual finding.
V.
Mills argues
that Randolph
rendered ineffective assistance of counsel when
he failed: (1) adequately to investigate, for
impeachment purposes, Fredrick's background and
the psychiatric treatment he received at the
Wakulla County jail while detained pending
Mills' trial; and (2) adequately to investigate
and present mitigating evidence during the
sentencing phase of Mills' trial.
To prevail on a claim of
ineffective assistance of counsel, Mills bears
the burden of establishing by a preponderance of
the evidence that his attorney's performance was
deficient and that he was prejudiced by the
inadequate performance. Strickland v.
Washington, 466 U.S. 668, 687, 104 S.Ct. 2052,
2064, 80 L.Ed.2d 674 (1984). To establish
deficient performance, Mills must
prov[e] that his counsel's
representation was unreasonable under prevailing
professional norms and that the challenged
action was not sound strategy. The
reasonableness of counsel's performance is to be
evaluated from counsel's perspective at the time
of the alleged error and in light of all the
circumstances, and the standard of review is
highly deferential.
Kimmelman v. Morrison, 477
U.S. 365, 381, 106 S.Ct. 2574, 2586, 91 L.Ed.2d
305 (1986) (citations omitted). To establish
prejudice, Mills "must show that there is a
reasonable probability that, but for counsel's
unprofessional errors, the result of the
proceeding would have been different. A
reasonable probability is a probability
sufficient to undermine confidence in the
outcome." Strickland, 466 U.S. at 694, 104 S.Ct.
at 2068. This standard of effectiveness applies
equally to both the guilt and the sentencing
phases of the trial. King v. Strickland, 748
F.2d 1462, 1463 (11th Cir.1984) (citing
Strickland, 466 U.S. at 686-87, 104 S.Ct. at
2064), cert. denied,
471 U.S. 1016 , 105 S.Ct. 2020, 85 L.Ed.2d
301 (1985).
At the outset, we note that
Randolph is, and was at the time of Mills' trial,
an able and experienced criminal trial attorney.
Randolph joined the state attorney's office as
an assistant state attorney in Leon County,
Florida in 1974 after graduating from the
Florida State University School of Law. He
handled approximately seventy-five jury trials
for the office between 1974 and 1977.
Working with another
assistant state attorney, Randolph prosecuted
three first-degree murder cases, one of which
was a capital case. He left the office in 1977
and entered into private practice in Leon,
Wakulla, and Gadsden Counties; criminal cases
made up about seventy percent of his caseload.
Between 1977 and 1982, Randolph went to trial
six or seven times per year. He tried two first-degree
murder cases as a defense attorney and handled a
third that resulted in a plea bargain. In
addition to this trial experience, Randolph
taught at the Florida State law school as an
adjunct professor for three years and taught a
Continuing Legal Education course on criminal
law for the Young Lawyers' Section of the
Florida Bar. Randolph also practiced extensively
in Wakulla County.
A.
Mills first argues that
Randolph failed to investigate adequately
Fredrick's background and the psychiatric
treatment he received while he was detained in
the Wakulla County jail pending Mills' trial.
Mills raised this claim in his Rule 3.850
petition; the state trial court failed to
address the claim. Because Mills had properly
raised the claim in state court, the district
court addressed the claim on the merits and,
following an evidentiary hearing, concluded that
Randolph's decision to curtail his investigation
of Fredrick's psychiatric treatment constituted
effective assistance in light of Randolph's
trial strategy. We agree.
Randolph deposed Fredrick
twice. He knew that Fredrick had attempted
suicide and had received psychiatric treatment
while in jail, knew of Fredrick's prior cocaine
and marijuana use, and knew that Fredrick used
cocaine on the day of the murder. Although
Randolph brought out some of this information
during his cross examination of Fredrick, the
thrust of his strategy was to attack Fredrick's
credibility, not his mental stability.
Randolph felt that Fredrick "came
across as a very intelligent person" in his
depositions and that the jury would not believe
that "Fredrick was a psychotic person who just
made up the whole thing out of mid-air." His
intent was to show that Fredrick "was a chronic
liar and a probable murderer" and to cast doubt
on his testimony. Thus, Fredrick's suicide
attempt and its accompanying treatment were not
"something in my mind, in light of the trial
strategy that I had developed, that would have
been that significant in developing cross
examination of Fredrick."
"In any ineffectiveness case,
a particular decision not to investigate must be
directly assessed for reasonableness in all the
circumstances, applying a heavy measure of
deference to counsel's judgments." Strickland,
466 U.S. at 691, 104 S.Ct. at 2066; see also
Wiley v. Wainwright, 793 F.2d 1190, 1194 (11th
Cir.1986) (per curiam). At some point in his
trial preparation, and based on this overall
strategy, Randolph made a decision to curtail
any further investigation into Fredrick's
psychiatric treatment. A decision to limit
investigation is " 'accorded a strong
presumption of reasonableness.' " Armstrong v.
Dugger, 833 F.2d 1430, 1433 (11th Cir.1987) (quoting
Mitchell v. Kemp, 762 F.2d 886, 889 (11th
Cir.1985), cert. denied,
483 U.S. 1026 , 107 S.Ct. 3248, 97 L.Ed.2d
774 (1987)). Randolph was not required to
" 'pursue every path until it [bore] fruit or
until all available hope whither[ed].' " Foster
v. Dugger, 823 F.2d 402, 405 (11th Cir.1987) (quoting
Solomon v. Kemp, 735 F.2d 395, 402 (11th
Cir.1984), cert. denied,
469 U.S. 1181 , 105 S.Ct. 940, 83 L.Ed.2d
952 (1985)), cert. denied,
487 U.S. 1241 , 108 S.Ct. 2915, 101 L.Ed.2d
946 (1988). Mills has failed to
demonstrate that Randolph's performance fell
below the standard of reasonably effective
assistance.
B.
Mills urged in his habeas
petition that Randolph rendered constitutionally
inadequate assistance by failing to investigate,
and present evidence of, mitigating
circumstances during the sentencing phase of the
case. Mills contends in this court that the
district court erred in refusing to hold an
evidentiary hearing during which he would have
presented testimony from a psychologist, an
expert on oral life histories, and an expert on
religion concerning his background, religious
beliefs, and lack of animosity toward white
people. We first address whether the district
court erred in refusing to hold an evidentiary
hearing on this claim.
1.
The district court denied
Mills' claim without holding an evidentiary
hearing, relying instead on Randolph's testimony
presented in the Rule 3.850 proceeding during
which he outlined his sentencing phase strategy.
Mills contends that the state court's findings
of fact on this aspect of his ineffective
assistance claim are not entitled to a
presumption of correctness under 28 U.S.C. Sec
. 2254(d) because the court did not allow
the three expert witnesses to speak with Mills
before their planned testimony. Mills argues, in
effect, that "the material facts were not
adequately developed at the State court hearing."
28 U.S.C. Sec . 2254(d); see also
Townsend v. Sain, 372 U.S. 293, 313, 83 S.Ct.
745, 757, 9 L.Ed.2d 770 (1963) (identifying six
circumstances in which a federal habeas court
must hold an evidentiary hearing).
A petitioner seeking a
federal evidentiary hearing based on the
inadequate development of a material fact at an
earlier state court hearing on the issue must
show either: (1) cause for, and prejudice
resulting from, such failure; or (2) that a
fundamental miscarriage of justice will result
unless a federal evidentiary hearing is held.
Keeney v. Tamayo-Reyes, 504 U.S. 1, 11-12, 112
S.Ct. 1715, 1721, 118 L.Ed.2d 318 (1992); see
also Weeks v. Jones, 26 F.3d 1030, 1043 (11th
Cir.1994), cert. denied, --- U.S. ----, 115 S.Ct.
1258, 131 L.Ed.2d 137 (1995). Mills cannot show
cause for, or prejudice resulting from, his
failure to develop fully in state court the
material facts he sought to introduce in an
evidentiary hearing below; nor can he establish
the existence of a fundamental miscarriage of
justice.
Under Florida law, Mills
could have initiated state collateral
proceedings under Rule 3.850 any time between
July 1, 1985 and July 1, 1987, the two-year
period after his conviction and sentence became
final.
See Fla.R.Crim.P. 3.850(b). Instead, Mills did
not file a motion for postconviction relief
until Tuesday, April 28, 1987, nine days before
his scheduled execution.
The state trial court held an expedited
evidentiary hearing on his motion on Friday, May
1, and Saturday, May 2.
When the hearing began on May
1, Mills' counsel invoked the witness
sequestration rule; accordingly, the judge
ordered the witnesses to leave the courtroom and
not to discuss their testimony with anyone (other
than counsel). On the morning of May 2, Mills'
attorney sought an order from the judge
requiring the officials of the Wakulla County
jail to allow three expert witnesses--a
psychiatrist, an expert in oral life histories,
and an expert on religion--to speak to Mills in
the jail where he was being held. Counsel
explained that the jail officials had not
allowed the three expert witnesses to speak with
Mills on May 1 and maintained that they needed
to speak with Mills in order to testify
effectively.
The State argued that the
judge should not allow the three experts to
speak to Mills because Mills had invoked the
witness sequestration rule. After Mills'
attorney identified the expert witnesses, the
judge refused to order the prison officials to
grant them access to Mills.
Later that day, counsel proffered the testimony
of the three experts for the record but never
called them to the stand.
Mills had nearly two years to
prepare his Rule 3.850 petition and to complete
any interviews with expert witnesses that might
be necessary. If it was necessary for the
experts to meet with Mills before testifying,
they should have met with him before he filed a
motion for postconviction relief alleging
ineffective assistance of counsel based on the
expert witnesses' testimony.
Mills offers no explanation
whatsoever for his failure to prepare the expert
witnesses before the evidentiary hearing began.
It also appears that these witnesses could have
testified about much of the proffered evidence
without speaking to Mills. Mills does not
explain why he did not call them to present the
types of evidence that did not rely on
information coming from him. Because Mills has
not shown cause for, and prejudice resulting
from, his failure to develop the material facts
before the state tribunal, we affirm the
district court's decision not to hold an
evidentiary hearing on this issue.
2.
Turning to the merits of his
ineffective assistance of counsel claim, Mills
contends that Randolph was ineffective because
of his failure to investigate adequately certain
mitigating evidence and his failure to present
mitigating evidence at the sentencing phase of
the trial. Randolph testified at the Rule 3.850
hearing about his investigation of Mills'
background as well as his sentencing phase
strategy.
The Rule 3.850 court
concluded that Mills had not demonstrated that
he received ineffective assistance of counsel;
the Supreme Court of Florida agreed. Mills II,
507 So.2d at 603-05.
The district court, after reviewing the record,
also concluded that Mills' trial counsel was
reasonably effective under the circumstances. We
agree with the district court's resolution of
this issue.
Failure to conduct a
reasonable investigation into possible
mitigating circumstances and to present certain
mitigating evidence may render counsel's
assistance ineffective. See Lightbourne v.
Dugger, 829 F.2d 1012, 1025 (11th Cir.1987) (per
curiam), cert. denied,
488 U.S. 934 , 109 S.Ct. 329, 102 L.Ed.2d
346 (1988). Nevertheless, counsel is not
required indiscriminately to present evidence:
In order to determine what
evidence might be appropriate, defense counsel
has the duty to conduct a reasonable
investigation. The failure to conduct any
investigation of a defendant's background may
fall outside the scope of reasonable
professional assistance. After a sufficient
investigation, however, "counsel may make a
reasonable strategic judgment to present less
than all possible available evidence in
mitigation." A lawyer's election not to present
mitigating evidence is a tactical choice
accorded a strong presumption of correctness
which is "virtually unchallengeable."
Id. (citations omitted) (quoting
Mitchell, 762 F.2d at 889; Sinclair v.
Wainwright, 814 F.2d 1516, 1519 (11th
Cir.1987)). In addition, "[U]nder some
circumstances, an attorney may make a strategic
decision not to pursue a particular line of
investigation, or to pursue a particular inquiry
only so far." Bolender v. Singletary, 16 F.3d
1547, 1557 n. 11 (11th Cir.), cert. denied, ---
U.S. ----, 115 S.Ct. 589, 130 L.Ed.2d 502
(1994). The question is whether failing to
present certain mitigating evidence to the jury,
or ending an investigation short of exhaustion,
was a reasonable tactical decision. "If so, such
a choice must be given a strong presumption of
correctness, and the inquiry is generally at an
end." Porter v. Singletary, 14 F.3d 554, 557
(11th Cir.), cert. denied, --- U.S. ----, 115
S.Ct. 532, 130 L.Ed.2d 435 (1994).
Randolph called Dr. Na'im
Akbar, a psychiatrist, to testify regarding
Mills' mental and intellectual faculties. Dr.
Akbar testified that, although Mills did not
suffer from any mental or emotional disorders,
he was at "borderline intelligence level" and
had trouble making "good social judgments." Dr.
Akbar also testified that Mills, who had
converted to Islam while in prison from 1978 to
late 1981, had "a jailhouse version of Islam and
not the full understanding of it" and began to
have hostilities toward whites because of his
deficient understanding of the religion.
Dr. Akbar further testified
that Mills suffered difficulty in understanding
people's actions and the "rationale for rules
and regulations in society." Finally, Dr. Akbar
testified in strong terms that Mills was
rehabilitatable. Randolph based his closing
argument to the jury on Dr. Akbar's testimony;
Randolph contended that Mills could be
rehabilitated and urged the jury to consider
Mills' impaired abilities as a mitigating
circumstance. Randolph also stressed the
residual doubt concerning Mills' guilt. Finally,
he made a plea for mercy.
Mills argues that Randolph
should have introduced evidence regarding Mills'
history of childhood abuse, severe substance
abuse, serious mental problems, societal
rejection, incarceration, and model prisoner
behavior.
In addition, Mills maintains
that Randolph should have addressed directly the
issue of race and Mills' attitudes about it.
Mills asserts that Randolph could have done this
by: (1) informing the jury that Mills' best
friend, who was white, died in a car wreck
because Mills was driving while under the
influence of drugs and alcohol; and (2)
presenting evidence that Mills, who had
converted to the Nation of Islam while in prison,
had no racial animus and his religious beliefs
were positive and therapeutic.
Mills alleges that Randolph
either did not know about this mitigating
evidence, because he did not perform an adequate
investigation, or he incompetently failed to
present it for reasons unrelated to strategy.
The record indicates, however, that Randolph
either knew about the suggested mitigating
circumstances and elected not to present them
for tactical reasons, or chose not to continue
investigating certain types of mitigating
evidence because they would have been
inconsistent with his sentencing phase strategy.
Randolph testified in the
Rule 3.850 hearing that he spent a great deal of
time talking to Mills' mother and sister about
Mills' background. Randolph also spoke with a
black community leader about the Mills family
and its history. He noted that, although some
defense attorneys elect to call family members
to the stand in the sentencing phase, he did not
choose that strategy in Mills' case. He thought
that Mrs. Mills, in particular, would not make a
good witness.
Randolph also spoke to a
psychiatrist named Dr. Amin who had been
instrumental in helping Mills get out of prison.
Dr. Amin knew Mills very well and Mills trusted
him; Dr. Amin was, according to Randolph, "[t]he
man who was in contact with [Mills] constantly,
probably more so than what his mother was or his
other family members, because he trusted this
man."
After discussing Mills'
background with Dr. Amin "at length," Randolph
chose not to call Dr. Amin to testify because
his testimony "may have been prejudicial to what
might have been presented. And I just felt after
an interview with him that I would not pursue
that line of questions." Randolph chose instead
to call Dr. Akbar.
Randolph further testified
that he did not present any evidence explicitly
addressing the issue of race because, based on
the evidence he had collected, to do so might be
harmful to Mills. Thus, Randolph chose to
present the testimony of Dr. Akbar and to argue
that Mills could be rehabilitated, that the
likelihood that Mills would be involved in any
future criminal activity was minimal, and that
Mills' life should be spared.
After reviewing the record,
we hold that Randolph's decision not to present
additional mitigating evidence, which he made
after a thorough investigation, was reasonable.
See, e.g., Bolender, 16 F.3d at 1559-60 (collecting
cases). We note that evidence of Mills'
childhood environment likely would have carried
little weight in light of the fact that Mills
was twenty-six when he committed the crime, see
id. at 1561 (finding that evidence of an abusive
childhood is entitled to little weight given the
fact that the petitioner was twenty-seven years
old at the time of the murders), and Randolph
made a reasonable choice not to invest large
amounts of time investigating that issue.
Because the facts Mills sought to develop at an
additional evidentiary hearing could not alter
our conclusion that Mills' counsel was effective,
we agree with the district court's conclusion
that an evidentiary hearing is unnecessary. See
Townsend, 372 U.S. at 312, 83 S.Ct. at 756-57.
Furthermore, because of the
strong evidence of the aggravating circumstances
surrounding the murder, we are convinced that no
reasonable probability exists that the jury
would have reached a different result had Mills'
attorney presented the mitigating evidence
allegedly available. In determining whether
prejudice exists with respect to the imposition
of the death penalty, "the question is whether
there is a reasonable probability that, absent
the errors, the sentencer--including an
appellate court, to the extent that it
independently reweighs the evidence--would have
concluded that the balance of aggravating and
mitigating circumstances did not warrant death."
Strickland, 466 U.S. at 695, 104 S.Ct. at 2069;
see also Funchess v. Wainwright, 772 F.2d 683,
688, 688-89 (11th Cir.1985) ("[T]o prevail on a
claim of ineffective assistance of counsel at
the sentencing phase, the appellant 'must show
that without the error[s], there is a reasonable
probability that "the balance of aggravating and
mitigating circumstances did not warrant death."
' " (quoting King, 748 F.2d at 1463)), cert.
denied,
475 U.S. 1031 , 106 S.Ct. 1242, 89 L.Ed.2d
349 (1986).
The evidence presented during
the guilt and sentencing phases supported five
aggravating circumstances which, under Florida
law, made Mills eligible for a jury
recommendation of death. Two of these
aggravating circumstances were virtually
incontrovertible: that Mills was under a
sentence of imprisonment--he was on parole--at
the time of the crime and that the murder was
committed in furtherance of a kidnapping.
Two others, that the murder
was committed in a cold, calculated, or
premeditated manner and that it was committed
for pecuniary gain, were also well supported by
the evidence presented at trial and--quite
reasonably in our opinion--Randolph did not
dispute their existence in his closing argument
to the jury. The fifth circumstance, the
atrociousness circumstance, is the only
contestable issue. The trial court, after
independent review of the evidence, found all
five aggravating circumstances present. In sum,
the weight of the aggravating circumstances was
overwhelming. In light of this fact, we believe
there is no reasonable probability that the
evidence that Mills contends should have been
presented would have caused the jury to return a
life recommendation or the judge to sentence
Mills to life imprisonment.
VI.
Mills contends
that the prosecutor rendered both the guilt and
the sentencing phases of his trial fundamentally
unfair by making improper remarks to the jury in
closing argument. Mills did not raise these
claims in the direct appeal from his convictions
and death sentence; rather, he waited until his
convictions had become final and he moved the
trial court for Rule 3.850 relief. The court
dismissed the claims and denied relief because
the claims were "not ... cognizable under rule
3.850," State v. Mills, slip op. at 6; they were
reviewable only on direct appeal. The Supreme
Court of Florida agreed. Mills II, 507 So.2d at
603.
The district court, accepting
the Florida courts' finding that Mills had
committed a procedural default by failing to
raise the claims on direct appeal and, thus, had
precluded the Florida courts from adjudicating
the claims on the merits, considered whether
Mills had established cause for, and resulting
prejudice from, his default.
The court concluded that Mills had not done so
and therefore held the claims procedurally
barred. We reach the same holding.
A.
Both Mills' Rule 3.850 motion
and his subsequent federal habeas petition
alleged, under "Claim IX" and "Claim X," that
the prosecutor made improper remarks to the jury
in the guilt phase as well as the sentencing
phase of the trial. These pleadings also alleged
that Mills' attorney "unreasonably" failed to
object to the comments.
In the text of his pleadings
under both Claim IX and Claim X, Mills asserted
that counsel was "ineffective" for failing to
object, and, in his brief to this court, Mills
has cast the claims as claims of ineffective
assistance of counsel. Because Mills originally
presented the claims as claims of improper
argument, we address them as such and analyze
whether the district court properly found the
claims barred because Mills failed to
demonstrate cause for, and resulting prejudice
from, his state court procedural default.
We note, however, that Mills'
only attempt to establish cause and prejudice is
by showing that he received ineffective
assistance of counsel; thus, whether he has
established cause and prejudice with respect to
his procedural default depends on whether he has
established an ineffective assistance of counsel
claim. See Coleman v. Thompson, 501 U.S. 722,
753-55, 111 S.Ct. 2546, 2567, 115 L.Ed.2d 640
(1991) ("[C]ounsel's ineffectiveness will
constitute cause only if it is an independent
constitutional violation.").
B.
Our examination of the
prosecutor's closing argument to the jury in the
guilt phase reveals no improprieties; Mills
therefore has failed to demonstrate prejudice
with respect to his guilt phase claim.
Turning to the prosecutor's argument in the
sentencing phase, we find only one portion that
merits discussion.
As to that portion, we hold
that no reasonable probability exists that the
outcome of the sentencing phase would have been
different had Randolph objected; we therefore do
not address the question, posed by the first
prong of the Strickland test, of the adequacy of
Randolph's performance. We base our
determination regarding the probable outcome of
the sentencing phase on the totality of
circumstances surrounding the sentencing phase
of the trial. Accordingly, we recount the
relevant portions of that phase.
1.
As previously discussed,
during the sentencing phase the prosecution's
case rested primarily on the evidence presented
at the guilt stage; Mills' case focused on Dr.
Akbar's analysis of Mills' mental and
psychological condition and his potential for
rehabilitation. During his closing argument, the
prosecutor pointed to the presence of the five
aggravating circumstances and the absence of
certain enumerated mitigating factors. Toward
the end of his remarks, the prosecutor made the
following remarks:
The real scary thing about
this--and I've alluded to this before--is Les
Lawhon is totally innocent in this case.... Les
Lawhon's only crime in this whole matter is
being a compassionate human being who when asked
for help, allowed people into his home to use
his phone and to help them find out the
information they needed. That is the only thing
that he did wrong.... For that, he received a
death sentence from John Mills, Jr., a death
sentence.
You know, I sure wi[sh] that
when they took that drive out there and they got
on that air strip, that Les could have said:
Wait a minute. Wait a minute. Let's get my
family doctor. He'll tell you that I'm sick and
he'll tell you that I can be better. Something
better can be done for me. Let's get my doctor
and let him tell you about this. I wish he could
have said: Let's go get my lawyer. Lord knows,
my lawyer can give a good reason for me to be
alive. My lawyer can tell you I can be
productive in society; that I can help; that I'm
not beyond redemption. My lawyer will do a good
job. Please, John Mills. Let's go get my lawyer.
Or he could have said: Let my family be here.
Let them be here, and let them argue for me,
please. Let's get a jury [of] 12 people from
Wakulla County and see if I deserve to die like
this. See if I deserve to be treated like a mad
dog. Please. Let's get that jury. I don't want
to die.
But John Mills, Jr., made
another one of those social judgments. He became
the jury, the judge, the lawyers, the bailiffs,
and the executioner.
Randolph's closing, in
response, consisted of four basic themes: a plea
for mercy, an argument that stressed residual
doubt as to Mills' guilt, an argument that the
atrociousness circumstance did not apply, and an
argument that urged the jury to consider
statutory and nonstatutory mitigating
circumstances based in part on Dr. Akbar's
testimony. Randolph stated:
Now, I guess you ask: Well,
what did Mr. Lawhon appreciate? That's what the
prosecutor was saying. He can't make that choice
anymore. Well, that's true. That's true. There
is nothing I can say here or that Mr. Kirwin can
do to you to bring Les Lawhon back. It just
can't be done, but you have a responsibility,
not only to this community and yourselves, but
to everybody involved in the criminal justice
system.
After counsel finished, the
court instructed the jury regarding aggravating
and mitigating circumstances. The court
repeatedly instructed the jurors that it was
their duty to base their verdict only on the
evidence presented:
[I]t is your duty to follow
the law which will now be given you by the Court
and render to the Court an advisory sentence
based upon your determination as to whether
sufficient aggravating circumstances exist. To
justify the imposition of the death penalty and
whether sufficient mitigating circumstances
exist to outweigh aggravating circumstances
existing, your verdict should be based upon the
evidence which you have heard while trying the
guilt or innocence of the Defendant and the
evidence which has been presented to you in
these proceedings.
....
The sentence that you
recommend to the Court must be based upon the
facts as you find them from the evidence and the
law. You should weigh the aggravating
circumstances against the mitigating
circumstances and your advisory sentence must be
based on these considerations.
....
Before you ballot, you should
carefully weigh, sift and consider the evidence
and all of it. Realize that a human life is at
stake and bring to [bear] your best judgment in
reaching your advisory sentence.
2.
We must determine "whether
there is a reasonable probability that, absent
the [prosecutor's challenged remarks], the
sentencer ... would have concluded that the
balance of aggravating and mitigating
circumstances did not warrant death." Strickland,
466 U.S. at 695, 104 S.Ct. at 2069. The presence
of several factors convinces us that the
factfinders would have reached the same
conclusion had Randolph objected to the
prosecutor's challenged comments. First, we note
again that the presence of five aggravating
circumstances in this case makes it highly
unlikely that the jury would have decided this
case differently. Second, Randolph partially
ameliorated the effect of the prosecutor's
comments when he addressed them and urged the
jury to be cognizant of its responsibility.
Finally, the court clearly
instructed the jury to base its verdict on the
evidence and the law, to weigh the facts, and to
be mindful that a life was at stake. After
examining the totality of circumstances, we find
that the challenged remarks did not affect the
jury's exercise of its discretion in
recommending life or death. Cf. Gates v. Zant,
863 F.2d 1492, 1503 (11th Cir.) (per curiam) (finding
several arguments improper but holding that the
sentencing was not rendered fundamentally unfair
considering the totality of the circumstances),
cert. denied,
493 U.S. 945 , 110 S.Ct. 353, 107 L.Ed.2d
340 (1989). We hold, therefore, that
Randolph's failure to object was not prejudicial
and did not constitute ineffective assistance of
counsel under Strickland. As a result, Mills has
failed to overcome the procedural bar to his
claim.
VII.
For the
foregoing reasons, we conclude that all of the
claims raised by Mills in this appeal relating
to his convictions and death sentence are either
procedurally barred or without merit.
Accordingly, the judgment of the district court
denying Mills' petition for a writ of habeas
corpus is AFFIRMED.
IT IS SO ORDERED.
*****
On April 16, 1991, Mills
filed a motion requesting this court to
relinquish jurisdiction to the district court
for consideration of the issues generated by the
Supreme Court of Florida's disposition of Mills'
third habeas corpus petition. This court denied
the motion. Mills subsequently filed a fourth
habeas corpus petition with the supreme court;
the court denied relief on that petition on
April 1, 1993. See Mills v. Singletary, 622
So.2d 943 (Fla.1993) (per curiam) ("Mills V").
They made me say I had led them to the Lawhon
trailer driving around but it was really them
who took me there
At
the end of the statement when they asked me
whether they had promised or threatened
anything, they were shaking their heads no at me
letting me know I should answer "no." The truth
is that they had promised me I would not be in
any trouble and that I wouldn't do "nary a day
of time" if I cooperated with them. Otherwise
they said I would go to the electric chair
Additionally, we note that
Randolph attended Landrum's deposition and
examined him; if Landrum's statement could be
interpreted as demonstrating that Fredrick had
deviated from his May 8 statement, Randolph
would have had full knowledge of that fact well
before Mills' trial. Thus, no Brady violation
exists.
[Randolph:] I just feel that
I had an impression that he [Fredrick] was just
distraught, it was a one-time situation and they
had a doctor come down. He tried to commit
suicide. They had a doctor who came down. And
that's one reason ... why I didn't pursue it.
[Question by State:] That
wouldn't have any great significance; would it?
[Randolph:] No, not from what
I was looking for, no.
Finally, Mills argues that
Randolph was ineffective in failing to: (1)
produce witnesses to testify that Fredrick had a
poor reputation for truth and veracity when such
witnesses were available; (2) impeach Fredrick's
erroneous testimony that he had not received any
psychiatric treatment; (3) attack Fredrick's
testimony regarding Mills' statements about
white people. Randolph's testimony in the
district court revealed that his decision to
forego each of these actions was an informed,
educated, tactical choice; each choice was, in
our view, quite reasonable.
The second witness, Dr.
Jones, an expert on religion, would have offered
the following testimony: (1) his opinion that
Mills had no racial animus; (2) an explanation
of Mills' religious beliefs and the teachings
and tenets of the Nation of Islam (including the
embracing of nonviolence); (3) his opinion that
the use of the term "caucasian" by black people
is not unusual or a sign of hostility; (4) his
opinion that frequent references to Muslim names
would inflame and alienate white southerners;
(5) his opinion that the attitudes and
relationships of jurors to each other and other
members of the community would preclude them
from considering a black man convicted of murder
in a racially neutral manner; and (6) his
opinion that his testimony could assist an
all-white jury in analyzing properly Mills' past
and his beliefs and render an individualized
sentencing determination.
The third witness, Dr. Hall,
an expert in oral life histories, would have
echoed the testimony of Dr. Jones and added the
following opinions: (1) Mills' religious beliefs
as a Muslim were positive and therapeutic; (2)
Mills had worked diligently to follow a higher
moral standard than the one to which he was
exposed in prison; (3) a jury could not reach an
informed, reliable, and insightful understanding
of Mills without taking into account the role of
race in his family life, his educational
experience, his religious beliefs, his exposure
to the criminal justice system, and his day-to-day
habits; and (4) the all-white jury in this case
could not possibly have recognized and given
worth to the individualized life history of
Mills without this type of testimony and
exposure.
CLAIM IX
THE STATE'S ARGUMENT AT GUILT/INNOCENCE
IMPROPERLY INJECTED THE EXPERTISE OF THE
PROSECUTOR INTO THE JURY DETERMINATION, WAS
IRRELEVANT, INFLAMMATORY, AND PREJUDICIAL,
STRESSED IMPROPER AND ILLEGAL INTERPRETATIONS OF
THE EVIDENCE, AND WAS DESIGNED TO INFLAME
PASSIONS AND RACIAL BIAS, AND TRIAL COUNSEL
UNREASONABLY ALLOWED THE TIRADE, IN VIOLATION OF
MR. MILLS' FIFTH, SIXTH, EIGHTH, AND FOURTEENTH
AMENDMENT RIGHTS.
....
CLAIM X
THE PROSECUTOR'S CLOSING
ARGUMENT AT SENTENCING AND AT GUILT/INNOCENCE
INFECTED THE SENTENCING PROCESS BY IMPERMISSIBLY
INJECTING RACE, FEAR, AND THE FORBIDDEN GOLDEN
RULE ARGUMENT INTO THE CRITICAL JURY DECISION
MAKING PROCESS, AND COUNSEL UNREASONABLY FAILED
TO OBJECT, VIOLATING MR. MILLS' FIFTH, SIXTH,
EIGHTH AND FOURTEENTH AMENDMENT [RIGHTS].
Both the Rule 3.850 court and
the district court treated these claims as
claims of improper argument and fundamental
error rather than ineffective assistance of
counsel claims.