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Jose Martinez HIGH

 
 
 
 
 

 

 

 

 
 
 
Classification: Homicide
Characteristics: Juvenile (17) - Robbery - Kidnapping
Number of victims: 1
Date of murder: July 26, 1976
Date of arrest: August 1977
Date of birth: August 19, 1958
Victim profile: Bonnie Bulloch (male, 11)
Method of murder: Shooting
Location: Taliaferro County, Georgia, USA
Status: Executed by lethal injection in Georgia on November 6, 2001
 
 
 
 
 
 

Summary:

On the night of July 26, 1976, Henry Lee Phillips was operating an Amoco service station near Crawfordsville, Georgia, with his eleven-year-old stepson, Bonnie Bulloch, helping him.

A car pulled into the station with three occupants: Judson Ruffin, Nathan Brown and Jose High. High got out and pointed a pistol at Henry's face, demanding money. Ruffin had a sawed-off shotgun.

After the cash register was cleaned out, Henry told him that there was no more money, and he was then put into the trunk of the car. Bonnie rode in the passenger compartment. Henry got in the trunk of the car and when he was released from the trunk found that they were in the woods.

Henry and his stepson were marched around to the front of the car and ordered to lie on the ground. Henry then heard shots fired. When Henry regained consciousness he discovered that the boy was dead.

In his confession, Ruffin stated that he shot the boy in the head while his cohorts also shot at the victims. Henry had been shot in the temple and wrist, but managed to get to a nearby house, where police were called.

High and his two accomplices planned the armed robbery on the night in question with the express purpose of eliminating any witnesses to the crime.

At trial, Henry Phillips positively identified High as being one of the three persons who robbed the gasoline station and subsequently shot him and his stepson.

High showed no remorse for the killing, but rather bragged that he "wanted to be the most famous black ringleader in the world."

 
 

Georgia Department of Corrections

Jackson - Jose High, 45, is scheduled to be executed by lethal injection at 7:00 p.m. Tuesday at the Georgia Diagnostic & Classification Prison in Jackson.

High has requested a last meal consisting of three cheeseburgers, two fried chicken breasts, one large order of french fries, two slices of white bread, two soft drinks, and a slice of bean pie.

Five media witnesses have been selected by the Georgia Association of Broadcasters, the Georgia Press Association, and the Associated Press. They are Sandy Hodson of the Augusta Chronicle; Rhonda Cook of the Atlanta Journal-Constitution; Tom Campbell, WRDW-TV in Augusta; Jon Lewis of WSB Radio in Atlanta and Erin McClam of the Associated Press. Media will be allowed onto the prison grounds in the media staging area beginning at 11:00 a.m. on Tuesday. For further questions, please contact the Department of Corrections Public Affairs Office at 404-656-9772.

 
 

Georgia Department of Corrections

Execution Date Set for Jose High, Death Row Inmate Convicted of Taliaferro County Murder.

Atlanta, Georgia -- Following the latest denial of appeals by the courts, a new window of execution has been ordered for convicted murderer Jose Martinez High, 45. The Taliaferro County Superior Court has set the window between the days of November 6 and November 13, 2001.

Corrections Commissioner Jim Wetherington has arranged the execution, which will take place by lethal injection at the Georgia Diagnostic and Classification Prison in Jackson, Georgia, for 7:00 p.m. on Tuesday, November 6, 2001.

On July 26, 1977, High was one of three men who robbed and kidnapped Henry Phillips and his 11-year-old stepson Bonnie Bulloch from a Taliaferro County service station. High shot both execution-style as they lay face down on the ground.

The 11-year old died and the stepfather survived. High was convicted of murder, kidnapping, armed robbery and aggravated assault and sentenced to death in December, 1978.

 
 

Georgia Attorney General

November 7, 2001

Georgia Attorney General Thurbert E. Baker offers the following information on the execution of Jose Martinez High:

Execution On October 17, 2001, the Superior Court of Taliaferro County filed an order setting the seven-day window in which the execution of Jose Martinez High could occur to begin at noon, November 6, 2001 and end seven days later at noon on November 13, 2001.

The Commissioner of the Department of Corrections set the specific date and time for the execution as 7:00 p.m., November 6, 2001, pursuant to the discretion given the Commissioner under state law. High had previously concluded his direct appeal as well as two state and two federal habeas corpus proceedings.

The scheduled execution of High was carried out at approximately 8:07pm on Tuesday, November 6, 2001.

High’s Crimes

On July 26, 1976, Jose High, Nathan Brown and Judson Ruffin, robbed a service station off I-20 near Crawfordville, Georgia.

After taking money from the cash register, they forced the operator of the station, Henry Lee Phillips, to get in the trunk of their car and put his 11-year-old stepson, Bonnie Bulloch, in the back seat.

The 3 men drove Phillips and Bulloch to a remote area. As they rode to the area, the 11-year-old was taunted with threats that he was going to die and the child begged for his life.

Upon reaching a deserted wooded area, Phillips was released from the trunk and he and Bulloch were ordered to lie on the ground. Phillips heard shots and was rendered unconscious. Upon regaining consciousness, Phillips found his stepson dead from a bullet wound to the head.

Phillips suffered a gunshot wound to the head and wrist, but miraculously survived and got to a house for help. Phillips was later able to identify High, Ruffin and Brown.

High was arrested in Richmond County on other charges and later confessed to the murder.

The Trial

High was indicted by the grand jury of Taliaferro County, Georgia, on charges of murder, two counts of kidnapping with bodily injury, armed robbery, possession of a firearm during the commission of a crime and aggravated assault.

High was also charged with other offenses in Richmond County, Georgia. Prior to trial in Taliaferro County, High filed a motion to suppress in Richmond County challenging his arrest and subsequent statements.

The Court of Appeals of Georgia reversed the granting of the motion to suppress by the trial court, declined to rule on the admissibility of any confession and found the arrest to be legal. State v. High, 145 Ga. App. 772, 244 S.E.2d 888 (1987). High was not tried for the Richmond County offenses.

High was convicted by a jury in the Superior Court of Taliaferro County, Georgia, for murder, two counts of kidnapping with bodily injury, armed robbery, possession of a firearm during the commission of a crime and aggravated assault. On December 1, 1978, High was sentenced to death for the murder and armed robbery and both counts of kidnapping with bodily injury.

The Direct Appeal

The Supreme Court of Georgia affirmed the convictions for armed robbery, murder and the two counts of kidnapping with bodily injury, but vacated the convictions for possession of a firearm and aggravated assault because those crimes merged into the crimes of armed robbery and kidnapping with bodily injury.

The Court also affirmed the death penalty for the offense of murder and for the kidnapping with bodily injury of Bonnie Bulloch, but vacated the death sentences for armed robbery and for the kidnapping with bodily injury of Henry Lee Phillips. A petition for a writ of certiorari was denied on January 25, 1982. High v. State, 247 Ga. 289, 276 S.E.2d 5 (1981), cert. denied, 455 U.S. 927 (1982).

First State Habeas Corpus

High filed a petition for a writ of habeas corpus in the Superior Court of Butts County, Georgia which was denied on September 10, 1982.

The Supreme Court of Georgia subsequently granted an application for a certificate of probable cause to appeal and then affirmed the denial of habeas corpus relief. High v. Zant, 250 Ga. 693, 300 S.E.2d 654 (1983) The Supreme Court of the United States denied a petition for a writ of certiorari was denied on May 29, 1984, and denied rehearing on August 2, 1984. High v. Zant, 467 U.S. 1220, reh'g denied, 468 U.S. 1224 (1984).

First Federal Habeas Corpus

High filed petition for a writ of habeas corpus in the United States District Court for the Southern District of Georgia, and on November 19, 1985, that court entered an order granting habeas corpus relief as to the sentencing phase based upon the charge on mitigating circumstances and denying relief as to the remainder of the allegations. High v. Kemp, 624 F.Supp. 316 (S.D. Ga. 1985).

On June 4, 1987, the United States Court of Appeals for the Eleventh Circuit affirmed the decision of the district court insofar as it denied habeas corpus relief, but reversed the district court’s decision granting relief as to sentence and found that relief should be denied as to all allegations.

The Court also denied a petition for rehearing and suggestion for rehearing en banc. High v. Kemp, 819 F.2d 988, reh'g denied, 828 F.2d 775 (11th Cir. 1987).

High then filed a petition for a writ of certiorari in the Supreme Court of the United States asserting that imposing the death penalty on him would be cruel and unusual punishment because he was allegedly under 18 at the time of the offense.

On June 30, 1988, the Court granted certiorari limited solely to the question of the imposition of the death penalty upon High based upon his age. High v. Zant, 487 U.S. 1233 (1988).

The State filed a suggestion of mootness based upon newly obtained information indicating that High was, in fact, not 17 at the time of the offense but was 19. The Court did not decide the issue of High’s age but held the case pending decisions in other cases involving the age of an individual and the imposition of the death penalty.

On July 3, 1989, the Court entered an order vacating its prior order and denying certiorari. A subsequent motion for rehearing was denied on August 30, 1989. High v. Zant, 492 U.S. 926, reh'g denied, 492 U.S. 937 (1989).

Motion for Relief from Judgment in Federal Habeas

On or about June 23, 1989, High filed a motion in the United States District Court, Southern District of Georgia, for relief from judgment under Rule 60(b)(6) of the Federal Rules of Civil Procedure.

On September 14, 1989, the district court entered an order denying the motion. On October 23, 1990, the Eleventh Circuit Court of Appeals affirmed the decision of the district court denying the motion for relief from judgment. High v. Zant, 916 F.2d 1507 (11th Cir. 1990).

A petition for rehearing was denied on November 20, 1990. The Supreme Court of the United States denied a petition for a writ of certiorari on April 1, 1991, and denied rehearing on May 20, 1991. High v. Zant, 499 U.S. 954, reh'g denied, 500 U.S. 938 (1991).

Second State Habeas

On May 21, 1991, High filed a second state habeas corpus petition in the Superior Court of Butts County, Georgia. A hearing was held on September 9, 1991, limited to the issue of a filmed “interview” of High.

On March 8, 1994, the state court dismissed the petition as successive. The Supreme Court of Georgia denied an application for a certificate of probable cause to appeal and denied a motion for reconsideration on May 19, 1995. The Supreme Court of the United States denied High’s petition for a writ of certiorari on January 8, 1996.

Second Federal Habeas

High filed a second federal habeas corpus petition in the United States District Court for the Southern District of Georgia on April 23, 1996. On July 24, 1998, the district court denied the petition. High v. Turpin, 14 F.Supp.2d 1358 (S.D. Ga. 1998).

The Eleventh Circuit Court of Appeals affirmed the denial of relief on April 20, 2000, and denied rehearing on July 5, 2000. High v. Head, 209 F.3d 1257 (11th Cir. 2000). The Supreme Court of the United States denied High’s petition for a writ of certiorari on March 5, 2001.

State Stay Pending Decision on Electrocution

On March 21, 2001, the Georgia Supreme Court stayed the scheduled March 27, 2001 execution of High “until [the Georgia Supreme Court] addresses whether death by electrocution violates the Eighth Amendment prohibition against cruel and unusual punishment.”

On October 5, 2001, the Georgia Supreme Court found electrocution to be unconstitutional under the Georgia Constitution and directed that future executions be carried out by lethal injection.

Accordingly, on October 17, 2001, the Superior Court of Taliaferro County filed an order setting the seven-day window in which the execution of Jose Martinez High may occur to begin at noon, November 6, 2001 and end seven days later at noon on November 13, 2001.

 
 

ProDeathPenalty.com

In the late evening hours of July 26, 1976, Henry Lee Phillips was operating an Amoco service station near Crawfordsville, Georgia, with his eleven-year-old stepson, Bonnie Bulloch, helping him.

A car pulled into the station with three occupants. Judson Ruffin, Nathan Brown and Jose High, were in the car. The car had been in the station a week or two earlier.

The three men got out of the car and High pointed a pistol at Henry's face. Ruffin had a sawed-off shotgun. Henry was forced to leave the booth while Ruffin removed the money from the register and demanded any other money.

When Henry told him that there was no more money, Ruffin grabbed Bonnie Bulloch and told Henry to get in the car trunk or Henry and the boy would be killed. Bonnie rode in the passenger compartment of the car. Henry got in the trunk of the car and when he was released from the trunk found that they were in the woods.

Henry and his stepson were marched around to the front of the car and ordered to lie on the ground. Henry then heard shots fired. When Henry regained consciousness he discovered that the boy was dead.

In his confession, Ruffin stated that he shot the boy in the head while his cohorts also shot at the victims. Bonnie was only 4 1/2 ft. tall and weighed only 70 lbs. Henry had been shot in the temple and wrist. He managed to get to a nearby house and the sheriff was summoned. The three returned to Augusta and were subsequently apprehended.

The evidence shows that High and his two accomplices planned the armed robbery on the night in question with the express purpose of eliminating any witnesses to the crime. High, in his statement, said he thought the boy was too young, but he kept asking him as they rode, "Are you ready to die? Do you want to die? Well, you're going to die." He stated that Bonnie was begging for his life.

At trial, Henry Phillips positively identified High as being one of the three persons who robbed the gasoline station and subsequently shot him and his stepson.

 
 

State Executes Convicted Killer

Lethal Injection Georgia's Second in Two Weeks

By Erin McClam - Online Athens

November 7, 2001

JACKSON (AP) - A man convicted of murdering an 11-year-old boy during a 1976 gas-station robbery was executed Tuesday, the state's second lethal injection in two weeks.

Jose Martinez High, 45, was pronounced dead at 8:07 p.m., prison officials said. In a defiant final statement, High said he never fired the shot that killed 11-year-old Bonnie Bulloch. Two other men who also took part are serving life prison terms. ''I did not kill that little boy,'' he said. ''I could not hurt a child.''

High also said the death penalty is racist and biased against the poor. ''Poor people are on death row, and the death penalty is racist to the core. That's it,'' he said before the lethal injection began.

High, an Augusta native, was convicted of fatally shooting Bulloch in a 1976 gas-station robbery in Taliaferro County. The boy and his stepfather, who ran the gas station, were forced to lie on the ground and each was shot in the head and left for dead. The stepfather survived and later identified High as the gunman. He was convicted in 1978.

The execution is the second since the state Supreme Court threw out the electric chair last month, shifting all executions to lethal injection. A third man, Fred Marion Gilreath Jr., is scheduled to die Nov. 14. High's execution leaves 125 inmates -- 124 men and a woman -- on Georgia's death row.

At 6:40 p.m., the U.S. Supreme Court entered an order denying a petition and an application for a stay of execution. Technicians had trouble finding a suitable vein in High's arms to deliver the chemicals. Doctors made a small incision in his chest and used a vein there as a substitute.

A lethal sequence of three chemicals was pumped into High's body through intravenous lines to take his life -- the sedative sodium pentothal first, followed by Pavulon to paralyze his lungs, and potassium chloride to stop his heart.

As the execution began, High rolled his head to his left and called out something unintelligible to witnesses. He blinked his eyes repeatedly, struggling to keep them open, and his eyes appeared to water. High opened his mouth to speak again but no words came out. He yawned, moved his head slightly to the left again, and lay motionless until the warden announced his death.

As part of his last words, High addressed the boy's mother, Hazel Phillips, who was on prison grounds but did not witness the execution. ''I'm sorry about your kid, Mrs. Phillips,'' he said. ''My life is a poor substitute for your son. I know how it is. Death is a universal process.''

Phillips, speaking with reporters after the execution, said High was lying when he denied firing the fatal shot. ''I really hope that God forgave him,'' she said. ''I really hope someday that I will have the strength to do that.''

Outside prison grounds, about 30 death penalty opponents held a candlelight vigil, forming a circle as the execution took place inside. Similar peaceful protests were held in other cities throughout the state.

 
 

New Hampshire Coalition Against the Death Penalty

In Georgia, Jose Martinez High was put to death for killing an 11-year-old boy during a 1976 gas station robbery.

Before High, 45, was executed at the state prison in Jackson, south of Atlanta, he denied killing Bonnie Bulloch. "I did not kill that little boy," he said. "I could not hurt a child."

According to court papers, High taunted the boy, saying, "Are you ready to die?" as Bulloch begged for his life during the robbery in Taliaferro County.

The boy and his stepfather, who ran the gas station, were forced to lie on the ground and each was shot in the head. The stepfather survived and later identified High as the gunman. He was convicted in 1978.

 
 

USA (Georgia) Jose Martinez High

Amnesty International

October 30, 2001

Jose High is scheduled to be executed in Georgia on 6 November 2001 for a murder committed in July 1976 when he was a teenager.

He has been on death row since 1978, well over half his life. He has been diagnosed as having serious mental illness and borderline mental retardation.

Jose High was convicted of the murder of 11-year-old Bonnie Bolloch, white. Bolloch and his stepfather, Henry Phillips, were abducted by three assailants during a robbery of the petrol station where Phillips worked. The victims were driven to an isolated location and shot.

Henry Phillips survived and testified against Jose High and his two co-defendants, Nathan Brown and Judson Ruffin. All three were sentenced to death, but the convictions against Brown and Ruffin were overturned on a legal issue on appeal. They subsequently pled guilty in return for life sentences.

Since the trial, three mental health experts have said that Jose High suffers from 'a major mental illness with psychotic features', 'a seizure disorder', 'significant brain damage' and 'borderline intellectual functioning'.

In affidavits, they give their opinion that he suffered from such disorders at the time of the crime, as well as before and after it. The experts also reviewed Jose High's videotaped 'confession' to the police. They state that it clearly shows his mental illness, indicates that he was manipulated by the police during questioning, and calls into question the extent of his role in the crime.

For example, one of the affidavits states: 'The videotape contains evidence that Jose High did not commit the crime for which he was convicted, ... that he did not knowingly, voluntarily, and intelligently waive his rights [to remain silent and have a lawyer present], ... that he is out of touch with reality, ... that the police are controlling him ...'.

The video was not disclosed to the defense at the time of the trial and only came to light in 1991.

In prison, Jose High has been diagnosed with schizoaffective and depressive disorders. His medical records over the years reveal that, despite being given powerful medication, he has suffered visual and auditory hallucinations, as well as seizures and suicidal ideation.

In an affidavit, Jose High's grandmother recalls that his father abused him: 'he would have the child take off his clothes and beat him mercilessly in front of all the other children in the neighborhood. I have seen Jose when he was walking through the gate of my house get attacked by his own father, who knocked on him and cut him, his own son... He beat on their mother all the time. It's a wonder he didn't kill her... I used to witness these beatings. So did the children.'

In another affidavit, Jose High's elder sister has recalled that their father 'used to beat us with a rubber hose mostly, or sometimes with electric wire... When Jose got on my father's nerves, my father gave Jose liquor to drink to shut him up. That started Jose drinking young, before he was even ten years old... By the time he was in high school, he'd fallen and hit his head so many times, I don't think there was hardly any space on his head where he hadn't gotten stitches one time or another.'

The jury heard no mitigating evidence at the sentencing phase of the trial because Jose High's lawyer presented no expert or other witnesses. Several of the jurors have recently signed affidavits in support of clemency.

One recalls: 'I could not be sure from the evidence presented to me which of the three defendants had actually shot and killed 11-year-old Bonnie Bolloch .'

Another states: 'It was my impression... that Mr High was slow - I mean that he had some mental problems and should be in the hospital... I also believed that because of his mental problems, Mr High probably took more of the blame for what happened that he should have...'.

A third juror states: 'I can see no purpose in executing Mr High... when his co-defendants will never face such punishment themselves.' She also recalls that 'some of my white fellow jurors had already made up their minds about what should be done to Jose High. I could feel their tension and racial bias...'.

At the trial, High's date of birth was given as 19 August 1958, which would have made him 17 at the time of the murder. International law prohibits the use of the death penalty against defendants who were under 18 at the time of the crime.

Since the trial, the Georgia authorities have stated that High's birth certificate gives his birth date as 19 August 1956, in which case he was 19 years old in July 1976. The issue remains a disputed one.

The UN Commission on Human Rights has repeatedly urged retentionist countries 'not to impose the death penalty on a person suffering from any form of mental disorder or to execute any such person'. The US organization, the National Alliance for the Mentally Ill takes the position that 'the death penalty is never appropriate for a defendant suffering from schizophrenia or other serious brain disorders'.

 
 

819 F.2d 988

Jose Martinez High, Petitioner-Appellee, Cross-Appellant,
v.
Ralph Kemp, Warden, Georgia Diagnostic and Classification Center,
Respondent- Appellant, Cross-Appellee.

No. 85-8989

Federal Circuits, 11th Cir.

June 4, 1987

Appeals from the United States District Court for the Southern District of Georgia.

Before GODBOLD, HILL and ANDERSON, Circuit Judges.

HILL, Circuit Judge:

Defendant Jose Martinez High brought this federal habeas corpus petition challenging his incarceration by the state of Georgia. High was convicted in 1978 of murder, kidnapping (2 counts), armed robbery, possession of a firearm during the commission of a crime, and aggravated assault; he received a sentence of death for armed robbery, murder, and two counts of kidnapping. On direct appeal, the Georgia Supreme Court vacated the death penalty for armed robbery and kidnapping; the conviction for aggravated assault was also reversed. High v. State, 247 Ga. 289, 276 S.E.2d 5 (1981), cert. denied, 455 U.S. 927 , 102 S.Ct. 1290, 71 L.Ed.2d 470 (1982). The Georgia Supreme Court rejected High's further challenges to his conviction and sentence of death raised in a state habeas corpus attack. High v. Zant, 250 Ga. 693, 300 S.E.2d 654 (1983), cert. denied, 467 U.S. 1220 , 104 S.Ct. 2669, 81 L.Ed.2d 374 (1984). High sought federal habeas corpus relief in the United States District Court for the Southern District of Georgia. The district judge concluded that High's death sentence should be set aside due to the jury instructions given at the sentencing phase, 623 F.Supp. 316. Therefore, the writ was conditionally granted subject to the state's right to retry defendant on the question of sentence. The writ was denied in all other respects.

Relying upon our decision in Spivey v. Zant, 661 F.2d 464 (5th Cir.Unit B 1981), the district court concluded that the jury had not been adequately instructed concerning the nature and function of mitigating circumstances at the sentencing phase of High's trial. For the reasons set out below, we conclude the district court was in error on this issue. High asserts five other constitutional claims: (1) that the prosecutor used preemptory strikes in violation of the fourteenth amendment; (2) that the execution of a defendant under age eighteen at the time of the offense constitutes cruel and unusual punishment; (3) that High was denied effective assistance of counsel; (4) that the jury instructions improperly shifted the burden of proof as to intent; and (5) that various comments made by the prosecutor denied High a fundamentally fair trial.

Jose High and his accomplices, Nathan Brown and Judson Ruffin, robbed a service station in a rural Georgia community on July 26, 1976. The station operator (Henry Lee Phillips) and his eleven-year-old stepson (Bonnie Bullock) were abducted during the course of the robbery. Phillips was placed in the trunk of Ruffin's car; Bonnie Bullock was placed in the back seat. High and his accomplices drove the two to a remote site where they were to be eliminated. The eleven-year old was taunted by High as they rode in the back seat of the car: "Are you ready to die? Do you want to die? Well, you're going to die." The child begged for his life. Upon reaching a deserted wooded area, the victims were forced to lie face down in front of the car. The victims were then shot by the three defendants. Bonnie Bullock died of a bullet wound to the head. Phillips suffered a gun shot wound to the head and wrist. Having been left for dead, Phillips miraculously survived and later identified High, Ruffin, and Brown. High later confessed to the murder.

I. ADEQUACY OF THE JURY INSTRUCTIONS CONCERNING THE NATURE AND FUNCTION OF MITIGATING CIRCUMSTANCES

High contends that the jury instructions given at the sentencing phase of his trial failed to apprise the jury of the nature and function of mitigating circumstances. In Spivey v. Zant, 661 F.2d 464 (5th Cir. Unit B 1981), this court held that failure to mention and define mitigating circumstances in a capital case violates constitutional requirements. The court noted that the jury must be explicitly instructed concerning mitigating circumstances. The court established the following standard in evaluating jury instructions:

So long as the instruction clearly communicates that the law recognizes the existence of circumstances which do not justify or excuse the offense, but which, in fairness or mercy, may be considered as extenuating or reducing the degree of moral culpability and punishment ..., this portion of the constitutional requirement is satisfied.

Id. at 471 n. 8. The Spivey court, however, recognized that in certain circumstances the jury's discretion could be guided "without explicitly defining the nature and function of mitigating circumstances." Id. at 471. In Dix v. Kemp, 763 F.2d 1207, 1209 (11th Cir.1985), a panel of this court expanded the holding of Spivey; the court stated: "The words 'mitigating circumstances,' while they have meaning to most jurors, still do not adequately communicate the precise nature or function of that concept in the context of a sentencing trial." A similar result had been reached by the court in Westbrook v. Zant, 704 F.2d 1487 (11th Cir.1983). High rests his argument upon this line of cases. The Westbrook decision and it progeny was significantly restricted by this court's en banc consideration of this issue in Peek v. Kemp, 784 F.2d 1479 (11th Cir.), cert. denied, --- U.S. ----, 107 S.Ct. 421, 93 L.Ed.2d 371 (1986).

In this decision, the court reaffirmed the rationale of Spivey v. Zant but held that a jury instruction indistinguishable from the instructions challenged in Westbrook did sufficiently instruct the jury as to the nature and function of mitigating circumstances. The Peek decision requires that jury instructions be viewed in the context of the entire sentencing proceeding. The standard of review is whether any "reasonable juror could have failed to understand the challenged instructions and the role of mitigation." Peek, 784 F.2d at 1486; see also Francis v. Franklin, 471 U.S. 307, 105 S.Ct. 1965, 1975 n. 8, 85 L.Ed.2d 344 (1985) (indicating that appropriate standard is whether "there exists a reasonable possibility that the jury relied on an unconstitutional understanding of the law").

The district court's decision to grant High's writ of habeas corpus is understandable in light of the fact that the Peek decision was not rendered until four months after the district court's ruling. An evaluation of the instruction given at High's trial, however, reveals that the instructions sufficiently informed the jury as to the nature and function of mitigating circumstances. At the commencement of the sentencing phase, the trial judge informed the jury that "both the state and the defendant have the right to offer or proffer any evidence that they see fit." Transcript at 907.

The effect of this instruction is to inform the jury that it may consider all evidence presented without restriction. At the very outset of the sentencing charge, the jury was instructed: "you are authorized to consider all of the evidence received by you in open court in the first phase of the trial, including all mitigating facts and circumstances, if any, on behalf of the defendant." Transcript at 925-26. Not only was the jury instructed that it was to consider mitigating facts, but this sentence clearly links mitigating facts with the defendant. Giving this charge a common sense evaluation, it is clear that the jury was aware that "mitigating facts" are those facts which are "good" and tend to help the defendant.

More precisely, when dressed in the terminology of attorneys, the jury was aware that it could consider facts which extenuate the degree of moral culpability. Again, the jury was instructed to consider mitigating circumstances: "you are authorized to consider all of the facts and circumstances of the case including mitigating facts and circumstances, if any, on behalf of the defendant." Trial Transcript at 927.

Again, mitigating circumstances were linked with facts which would benefit the defendant as the jury considered the appropriateness of the death penalty for this particular defendant. Additionally, the court charged the jury that aggravating circumstances were to be proved beyond any reasonable doubt and set forth the two statutory aggravating factors which had been argued by the prosecutor. Finally, it is beyond question that the jury was instructed that it could impose mercy without regard to the mitigating or aggravating circumstances found: "I charge you, members of the jury, that if you find that the state has proved one or more statutory aggravating circumstances beyond a reasonable doubt that you may recommend that the defendant receive a life sentence." Transcript at 931.

The only distinguishing factor between the instructions given here and the instructions held to be adequate in the Peek decision is that the trial judge in Peek gave concrete examples of a mitigating and aggravating factor. Had this been done at High's trial, such an instruction would have emphasized the fact that there were no mitigating circumstances to be found. High presented no evidence at either the guilt or sentencing phase of his trial. High's closing argument at the sentencing phase makes a general plea for mercy; emphasis is placed upon biblical quotations and the fact that High's execution will not bring back the victim. High, however, failed to come forward with any form of mitigating evidence.

In this context, the jury instruction was sufficient to inform the jury adequately as to the nature and function of mitigating circumstances. We refuse to admonish the trial judge for wisely deciding not to belabor instructions on mitigation where the effect would have been to emphasize that there was no mitigating evidence on the defendant's behalf. As in Peek, we conclude that a common sense evaluation of the jury instruction reveals that the jury was sufficiently informed of its duty to consider mitigating evidence.

II. RETROACTIVITY OF BATSON V. KENTUCKY

At High's trial, the prosecutor used nine of his ten preemptory challenges to strike blacks on the venire. On direct appeal to the Georgia Supreme Court, the court found that High was not denied due process of law due to the prosecutor's use of preemptory challenges to strike members of High's race. High v. State, 247 Ga. at 289, 276 S.E.2d at 8. The court relied upon Swain v. Alabama, 380 U.S. 202, 85 S.Ct. 824, 13 L.Ed.2d 759 (1965) (defendant must show systematic exclusion of racial group over a period of time to successfully attack prosecutor's use of preemptory challenges). The record shows that High could not have sustained a challenge to the makeup of his jury in light of the evidentiary requirements of Swain.

In 1982, High's direct appeal ended after the Georgia Supreme Court sustained his sentence of death and certiorari was denied by the United States Supreme Court. Over four years later, the United States Supreme Court rendered its decision in Batson v. Kentucky, --- U.S. ----, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986). This decision altered Swain and established that a prima facie case of racial discrimination could be established if a defendant proves: (1) the defendant is a member of a cognizable racial group; (2) the prosecutor used preemptory strikes to remove members of the defendant's race from the venire; and (3) an inference may be found that the venirepersons were removed because of race.

Defendant asserts that he has satisfied the elements set forth in Batson. In Griffith v. Kentucky, --- U.S. ----, 107 S.Ct. 708, 93 L.Ed.2d 649 (1987), the Supreme Court held that Batson should be applied retroactively with regard to cases pending on direct appeal. See also United States v. David, 803 F.2d 1567 (11th Cir.1986). The Batson decision, however, does not apply retroactively to collateral attacks " 'where the judgment of conviction was rendered, the availability of appeal exhausted, and the time for petition for certiorari had elapsed.' " Allen v. Hardy, --- U.S. ----, 106 S.Ct. 2878, 2880 n. 1, 92 L.Ed.2d 199 (1986) (per curiam) (quoting Linkletter v. Walker, 381 U.S. 618, 622 n. 5, 85 S.Ct. 1731, 1734 n. 5, 14 L.Ed.2d 601 (1965)); see also Lindsey v. Smith, 820 F.2d 1137 (11th Cir.1987).

The holding of the Supreme Court is clear and unambiguous:

[R]etroactive applications of the Batson rule on collateral review of final convictions would seriously disrupt the administration of justice. Retroactive application would require trial courts to hold hearings, often years after the conviction became final, to determine whether the defendant's proof concerning the prosecutor's exercise of challenges established a prima facie case of discrimination. Where a defendant made out a prima facie case, the court then would be required to ask the prosecutor to explain his reasons for challenges, a task that would be impossible in virtually every case since the prosecutor, relying on Swain, would have no reason to think such an explanation would someday be necessary.

Allen v. Hardy, 106 S.Ct. at 2281. In this collateral attack, High's claim based upon Batson is therefore without merit.1

III. IMPOSITION OF DEATH PENALTY ON DEFENDANT UNDER AGE EIGHTEEN AT THE TIME OF THE OFFENSE

Jose High was seventeen years old at the time of the offense. In Eddings v. Oklahoma, 455 U.S. 104, 102 S.Ct. 869, 71 L.Ed.2d 1 (1982), the United States Supreme Court granted certiorari to consider whether the execution of a defendant under age eighteen at the time of the offense would constitute cruel and unusual punishment. Although this issue was not addressed in the final opinion in Eddings, Chief Justice Burger noted in his dissent: "The Court stops far short of suggesting that there is any constitutional proscription against imposition of the death penalty on a person who is under age 18 when the murder was committed." Id. at 128, 102 S.Ct. at 883.

In considering whether state action violates the eighth and fourteenth amendments, this court must evaluate the punishment in light of contemporary standards of decency. See, e.g., Woodson v. North Carolina, 428 U.S. 280 , 288, 96 S.Ct. 2978, 2983, 49 L.Ed.2d 944 (1976) (plurality). Deference, however, will be given to the considered judgment of the state legislature as to what punishment is appropriate for a particular offense. Gregg v. Georgia, 428 U.S. 153, 174-75, 96 S.Ct. 2909, 2925-26, 49 L.Ed.2d 859 (1976) (plurality).

The Georgia legislature has chosen to treat all persons seventeen years and older as an adult for purposes of criminal convictions. Ga.Code Ann. Sec. 15-11-2(2) (1985). We are in agreement with the United States Court of Appeals for the Fifth Circuit on this issue: "Nothing in society's standards of decency compel more than consideration of an eighteen year old's youth as a mitigating factor." Prejean v. Blackburn, 743 F.2d 1091, 1098 (5th Cir.1984); see also Thompson v. State, 724 P.2d 780 (Okla.Crim.App.1986), cert. granted, --- U.S. ----, 107 S.Ct. 1284, 94 L.Ed.2d 143 (1987). The constitution does not prohibit a state from imposing the death penalty on one who, while seventeen years old, has intentionally and viciously taken a life in cold blood.

IV. INEFFECTIVE ASSISTANCE OF COUNSEL

At trial and during state appellate proceedings, High was represented by John Ruffin. Ruffin had twenty-one years of experience at the time of the trial; over twenty-five percent of his practice consisted of criminal law. Prior to High's case, Ruffin had handled at least twelve other capital cases. In two of these cases, the death penalty was sought. High contends that Ruffin's representation was constitutionally deficient.

The thrust of High's argument is that Ruffin failed to investigate sufficiently mitigating evidence. In support of this argument, High presented numerous affidavits from individuals setting forth their testimony and stating that they were not contacted by Ruffin at the time of the trial. Additionally, High points out that his age (seventeen) was never presented as a mitigating factor to the jury.

The affidavits offered by the defendant add a human element to the story of the life of Jose High. The vast majority of these affidavits, however, may be characterized as lukewarm at best; frequently, the affiant appears to be straining to say something good about High. Several of these affidavits are interspersed with reference to High's association with gangs, problems High had in school, High's hostility toward whites, and High's lack of academic ambitions.

Additionally, Ruffin testified that had this information been available to him, he would have declined to use at least one of the affiants (C.A. Reid) because of the individual's reputation in the community. Under these circumstances, this court would be hard pressed to find that High had made a sufficient showing of prejudice under Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). We need not resolve this issue, however, because we agree with the district court's holding that Ruffin rendered effective assistance of counsel.

The record indicates that Ruffin made a diligent effort to unearth mitigating evidence. Such was the holding of the Georgia superior court judge during High's state habeas corpus proceeding. We therefore give deference to this factual determination of the Georgia Superior Court. Sumner v. Mata, 449 U.S. 539, 101 S.Ct. 764, 66 L.Ed.2d 722 (1981). Ruffin had two law students assist him in uncovering evidence for both the guilt and sentencing phase. Ruffin asked High whether he could think of any witnesses who might testify at the sentencing phase.

Although High's parents were never specifically asked whether they knew of persons who might be able to testify at sentencing, High's parents were asked whether they knew of any information that might be beneficial in preparing for trial. Ruffin testified that he made a tactical decision not to call High's parents to testify because of their emotional state. This court will not question the sound tactical decisions of the trial attorney. See Strickland, 466 U.S. at 690, 104 S.Ct. at 2066 ("[S]trategic choices made after thorough investigation of law and facts ... are virtually unchallengable[.]")

We find persuasive Ruffin's testimony at the state habeas proceeding that it is not unusual for witnesses to emerge once a defendant has been convicted. Ironically, High appears to have had at least some difficulty in urging witnesses to prepare affidavits promptly for the state habeas proceeding. See, e.g., Transcript of State Habeas Corpus Proceedings at 7-9. The evidence tends to show that the failure to present mitigating evidence was not due to constitutionally deficient investigation by Ruffin. Rather, the failure to present evidence was a result of the lack of mitigating evidence and the unwillingness of witnesses to make themselves available to testify in a helpful manner.

V. INSTRUCTIONS CONCERNING PRESUMPTION OF INTENT

At the guilt phase of High's trial, the jury was instructed:

I charge you that the acts of a person of sound mind and discretion are presumed to be the product of a person's will, but the presumption may be rebutted. I charge you that a person of sound mind and discretion is presumed to intend the natural and probable consequences of his act, but the presumption may be rebutted.

Trial Transcript at 882. Such an instruction impermissibly shifts the burden of proof upon the defendant in violation of the fourteenth amendment. See Sandstrom v. Montana, 442 U.S. 510, 99 S.Ct. 2450, 61 L.Ed.2d 39 (1979); Francis v. Franklin, 471 U.S. 307, 105 S.Ct. 1965, 85 L.Ed.2d 344 (1985).

When a Sandstrom violation is established, the court must proceed to consider whether on the whole record the error was harmless beyond a reasonable doubt. Rose v. Clark, --- U.S. ----, 106 S.Ct. 3101, 92 L.Ed.2d 460 (1986); Dobbs v. Kemp, 790 F.2d 1499 (11th Cir.1986); Davis v. Kemp, 752 F.2d 1515 (11th Cir.1985) (per curiam). Applying the harmless error rule, we conclude that the instruction at issue was harmless beyond a reasonable doubt; the jury, having accepted the prosecution's version of the evidence, clearly would have found that the defendant intentionally killed the victim wherever the burden lay. Intent, quite simply, was never a contested issue in this trial.

The evidence shows that Bonnie Bullock was kidnapped in the course of an armed robbery. High repeatedly taunted the child by telling the child he was about to be killed. The victim was taken to a deserted area so that he could be killed without being observed. The victim was ordered to lie on the ground. The child was then killed by a gun shot to the head.

As noted by the district court, there was never the slightest argument as to whether the gun had discharged accidentally. Nothing indicated that the murder was other than intentional. It would stretch the bounds of reason to conclude that the defendant lacked the requisite intent in light of the facts leading up to the child's death. High was not harmed by the Sandstrom error.

VI. PROSECUTORIAL MISCONDUCT

Jose High assigns as error comments made by the prosecutor during closing arguments at the guilt determination phase. The prosecutor stated that High had committed three other murders in addition to the one murder for which he was being tried. This total argument was:

There's going to be a state's Exhibit 21 here where this man was so proud of himself in killing these people--he killed four and a half, and the 'half' was one that was shot that didn't die.

Trial Transcript at 836. This argument was made without objection. The defendant's failure to object to this argument diminished the chances that the prosecutor would withdraw the statement or that the court would give a curative instruction. Although this failure to object does not conclusively resolve this issue on appeal, it remains a factor to be considered in determining whether the prosecutor's comments rendered the trial fundamentally unfair. Brooks v. Kemp, 762 F.2d 1383, 1397 n. 19 (11th Cir.1985).

High contends that the argument of the prosecutor was not a reasonable inference from the facts presented into evidence. The trial transcript of High's conviction shows otherwise.

The prosecutor's basis for making this statement was a confession made by High on August 29, 1976. During the course of the police investigation, High requested that he be interviewed by a well-known television personality. In anticipation of this interview, High prepared a set of questions which he wished to be asked of him. (State's Exhibit 21). One of these questions read: "How many people have family killed?"

The police constructed a mock television studio at the sheriff's department and arranged for a local television announcer to interview High. During this mock television interview, High answered this question by stating that his "family" had killed 4 1/2 persons, the half person being Henry Lee Phillips who survived after receiving a bullet wound to his temple. High's confession that his family had killed 4 1/2 persons was related in court, but outside the presence of the jury, by Officer R.F. Ingram during voir dire at a hearing conducted for the purpose of satisfying the rule of Jackson v. Denno, 378 U.S. 368, 84 S.Ct. 1774, 12 L.Ed.2d 908 (1964). The aspect of High's confession concerning the 4 1/2 persons killed was never presented before the jury.

The jury, however, was presented with ample evidence from which it could have concluded that High had committed numerous murders. The jury was informed that High had organized a group of persons which he dubbed his "family." High provided weapons to his family members and directed the commission of various crimes. Trial Transcript at 790. Officer Ingram testified before the jury as to the power which High claimed he wielded over this group:

Mr. High stated that he was ringleader of a group of people, which he described the name of the group as being a family. He stated that he was the leader and organizer of this group which was not only in the state of Georgia but outside the state of Georgia.

....

[H]e stated the name of the group was a family, which he was the leader and organizer of--that he had the power over the family members to get them to do whatever he wanted for them.

Trial Transcript at 787. The jury also had before it the list of questions which High wished to have asked during the interview. The fact that High wanted to be asked how many people his family had killed gives rise to a reasonable inference that High had committed several murders. Thus, the prosecutor's statement that High had killed 4 1/2 persons was not materially different from the evidence presented. Cf. Tucker v. Kemp, 762 F.2d 1480, 1486-87 (11th Cir.1985) (en banc), vacated, --- U.S. ----, 106 S.Ct. 517, 88 L.Ed.2d 452 (1986). Certainly, this statement was not so egregious as to render High's trial fundamentally unfair.2

High also argues that this statement constitutes an improper attempt to use his involvement in other crimes as evidence of guilt with regard to the offense charged. First, such an argument presents a question of Georgia evidentiary rules and cannot form a basis for relief in a federal habeas petition. Second, evidence of other crimes would have been harmless error with regard to the guilt phase in light of the overwhelming evidence against High. Third, evidence of other murders committed by High certainly would have been admissible during the sentencing phase.

We agree with the district court that the remaining prosecutorial arguments to which High objects did not render the trial fundamentally unfair. Accordingly, the decision of the district court granting High's petition for a writ of habeas corpus is

REVERSED and REMANDED.

*****

1 Justice Powell, concurring in Griffith, expressed his view that Supreme Court decisions should be applied retroactively in all criminal prosecutions "with respect to cases pending at the time on direct appeal and with respect to cases pending on habeas corpus petitions." Griffith v. Kentucky, --- U.S. ----, 107 S.Ct. 708, 716, 93 L.Ed.2d 649 (1987) (Powell, J., concurring). Specifically Justice Powell wrote:

As the cases we decided today involve only the retroactivity of decisions pending on direct review, it was not necessary for the court to express an opinion with respect to habeas corpus petitions. As I read the court's opinion, this question is carefully left open until it is squarely presented.

Id. at 716. Until such time as the Supreme Court may reexamine its opinion in Allen v. Hardy, we are bound by the Court's holding that Batson is not to be applied retroactively to pending federal habeas petitions. We read the majority decision in Griffith as leaving undisturbed the holding of Allen v. Hardy. The Supreme Court specifically chose to limit the Griffith holding to those cases "pending on direct review or not yet final." Id. at 716.

2 Additionally, I note, but without the concurrence of my colleagues on this issue, that High was not prejudiced by the prosecutor's argument. The state, not the defendant, was harmed by the prosecutor's failure to present into evidence the precise statement High made concerning the 4 1/2 murders. Had the prosecutor not been guilty of this oversight, the jury would have heard that High wanted to be interviewed by a nationally known television personality so that he could boast of killing 4 1/2 persons. Instead, the only thing the jury heard was that High wanted the interview and, in it, to be asked how many murders he had committed, supplemented by the prosecutor's one sentence summary of the entire confession

The prosecutor's statement was not nearly as damaging to High as would have been the evidence which constitutionally could have been admitted against him. In the total trial, therefore, the petitioner was subjected to less damning attack than the constitution would have allowed. Any relief granted to the petitioner on account of the unsupported statement made by the prosecutor would not have resulted in eliminating the statement at a retrial. Were this court to grant the writ, on retrial the prosecutor could display to the jury High's boastful statement in its entirety. Thus, the defendant was not prejudiced by the sequence of events of which he now complains.

As stated, Judges Godbold and Anderson do not join in my statement in this marginal note.

 
 

209 F.3d 1257

Jose Martinez High, Petitioner-Appellant,
v.
Frederick J. Head, Warden, Georgia Diagnostic and Classification Prison,
Respondent-Appellee.

No. 98-9085

Federal Circuits, 11th Cir.

April 19, 2000

Appeal from the United States District Court for the Southern District of Georgia. (No. CV196-67), Dudley H. Bowen, Jr., Judge.

Before ANDERSON, Chief Judge, and EDMONDSON and MARCUS, Circuit Judges.

ANDERSON, Chief Judge:

Jose Martinez High, convicted of murder, armed robbery, and kidnapping with bodily injury in the state courts of Georgia and sentenced to death, appeals the district court's denial of his petition for a writ of habeas corpus pursuant to 28 U.S.C. 2254. For the reasons stated below, we affirm.

I. FACTUAL & PROCEDURAL BACKGROUND

The facts of this case were briefly summarized in a previous opinion of this Court as follows:

Jose High and his accomplices, Nathan Brown and Judson Ruffin, robbed a service station. They abducted the operator of the station, Henry Lee Phillips, and his 11-year old stepson, Bonnie Bullock. Phillips was placed in the trunk of the car and Bullock in the back seat. High and his accomplices drove their captives to a remote site where they were to be eliminated. The 11-year old boy was taunted with threats of death as they rode in the back seat of the car. The child begged for his life. Upon reaching a deserted wooded area, the victims were forced to lie face down in front of the car and were then shot. Bonnie Bullock died of a bullet wound to the head. Phillips suffered a gunshot wound to the head and wrist, but miraculously survived and later identified High, Ruffin, and Brown. High later confessed to the murder.

High v. Zant, 916 F.2d 1507, 1508 (11th Cir.1990) (footnote omitted).1

Jose High was convicted in 1978 in the Superior Court of Taliaferro County, Georgia, of the following crimes: murder of Bonnie Bulloch, two counts of kidnapping with bodily injury, armed robbery, aggravated assault, and unlawful possession of a firearm during the commission of a crime. He was then sentenced to death. On direct appeal, the Supreme Court of Georgia reversed his convictions for aggravated assault and unlawful possession of a firearm during the commission of a crime because those crimes were held to have merged into the crimes of kidnapping with bodily injury and armed robbery. See High v. State, 247 Ga. 289, 276 S.E.2d 5 (1981).

The court affirmed his remaining convictions and affirmed the sentence of death on the murder count and on the count of kidnapping Bonnie Bulloch, but vacated his death sentences for armed robbery and for the one count of kidnapping in which the victim did not die. See id. High's request for rehearing was denied, and the United States Supreme Court denied his petition for a writ of certiorari as well as his subsequent petition for rehearing. See High v. Georgia, 455 U.S. 927, 102 S.Ct. 1290, 71 L.Ed.2d 470, reh'g denied, 455 U.S. 1038 , 102 S.Ct. 1742, 72 L.Ed.2d 156 (1982).

High next filed a state habeas corpus petition in the Superior Court of Butts County, Georgia, which was denied on September 10, 1982. The Supreme Court of Georgia affirmed and denied High's request for rehearing. See High v. Zant, 250 Ga. 693, 300 S.E.2d 654 (1983). The United States Supreme Court again denied his petition for a writ of certiorari and his petition for rehearing. See High v. Kemp, 467 U.S. 1220, 104 S.Ct. 2669, 81 L.Ed.2d 374, reh'g denied, 468 U.S. 1224 , 105 S.Ct. 22, 82 L.Ed.2d 917 (1984).

High then sought federal habeas corpus relief in the United States District Court for the Southern District of Georgia. The district court concluded that High's death sentence should be set aside due to the jury instructions given at the sentencing phase, while denying the writ with respect to High's other claims for relief. See High v. Kemp, 623 F.Supp. 316 (S.D.Ga.1985). On appeal, this Court reversed the district court's grant of relief and affirmed the denial of High's other claims. See High v. Kemp, 819 F.2d 988 (11th Cir.1987). This Court then denied High's request for rehearing en banc. See High v. Kemp, 828 F.2d 775 (11th Cir.1987). The United States Supreme Court initially granted High's petition for a writ of certiorari, see High v. Zant, 487 U.S. 1233 , 108 S.Ct. 2896, 101 L.Ed.2d 930 (1988), but later vacated that decision and denied certiorari. See High v. Zant, 492 U.S. 926 , 109 S.Ct. 3264, 106 L.Ed.2d 609 (1989).

High then filed a motion for relief from judgment under Rule 60(b)(6) of the Federal Rules of Civil Procedure in the United States District Court for the Southern District of Georgia, which was denied and that decision affirmed by this Court. See High v. Zant, 916 F.2d 1507 (11th Cir.1990). This Court also denied High's request for rehearing. The United States Supreme Court again denied High's petition for a writ of certiorari and his subsequent petition for rehearing. See High v. Zant, 499 U.S. 954, 111 S.Ct. 1432, 113 L.Ed.2d 483, reh'g denied, 500 U.S. 938 , 111 S.Ct. 2069, 114 L.Ed.2d 473 (1991).

High subsequently filed a second state habeas petition in the Superior Court of Butts County. That court held an evidentiary hearing in September of 1991 limited to the issues surrounding a filmed interview of High which had recently surfaced. The court dismissed High's entire petition in March of 1994, concluding that, to the extent High's claims were not already barred by res judicata principles, he reasonably could have raised them in his first habeas petition and therefore they were procedurally defaulted under O.C.G.A. 9-14-51 (1993).

The Supreme Court of Georgia denied High's application for a certificate of probable cause to appeal, and the United States Supreme Court once again denied High's petition for a writ of certiorari and his petition for rehearing. See High v. Thomas, 516 U.S. 1051, 116 S.Ct. 718, 133 L.Ed.2d 671, reh'g denied, 516 U.S. 1154 , 116 S.Ct. 1036, 134 L.Ed.2d 113 (1996).

On April 23, 1996, High filed a second federal habeas petition in the United States District Court for the Southern District of Georgia. On July 24, 1998, the district court denied his petition, finding that all of his claims were barred under either the successive claim or abuse of the writ doctrines. See High v. Turpin, 14 F.Supp.2d 1358 (S.D.Ga.1998). The district court judge granted a certificate of probable cause allowing this appeal on August 31, 1998.

On appeal, High asserts claims based on the previously missing film, as well as a claim based on his pretrial counsel's conflict of interest.2 All of his claims raised on appeal were claims dismissed by the district court under the abuse of the writ doctrine.

II. STANDARD OF REVIEW

When the government adequately pleads abuse of the writ in response to a petitioner's successive habeas petition,3 the petitioner bears the burden of proving that his previously unasserted claims are not an abuse of the writ. See McCleskey v. Zant, 499 U.S. 467, 494, 111 S.Ct. 1454, 1470, 113 L.Ed.2d 517 (1991). The petitioner's failure to raise a claim earlier will be excused if he can show "cause for failing to raise it and prejudice therefrom...." Id. If the petitioner cannot show cause, his failure to raise the claim in an earlier petition may nonetheless be excused if he can show that "a fundamental miscarriage of justice would result from a failure to entertain the claim." Id. at 494-495, 111 S.Ct. at 1470. Where abuse of the writ has been pleaded as a defense, a district court may not reach the merits of new claims unless a habeas petitioner shows either cause and prejudice or a fundamental miscarriage of justice. See Sawyer v. Whitley, 505 U.S. 333, 338-39, 112 S.Ct. 2514, 2518, 120 L.Ed.2d 269 (1992); Macklin v. Singletary, 24 F.3d 1307, 1309 (11th Cir.1994). We review district court decisions on abuse of the writ issues de novo. See Macklin, 24 F.3d at 1313.4

III. ANALYSIS

A. The Missing Film

Two of petitioner's three claims hinge upon a filmed interview of High that took place on August 29, 1976, two days after his arrest for unrelated crimes in Richmond County, Georgia. The interview was conducted inside the Richmond County jail and although the interview took place in 1976, the film was not produced until 1991. High contends that the state suppressed the exculpatory content of the interview, in violation of Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), and that the law enforcement testimony at trial regarding the interview was at odds in material and exculpatory ways with what actually happened, in violation of Giglio v. United States, 405 U.S. 150, 92 S.Ct. 763, 31 L.Ed.2d 104 (1972).

The filmed interview was conducted primarily by J.B. Dykes, an Investigator with the Richmond County Sheriff's Department, and William Anderson, then Sheriff of Richmond County. High did not have access to the film of the interview prior to or during his trial, and the prosecution's witnesses testified that they did not know the film's whereabouts. Former Sheriff Anderson testified at the 1991 state habeas hearing that, after having the film processed, he stored the developed cannisters of film in a footlocker in the trunk of his patrol car.

When he left office on December 31, 1976, he turned the car in and took the footlocker home. Anderson claims that he forgot the film was in his footlocker until 1983 or 1984, at which time he was contacted by William Wilcher, a parole officer conducting a routine investigation into High's case. Anderson gave the cannisters to Wilcher who in turn gave them to the Georgia Board of Pardons and Paroles. The film remained in the Parole Board's files until a request was made by High's counsel under the Georgia Open Records Act in 1991. At that point, the film was converted to VHS videocassette format and provided to High and his counsel.

Because High's claims that the state withheld and lied about a film containing exculpatory evidence were not raised in his first federal petition for habeas corpus relief, he must show either cause and prejudice or a fundamental miscarriage of justice in order to have these claims considered on the merits.

1. Cause

In order to show cause for not raising a claim in an earlier petition, a petitioner must show "some external impediment preventing counsel from constructing or raising the claim." See McCleskey v. Zant, 499 U.S. 467, 497, 111 S.Ct. 1454, 1472, 113 L.Ed.2d 517 (1991) (emphasis and internal citation omitted). Examples of objective factors external to the defense that constitute cause include interference by officials and "a showing that the factual or legal basis for a claim was not reasonably available to counsel." Murray v. Carrier, 477 U.S. 478, 488, 106 S.Ct. 2639, 2645, 91 L.Ed.2d 397 (1986).

The Supreme Court emphasized in McCleskey that the abuse of the writ doctrine examines the petitioner's conduct and stated that "the question is whether petitioner possessed, or by reasonable means could have obtained, a sufficient basis to allege a claim in the first petition and pursue the matter through the habeas process...." McCleskey, 499 U.S. at 497, 111 S.Ct. at 1472.

The fact that petitioner did not possess, or could not reasonably have obtained, certain evidence, however, fails to establish cause "if other known or discoverable evidence could have supported the claim in any event." Id. at 498, 111 S.Ct. at 1472. The Court further elaborated that the requirement of cause in the abuse of the writ context "is based on the principle that petitioner must conduct a reasonable and diligent investigation aimed at including all relevant claims and grounds for relief in the first federal habeas petition." Id; see also Porter v. Singletary, 49 F.3d 1483, 1489 (11th Cir.1995). A petitioner's opportunity to show cause and prejudice does not require an evidentiary hearing if the district court determines as a matter of law that the petitioner cannot satisfy the standard. See McCleskey, 499 U.S. at 494, 111 S.Ct. at 1470.

In examining whether High has demonstrated cause, it is helpful to distinguish, as the district court did, between a) his claims based upon what he did and did not say during the filmed interview, and b) his claim relating to his demeanor as revealed by the film. We discuss each category in turn.

  (a) Claims Based Upon What High Said or Did Not Say-the Audiotape

With respect to this category, the factual basis of those claims would have been fully revealed, in the absence of the missing film itself, by an audiotape of the interview. The trial transcript reveals the existence, at the time of trial, of such an audiotape.5 While it is not entirely clear whether High's trial attorney specifically requested a copy of the audiotape after Agent Robert Ingram of the Georgia Bureau of Investigation ("GBI") testified that he had it in his pocket, High does not suggest that his first federal habeas counsel made any attempt whatsoever to obtain the audiotape.

High contends, nevertheless, that he had cause for not earlier raising his claims based upon the filmed interview because the factual basis of the claims was unavailable to him. He further argues that the reason the basis of these claims was unavailable was the State's misleading conduct; he asserts that what happened during the filmed interview was misrepresented under oath by the State's witnesses and argues that nothing in the state's inculpatory descriptions of the interview suggested a basis to investigate, much less plead, a Brady or Giglio violation. By this argument, High seeks to excuse his first federal habeas counsel's failure to attempt to obtain the audiotape of the interview.

We reject High's contention that he has shown cause for not raising these claims in his first federal petition. As noted, the trial transcript clearly reveals the existence of the audiotape of the interview. Moreover, High's first habeas counsel either had actual knowledge of facts, or should have discovered facts, that suggest the potential existence of Brady and Giglio claims-or at the very least, indicate a definite reason to investigate the possibility of such claims.

High's trial attorney stated in his affidavit submitted in the second state habeas proceeding that, "Jose High always denied shooting the victims in this case, and always said that he had told the investigators that he did not shoot the victims." This statement is inconsistent with the law enforcement officers' testimony at trial as to what High said during the filmed interview and during the prior statements he made.6 If High's first federal habeas counsel did not have actual knowledge of what High said to defense counsel John Ruffin, he certainly could reasonably have discovered this information from Ruffin.7

Thus, we find High's argument that his first habeas counsel had no reason to investigate much less plead a Brady or Giglio violation unpersuasive and insufficient to excuse his counsel's failure to seek to obtain the audiotape at the time of his first federal habeas petition.8 Had counsel sought and obtained the audiotape, he would have had all the facts needed to support High's current claims based on what he did and did not say during the filmed interview.

High also seeks to rely on the prosecution's general representation, before trial, that it had complied with its obligation under Brady, arguing that that representation, combined with the inculpatory prosecution description of the tape, invited defense reliance. High further asserts that Strickler v. Greene, 527 U.S. 263, 119 S.Ct. 1936, 144 L.Ed.2d 286 (1999) stands for the proposition that a defendant can rely upon the State's representation that it has revealed and produced all exculpatory evidence. We conclude, however, that Strickler does not control this case.

The Supreme Court did find on the particular facts of Strickler that it was reasonable for the petitioner's trial counsel, as well as his collateral counsel, to rely on the presumption that the prosecutor would fully perform his duty under Brady and on the implicit representation that all such materials would be included in the open files tendered to the defense. See 119 S.Ct. at 1949-52.

We do not read Strickler, however, to indicate that defense reliance on a general government representation of compliance with Brady establishes cause for failing to pursue available exculpatory evidence where collateral counsel had actual knowledge or reasonably could have discovered knowledge clearly suggesting that the prosecution may have misinterpreted that evidence as nonexculpatory. As noted, High's first habeas counsel either knew or could reasonably have discovered that High's statements to his trial attorney concerning what he told the investigators were inconsistent with what the investigators said he told them during the filmed interview. Moreover, expressly disclaiming a holding that would control this case, the Court in Strickler stated:

We do not reach, because it is not raised in this case, the impact of a showing by the State that the defendant was aware of the existence of the documents in question and knew, or could reasonably discover, how to obtain them.

119 S.Ct. at 1951 n. 33 (emphasis added).

We also reject High's contention that Amadeo v. Zant, 486 U.S. 214, 108 S.Ct. 1771, 100 L.Ed.2d 249 (1988) controls this case. In Amadeo, the petitioner first raised a constitutional challenge to the composition of his juries on direct appeal to the Georgia Supreme Court, based upon a newly discovered memorandum from the District Attorney Office's of Putnam County evidencing a scheme to intentionally underrepresent black people and women on the master jury lists from which all grand and traverse juries were drawn. See id. at 217-218, 108 S.Ct. at 1774.

The state courts refused to hear the claim because it had not been raised earlier, but the federal district court judge found that petitioner had established sufficient cause and prejudice to excuse the procedural default. See id. at 219-220, 108 S.Ct. at 1775. A divided panel of this Court reversed, but the Supreme Court reversed this Court's decision, finding that sufficient evidence in the record supported the district court's factual findings and that this Court should not have set them aside. See id. at 229, 108 S.Ct. at 1780.

Unlike this case, however, there is no indication in Amadeo that the petitioner's attorneys had any idea that the D.A.'s memorandum, direct evidence of discrimination, even existed until it was discovered by "mere fortuity"9 by an attorney working on a different case. Id. at 224, 108 S.Ct. at 1778. High's first habeas counsel knew, or should have known from the face of the record, that an audiotape of the filmed interview existed and was in the State's possession, yet he made no effort to obtain it at the time High filed his first federal habeas petition.

By making absolutely no effort to obtain an item of evidence the existence of which he was aware and which reasonably discoverable evidence suggested might in fact be exculpatory, High did not conduct the "reasonable and diligent investigation aimed at including all relevant claims and grounds for relief in the first federal habeas petition" that McCleskey requires. 499 U.S. at 498, 111 S.Ct. at 1472. Having made no attempt to obtain the audiotape which Agent Ingram testified at trial was in his pocket, High has not shown "some external impediment preventing [him] from constructing" his claims based on what he did and did not say during the filmed interview. Carrier, 477 U.S. at 488, 106 S.Ct. at 2645. Thus, with respect to those claims, we conclude that "by reasonable means [High] could have obtained, a sufficient basis to allege a claim in the first petition and pursue the matter through the habeas process...." McCleskey, 499 U.S. at 498, 111 S.Ct. at 1472.

  (b) Claim Relating to High's Demeanor as Revealed on the Film

We also conclude that High has not shown cause for not raising in his first federal habeas petition his claim relating to his demeanor as revealed by the film. High asserts a Brady claim, arguing that the State suppressed material, exculpatory evidence in the form of a film that reveals the petitioner as having been mentally ill at or around the time of the offense and his confessions.

In support of his argument that his demeanor on the film is evidence of mental illness High offers the opinions of Dr. Bob Rollins, Dr. David R. Price, and Dr. Alec J. Whyte. A careful review of their affidavits, however, reveals that all three experts rely significantly, although admittedly not exclusively, on the actual, specific substance of what High said during the filmed interview, particularly on his statements that indicate grandiose and delusion.10

Because the audiotape would have revealed these statements, we conclude that the petitioner has not shown cause for not raising this claim in his first federal petition, for the same reasons we concluded above that he had not shown cause with respect to his claims relating to what he said on the film. While it may be true that only the actual film itself could have fully revealed the petitioner's demeanor during the interview, we conclude that the audiotape would have revealed enough of what petitioner's experts now contend is evidence of mental illness that the petitioner has not shown cause. The fact that the film itself might have provided stronger evidence of mental illness than the audiotape is not enough to constitute cause in the abuse of the writ context. See McCleskey, 499 U.S. at 498, 111 S.Ct. at 1472 ("Omission of the claim will not be excused merely because evidence discovered later might also have supported or strengthened the claim.")11

2. Prejudice

Even if High were able to show cause for not raising his claims related to the film in his first federal habeas petition, he would still have to show prejudice in order to have those claims considered on the merits. That he cannot do.

To demonstrate prejudice, the petitioner must show "not merely that the errors at his trial created a possibility of prejudice, but that they worked to his actual and substantial disadvantage, infecting his entire trial with error of constitutional dimensions." United States v. Frady, 456 U.S. 152, 170, 102 S.Ct. 1584, 1596, 71 L.Ed.2d 816 (1982). He must "convince us that 'there is a reasonable probability' that the result of the trial would have been different if the [allegedly suppressed and misrepresented filmed interview] had been disclosed to the defense." Strickler, 119 S.Ct. at 1952 (quoting Kyles v. Whitley, 514 U.S. 419, 433, 115 S.Ct. 1555, 1565, 131 L.Ed.2d 490 (1995)). In other words, "the question is whether the favorable evidence could reasonably be taken to put the whole case in such a different light as to undermine confidence in the verdict." Strickler, 119 S.Ct. at 1952 (internal citation omitted).12

High asserts that the film reveals: a) him saying that he did not kill anyone, thus professing his innocence, b) his inability to stop Ruffin and Brown from killing Bulloch, c) that High does not say anything about taunting Bulloch or about Bulloch begging, and d) High speaking, acting, and appearing crazy.

Contrary to the suggestion in High's brief, the filmed interview does not reveal High affirmatively protesting that he is innocent of this crime. High relies solely on a police officer's question that includes the phrase "you say you didn't kill anyone,"13 as evidence of his innocence. Later in the film, however, High is asked to briefly outline the crime in Crawfordville, which is the crime here at issue; rather than denying his culpability, his answer was a noncommittal "No comments." Moreover, it is apparent from the film that the murder was done for High, and that he was instigator and leader.14

Neither does the film reveal High asserting that he attempted to prevent Ruffin and Brown from killing Bulloch, as the petitioner's brief also suggests. High relies on the following passage as evidence that he could not stop his companions from taking Bulloch's life15

Question: Did you have any feelings about the young boy? Did he look in your eye?

High: No, he didn't.

Question: Did you have any feelings about him?

High: Yes. He was too young. But what's done is done.

Question: You didn't have control enough to stop them from taking his life?

High: Not then.

Question: In other words, when this happened, it was sort of ... You were gaining ...

High: This was one of the first that they did for me.

Question: And you could control them to the point where they would do what you told them ...

High: Well, I knew that ...

Question: ... but you didn't have one-hundred percent total control over them. Is that right?

High: No, I wasn't positive about the first two.

Question: At that point.

High: So, I figure if they will kill one person I know that I have enough to get them in a whole lot of trouble.

High, 14 F.Supp.2d at 1372. Considered as a whole, we think it likely that a jury would find this passage to be much more inculpatory than exculpatory-the passage suggests that High played an active role in this crime, it suggests that he was the leader of the group, although he may not have had total control over the other two men, and it indicates that the murder was committed for him. Thus, we cannot conclude that, had the jury had the benefit of this exchange at trial, there would have been a reasonable probability of a different outcome.

Neither was High prejudiced by his inability to reveal to the jury the film's absence of any discussion of High taunting Bulloch or Bulloch begging for his life. Investigator Dykes testified at trial that High told him, in a statement independent of the film, that he taunted Bulloch as they drove out to a remote location. The fact that High did not repeat that statement in the film does not significantly undermine Dykes's testimony that High told him he had done so in a separate statement. Dykes also testified that High said, in his independent statement to Dykes, that Bulloch begged for his life.

While Dykes did testify, outside of the jury's presence, that High repeated that statement during the filmed interview, when in fact he did not, High was not prejudiced by Dykes's incorrect statement about the content of the film, as the jury did not hear it. The petitioner suggests that Dykes's testimony about Bulloch begging for his life played a significant role in the jury's decision to impose the death penalty and also seems to suggest that the fact that Dykes incorrectly indicated that High repeated that statement in the filmed interview suggests that High never said anything, at any time, about Bulloch begging for his life (or even about High taunting Bulloch).

Even if the jury had known that Dykes stated that High had said Bulloch begged for his life in the film, and had known that High in fact did not, however, the petitioner has not convinced us that a reasonable juror might not still believe that High had made that statement to Dykes in his earlier confession. Thus, this argument falls short of putting the whole case in such a different light such that our confidence in the outcome is undermined.

High also argues that he is, and was at the time of the crime, mentally ill and that his mental illness is readily apparent from a viewing of the film; as noted, he has introduced expert testimony to that effect. High, however, cannot show prejudice from his inability to demonstrate his asserted mental illness to the jury via the film. No other evidence of mental illness was adduced at trial. From our own viewing of the film, we are unpersuaded that it, as the single piece of mental health evidence that would have been adduced, is such a compelling indication of mental illness so at to convince us that there is a reasonable probability that the result of the trial would have been different if the jury had been able to view the film.

To the extent, if at all, that the petitioner argues that he was prejudiced because possession of the film would have allowed him to present additional mental health expert testimony at trial, we disagree. There is no indication that High himself was not available for evaluation prior to and during the trial, and the absence of the film in no way prevented his trial counsel from having additional professional evaluations of him performed and introducing such evaluations at trial. Indeed, High was examined once under court order during the relevant time frame, with respect to the unrelated charges that he faced in Augusta.

The evidence introduced at trial against the petitioner was overwhelming; it included an eyewitness identification from Phillips, the surviving victim, and the testimony of three different law enforcement officers about statements the petitioner made about his involvement in the crime.16

In light of this evidence, the petitioner's current complaints relating to the film, even when considered collectively, are not significant. Had the petitioner been able to make use of his filmed interview during his trial, we conclude that it would have had, at most, a negligible impact on the outcome.17 Thus, the petitioner has not demonstrated that there is a reasonable probability that the result of his trial would have been different if the filmed interview had been disclosed to the defense.

3. Miscarriage of Justice

Because the petitioner has not demonstrated cause and prejudice sufficient to excuse his failure to present these claims in his first federal petition, he "may obtain review of his constitutional claims only if he falls within the 'narrow class of cases ... implicating a fundamental miscarriage of justice.' " Schlup v. Delo, 513 U.S. 298, 315, 115 S.Ct. 851, 861, 130 L.Ed.2d 808 (1995) (quoting McCleskey, 499 U.S. at 494, 111 S.Ct. at 1470). The miscarriage of justice exception "is concerned with actual as compared to legal innocence." Sawyer v. Whitley, 505 U.S. 333, 339, 112 S.Ct. 2514, 2519, 120 L.Ed.2d 269 (1992). "To be credible," a claim of actual innocence "requires petitioner to support his allegations of constitutional error with new reliable evidence ... that was not presented at trial." Schlup, 513 U.S. at 324, 115 S.Ct. at 865.

The miscarriage of justice standard that a petitioner must meet differs depending on the challenge brought by the petitioner. If the petitioner claims actual innocence of the underlying crime, he must show that " 'a constitutional violation has probably resulted in the conviction of one who is actually innocent.' " Id. at 327, 115 S.Ct. at 867 (quoting Carrier, 477 U.S. at 496, 106 S.Ct. at 2649-2650).

More specifically, the petitioner must demonstrate "that it is more likely than not that no reasonable juror would have found petitioner guilty beyond a reasonable doubt." Schlup, 513 U.S. at 327, 115 S.Ct. at 867. If, however, a capital petitioner "challenges his death sentence in particular, he must show 'by clear and convincing evidence' that no reasonable juror would have found him eligible for the death penalty in light of the new evidence." Calderon v. Thompson, 523 U.S. 538, 559-60, 118 S.Ct. 1489, 1503, 140 L.Ed.2d 728 (1998) (quoting Sawyer, 505 U.S. at 348, 112 S.Ct. at 2523).

High asserts both his actual innocence of the underlying crime and his actual innocence of the death penalty. Specifically, he asserts that the following is new evidence showing that he is actually innocent of the murder of Bulloch: 1) evidence that he did not kill Bulloch, in the form of: a) a statement, allegedly withheld from his trial counsel, that he made to Agent Monahan after he was arrested that he was present when Bulloch was killed, but that he did not kill anyone, and b) the film, revealing that he told the police that he did not kill anyone and that he did not have enough control over his two companions to stop them from killing Bulloch; 2) evidence that the law enforcement investigation and testimony were suspect, in the form of: a) an affidavit from a handwriting expert opining that the petitioner did not write a list of questions introduced at trial as questions he wanted to be asked during the filmed interview, b) the fact that he did not say during the filmed interview that he taunted Bulloch and that Bulloch begged for his life, and the fact that Investigator Dykes testified to the contrary revealed that his investigation and testimony were suspect; and c) the fact that the prosecutor's closing argument, describing the filmed interview, was allegedly inaccurate; and 3) evidence that he is and was severely mentally ill.

Despite this list of asserted new evidence, High has not established that it is more likely than not that no reasonable juror would have found him guilty beyond a reasonable doubt. High's new evidence in the form of his statements that he did not kill anyone-both the statement to Agent Monahan and that on the film-is not the persuasive showing of actual, factual, innocence that the petitioner claims it to be.18

Even if High himself did not actually shoot Bulloch,19 the evidence is overwhelming that he would nevertheless still be guilty of the charged offense of murder. Evidence was presented at trial, in the form of statements (independent of the filmed interview) that High gave to Investigator Dykes and to Agent Ingram revealing that High, Ruffin and Brown worked together to rob, abduct, and shoot Phillips and Bulloch.

In addition, Phillips physically identified High as one of the perpetrators. From this substantial evidence, the jury could reasonably have found a plan or conspiracy to rob and kill the victims,20 and thus, High, even if he was not the trigger man, would still be guilty of the murder of Bulloch. See Thomas v. State, 255 Ga. 38, 334 S.E.2d 675, 676-77 (1985); see also Cargill v. State, 256 Ga. 252, 347 S.E.2d 559, 560 (1986) (" '[i]t matters not whether it was appellant or [his accomplice] who actually fired the gun during the robbery which resulted in [the victim's] death. The act of one was the act of the other in the commission of the armed robbery and the ensuing death which resulted therefrom.' ") (quoting Strong v. State, 232 Ga. 294, 206 S.E.2d 461, 464 (1974)).21

Neither do the petitioner's arguments that the law enforcement investigation and testimony were suspect persuade us that High is actually innocent of the murder. High argues that an affidavit from a handwriting expert proves that High did not write the list of questions introduced at trial as questions he wanted to be asked during the filmed interview. This affidavit, if available at trial, could have been used to impeach the officers' testimony that High did write those questions.22

High also points again to the fact that he did not say on the film that he taunted Bulloch and that Bulloch begged for his life and to the fact that Dykes testified to the contrary outside of the jury's presence. As we previously stated, we do not think the fact that High did not say on the film that he taunted Bulloch significantly undermines Dykes's testimony that High told him he had done so in a separate statement. If Dykes's erroneous testimony that High said on the film that Bulloch begged for his life had been given in front of the jury, then the film, if then available, could have been used to impeach Dykes.

We conclude, however, that in light of the substantial evidence that was produced at trial, including three different officers' testimony about High's confessions and the positive identification from Phillips, none of this "impeachment evidence provides [a] basis for finding a miscarriage of justice." Thompson, 523 U.S. at 563, 118 S.Ct. at 1504 ("As in Sawyer, the evidence is a step removed from evidence pertaining to the crime itself.... It tends only to impeach the credibility of Fink and Del Frate. To find that these matters in all probability would have altered the outcome of Thompson's trial, we should have to assume, first, that there was little evidence of rape apart from the informant's testimony....") Similarly, we conclude that the alleged inaccuracies in the prosecutor's closing argument do not undermine the integrity of the investigation or prosecution of this case, and certainly do not persuade us that High is actually innocent.

Nor does petitioner's argument that he is, and was at the time of the crime, mentally ill persuade us differently. Assuming arguendo that High has brain damage, borderline intellectual functioning, and is seriously mentally ill, we are unpersuaded that High has demonstrated that he was so mentally ill at the time of the murder of Bulloch that he did not have the capacity to formulate the necessary intent to commit the crime.

Thus, we cannot conclude from the petitioner's evidence of mental illness that it is more likely than not that no reasonable juror would have found petitioner guilty beyond a reasonable doubt. In sum, considering all of High's "new evidence" in light of the totality of the evidence in the record, we cannot conclude that it is more likely than not that no reasonable juror would have found petitioner guilty.

We turn next to High's challenge to the death penalty, and his argument that with his "new evidence" he has made the necessary miscarriage of justice showing. We conclude that petitioner has not demonstrated by clear and convincing evidence that "no reasonable juror would have found him eligible for the death penalty in light of the new evidence." Thompson, 523 U.S. at 560, 118 S.Ct. at 1503. In imposing the death penalty on the petitioner, the jury found the following aggravating circumstances: "[t]he offense of murder and armed robbery and kidnapping was outrageously or wantonly vile, horrible, inhuman in that it involved torture, depravity of mind, and an aggravated battery to the victim." See O.C.G.A.. 17-10-30(b)(7).

The Georgia Supreme Court, on direct appeal, found that the evidence of serious psychological abuse by the petitioner to Bulloch before Bulloch's death, especially in view of the victim's young age and physical characteristics, supported the jury's finding of aggravating circumstances beyond a reasonable doubt. See High v. State, 247 Ga. 289, 276 S.E.2d 5, 13 (1981).

The Georgia Supreme Court further found that the crime was outrageously or wantonly vile, horrible or inhuman because the victim was a young child who was not a member of the petitioner's family and who had in no way provoked the petitioner to assault him. See Id. As explained above, the petitioner's "new evidence" does not significantly undermine the evidence of his liability for the murder of Bulloch. We also conclude that petitioner's "new evidence" does not significantly undermine the evidence that the Georgia Supreme Court found supported the jury's finding of aggravating circumstances which made the petitioner eligible for the death penalty.

As explained above, High's "new evidence" does not significantly undermine the evidence of petitioner's psychological abuse of Bulloch just prior to the murder. We have also carefully considered whether the "new evidence" of High's mental heath undermines the aggravating circumstances that render High eligible for the death penalty. We have carefully reviewed all of the mental health evidence adduced by petitioner in the 1991 evidentiary hearing in state habeas court, including the filmed interview itself, and the doctors' reports interpreting the film and their opinions with respect to High's mental health generally.23

Although petitioner has adduced considerable evidence that High was suffering from a major mental illness at the time he was evaluated by the doctors in 1991 and for 10 years previous thereto, and has also adduced some evidence that High was suffering from mental deficiencies or abnormalities at and around the time of the offense and his arrest, we cannot conclude that High has demonstrated by clear and convincing evidence that no reasonable juror would have found him eligible for the death penalty in light of this "new evidence." We of course evaluate this "new evidence" in light of the totality of the evidence previously adduced.24 See Schlup v. Delo, 513 U.S. at 328, 115 S.Ct. at 867.

We conclude that High has failed to satisfy the very high threshold showing required under the case law to demonstrate a miscarriage of justice with respect to the penalty phase. Accordingly, High has not shown that a fundamental miscarriage of justice will result if his claims based upon the missing film are not heard on the merits, and those claims are thus barred as an abuse of the writ.

B. Conflict of Interest

The petitioner also argues that he was deprived of his Sixth, Eighth, and Fourteenth Amendment rights by his pretrial counsel's simultaneous representation of the petitioner and his two accomplices. Before his trial, the petitioner was represented by Walton Hardin. Hardin was appointed by the Superior Court of Taliaferro County to represent the petitioner, as well as Ruffin and Brown, in March of 1977. In February of 1978, High retained John H. Ruffin, Jr. (who is not related to the petitioner's accomplice, Judson Ruffin), while Ruffin and Brown continued to be represented by Hardin.25 Ruffin and Brown were each eventually granted federal habeas relief because of Hardin's conflicted representation. See Ruffin v. Kemp, 767 F.2d 748 (11th Cir.1985); Brown v. Kemp, No. CV 188-027 (S.D.Ga.1989). The petitioner now argues that he is entitled to the same relief. Because the petitioner did not raise this claim in his first federal habeas petition, however, it is also subject to the abuse of the writ analysis.

The petitioner cannot show cause for not raising this claim in his first federal petition. He suggests that his first habeas counsel's inexperience with capital habeas corpus petitions constitutes cause. This argument fails, however, because "counsel's ineffectiveness will constitute cause only if it is an independent constitutional violation." Coleman v. Thompson, 501 U.S. 722, 754-55, 111 S.Ct. 2546, 2567, 115 L.Ed.2d 640 (1991) ("In the absence of a constitutional violation, the petitioner bears the risk in federal habeas for all attorney errors made in the course of the representation.").

Defendants have no constitutional right to counsel when collaterally attacking their convictions; this is true even in capital cases. See Hill v. Jones, 81 F.3d 1015, 1024 (11th Cir.1996); see also Callins v. Johnson, 89 F.3d 210, 212 (5th Cir.1996) (concluding that "no error by habeas counsel can ever constitute cause for abusing the writ"). Because the petitioner "by reasonable means could have obtained ... a sufficient basis to allege [this] claim in [his] first petition and pursue the matter through the habeas process," he has failed to demonstrate cause. McCleskey, 499 U.S. at 498, 111 S.Ct. at 1472.

Nor has the petitioner shown that a fundamental miscarriage of justice will occur if this claim is not heard on the merits. High asserts, with no supporting citation of authority, that if a petitioner can show a conflict of interest, then he has necessarily shown enough innocence to have the conflict claim addressed on the merits. In other words, the petitioner apparently argues that if he can show a conflict of interest, he need not show actual, factual innocence.

However, this argument is inconsistent with the plain meaning of Supreme Court precedent describing the showing that is required to come within the miscarriage of justice exception to the abuse of the writ doctrine. See, e.g., Schlup, 513 U.S. at 316, 115 S.Ct. at 861 ("Without any new evidence of innocence, even the existence of a concedely meritorious constitutional violation is not in itself sufficient to establish a miscarriage of justice that would allow a habeas court to reach the merits of a barred claim."). It is also inconsistent with precedent of our own Court. See, e.g., Porter v. Singletary, 49 F.3d 1483, 1485 (11th Cir.1995) (per curiam ) (concluding that petitioner's claim that the attorney who represented him at sentencing was ineffective because he labored under a conflict of interest was barred as an abuse of the writ because the petitioner had not demonstrated cause and prejudice or a miscarriage of justice); Weeks v. Jones, 26 F.3d 1030, 1046 (11th Cir.1994) (concluding that petitioner's claim that trial counsel was ineffective because of a conflict of interest was procedurally barred); cf. Brownlow v. Groose, 66 F.3d 997, 999 (8th Cir.1995) (concluding that the petitioner had failed to make the necessary showing of actual innocence required by Schlup to overcome the procedural default barrier to his claim that his attorney was ineffective due to a conflict of interest).

As discussed above, the showing that is required to come within the miscarriage of justice exception is a demonstration "that it is more likely than not that no reasonable juror would have found petitioner guilty beyond a reasonable doubt." Schlup, 513 U.S. at 327, 115 S.Ct. at 867. And for a challenge to a death sentence in particular, a petitioner "must show by clear and convincing evidence that no reasonable juror would have found him eligible for the death penalty in light of the new evidence." Thompson, 523 U.S. at 560, 118 S.Ct. at 1503, (internal citation omitted).

The petitioner has made neither showing. He seeks to rely again on the "new evidence" asserted above to support his contention that his claims relating to the missing film must be heard to avoid a miscarriage of justice. As already discussed, however, that new evidence falls short of the showing required by the miscarriage of justice exception to the abuse of the writ doctrine.

The totality of the evidence in the record, including the asserted new evidence, supports the conclusion that the petitioner planned or conspired to rob, kidnap, and murder Phillips and Bulloch, that he participated in putting Phillips in the trunk of the car and the boy in the back seat, that High taunted or psychologically abused the boy, that they traveled to a remote location to carry out the murder and attempted murder, and that High was the leader of the three coconspirators in this venture even if he himself was not the trigger man. We readily conclude that the petitioner has failed to show that it is more likely than not that no reasonable juror would have found him guilty beyond a reasonable doubt and has failed to show by clear and convincing evidence that no reasonable juror would have found him eligible for the death penalty.

For the foregoing reasons, the judgment of the district court denying relief is

AFFIRMED.

*****

A second or successive petition may be dismissed if the judge finds that it fails to allege new or different grounds for relief and the prior determination was on the merits or, if new and different grounds are alleged, the judge finds that the failure of the petitioner to assert those grounds in a prior petition constituted an abuse of the writ.

4 High filed his petition one day prior to the effective date of the Antiterrorism and Effective Death Penalty Act of 1996 ("AEDPA"), and therefore the AEDPA standard of review provisions are not applicable. See Lindh v. Murphy, 521 U.S. 320, 117 S.Ct. 2059, 138 L.Ed.2d 481 (1997) (holding AEDPA standard of review provisions inapplicable in a noncapital case pending when AEDPA was enacted); Mills v. Singletary, 161 F.3d 1273, 1280 n. 6 (11th Cir.1998), cert. denied, --- U.S. ----, 120 S.Ct. 804, 145 L.Ed.2d 677 (2000) (holding same in a capital case). In addition, the AEDPA's special habeas corpus procedures for capital cases, codified at 28 U.S.C. 2261-66, do not apply because they require a state to "opt in" to them by meeting certain requirements, see Neelley v. Nagle, 138 F.3d 917, 921-22 (11th Cir.1998), cert. denied, 525 U.S. 1075 , 119 S.Ct. 811, 142 L.Ed.2d 671 (1999) (mem.), and the state here has not asserted that it opted in by meeting these requirements.

5 The trial transcript reveals the following colloquy between High's trial attorney, John Ruffin, Jr., and GBI agent Ingram:

Q(Ruffin): Now, Mr. Ingram, where is the tape?

A(Ingram): Which tape, sir?

Q:The tape that was made as a result of the TV simulation.

A:The tape recording?

Q:Well, where is the tape recording?

A:In my pocket.

Q:How long has it been in your pocket?

A:Since yesterday.

Q:Where did you get it?

A:From Mr. Richard Allen, the District Attorney.

Q:Mr. Richard Allen?

A:Yes sir.

Q:Now, where is the audio tape?

A:I'm not familiar with that.

Trial Transcript at 794. Undoubtedly, the latter part of this exchange reveals a confusion over nomenclature. Nevertheless, Agent Ingram clearly stated that he had a "tape recording" of the TV simulation in his pocket, that it had been there since the day before, and that he had gotten it from Mr. Richard Allen. This exchange leaves no real doubt of the existence, at the time of trial, of a tape recording of the filmed interview. During High's 1991 state habeas hearing, Ingram testified that it was in fact an audiotape of the interview that he had gotten from Richard Allen and that he had in his possession during the trial.

6 Investigator Dykes testified that High told him that "he did the crime,"and also that High said, "they went to this place off of the dirt road and that they all started shooting." GBI agent "Chuck" Monahan testified that High said on the film that "he had come through Crawfordville, Georgia on the night in question with the parties in question and committed the murder of Bonnie Bulloch." Agent Ingram testified that High told him "that the man and the boy were laid down in front of the vehicle, in the headlights, and-as he described it-they unloaded on him." Ingram later testified that during the filmed interview High "made a very brief reference to Crawfordville stating that he had committed the crime and that it was over and done and to drop it." On cross-examination, in response to the question of whether High had told him that he didn't shoot the two victims, Ingram stated that High did not say he fired a gun, but that he didn't tell him he did not shoot them, either.

7 There is no indication in the record that High's current habeas counsel had any trouble learning this information from Ruffin.

8 High asserts that his first habeas counsel would not have gotten the various depictions of the filmed interrogation from the State if he had asked for them. We decline to make that assumption, however, when absolutely no attempt was made by habeas counsel to obtain them. The fact that the State had not provided High's trial counsel with the audiotape does not dictate that the State would not have given the audiotape to his first habeas counsel if he had made a specific request for that item. The State's duty to disclose exculpatory material is ongoing. See Pennsylvania v. Ritchie, 480 U.S. 39, 60, 107 S.Ct. 989, 1003, 94 L.Ed.2d 40 (1987); see also Thompson v. Calderon, 151 F.3d 918, 935 n. 12 (9th Cir.) (Reinhardt, J., concurring and dissenting), cert. denied, 524 U.S. 965 , 119 S.Ct. 3, 141 L.Ed.2d 765 (1998) ("The Brady duty is an ongoing one, and continued to bind the prosecution throughout Thompson's habeas proceedings.") While the State may have made an initial determination that the audiotape of the interview was not exculpatory, nothing prevented High's first habeas counsel from specifically requesting that item and arguing that he had reason to believe that it might in fact be exculpatory. Cf. Ritchie, 480 U.S. at 60, 107 S.Ct. at 1003 (noting that if a defendant is aware of specific information in the State's files, he is free to request it directly from the court, and argue in favor of its materiality). More importantly, High's habeas counsel had at his disposal in his federal habeas proceeding discovery tools pursuant to federal law. See Rule 6 of the Rules Governing Section 2254 Cases in the United States District Courts. We recognize that a petitioner's entitlement to discovery in federal habeas is within the district judge's discretion and only allowed for good cause shown; nevertheless, we think that readily obtainable facts would have supported a request for discovery under Rule 6.

9 The petitioner argues that the film was unavailable until it, like the memorandum in Amadeo, was discovered by "mere fortuity." Again, we emphasize that we find defendant's argument with respect to the alleged unavailability of the film unpersuasive because the evidence supporting petitioner's claims would have been revealed by the audiotape.

10 Dr. Rollins states in his affidavit:

[P]arts of the tape also show that Jose High was not in complete touch with reality. He says that he believes he can control persons by not letting them look into his eyes, and that he received this power from an outside force. He says that he will be able to control people who will be unable to see him when he gets out of prison....

Affidavit of Bob Rollins, M.D., June 10th, 1991, p. 6.

Dr. Price states in his affidavit that "delusions of grandeur and paranoia were rampant" in the filmed interview, noting in particular that:

[High] states that he was head of a gang that stretched across many states and had thirty followers. He also stated that he communicated with his "mind" and "used psychology." He said he could control persons because he was empowered by an external force about which he could not speak. Nothwithstanding his status as the head of a crime family, he had to be home by 10:30 every night.

Affidavit of David R. Price, Ph.D., June 9th, 1991, p. 8.

Dr. Price further opines:

[The film] also reveals evidence of mental illness, specifically schizophrenia. Jose High did not have the capacity to run a crime family, and certainly was incapable of controlling anyone through "brain power".... Jose High is grandiose on the tape. He irrationally states that he will get out of prison and control a crime family whose members will be unable to see him. He states that he runs a major crime family yet must be home early every night so that his parents will not be unhappy. He states that he meditates, that he is empowered by an external force, and that he makes people do what he wants through "brain power"....

Price Affidavit, pp. 13-14.

Dr. Whyte comments that the film "reveals signs and symptoms of a major mental disorder." Dr. Whyte specifically notes certain "behavioral diagnostic symptoms" that High manifested on the film:

-preoccupation with one or more systematized delusions. Jose, throughout the interview and during a more extended period of his life was demonstrating his false belief that he was the respected and feared head of an organized mafia-type crime family whose members he controlled by his mind power and that of some outside unnamed force. This delusion revealed both the grandiose and paranoid features characteristic of the paranoid type of schizophrenia. Strongly suggested were delusions of greater grandiosity, e.g., that we [sic] would lead a takeover by Black people, and that he would go away but return and invisibly control his followers.

-flat or grossly inappropriate effect. Jose's emotional responsiveness to the highly emotional content of the interview was pervasively and characteristically flat and inappropriate. A part of this may have been a reflection of the delusional self that he was portraying.

Affidavit of Alec J. Whyte, M.D., June 11th, 1991, pp. 3-5.

11 To the extent that the general observations of Doctors Rollins, Price and Whyte with respect to High's present and past mental state are based on their examinations of High and/or his personal and social history, we note that such evaluations have always been available to counsel, and thus High cannot show cause for the failure of his first federal habeas counsel in this regard.

12 The Strickler majority treats the prejudice inquiry as synonymous with the materiality determination under Brady v. Maryland, 373 U.S. 83, 83 S.Ct. 1194, 10 L.Ed.2d 215 (1963), in keeping with "suggestions in a number of [Supreme Court] opinions...." Strickler, 119 S.Ct. at 1956 n. 2 (Souter, J., dissenting).

13 That phrase appears in the following exchange:

Question: Alright, in each of these crimes, or each of these incidents as you want to call em, you used a shotgun, or you had your [family] members use a shotgun, can you explain that?

High: Well, with a pistol or handgun somebody think twice but somebody got a big rod in your face, you ain't gonna do but what they tell you to do.

Question: Did you ever at any time, you say you didn't kill anyone, did you ever at any time think that one of your family was not going to obey one of your orders?

High: Yes.

Question: Can you name any incidents?

High: In Richmond County today.

Question: Today? How did that happen?

High: They snitched.

1991 State Habeas Transcript at 737.

14 High also complains that officers stated at trial that High said on the film that he committed the murder of Bulloch, and asserts that he in fact did not. We readily conclude, however, that High was not prejudiced by this apparent inconsistency, when, even if High did not state on the film, in so many words, that he had killed Bulloch, the film does in fact clearly suggest that High was the leader of the three perpetrators and that the murder was committed for him.

15 There are several inconsistencies, most of them slight, between the version of this excerpt contained in the unofficial transcript of the film that the petitioner attached to his brief to this Court and the district court's rendition, which was made from its own review of the film. See High, 14 F.Supp.2d at 1372 n. 25. Because our independent review of the film reveals that the district court's version is not clearly erroneous, we adopt it. See Freund v. Butterworth, 165 F.3d 839, 861 (11th Cir.), cert. denied, --- U.S. ----, 120 S.Ct. 57, 145 L.Ed.2d 50 (1999).

16 Investigator Dykes testified that High made a statement to him, Agent Ingram testified that High made a statement to him, and Agent Monahan testified that he was present when High made his statement to Ingram.

17 We think it quite possible that introduction of the filmed interview would have actually had a negative impact on the petitioner's case at trial, considering the film's suggestion, among other things, that High was the leader of the three perpetrators and that the murder of Bulloch was committed for him.

18 As discussed above, from the film, High relies solely on a police officer's question that includes the phrase "you say you didn't kill anyone," as evidence of his innocence. Moreover, the petitioner's statement to Agent Monahan is not a more persuasive denial of guilt or protestation of innocence. Monahan's report of High's statement simply states, "High, after being advised of his rights, asked if he could be found guilty of murder simply because he was present when the boy (Bonnie Bulloch) was murdered, to which Agent Monahan replied that he could. High stated that he was present bud (sic) he did not kill anyone." Instead of a denial of guilt, High's statement might be interpreted as an attempt on his part to avoid responsibility for the killing.

19 Indeed, we cannot assume that High did not actually shoot Bulloch. The film and Monahan's report of High's statement to him are both equivocal in this regard, whereas both Investigator Dykes and Agent Ingram unequivocally testified that High stated that they all engaged in the shooting.

20 The jury did in fact receive a charge on Georgia law regarding conspiracy.

21 In addition, as previously discussed, we find unpersuasive the petitioner's suggestion that the film reveals that he attempted to prevent his companions from killing Bulloch.

22 We note, however, that High's trial attorney in fact argued to the jury in his closing statement that High did not write those questions and he asked the jury to compare the writing of the questions with High's signature on the indictment. Thus, we can presume that, to the extent the jury thought that the question of whether or not High wrote those questions was ultimately significant, it made its own determination. See United States v. Cashio, 420 F.2d 1132, 1135 (5th Cir.1970) (jury is entitled to make a comparison of handwriting known to be genuine with handwriting in question to determine whether handwriting in question is genuine). The only thing actually "new" about this evidence is the affidavit of the handwriting expert.

23 In light of our disposition, we need not in this case resolve the dispute between the parties with respect to the evidence upon which a petitioner can rely in attempting to establish a miscarriage of justice. The state asserts that a petitioner can rely only upon evidence directly related to the underlying constitutional violation which petitioner is seeking to have the court address on the merits. Thus, in the instant case, the state asserts that High can rely only upon the filmed interview itself, which allegedly was suppressed in violation of the Constitution. Under the state's theory, High could not rely upon the general evidence of mental illness, unrelated to the allegedly suppressed film. On the other hand, High argues that he should be able to rely upon any and all evidence in his effort to establish a miscarriage of justice, whether or not the evidence is related to the alleged constitutional violation which he is urging us to address on the merits. For the reasons indicated in the text, we need not resolve this dispute between the parties.

24 For example, the only mental health examination which was conducted at the relevant time apparently suggested no major mental illness.

25 High's trial began in November of 1978.

 

 

 
 
 
 
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